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CUSIP No. 03476J107 | | SCHEDULE 13G | | Page 5 of 7 Pages |
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(j) | | ☐ | | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); |
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(k) | | ☐ | | Group, in accordance with § 240.13d-1(b)(1)(ii)(K). |
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
| (a) | Amount beneficially owned: |
| (c) | Number of shares as to which the person has: |
| (i) | Sole power to vote or to direct the vote: |
| (ii) | Shared power to vote or to direct the vote: |
| (iii) | Sole power to dispose or to direct the disposition of: |
| (iv) | Shared power to dispose or to direct the disposition of: |
As of March 30, 2022, the Reporting Persons’ respective beneficial ownership was as follows:
| (A) | Vifor (International) Ltd. |
Amount beneficially owned: 1,995,643 shares
Percent of class: 6.7%
Sole voting power: 0 shares
Shared voting power: 1,995,643 shares
Sole dispositive power: 0 shares
Shared dispositive power: 1,995,643 shares
| (B) | Vifor Fresenius Medical Care Renal Pharma Ltd. |
Amount beneficially owned: 1,995,643 shares
Percent of class: 6.7%
Sole voting power: 0 shares
Shared voting power: 0 shares
Sole dispositive power: 0 shares
Shared dispositive power: 0 shares
Amount beneficially owned: 1,995,643 shares
Percent of class: 6.7%
Sole voting power: 0 shares
Shared voting power: 1,995,643 shares
Sole dispositive power: 0 shares
Shared dispositive power: 1,995,643 shares
Vifor Fresenius Medical Care Renal Pharma Ltd.’s beneficial ownership of the common stock referred to herein is being reported solely because Vifor Fresenius Medical Care Renal Pharma Ltd. may be deemed to beneficially own such shares as a result of its right to acquire such shares upon exercise of an option granted to it by Vifor (International) Ltd. Vifor Pharma Ltd.’s beneficial ownership of the common stock referred to herein is being reported solely because Vifor Pharma Ltd. may be deemed to beneficially own such shares as a result of its indirect ownership of 100% of the equity interests of Vifor (International) Ltd. and 55% of the equity interests of Vifor Fresenius Medical Care Renal Pharma Ltd. Neither the filing of this Schedule 13G nor any of its contents shall be deemed to constitute an admission by Vifor Fresenius Medical Care Renal Pharma Ltd. or Vifor Pharma Ltd. that it is the beneficial owner of any of the common stock referred to herein for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934 or for any other purpose, and such beneficial ownership is expressly disclaimed.