The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 276,717 | 1,961 | SH | DFND | 0 | 0 | 1,961 | ||
FS KKR CAP CORP | COM | 302635206 | 222,314 | 11,501 | SH | DFND | 0 | 0 | 11,501 | ||
ISHARES TR | GLOB HLTHCRE ETF | 464287325 | 2,389,676 | 28,041 | SH | DFND | 0 | 0 | 28,041 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 7,213,219 | 80,559 | SH | DFND | 0 | 0 | 80,559 | ||
ISHARES TR | RESIDENTIAL MULT | 464288562 | 282,221 | 3,882 | SH | DFND | 0 | 0 | 3,882 | ||
ISHARES TR | MBS ETF | 464288588 | 869,050 | 9,100 | SH | DFND | 0 | 0 | 9,100 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 3,569,214 | 81,601 | SH | DFND | 0 | 0 | 81,601 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 3,644,586 | 9,900 | SH | DFND | 0 | 0 | 9,900 | ||
ABBVIE INC | COM | 00287Y109 | 173,892 | 1,076 | SH | DFND | 0 | 0 | 1,076 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 119,271 | 797 | SH | DFND | 0 | 0 | 797 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 2,052,011 | 9,666 | SH | DFND | 0 | 0 | 9,666 | ||
AMPHASTAR PHARMACEUTICALS IN | COM | 03209R103 | 28,777 | 1,027 | SH | DFND | 0 | 0 | 1,027 | ||
ARCUS BIOSCIENCES INC | COM | 03969F109 | 10,981 | 531 | SH | DFND | 0 | 0 | 531 | ||
ARES CAPITAL CORP | COM | 04010L103 | 2,409,245 | 130,441 | SH | DFND | 0 | 0 | 130,441 | ||
BIONTECH SE | SPONSORED ADS | 09075V102 | 150,821 | 1,004 | SH | DFND | 0 | 0 | 1,004 | ||
BLACKSTONE SECD LENDING FD | COMMON STOCK | 09261X102 | 331,324 | 14,135 | SH | DFND | 0 | 0 | 14,135 | ||
CATALYST PHARMACEUTICALS INC | COM | 14888U101 | 40,139 | 2,158 | SH | DFND | 0 | 0 | 2,158 | ||
CENTERPOINT ENERGY INC | COM | 15189T107 | 384,622 | 12,825 | SH | DFND | 0 | 0 | 12,825 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 1,714,282 | 12,507 | SH | DFND | 0 | 0 | 12,507 | ||
ETF SER SOLUTIONS | NETLEASE CORP | 26922A248 | 2,015,265 | 78,492 | SH | DFND | 0 | 0 | 78,492 | ||
ENPHASE ENERGY INC | COM | 29355A107 | 340,739 | 1,286 | SH | DFND | 0 | 0 | 1,286 | ||
EXELON CORP | COM | 30161N101 | 407,702 | 9,431 | SH | DFND | 0 | 0 | 9,431 | ||
EXXON MOBIL CORP | COM | 30231G102 | 435,354 | 3,947 | SH | DFND | 0 | 0 | 3,947 | ||
FIRST TR EXCHANGE-TRADED FD | NAT GAS ETF | 33733E807 | 3,422,503 | 139,637 | SH | DFND | 0 | 0 | 139,637 | ||
FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 | 243,853 | 6,030 | SH | DFND | 0 | 0 | 6,030 | ||
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 1,218,394 | 21,149 | SH | DFND | 0 | 0 | 21,149 | ||
FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 | 2,510,716 | 55,963 | SH | DFND | 0 | 0 | 55,963 | ||
FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 | 233,450 | 5,000 | SH | DFND | 0 | 0 | 5,000 | ||
FIRST TR EXCHANGE-TRADED FD | DORSEYWRGT ETF | 33738R712 | 1,879,466 | 77,408 | SH | DFND | 0 | 0 | 77,408 | ||
FIRST TR MLP & ENERGY INCOME | COM | 33739B104 | 2,080,287 | 266,362 | SH | DFND | 0 | 0 | 266,362 | ||
FIRST TR EXCH TRADED FD III | LNG/SHT EQUITY | 33739P103 | 1,915,606 | 39,198 | SH | DFND | 0 | 0 | 39,198 | ||
GLOBAL X FDS | S&P 500 COVERED | 37954Y475 | 1,591,335 | 40,420 | SH | DFND | 0 | 0 | 40,420 | ||
HALOZYME THERAPEUTICS INC | COM | 40637H109 | 17,753 | 312 | SH | DFND | 0 | 0 | 312 | ||
INCYTE CORP | COM | 45337C102 | 58,955 | 734 | SH | DFND | 0 | 0 | 734 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 BUY WRT | 46137V399 | 1,762,572 | 87,603 | SH | DFND | 0 | 0 | 87,603 | ||
INVESCO EXCHANGE TRADED FD T | DYNMC ENRG EXP | 46137V761 | 2,667,317 | 90,173 | SH | DFND | 0 | 0 | 90,173 | ||
INVESCO DB COMMDY INDX TRCK | UNIT | 46138B103 | 1,797,182 | 72,908 | SH | DFND | 0 | 0 | 72,908 | ||
INVESCO EXCHANGE-TRADED FD T | KBW PREM YIELD | 46138E594 | 1,846,290 | 93,532 | SH | DFND | 0 | 0 | 93,532 | ||
INVESCO EXCHANGE-TRADED FD T | FNDMNTL HY CRP | 46138E719 | 2,908,055 | 169,863 | SH | DFND | 0 | 0 | 169,863 | ||
POWERSHARES DB MULTI-SECTOR | ENERGY FD | 46140H304 | 2,361,670 | 104,176 | SH | DFND | 0 | 0 | 104,176 | ||
IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 30,145 | 2,433 | SH | DFND | 0 | 0 | 2,433 | ||
ISHARES S&P GSCI COMMODITY I | UNIT BEN INT | 46428R107 | 1,778,798 | 83,787 | SH | DFND | 0 | 0 | 83,787 | ||
ISHARES TR | US TREAS BD ETF | 46429B267 | 3,631,883 | 159,854 | SH | DFND | 0 | 0 | 159,854 | ||
ISHARES U S ETF TR | COMMOD SEL STG | 46431W853 | 1,341,731 | 47,596 | SH | DFND | 0 | 0 | 47,596 | ||
ISHARES TR | CONV BD ETF | 46435G102 | 429,880 | 6,188 | SH | DFND | 0 | 0 | 6,188 | ||
J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 | 406,737 | 8,083 | SH | DFND | 0 | 0 | 8,083 | ||
JANUS DETROIT STR TR | HENDRSN SHRT ETF | 47103U886 | 3,273,539 | 69,062 | SH | DFND | 0 | 0 | 69,062 | ||
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 61,225 | 260 | SH | DFND | 0 | 0 | 260 | ||
MARATHON PETE CORP | COM | 56585A102 | 405,968 | 3,488 | SH | DFND | 0 | 0 | 3,488 | ||
MCKESSON CORP | COM | 58155Q103 | 397,252 | 1,059 | SH | DFND | 0 | 0 | 1,059 | ||
MERCK & CO. INC | COM | 58933Y105 | 178,075 | 1,605 | SH | DFND | 0 | 0 | 1,605 | ||
MODERNA INC | COM | 60770K107 | 163,454 | 910 | SH | DFND | 0 | 0 | 910 | ||
MOSAIC CO NEW | COM | 61945C103 | 273,058 | 78,465 | SH | DFND | 0 | 0 | 78,465 | ||
PACER FDS TR | BNCHMRK INDSTR | 69374H766 | 1,744,866 | 46,785 | SH | DFND | 0 | 0 | 46,785 | ||
PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 | 2,316,263 | 24,428 | SH | DFND | 0 | 0 | 24,428 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 460,494 | 4,636 | SH | DFND | 0 | 0 | 4,636 | ||
PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | 1,937,443 | 104,840 | SH | DFND | 0 | 0 | 104,840 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 164,500 | 228 | SH | DFND | 0 | 0 | 228 | ||
REGENXBIO INC | COM | 75901B107 | 14,515 | 640 | SH | DFND | 0 | 0 | 640 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 22,210,193 | 56,203 | SH | DFND | 0 | 0 | 56,203 | ||
SSGA ACTIVE ETF TR | BLKSTN GSOSRLN | 78467V608 | 813,910 | 19,900 | SH | DFND | 0 | 0 | 19,900 | ||
SPDR SER TR | BLOOMBERG BRCLYS | 78468R622 | 3,255,400 | 36,005 | SH | DFND | 0 | 0 | 36,005 | ||
SPDR SER TR | SPDR BLOOMBERG | 78468R663 | 4,291,011 | 46,825 | SH | DFND | 0 | 0 | 46,825 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 22,366,752 | 164,643 | SH | DFND | 0 | 0 | 164,643 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 14,667,563 | 196,748 | SH | DFND | 0 | 0 | 196,748 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 6,430,747 | 49,789 | SH | DFND | 0 | 0 | 49,789 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 9,727,976 | 111,215 | SH | DFND | 0 | 0 | 111,215 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 7,094,003 | 72,233 | SH | DFND | 0 | 0 | 72,233 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 10,594,199 | 85,135 | SH | DFND | 0 | 0 | 85,135 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 5,043,852 | 71,544 | SH | DFND | 0 | 0 | 71,544 | ||
SHOCKWAVE MED INC | COM | 82489T104 | 38,038 | 185 | SH | DFND | 0 | 0 | 185 | ||
TEUCRIUM COMMODITY TR | CORN FD SHS | 88166A102 | 2,062,219 | 76,577 | SH | DFND | 0 | 0 | 76,577 | ||
TWO RDS SHARED TR | ANFIELD CAP DI | 90213U115 | 1,782,436 | 202,090 | SH | DFND | 0 | 0 | 202,090 | ||
TWO RDS SHARED TR | REGENTS PK HDGD | 90214Q642 | 679,405 | 79,930 | SH | DFND | 0 | 0 | 79,930 | ||
TWO RDS SHARED TR | APEX HEALTHCARE | 90214Q659 | 564,173 | 63,533 | SH | DFND | 0 | 0 | 63,533 | ||
TWO RDS SHARED TR | ANFIELD DYNAMIC | 90214Q725 | 2,046,733 | 238,686 | SH | DFND | 0 | 0 | 238,686 | ||
TWO RDS SHARED TR | ANFIELD US EQU | 90214Q733 | 12,035,828 | 1,025,810 | SH | DFND | 0 | 0 | 1,025,810 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 381,199 | 719 | SH | DFND | 0 | 0 | 719 | ||
VANECK VECTORS ETF TR | BDC INCOME ETF | 92189F411 | 1,687,741 | 119,275 | SH | DFND | 0 | 0 | 119,275 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 153,631 | 532 | SH | DFND | 0 | 0 | 532 | ||
VIR BIOTECHNOLOGY INC | COM | 92764N102 | 16,882 | 667 | SH | DFND | 0 | 0 | 667 | ||
HORIZON THERAPEUTICS PUB LTD | SHS | G46188101 | 80,229 | 705 | SH | DFND | 0 | 0 | 705 | ||
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 15,894 | 391 | SH | DFND | 0 | 0 | 391 | ||
INMODE LTD | SHS | M5425M103 | 16,029 | 449 | SH | DFND | 0 | 0 | 449 | ||
UNIQURE NV | SHS | N90064101 | 17,025 | 751 | SH | DFND | 0 | 0 | 751 |