Filed pursuant to Rule 424(b)(7)
Registration No. 333-216253
CALCULATION OF REGISTRATION FEE
Atlantica Yield plc, the registrant under the Form F-3 shelf registration statement dated February 27, 2017, elected to defer payment of the fees of such registration statement pursuant to Rule 456(b) under the Securities Act of 1933.
Title of each class of securities to be registered | Amount to be Registered(1) | Proposed Maximum Aggregate Price per Share(2) | Proposed Maximum Aggregate Offering Price(3) | Amount of Registration Fee |
Ordinary Shares, nominal value $0.10 per share | 41,530,843 | $20.36 | $845,567,963.48 | $98,001.33 |
(1) | Represents 41,530,843 shares of Atlantica Yield plc beneficially owned by ACIL Luxco1 S.A. which may be offered from time to time by selling shareholders identified here or in a subsequently filed prospectus supplement. In accordance with Rule 416 promulgated under the Securities Act of 1933, this Registration Statement shall be deemed to cover any additional securities to be offered or issued from stock splits, stock dividends or similar transactions. |
(2) | Estimated solely for the purpose of determining the registration fee in accordance with Rule 457(r) and Rule 457(c) under the Securities Act. Pursuant to Rule 457(c), the proposed maximum offering price per ordinary share of the registrant is based on the average high and low price per ordinary share of the registrant on the NASDAQ Global Select Market on April 11, 2017. |
(3) | Calculated pursuant to Rule 457(a) under the Securities Act. |
PROSPECTUS SUPPLEMENT
To Prospectus dated February 27, 2017
(incorporated in England and Wales)
41,530,843 Ordinary Shares
This prospectus supplement updates and amends certain information contained in the prospectus dated February 27, 2017 (the “Prospectus”) covering the resale by selling shareholders of an aggregate amount of up to 41,530,843 ordinary shares, nominal value of $0.10 per share, of Atlantica Yield plc, or Atlantica Yield, held by ACIL Luxco1 S.A, or Luxco 1, which may be offered and sold by selling shareholders identified herein or in a subsequently filed prospectus supplement. This prospectus supplement is not complete without, and may not be utilized except in connection with, the Prospectus, including any amendments or supplements thereto.
Our ordinary shares are listed on the NASDAQ Global Market under the symbol “ABY”. On April 11, 2017, the last reported sales price of our ordinary shares on the NASDAQ Global Market was $20.53 per share.
Investing in our ordinary shares involves certain risks. See “Risk Factors” beginning on page 10 of the Prospectus before you make your investment decision and in our reports filed from time to time with the Securities and Exchange Commission.
You should carefully read this prospectus supplement and the Prospectus, together with the documents we incorporate by reference, before you invest in our ordinary shares.
Neither the Securities and Exchange Commission nor any state securities commission or other regulatory body has approved or disapproved of these securities or determined if this prospectus supplement is truthful or complete. Any representation to the contrary is a criminal offense.
Prospectus Supplement dated April 12, 2017
ABOUT THIS PROSPECTUS SUPPLEMENT
This prospectus supplement is being filed to amend and supplement the information that appears under the caption “Selling Shareholders” in the Prospectus and sets out a schedule of fees. Capitalized terms that are not defined in this prospectus supplement are defined in the Prospectus.
SELLING SHAREHOLDERS
We are amending the Selling Shareholder table in the Prospectus to include the selling shareholders listed below. As of the date of this prospectus supplement, the lenders and noteholders do not beneficially own any shares of Atlantica Yield. On March 28, 2017, Abengoa S.A. entered into a restructuring and lending arrangement with, among others, GLAS Trust Corporation Limited, or the Security Agent, acting for certain lenders and noteholders, under which Abengoa S.A. or its subsidiaries were required to enter into related security documents, or the New Money Documents, pledging their shares of Atlantica Yield. Pursuant to that arrangement, Luxco 1 holds 41,530,843 ordinary shares, or the Pledged Shares, in favor of lenders and noteholders as security for Abengoa’s and its subsidiaries’ obligations under the New Money Documents.
Pursuant to the terms of the New Money Documents, if an event of default occurs, the lenders and noteholders may, amongst other things, elect to instruct the Security Agent to enforce the security over the Pledged Shares. Pursuant to an enforcement of the security, each of the selling shareholders listed in the table below may offer and/or sell any or all of the Pledged Shares owned by them or on their behalf or to which they are otherwise entitled, and/or the Security Agent may, to the extent instructed by a selling shareholder listed in the table below or otherwise in accordance with the New Money Documents, offer and/or sell any or all of the Pledged Shares owned by or on behalf of such selling shareholder or to which such selling shareholder is entitled on behalf of such selling shareholder pursuant to this prospectus supplement and the Prospectus. In addition, if any selling shareholder does not provide instructions to the Security Agent within the applicable time frame under the New Money Documents, the Security Agent may offer and sell the Pledged Shares to which such selling shareholder is entitled on behalf of such selling shareholder pursuant to this prospectus supplement and the Prospectus.
| Selling Shareholder(1) | | Number of Ordinary Shares Beneficially Owned Prior to the Offering(2) | | Maximum Number of Ordinary Shares to be Offered | | Number of Ordinary Shares Beneficially Owned After the Offering(3) | | Percentage of Ordinary Shares Beneficially Owned After the Offering(4) |
| | | | | | | | | |
| 683 Capital Partners LP | | 461,379 | | 461,379 | | – | | – |
| | | | | | | | | |
| Ace Global, S.I.C.A.V., S.A. | | 5,485 | | 5,485 | | – | | – |
| | | | | | | | | |
| Aegon Custody B.V. | | 50,863 | | 50,863 | | – | | – |
| | | | | | | | | |
| Aileen Torre | | 5,451 | | 5,451 | | – | | – |
| | | | | | | | | |
| Alberto Campanini | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Aldwych Investors II S.a r.l. (5) | | 502,507 | | 502,507 | | – | | – |
| | | | | | | | | |
| Alejandro Aguilar Caba | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Alejandro Zbrasky | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Alessandro Roca | | 536 | | 536 | | – | | – |
| | | | | | | | | |
| Alfredo López Sancho | | 8,501 | | 8,501 | | – | | – |
| | | | | | | | | |
| Alipio Tome Pinto | | 1,092 | | 1,092 | | – | | – |
| | | | | | | | | |
| Allan Odgaard | | 804 | | 804 | | – | | – |
| | | | | | | | | |
| Almu Valores SICAV | | 566 | | 566 | | – | | – |
| | | | | | | | | |
| Amadeo Hernández Bueno | | 2,711 | | 2,711 | | – | | – |
| | | | | | | | | |
| Amauri Martins Oliveira | | 546 | | 546 | | – | | – |
| | | | | | | | | |
| Amelio Ghiori | | 268 | | 268 | | – | | – |
| Selling Shareholder(1) | | Number of Ordinary Shares Beneficially Owned Prior to the Offering(2) | | Maximum Number of Ordinary Shares to be Offered | | Number of Ordinary Shares Beneficially Owned After the Offering(3) | | Percentage of Ordinary Shares Beneficially Owned After the Offering(4) |
| | | | | | | | | |
| Ana Rita Pereira Salazar Sampaio | | 396 | | 396 | | – | | – |
| | | | | | | | | |
| Ana Rossello Busquet | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Andrea Käser-Pilling | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Andreas Jakob Dimmler | | 2,945 | | 2,945 | | – | | – |
| | | | | | | | | |
| Angelo Cesana | | 6,007 | | 6,007 | | – | | – |
| | | | | | | | | |
| Anna Guglielmetti | | 566 | | 566 | | – | | – |
| | | | | | | | | |
| Antonio Girón Ares and Alicia Diez Arocena | | 1,551 | | 1,551 | | – | | – |
| | | | | | | | | |
| Antonio Manuel De Oliveira Brito | | 546 | | 546 | | – | | – |
| | | | | | | | | |
| António Mário Castelobranco Corrêa de Aguiar | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Antonio Ramirez Carrasco | | 2,833 | | 2,833 | | – | | – |
| | | | | | | | | |
| Aplicaciones de Servei Monsan | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| ApS af 8.10.1976 | | 1,133 | | 1,133 | | – | | – |
| | | | | | | | | |
| Arepo Fiduciaria SRL | | 7,912 | | 7,912 | | – | | – |
| | | | | | | | | |
| Artur José Figueiredo Mariano Alves | | 566 | | 566 | | – | | – |
| | | | | | | | | |
| Arturo Moreno Garceran | | 1,072 | | 1,072 | | – | | – |
| | | | | | | | | |
| Arvo Investment Holdings S.A.R.L. | | 2,466,421 | | 2,466,421 | | – | | – |
| | | | | | | | | |
| Athanasios Athanasakis | | 536 | | 536 | | – | | – |
| | | | | | | | | |
| Auriga Global Investors, S.V., S.A. | | 6,190 | | 6,190 | | – | | – |
| | | | | | | | | |
| Baloise Life (Liechtenstein) AG | | 5,357 | | 5,357 | | – | | – |
| | | | | | | | | |
| Baloise Vie Luxembourg SA | | 850 | | 850 | | – | | – |
| | | | | | | | | |
| Banca di San Marino S.p.A. | | 2,679 | | 2,679 | | – | | – |
| | | | | | | | | |
| Banco Finantia, S.A. (6) | | 47,081 | | 47,081 | | – | | – |
| | | | | | | | | |
| Bankinter, SA | | 68,357 | | 68,357 | | – | | – |
| | | | | | | | | |
| Banor SIM SpA | | 1,082 | | 1,082 | | – | | – |
| | | | | | | | | |
| Banque Pictet & Cie SA | | 44,816 | | 44,816 | | – | | – |
| | | | | | | | | |
| Beatriz Mateos Torres | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Benito Ambrosio Bermejo | | 3,575 | | 3,575 | | – | | – |
| | | | | | | | | |
| Bergot Agrocosta | | 536 | | 536 | | – | | – |
| | | | | | | | | |
| Bertrand Kan | | 2,544 | | 2,544 | | – | | – |
| | | | | | | | | |
| Bilbao Equity SICAV S.A. | | 566 | | 566 | | – | | – |
| Selling Shareholder(1) | | Number of Ordinary Shares Beneficially Owned Prior to the Offering(2) | | Maximum Number of Ordinary Shares to be Offered | | Number of Ordinary Shares Beneficially Owned After the Offering(3) | | Percentage of Ordinary Shares Beneficially Owned After the Offering(4) |
| | | | | | | | | |
| Bjarne Frank Nielsen | | 549 | | 549 | | – | | – |
| | | | | | | | | |
| Blanka Bartova | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| BlueMountain Guadalupe Peak Fund L.P. | | 11,376 | | 11,376 | | – | | – |
| | | | | | | | | |
| BMFV European Distressed DAC | | 29,721 | | 29,721 | | – | | – |
| | | | | | | | | |
| BMLO European Distressed DAC | | 24,524 | | 24,524 | | – | | – |
| | | | | | | | | |
| BMCA European Distressed DAC | | 501,336 | | 501,336 | | – | | – |
| | | | | | | | | |
| BMMF European Distressed DAC | | 57,564 | | 57,564 | | – | | – |
| | | | | | | | | |
| Bolsa Integral SICAV | | 1,133 | | 1,133 | | – | | – |
| | | | | | | | | |
| Bondpartners S.A. | | 304 | | 304 | | – | | – |
| | | | | | | | | |
| BPI 23 S.a.r.l. | | 2,062,474 | | 2,062,474 | | – | | – |
| | | | | | | | | |
| Cabildo Catedral de Cordoba | | 3,215 | | 3,215 | | – | | – |
| | | | | | | | | |
| Caixabank, S.A.(7) | | 1,725,446 | | 1,725,446 | | – | | – |
| | | | | | | | | |
| Caja de Burgos Fundación Bancaria | | 2,833 | | 2,833 | | – | | – |
| | | | | | | | | |
| Calem SA | | 5,477 | | 5,477 | | – | | – |
| | | | | | | | | |
| Canciano López de Miguel | | 742 | | 742 | | – | | – |
| | | | | | | | | |
| Canyon Capital Finance S.a.r.l.(8) | | 2,062,474 | | 2,062,474 | | – | | – |
| | | | | | | | | |
| Carlo Stradi | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Carlos Borrero Acevedo | | 542 | | 542 | | – | | – |
| | | | | | | | | |
| Carlos Garcia Saiz | | 542 | | 542 | | – | | – |
| | | | | | | | | |
| Carlos Manuel Sanches Garcia | | 1,886 | | 1,886 | | – | | – |
| | | | | | | | | |
| CCP Credit Acquisition Holdings Luxco, S.à r.l. | | 1,031,237 | | 1,031,237 | | – | | – |
| | | | | | | | | |
| Celamin 12:S.L. | | 21,470 | | 21,470 | | – | | – |
| | | | | | | | | |
| Celso Emilio Fernandez Perez | | 566 | | 566 | | – | | – |
| | | | | | | | | |
| Cesar Bachiller Solano | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Charlotte Stegmann | | 768 | | 768 | | – | | – |
| | | | | | | | | |
| Christian Seidelin | | 2,212 | | 2,212 | | – | | – |
| | | | | | | | | |
| Citadel Equity Fund Ltd.(9) | | 182,970 | | 182,970 | | – | | – |
| | | | | | | | | |
| Competrol International Investments Limited | | 41,374 | | 41,374 | | – | | – |
| | | | | | | | | |
| Cornwell Services | | 6,068 | | 6,068 | | – | | – |
| Selling Shareholder(1) | | Number of Ordinary Shares Beneficially Owned Prior to the Offering(2) | | Maximum Number of Ordinary Shares to be Offered | | Number of Ordinary Shares Beneficially Owned After the Offering(3) | | Percentage of Ordinary Shares Beneficially Owned After the Offering(4) |
| | | | | | | | | |
| D. E. Shaw Galvanic International, Inc. (10)(11) | | 1,663,906 | | 1,663,906 | | – | | – |
| | | | | | | | | |
| D. E. Shaw Valence International, Inc. (10)(11) | | 1,051,788 | | 1,051,788 | | – | | – |
| | | | | | | | | |
| Dan Bendtsen | | 1,097 | | 1,097 | | – | | – |
| | | | | | | | | |
| Dan Harel | | 11,898 | | 11,898 | | – | | – |
| | | | | | | | | |
| Daniel David Pastor Javaloyes | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Daniel Garanto Carrera | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Daniel Parker | | 749 | | 749 | | – | | – |
| | | | | | | | | |
| Daniela Weber | | 819 | | 819 | | – | | – |
| | | | | | | | | |
| Daniele Nadal | | 536 | | 536 | | – | | – |
| | | | | | | | | |
| Delta Alternative Management SAS on behalf of Delta Prime ESSF | | 105,397 | | 105,397 | | – | | – |
| | | | | | | | | |
| Detlev Elsner | | 1,638 | | 1,638 | | – | | – |
| | | | | | | | | |
| Dimitrios Petropoulaskis | | 1,875 | | 1,875 | | – | | – |
| | | | | | | | | |
| Dirk Heidenreich | | 546 | | 546 | | – | | – |
| | | | | | | | | |
| Distribuciones Región Este, S.A. | | 536 | | 536 | | – | | – |
| | | | | | | | | |
| Dorzay Fund | | 5,485 | | 5,485 | | – | | – |
| | | | | | | | | |
| Dragos Bruno Condi | | 2,689 | | 2,689 | | – | | – |
| | | | | | | | | |
| Eduard Dieter Winkels and Juana Arce Molina | | 536 | | 536 | | – | | – |
| | | | | | | | | |
| Eduard Ribas Palorera and Silvia Gabarro Font | | 536 | | 536 | | – | | – |
| | | | | | | | | |
| Eduardo Vizcaya Alberola | | 549 | | 549 | | – | | – |
| | | | | | | | | |
| Ellipsis High Yield Fund | | 11,151 | | 11,151 | | – | | – |
| | | | | | | | | |
| Ellipsis Polarius Credit Fund | | 27,533 | | 27,533 | | – | | – |
| | | | | | | | | |
| Emmanuel Salvador Gayan Contero(12) | | 536 | | 536 | | – | | – |
| | | | | | | | | |
| Enrico Maria Gerosa | | 2,199 | | 2,199 | | – | | – |
| | | | | | | | | |
| Epsilon Wealth Management Sicav S.A. | | 2,266 | | 2,266 | | – | | – |
| | | | | | | | | |
| Eralan Inversiones, SL | | 4,096 | | 4,096 | | – | | – |
| | | | | | | | | |
| Eran Yohav Lipszyc | | 1,346 | | 1,346 | | – | | – |
| | | | | | | | | |
| Eulalia Torres Perez | | 566 | | 566 | | – | | – |
| Selling Shareholder(1) | | Number of Ordinary Shares Beneficially Owned Prior to the Offering(2) | | Maximum Number of Ordinary Shares to be Offered | | Number of Ordinary Shares Beneficially Owned After the Offering(3) | | Percentage of Ordinary Shares Beneficially Owned After the Offering(4) |
| | | | | | | | | |
| Exane SA(13) | | 5,876 | | 5,876 | | – | | – |
| | | | | | | | | |
| Excavaciones Moviobra S.A. | | 542 | | 542 | | – | | – |
| | | | | | | | | |
| Felix Gonzalez Lopez | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Felix Maria Hofmann | | 1,102 | | 1,102 | | – | | – |
| | | | | | | | | |
| Fenoll Ambrosio Bermejo | | 804 | | 804 | | – | | – |
| | | | | | | | | |
| Fernando Delgado Parra | | 710 | | 710 | | – | | – |
| | | | | | | | | |
| Fernando Lino Salazar Sampaio | | 5,324 | | 5,324 | | – | | – |
| | | | | | | | | |
| Fernando Lopez Teran | | 536 | | 536 | | – | | – |
| | | | | | | | | |
| Fernando Reymundo Izard | | 542 | | 542 | | – | | – |
| | | | | | | | | |
| Filippo Marangoni | | 583 | | 583 | | – | | – |
| | | | | | | | | |
| Filippo Simioni | | 566 | | 566 | | – | | – |
| | | | | | | | | |
| Finanziaria Industriale Polesana SRL | | 1,700 | | 1,700 | | – | | – |
| | | | | | | | | |
| Francesc Xavier De Doria Cabot | | 536 | | 536 | | – | | – |
| | | | | | | | | |
| Francesco Irgo Sacchi | | 549 | | 549 | | – | | – |
| | | | | | | | | |
| Francisco António Borges Graínha Vale | | 1,133 | | 1,133 | | – | | – |
| | | | | | | | | |
| Francisco Cambil Sanchez | | 1,084 | | 1,084 | | – | | – |
| | | | | | | | | |
| Francisco Jose Guisado Munoz | | 1,084 | | 1,084 | | – | | – |
| | | | | | | | | |
| Francisco Jorge Gomes Lopes | | 536 | | 536 | | – | | – |
| | | | | | | | | |
| Francisco Martin Calvo | | 2,081 | | 2,081 | | – | | – |
| | | | | | | | | |
| Fund G2PK GS Europe High Yield ND PTF(14) | | 13,652 | | 13,652 | | – | | – |
| | | | | | | | | |
| Gabriel Soria Naharro | | 536 | | 536 | | – | | – |
| | | | | | | | | |
| Geetanjali Kripalani-Dimanche and Laurent Dimanche | | 549 | | 549 | | – | | – |
| | | | | | | | | |
| Gemma Torres Perez | | 566 | | 566 | | – | | – |
| | | | | | | | | |
| Georgios Gkionis | | 566 | | 566 | | – | | – |
| | | | | | | | | |
| Georgios Pavlopoulos | | 6,892 | | 6,892 | | – | | – |
| | | | | | | | | |
| Gerhard Hoelter | | 566 | | 566 | | – | | – |
| | | | | | | | | |
| Gianluca Marangoni | | 566 | | 566 | | – | | – |
| | | | | | | | | |
| Giulia Bochi | | 566 | | 566 | | – | | – |
| | | | | | | | | |
| Global Income SA-SIF | | 21,637 | | 21,637 | | – | | – |
| | | | | | | | | |
| GNB - Companhia de Seguros de Vida, S.A. (as legal manager and representative of "Portfolio Libre Private CVII") | | 2,833 | | 2,833 | | – | | – |
| Selling Shareholder(1) | | Number of Ordinary Shares Beneficially Owned Prior to the Offering(2) | | Maximum Number of Ordinary Shares to be Offered | | Number of Ordinary Shares Beneficially Owned After the Offering(3) | | Percentage of Ordinary Shares Beneficially Owned After the Offering(4) |
| | | | | | | | | |
| Gonçalo Miguel Canteiro Rodeia Marques | | 748 | | 748 | | – | | – |
| | | | | | | | | |
| Groupe Revue Fiduciaire | | 142 | | 142 | | – | | – |
| | | | | | | | | |
| GS Europe High Yield DN PTD(14) | | 5,461 | | 5,461 | | – | | – |
| | | | | | | | | |
| Günter Matusche | | 536 | | 536 | | – | | – |
| | | | | | | | | |
| Hadron Master Fund | | 10,538 | | 10,538 | | – | | – |
| | | | | | | | | |
| Harvstburg Capital Special Situations 1 GmbH & Co. KG | | 1,790 | | 1,790 | | – | | – |
| | | | | | | | | |
| Hayfin Opal Luxco 3 Sarl | | 196,426 | | 196,426 | | – | | – |
| | | | | | | | | |
| Hayfin SOF II LuxCo 2 Sarl | | 1,473,196 | | 1,473,196 | | – | | – |
| | | | | | | | | |
| HayFin Topaz LuxCo 3 SCA | | 49,106 | | 49,106 | | – | | – |
| | | | | | | | | |
| Henning Christensen | | 566 | | 566 | | – | | – |
| | | | | | | | | |
| Hermanos Pla-Font Benito (P.P Juan Antonio Pla-Font Benito) | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Hervé Panizzí | | 3,291 | | 3,291 | | – | | – |
| | | | | | | | | |
| Ilias Petropoulakis | | 1,092 | | 1,092 | | – | | – |
| | | | | | | | | |
| Imeris S.A. - SPF | | 48,512 | | 48,512 | | – | | – |
| | | | | | | | | |
| Incorp Ingenieros, S.L. | | 536 | | 536 | | – | | – |
| | | | | | | | | |
| Instituto de Crédito Oficial | | 415,860 | | 415,860 | | – | | – |
| | | | | | | | | |
| Inverbela SICAV | | 1,133 | | 1,133 | | – | | – |
| | | | | | | | | |
| Inversiones Caspatro, S.L. | | 1,898 | | 1,898 | | – | | – |
| | | | | | | | | |
| Inversiones Matipe SICAV S.A. | | 566 | | 566 | | – | | – |
| | | | | | | | | |
| Investeringsselskabet JPJN ApS. | | 4,650 | | 4,650 | | – | | – |
| | | | | | | | | |
| Ivan De Lora Marquez | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| J.P. Morgan Securities PLC(15) | | 115,956 | | 115,956 | | – | | – |
| | | | | | | | | |
| Jacopo Gerosa | | 536 | | 536 | | – | | – |
| | | | | | | | | |
| Jaime Héctor | | 1,881 | | 1,881 | | – | | – |
| | | | | | | | | |
| James S Arglaas | | 1,607 | | 1,607 | | – | | – |
| | | | | | | | | |
| Javier Rivela Rodriguez | | 1,700 | | 1,700 | | – | | – |
| | | | | | | | | |
| Jerome Bellavista Caltagirone | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Jesus Vigo Aguiar | | 268 | | 268 | | – | | – |
| Selling Shareholder(1) | | Number of Ordinary Shares Beneficially Owned Prior to the Offering(2) | | Maximum Number of Ordinary Shares to be Offered | | Number of Ordinary Shares Beneficially Owned After the Offering(3) | | Percentage of Ordinary Shares Beneficially Owned After the Offering(4) |
| | | | | | | | | |
| JMT Handelsselskab Aps | | 566 | | 566 | | – | | – |
| | | | | | | | | |
| Jorge Nelson Ferreira de Aguilar Quintas | | 989 | | 989 | | – | | – |
| | | | | | | | | |
| Jorge Vidal Tortosa | | 566 | | 566 | | – | | – |
| | | | | | | | | |
| Jose Leonel Silva Neto | | 546 | | 546 | | – | | – |
| | | | | | | | | |
| Jose Luis Gambero Andrade | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| José Luis Muñoz Atanet | | 804 | | 804 | | – | | – |
| | | | | | | | | |
| José Manuel De La Cámara, S.A. | | 1,072 | | 1,072 | | – | | – |
| | | | | | | | | |
| José María Elias de Tejada Lozano | | 816 | | 816 | | – | | – |
| | | | | | | | | |
| Jose Maria Verdugo Arias | | 804 | | 804 | | – | | – |
| | | | | | | | | |
| Jose Maria Villar Alonso | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Jose Miguel Abascal Morte | | 1,484 | | 1,484 | | – | | – |
| | | | | | | | | |
| Jose Moura Nogueira dos Santos | | 3,242 | | 3,242 | | – | | – |
| | | | | | | | | |
| JP Richard & Associés | | 566 | | 566 | | – | | – |
| | | | | | | | | |
| Juan Alberola Calabuig | | 566 | | 566 | | – | | – |
| | | | | | | | | |
| Juan Antonio Pardo Garcia | | 2,089 | | 2,089 | | – | | – |
| | | | | | | | | |
| Juan Carlos Montes Cabello | | 1,207 | | 1,207 | | – | | – |
| | | | | | | | | |
| Juan De Dios Gomez-Zurita De La Cruz | | 804 | | 804 | | – | | – |
| | | | | | | | | |
| Juan Jose Tenorio Blazquez | | 549 | | 549 | | – | | – |
| | | | | | | | | |
| Juan Manuel Cantera Urciá | | 542 | | 542 | | – | | – |
| | | | | | | | | |
| Juan Toro Cebada | | 1,692 | | 1,692 | | – | | – |
| | | | | | | | | |
| Kalliyan Holdings Inc. | | 8,227 | | 8,227 | | – | | – |
| | | | | | | | | |
| Karl Erik Clausen | | 1,628 | | 1,628 | | – | | – |
| | | | | | | | | |
| Katherine Parodi | | 1,092 | | 1,092 | | – | | – |
| | | | | | | | | |
| KL Special Opportunities Master Fund Ltd | | 137,956 | | 137,956 | | – | | – |
| | | | | | | | | |
| Knud Trøstrup | | 566 | | 566 | | – | | – |
| | | | | | | | | |
| Lansdowne Core Credit Master Fund Limited | | 10,127 | | 10,127 | | – | | – |
| | | | | | | | | |
| Lansdowne Investment Company Limited | | 37,061 | | 37,061 | | – | | – |
| | | | | | | | | |
| Lars Lemonius | | 17,813 | | 17,813 | | – | | – |
| | | | | | | | | |
| Lars Tillmann Meissner | | 268 | | 268 | | – | | – |
| Selling Shareholder(1) | | Number of Ordinary Shares Beneficially Owned Prior to the Offering(2) | | Maximum Number of Ordinary Shares to be Offered | | Number of Ordinary Shares Beneficially Owned After the Offering(3) | | Percentage of Ordinary Shares Beneficially Owned After the Offering(4) |
| | | | | | | | | |
| Leonardo Marques Amoros | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Leonardo Vaselli | | 546 | | 546 | | – | | – |
| | | | | | | | | |
| Leonor Garcia-Berlanga Vitoria | | 566 | | 566 | | – | | – |
| | | | | | | | | |
| Liseta Felix Arinto Ribeiro Almeida | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| LMGP – Sociedade de Prestação Serviços Médicos, lda | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Lourdes Fernandez Campos | | 549 | | 549 | | – | | – |
| | | | | | | | | |
| Luc Paillard | | 553 | | 553 | | – | | – |
| | | | | | | | | |
| Luc Patenaude | | 542 | | 542 | | – | | – |
| | | | | | | | | |
| Luca Massimiliano Chioda | | 536 | | 536 | | – | | – |
| | | | | | | | | |
| Luigi Formisano | | 1,072 | | 1,072 | | – | | – |
| | | | | | | | | |
| Luis Angel Rodriguez Gonzalez and Lorena Robla Gomez | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Luis Jose Alvarez Alvarez | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Luis Jose Perez Berrocal and Rosa Maria Morla Escobar | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Luis Manuel Martins Castelo | | 1,315 | | 1,315 | | – | | – |
| | | | | | | | | |
| Luis Miguel Pinto Ferreira | | 890 | | 890 | | – | | – |
| | | | | | | | | |
| Luis Paulo Reis Cocco | | 1,113 | | 1,113 | | – | | – |
| | | | | | | | | |
| Luis Rossello Rodon | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Luz Internacional Films SA | | 549 | | 549 | | – | | – |
| | | | | | | | | |
| M Op het Veld | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Macarena Elias de Tejada Casanova | | 546 | | 546 | | – | | – |
| | | | | | | | | |
| Manuel Alvarez Davila | | 566 | | 566 | | – | | – |
| | | | | | | | | |
| Manuel Martin Monroy | | 566 | | 566 | | – | | – |
| | | | | | | | | |
| Manuel Medina Fernandez | | 834 | | 834 | | – | | – |
| | | | | | | | | |
| Manuel Montero Camacho | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Manuel Sanchez Sanchez | | 1,657 | | 1,657 | | – | | – |
| | | | | | | | | |
| Marcel Goetstouwers | | 546 | | 546 | | – | | – |
| | | | | | | | | |
| Marco Augusto Lisboa Rocha Fians | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Marco Perale | | 1,365 | | 1,365 | | – | | – |
| | | | | | | | | |
| Marco Seregni | | 549 | | 549 | | – | | – |
| | | | | | | | | |
| Mare Nostrum 121 SICAV | | 1,133 | | 1,133 | | – | | – |
| Selling Shareholder(1) | | Number of Ordinary Shares Beneficially Owned Prior to the Offering(2) | | Maximum Number of Ordinary Shares to be Offered | | Number of Ordinary Shares Beneficially Owned After the Offering(3) | | Percentage of Ordinary Shares Beneficially Owned After the Offering(4) |
| | | | | | | | | |
| Maria del Carmen Gonzalez-Ducay | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Maria del Milagro Gomez-Cano Lopez | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Maria do Carmo Jardim Pereira do Vale Henriques | | 566 | | 566 | | – | | – |
| | | | | | | | | |
| Maria Dolores Bermejo Fenoll | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Maria Filomena Duarte Pedro | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Maria Isabel Luzárraga | | 536 | | 536 | | – | | – |
| | | | | | | | | |
| Maria Jesus Herrero Azuara | | 546 | | 546 | | – | | – |
| | | | | | | | | |
| Maria Josefa Durán López | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Maria Luisa Lara Yotti | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Maria Luísa Lopez-Teíson Perez | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| María Luisa Sánchez Quintana | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| María Lunna Gayan Contero | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Maria Manuela Carvalhal Pereira Sampaio | | 396 | | 396 | | – | | – |
| | | | | | | | | |
| Maria Teresa Rodrigues Carneiro Chaves Leite Fragoso | | 1,638 | | 1,638 | | – | | – |
| | | | | | | | | |
| Maria Victoria Perez Ullivarri Brasac | | 1,115 | | 1,115 | | – | | – |
| | | | | | | | | |
| Marina Serbandini | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Mario Christodoulou | | 1,797 | | 1,797 | | – | | – |
| | | | | | | | | |
| Marjorie van Berge Henegouwen | | 549 | | 549 | | – | | – |
| | | | | | | | | |
| Martin Duch Sondergaard | | 1,093 | | 1,093 | | – | | – |
| | | | | | | | | |
| Massimo Dauri | | 1,643 | | 1,643 | | – | | – |
| | | | | | | | | |
| Matignon Finances | | 16,081 | | 16,081 | | – | | – |
| | | | | | | | | |
| Mattia Teoldi | | 1,084 | | 1,084 | | – | | – |
| | | | | | | | | |
| Matthias Bohn | | 549 | | 549 | | – | | – |
| | | | | | | | | |
| Maymer Invest SICAV | | 1,370 | | 1,370 | | – | | – |
| | | | | | | | | |
| Mayorazgo de Henares, S.L. | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Mediero Rubio, S.L. | | 744 | | 744 | | – | | – |
| | | | | | | | | |
| Melqart Opportunities Master Fund Ltd | | 362,163 | | 77,155 | | 285,008 | | 0.28% |
| | | | | | | | | |
| Menhaden Capital PLC | | 197,382 | | 43,147 | | 154,235 | | 0.15% |
| Selling Shareholder(1) | | Number of Ordinary Shares Beneficially Owned Prior to the Offering(2) | | Maximum Number of Ordinary Shares to be Offered | | Number of Ordinary Shares Beneficially Owned After the Offering(3) | | Percentage of Ordinary Shares Beneficially Owned After the Offering(4) |
| | | | | | | | | |
| Michael Peter Winkels and Maria Luisa Lozano Martin | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Miguel Angelo Rodrigues Da Silva César | | 1,102 | | 1,102 | | – | | – |
| | | | | | | | | |
| Miguel Gomez Araque | | 542 | | 542 | | – | | – |
| | | | | | | | | |
| Miguel Hansson Leite Fragoso | | 2,473 | | 2,473 | | – | | – |
| | | | | | | | | |
| Miguel Nuno Monteiro da Silva Romao | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Montero Alquiler S.A. | | 4,215 | | 4,215 | | – | | – |
| | | | | | | | | |
| Moro Parrés, S.L. | | 567 | | 567 | | – | | – |
| | | | | | | | | |
| Nicola Esposito | | 2,679 | | 2,679 | | – | | – |
| | | | | | | | | |
| Nicolás Fernández de Villavicencio | | 3,095 | | 3,095 | | – | | – |
| | | | | | | | | |
| Niels Vejgaard | | 1,072 | | 1,072 | | – | | – |
| | | | | | | | | |
| Olive Tree Management Inc. | | 2,711 | | 2,711 | | – | | – |
| | | | | | | | | |
| Pablo Acha Acha | | 566 | | 566 | | – | | – |
| | | | | | | | | |
| Palle Andreasen | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Paola Gritti | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Paolo Boato | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Patrimoine International Fund | | 1,700 | | 1,700 | | – | | – |
| | | | | | | | | |
| Pedro Miguel Martins Santos | | 546 | | 546 | | – | | – |
| | | | | | | | | |
| Pensionskasse HT Troplast WaG | | 110,592 | | 110,592 | | – | | – |
| | | | | | | | | |
| Peter Joseph Dominic Kind | | 536 | | 536 | | – | | – |
| | | | | | | | | |
| Peter Riggelsen | | 3,291 | | 3,291 | | – | | – |
| | | | | | | | | |
| Pictet & Cie (Europe) SA | | 987 | | 987 | | – | | – |
| | | | | | | | | |
| Piero Ciampolini | | 2,185 | | 2,185 | | – | | – |
| | | | | | | | | |
| Ferrucci Piero | | 542 | | 542 | | – | | – |
| | | | | | | | | |
| Poul Nørbjerg | | 268 | | 268 | | – | | – |
| | | | | | | | | |
| Prelude Opportunity Fund, LP | | 964 | | 964 | | – | | – |
| | | | | | | | | |
| Privinvest Limited | | 52,889 | | 52,889 | | – | | – |
| | | | | | | | | |
| Raffaele Duino | | 542 | | 542 | | – | | – |
| | | | | | | | | |
| Raimondo Iallonardo | | 1,084 | | 1,084 | | – | | – |
| | | | | | | | | |
| Ramón Fernandez-Palacios Peironcely and Maria Jesus Gonzalez de Castejón Aritio | | 268 | | 268 | | – | | – |
| Selling Shareholder(1) | | Number of Ordinary Shares Beneficially Owned Prior to the Offering(2) | | Maximum Number of Ordinary Shares to be Offered | | Number of Ordinary Shares Beneficially Owned After the Offering(3) | | Percentage of Ordinary Shares Beneficially Owned After the Offering(4) |
| | | | | | | | | |
| Vincent Claude Paul Pacaud | | 2,679 | | 2,679 | | – | | – |
| | | | | | | | | |
| Vicente Dominguez Perez | | 3,095 | | 3,095 | | – | | – |
| | | | | | | | | |
| Virginia Fillat Mas | | 1,072 | | 1,072 | | – | | – |
| | | | | | | | | |
| Wolfgang Abfalterer | | 2,711 | | 2,711 | | – | | – |
| | | | | | | | | |
| Xeni Petropoulaki | | 566 | | 566 | | – | | – |
(1) | Information regarding the selling shareholders may change from time to time. Any such changed information will be set forth in a prospectus supplement if required. |
(2) | In the event the Pledged Shares covered by the Prospectus and this prospectus supplement are foreclosed on, the selling shareholders listed in this table will be deemed to be beneficial owners with respect to such Pledged Shares as listed here. |
(3) | Assumes the selling shareholder sells all of its ordinary shares offered pursuant to this prospectus supplement. |
(4) | Based on a total of 100,217,260 ordinary shares outstanding as of April 11, 2017. |
(5) | We have been advised that Aldwych Investors II S.à r.l. is managed by KKR Credit Fund Advisors LLC which, in turn, is a wholly owned subsidiary of KKR Credit Advisors (US) LLC, an investment advisor registered with the US Securities and Exchange Commission (SEC). KKR Credit Advisors (US) LLC is an affiliate of the following registered broker dealer entities: (i) KKR Capital Markets LLC which is a broker dealer registered with the SEC; (ii) KKR Capital Markets Japan Limited which is a broker dealer registered with the Financial Services Authority of Japan; and (iii) KKR Capital Markets Limited which is a broker dealer registered with the UK Financial Conduct Authority. |
(6) | We have been advised that Finantia USA LTD is an indirectly wholly owned subsidiary of the selling shareholder. |
(7) | We have been advised that the selling shareholder cannot confirm if their officers, directors or principal equity holders have had any material relationship with Atlantica Yield within the past three years. The selling shareholder has indicated it is involved in certain project finance entered into by CaixaBank, S.A. in its ordinary course of business in favour of subsidiaries of Atlantica Yield. |
(8) | We have been advised that the selling shareholder is an affiliate of CP Investments LLC, a broker-dealer. Canyon Partners, LLC owns all of the limited liability company interests in CP Investments LLC and is also the majority owner of Canyon Capital Advisors LLC. Canyon Capital Advisors LLC is the Investment Advisor to the selling shareholder. |
(9) | We have been advised that Citadel Equity Fund Ltd shares common beneficial ownership with a registered broker-dealer. The entities are separately controlled and there are strict information barriers between them. The affiliated broker-dealer does not execute trades on behalf of Citadel Equity Fund Ltd. |
(10) | We have been advised that the selling shareholder is an affiliate of two U.S. registered broker-dealers, neither of which will be involved in the offering or registration of the Pledged Shares. |
(11) | We have been advised that an affiliate of the selling shareholder is a lender to an affiliate of Atlantica Yield under two secured term facility agreements entered into in March 2016 and September 2016, respectively. The selling shareholder and certain of its affiliates hold debt instruments issued by Abengoa S.A, and/or its affiliates and have committed (subject to the terms and conditions set out in the relevant documentation) to participate in the restructuring of indebtedness of Abengoa S.A. and its affiliates, including through the provision of new money financing. Certain affiliates of the selling shareholder hold interests in equity securities of Atlantica Yield and/or Abengoa S.A. |
(12) | The selling shareholder has indicated that he is an employee of Atlantica Yield. |
(13) | We have been advised that the selling shareholder is the direct owner and sole shareholder of Exane Inc., a broker-dealer. |
(14) | We have been advised that the selling shareholder is an affiliate of Goldman Sachs, & Co. and Goldman Sachs International, broker-dealers. |
(15) | We have been advised that the U.S. affiliated entity of the selling shareholder, “J.P. Morgan Securities LLC” is a registered broker-dealer but the selling shareholder’s business does not use that legal entity. |
(16) | We have been advised that the selling shareholder is a family group composed by 5 natural persons: Miguel Ramon Carcelle, Caridad Ferrer Bonafont, Miguel Ramon Ferrer, Caridad Ramon Ferrer and Vicente Ramon Ferrer. |
(17) | RBS Securities, Inc., a U.S. registered broker-dealer, is an indirect wholly-owned subsidiary of the selling shareholder. |
(18) | We have been advised that the selling shareholder is the defined benefit plan for Thrivent Financial for Lutherans. Thrivent Financial for Lutherans is also the ultimate parent company of Thrivent Investment Management Inc., a registered broker-dealer. |
(19) | We have been advised that Thrivent Management Inc, a subsidiary of Thrivent Financial for Lutherans is a registered broker-dealer. |
(20) | We have been advised that Thrivent Financial for Lutherans, the ultimate parent company of Thrivent Asset Management, LLC (the investment adviser for the selling shareholder), is also the parent company of Thrivent Investment Management Inc., a registered broker-dealer. |
(21) | We have been advised that Thrivent Financial for Lutherans, the investment adviser of the selling shareholder, is also the ultimate parent company of Thrivent Investment Management Inc., a registered broker-dealer. |
(22) | We have been advised that the selling shareholder is under common control with UBS Securities LLC and UBS Financial Services, Inc., each of which is a registered broker-dealer. |
(23) | We have been advised that the selling shareholder is the sole owner of a holding company which owns the U.S. registered broker-dealer UniCredit Capital Markets LLC. |
In addition, under the restructuring and lending arrangement, under certain circumstances Luxco 1 may sell, or may be required to sell the Pledged Shares. Accordingly, Luxco 1 may also sell the Pledged Shares pursuant to this prospectus supplement and the Prospectus in connection with such sales. To the extent such sales occur, Luxco 1 will be the selling shareholder and the lenders and noteholders listed in the table above will not be the selling shareholders.
Selling Shareholder | | Number of Ordinary Shares Beneficially Owned Prior to the Offering | | | Maximum Number of Ordinary Shares to be Offered | | | Number of Ordinary Shares Beneficially Owned After the Offering(1) | | | Percentage of Ordinary Shares Beneficially Owned After the Offering(2) | |
ACIL Luxco1 S.A.(3) | | | 41,530,843 | | | | 41,530,843 | | | | – | | | | – | |
(1) | Assumes the selling shareholder sells all of its ordinary shares offered pursuant to this prospectus supplement. |
(2) | Based on a total of 100,217,260 ordinary shares outstanding as of April 11, 2017. |
(3) | We have been advised that following the restructuring that occurred in connection with the New Money Documents, Luxco 1 is the direct beneficial owner of the Pledged Shares. Luxco 1 is 100% owned by ABG Orphan Holdco S.à r.l., or Orphan Holdco, which in turn is 100% owned by Stichting Seville, or OrphanCo. OrphanCo and Orphan Holdco, through their ownership of Luxco 1, are indirect beneficial owners of the Pledged Shares. In connection with the restructuring, Luxco 1, OrphanCo and Orphan Holdco entered into a governance agreement with ACIL Luxco2, S.A., a subsidiary of ACIL, or Luxco 2, among others, in respect of the Pledged Shares. As a result of the provisions of the governance agreement, Abengoa and Luxco 2 may be deemed to beneficially own the Pledged Shares. |
EXPENSES OF THE REGISTRATION
The expenses of this offering to be paid by us are estimated as set forth in the following table. We are not responsible for any other expenses, including underwriters’ discounts or selling commissions. With the exception of the SEC registration fee, the amounts set forth below are estimates.
Expense | | | | |
Securities and Exchange Commission registration fee | | $ | 98,001 | |
Printing expenses | | | | 10,000 | |
Legal fees and expenses | | | | 180,000 | |
Accounting fees and expenses | | | | 40,000 | |
Miscellaneous fees and expenses | | | | 5,000 | |
Total | | $ | 333,001 | |
41,530,843 Ordinary Shares
PROSPECTUS SUPPLEMENT
April 12, 2017