UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
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| Date of Report (Date of earliest event reported) | April 7, 2017 |
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| AquaBounty Technologies, Inc. |
| (Exact name of registrant as specified in its charter) |
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| Delaware | 001-36426 | 04-3156167 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
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| 2 Mill & Main Place, Suite 395, Maynard, Massachusetts | 01754 |
| (Address of principal executive offices) | (Zip Code) |
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| Registrant’s telephone number, including area code | 978-648-6000 |
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| (Former name or former address, if changed since last report.) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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| [ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| [ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| [ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| [ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01 Other Events.
On April 7, 2017, AquaBounty Technologies, Inc. (the “Company”) issued a press release regarding its having made an application to the London Stock Exchange plc (the “LSE”) to cancel the admission to trading of the Company’s shares on AIM, a market of the LSE, and its decision to terminate its UK domestic depositary interest facility, each subject to approval by the Company’s shareholders at its Annual General Meeting to be held on 23 May 2017. A copy of the press release is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
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| Exhibit No. | | Description |
| 99.1 | | Press release issued by AquaBounty Technologies, Inc. on April 7, 2017, furnished herewith. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | | AquaBounty Technologies, Inc. |
| | | (Registrant) |
| April 7, 2017 | | /s/ David A. Frank |
| | | David A. Frank |
| | | Chief Financial Officer |
EXHIBIT INDEX
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| Exhibit No. | | Description |
| 99.1 | | Press release issued by AquaBounty Technologies, Inc. on April 7, 2017, furnished herewith. |
