UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 14A
Proxy Statement Pursuant to Section 14(a)
of the Securities Exchange Act of 1934
Filed by the Registrant ☒
Filed by a Party other than the Registrant ☐
Check the appropriate box:
| ☐ | Preliminary Proxy Statement |
| ☐ | Confidential, for Use of the SEC Only (as permitted by Rule 14a-6(e)(2)) |
| ☐ | Definitive Proxy Statement |
| ☒ | Definitive Additional Materials |
| ☐ | Soliciting Material Pursuant to 14a-12 |
FIRST WAVE BIOPHARMA, INC.
(Name of Registrant as Specified in Its Charter)
(Name of Person(s) Filing Proxy Statement, if other than the Registrant)
Payment of Filing Fee (Check the appropriate box):
| ☐ | Fee computed on table below per Exchange Act Rules 14a-6(i)(4) and 0-11. |
| 1. | Title of each class of securities to which transaction applies: |
| 2. | Aggregate number of securities to which transaction applies: |
| 3. | Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): |
| 4. | Proposed maximum aggregate value of transaction: |
| ☐ | Fee paid previously with preliminary materials. |
| ☐ | Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
| 1. | Amount Previously Paid: |
| 2. | Form, Schedule or Registration Statement No.: |
IMPORTANT UPDATE ON RECENT SHAREHOLDER VOTE
December 20, 2021
Dear Fellow Stockholder:
Please be advised that the 2021 Annual Meeting of Stockholders (the “Annual Meeting”) of First Wave BioPharma, Inc. (“First Wave BioPharma”) has been adjourned to January 7, 2022, at 9 a.m., Eastern Time, virtually at the following url: www.virtualshareholdermeeting.com/FWBI2021. First Wave BioPharma adjourned the Annual Meeting to allow additional time for stockholders to vote on all proposals.
Your vote is very important to us, regardless of the number of shares you own.
During the period of the adjournment, First Wave BioPharma will continue to solicit proxies from its stockholders, and we strongly encourage all stockholders who have not yet VOTED to do so. This will help save us further solicitation costs on all proposals.
Your Board of Directors is recommending that stockholders vote FOR all directors and proposals on the agenda.
Stockholders who have questions or need assistance voting may call our proxy solicitor Alliance Advisors at 1-833-782-7196, Mon- Fri from 9am-10pm ET. Alternatively, you can email Alliance Advisors at: fwbi@allianceadvisors.com
Please vote your proxy today by using the one of the methods indicated on your enclosed proxy voting form.
James Sapirstein
President, Chief Executive Officer and Chairman of the Board of Directors
