UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
Under the Securities Act of 1933
CELCUITY INC.
(Exact Name of Registrant as Specified in its Charter)
| Delaware | | 82- 2863566 |
(State or Other Jurisdiction of Incorporation or Organization) | | (I.R.S. Employer Identification Number) |
16305 36th Avenue North; Suite 100
Minneapolis, Minnesota 55446
(Address of Principal Executive Offices and Zip Code)
Celcuity Inc. Amended and Restated 2017 Stock Incentive Plan
Celcuity Inc. 2017 Employee Stock Purchase Plan
(Full Titles of the Plans)
| Brian F. Sullivan | | Copies to: |
| Chief Executive Officer | | Eric O. Madson |
| 16305 36th Avenue N., Suite 100 | | Fredrikson & Byron, P.A. |
| Minneapolis, MN 55446 | | 200 South Sixth Street, Suite 4000 |
| (763) 392-0767 | | Minneapolis, MN 55402 |
| (Name, Address and Telephone Number, Including Area Code, of Agent for Service) | | Fax: (612) 492-7077 |
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
| Large accelerated filer | | ☐ | | Accelerated filer | | ☐ |
| Non-accelerated filer | | ☒ | | Smaller reporting company | | ☒ |
| | | | | Emerging growth company | | ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
STATEMENT OF INCORPORATION BY REFERENCE
The purpose of this Registration Statement is to register (i) 216,673 additional shares of the registrant’s common stock, par value $0.001 per share (the “Common Stock”), reserved for issuance under the Registrant’s Amended and Restated 2017 Stock Incentive Plan, and (ii) 108,337 additional shares of Common Stock reserved for issuance under the Registrant’s 2017 Employee Stock Purchase Plan. This Registration Statement is submitted in accordance with General Instruction E to Form S-8 regarding registration of additional securities, and pursuant to such instruction, the contents of the Registration Statement on Form S-8 (File No. 333-221117) is incorporated herein by reference, except for Item 8, Exhibits.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 8. Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Minneapolis, State of Minnesota, on March 2, 2023.
| | CELCUITY INC. |
| | |
| | By: | /s/ Brian F. Sullivan |
| | | Brian F. Sullivan |
| | | Chief Executive Officer |
POWER OF ATTORNEY
The undersigned directors and officers of Celcuity Inc. hereby appoint Brian F. Sullivan as attorneys-in-fact for the undersigned, with full power of substitution for, and in the name, place and stead of the undersigned, to sign and file with the Securities and Exchange Commission under the Securities Act, any and all amendments (including post-effective amendments) and exhibits to this registration statement on Form S-8 (or any other registration statement for the same offering that is to be effective upon filing pursuant to Rule 462(b) under the Securities Act) and any and all applications and other documents to be filed with the Securities and Exchange Commission pertaining to the registration of the securities covered hereby, with full power and authority to do and perform any and all acts and things whatsoever requisite and necessary or desirable, hereby ratifying and confirming all that said attorney-in-fact, or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act, this registration statement has been signed by the following persons in the capacities and on the dates indicated.
| Signature | | Title | | Date |
| | | | | |
/s/ Brian F. Sullivan | | Chief Executive Officer (Principal Executive Officer), | | March 2, 2023 |
| Brian F. Sullivan | | Director and Chairman | | |
| | | | | |
/s/ Vicky Hahne | | Chief Financial Officer (Principal Financial and | | March 2, 2023 |
| Vicky Hahne | | Accounting Officer) | | |
| | | | | |
/s/ Lance G. Laing | | Chief Science Officer, Vice President and Secretary, | | March 2, 2023 |
| Lance G. Laing | | and Director | | |
| | | | | |
/s/ Richard E. Buller | | Director | | March 2, 2023 |
| Richard E. Buller | | | | |
| | | | | |
/s/ David F. Dalvey | | Director | | March 2, 2023 |
| David F. Dalvey | | | | |
| | | | | |
/s/ Leo T. Furcht | | Director | | March 2, 2023 |
| Leo T. Furcht | | | | |
| | | | | |
/s/ Polly A. Murphy | | Director | | March 2, 2023 |
| Polly A. Murphy | | | | |
| | | | | |
/s/ Richard J. Nigon | | Director | | March 2, 2023 |
| Richard J. Nigon | | | | |
