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FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-06565
Tekla Healthcare Opportunites Fund
(Exact name of registrant as specified in charter)
100 Federal Street, 19th Floor, Boston, MA | | 02110 |
(Address of principal executive offices) | | (Zip code) |
Laura Woodward
Tekla Healthcare Opportunities Fund
100 Federal Street, 19th Floor, Boston MA 02110
(Name and address of agent for service)
Registrant’s telephone number, including area code: 617-772-8500
Date of fiscal year end: September 30
Date of reporting period: 7/1/19-6/30/20
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, no later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
Item 1. Proxy Voting Record.
THQ Vote Summary
ABBOTT LABORATORIES
Security | 002824100 | Meeting Type | Annual |
Ticker Symbol | ABT | Meeting Date | 24-Apr-2020 |
Record Date | 26-Feb-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | R.J. Alpern | | | | For | | For | |
| | 2 | R.S. Austin | | | | For | | For | |
| | 3 | S.E. Blount | | | | For | | For | |
| | 4 | R.B. Ford | | | | For | | For | |
| | 5 | M.A. Kumbier | | | | For | | For | |
| | 6 | E.M. Liddy | | | | For | | For | |
| | 7 | D.W. McDew | | | | For | | For | |
| | 8 | N. McKinstry | | | | For | | For | |
| | 9 | P.N. Novakovic | | | | For | | For | |
| | 10 | W.A. Osborn | | | | For | | For | |
| | 11 | D.J. Starks | | | | For | | For | |
| | 12 | J.G. Stratton | | | | For | | For | |
| | 13 | G.F. Tilton | | | | For | | For | |
| | 14 | M.D. White | | | | For | | For | |
2. | | Ratification of Ernst & Young LLP as Auditors. | | Management | | For | | For | |
3. | | Say on Pay - An Advisory Vote to Approve Executive Compensation. | | Management | | For | | For | |
4. | | Shareholder Proposal - Lobbying Disclosure. | | Shareholder | | Against | | For | |
5. | | Shareholder Proposal - Non-GAAP Financial Performance Metrics Disclosure. | | Shareholder | | Against | | For | |
6. | | Shareholder Proposal - Shareholder Voting on By-Law Amendments. | | Shareholder | | Against | | For | |
7. | | Shareholder Proposal - Simple Majority Vote. | | Shareholder | | Against | | For | |
ABBVIE INC.
Security | 00287Y109 | Meeting Type | Annual |
Ticker Symbol | ABBV | Meeting Date | 08-May-2020 |
Record Date | 13-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Robert J. Alpern | | | | For | | For | |
| | 2 | Edward M. Liddy | | | | For | | For | |
| | 3 | Melody B. Meyer | | | | For | | For | |
| | 4 | Frederick H. Waddell | | | | For | | For | |
2. | | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2020 | | Management | | For | | For | |
3. | | Say on Pay - An advisory vote on the approval of executive compensation | | Management | | For | | For | |
4. | | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | | Management | | For | | For | |
5. | | Stockholder Proposal - to Issue an Annual Report on Lobbying | | Shareholder | | Against | | For | |
6. | | Stockholder Proposal - to Adopt a Policy to Require Independent Chairman | | Shareholder | | For | | Against | |
7. | | Stockholder Proposal - to Issue a Compensation Committee Report on Drug Pricing | | Shareholder | | Against | | For | |
ABIOMED, INC.
Security | 003654100 | Meeting Type | Annual |
Ticker Symbol | ABMD | Meeting Date | 07-Aug-2019 |
Record Date | 10-Jun-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Michael R. Minogue | | | | For | | For | |
| | 2 | Martin P. Sutter | | | | For | | For | |
2. | | Approval, by non-binding advisory vote, of the compensation of our named executive officers. | | Management | | For | | For | |
3. | | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2020. | | Management | | For | | For | |
ACADIA HEALTHCARE COMPANY, INC.
Security | 00404A109 | Meeting Type | Annual |
Ticker Symbol | ACHC | Meeting Date | 07-May-2020 |
Record Date | 12-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Wade D. Miquelon | | Management | | For | | For | |
1B. | | Election of Director: William M. Petrie, M.D. | | Management | | For | | For | |
2. | | Advisory vote on the compensation of the Company's named executive officers as presented in the Proxy Statement. | | Management | | For | | For | |
3. | | Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | | For | | For | |
AGILENT TECHNOLOGIES, INC.
Security | 00846U101 | Meeting Type | Annual |
Ticker Symbol | A | Meeting Date | 17-Apr-2020 |
Record Date | 22-Jan-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1.1 | | Election of Director for a three-year term: Heidi Kunz | | Management | | For | | For | |
1.2 | | Election of Director for a three-year term: Sue H. Rataj | | Management | | For | | For | |
1.3 | | Election of Director for a three-year term: George A. Scangos, Ph.D. | | Management | | For | | For | |
1.4 | | Election of Director for a three-year term: Dow R. Wilson | | Management | | For | | For | |
2. | | To approve the Agilent Technologies, Inc. 2020 Employee Stock Purchase Plan. | | Management | | For | | For | |
3. | | To approve, on a non-binding advisory basis, the compensation of Agilent's named executive officers. | | Management | | For | | For | |
4. | | To ratify the Audit and Finance Committee's appointment of PricewaterhouseCoopers LLP as Agilent's independent registered public accounting firm. | | Management | | For | | For | |
ALEXION PHARMACEUTICALS, INC.
Security | 015351109 | Meeting Type | Annual |
Ticker Symbol | ALXN | Meeting Date | 13-May-2020 |
Record Date | 16-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Felix J. Baker | | | | For | | For | |
| | 2 | David R. Brennan | | | | For | | For | |
| | 3 | Christopher J. Coughlin | | | | For | | For | |
| | 4 | Deborah Dunsire | | | | For | | For | |
| | 5 | Paul A. Friedman | | | | For | | For | |
| | 6 | Ludwig N. Hantson | | | | For | | For | |
| | 7 | John T. Mollen | | | | For | | For | |
| | 8 | Francois Nader | | | | For | | For | |
| | 9 | Judith A. Reinsdorf | | | | For | | For | |
| | 10 | Andreas Rummelt | | | | For | | For | |
2. | | Proposal No. 2 - Ratification of appointment by the Board of Directors of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | | Management | | For | | For | |
3. | | Proposal No. 3 - Approval of a non-binding advisory vote of the 2019 compensation paid to Alexion's named executive officers. | | Management | | For | | For | |
4. | | Proposal No. 4 - Shareholder proposal requesting certain By-law amendments to lower the threshold for shareholders to call a special meeting. | | Shareholder | | Against | | For | |
ALIGN TECHNOLOGY, INC.
Security | 016255101 | Meeting Type | Annual |
Ticker Symbol | ALGN | Meeting Date | 20-May-2020 |
Record Date | 25-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Kevin J. Dallas | | Management | | For | | For | |
1B. | | Election of Director: Joseph M. Hogan | | Management | | For | | For | |
1C. | | Election of Director: Joseph Lacob | | Management | | For | | For | |
1D. | | Election of Director: C. Raymond Larkin, Jr. | | Management | | For | | For | |
1E. | | Election of Director: George J. Morrow | | Management | | For | | For | |
1F. | | Election of Director: Anne M. Myong | | Management | | For | | For | |
1G. | | Election of Director: Thomas M. Prescott | | Management | | For | | For | |
1H. | | Election of Director: Andrea L. Saia | | Management | | For | | For | |
1I. | | Election of Director: Greg J. Santora | | Management | | For | | For | |
1J. | | Election of Director: Susan E. Siegel | | Management | | For | | For | |
1K. | | Election of Director: Warren S. Thaler | | Management | | For | | For | |
2. | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS: Proposal to ratify the appointment of PricewaterhouseCoopers LLP as Align Technology, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2020. | | Management | | For | | For | |
3. | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | Management | | For | | For | |
ALLERGAN PLC
Security | G0177J108 | Meeting Type | Special |
Ticker Symbol | AGN | Meeting Date | 14-Oct-2019 |
Record Date | 16-Sep-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | COURT MEETING: Approve the scheme of arrangement. | | Management | | For | | For | |
2. | | Extraordinary General Meeting: Approve the scheme of arrangement and authorize the directors of Allergan plc to take all such actions as they consider necessary or appropriate for carrying the scheme of arrangement into effect. | | Management | | For | | For | |
3. | | Extraordinary General Meeting: Approve the cancellation of any Allergan plc ordinary shares in issue at 11:59 p.m., Irish time, on the day before the Irish High Court hearing to sanction the scheme (excluding, in any case, any Allergan plc ordinary shares which are held from time to time by AbbVie Inc., Acquirer Sub (as defined in the scheme of arrangement) or any other subsidiary of AbbVie Inc., if any). | | Management | | For | | For | |
4. | | Extraordinary General Meeting: Authorize the directors of Allergan plc to allot and issue new Allergan plc shares, fully paid up, to Acquirer Sub and/or its nominee(s) in connection with effecting the scheme. | | Management | | For | | For | |
5. | | Extraordinary General Meeting: Amend the articles of association of Allergan plc so that any ordinary shares of Allergan plc that are issued on or after the Voting Record Time (as defined in the scheme of arrangement) to persons other than Acquirer Sub or its nominees will either be subject to the terms of the scheme or will be immediately and automatically acquired by Acquirer Sub and/or its nominee(s) for the scheme consideration. | | Management | | For | | For | |
6. | | Extraordinary General Meeting: Approve, on a non- binding, advisory basis, specified compensatory arrangements between Allergan plc and its named executive officers relating to the transaction. | | Management | | For | | For | |
7. | | Extraordinary General Meeting: Approve any motion by the Chairman to adjourn the extraordinary general meeting, or any adjournments thereof, to solicit additional proxies in favor of the approval of the resolutions if there are insufficient votes at the time of the extraordinary general meeting to approve resolutions 2 through 5. | | Management | | For | | For | |
AMERISOURCEBERGEN CORPORATION
Security | 03073E105 | Meeting Type | Annual |
Ticker Symbol | ABC | Meeting Date | 05-Mar-2020 |
Record Date | 06-Jan-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Ornella Barra | | Management | | For | | For | |
1B. | | Election of Director: Steven H. Collis | | Management | | For | | For | |
1C. | | Election of Director: D. Mark Durcan | | Management | | For | | For | |
1D. | | Election of Director: Richard W. Gochnauer | | Management | | For | | For | |
1E. | | Election of Director: Lon R. Greenberg | | Management | | For | | For | |
1F. | | Election of Director: Jane E. Henney, M.D. | | Management | | For | | For | |
1G. | | Election of Director: Kathleen W. Hyle | | Management | | For | | For | |
1H. | | Election of Director: Michael J. Long | | Management | | For | | For | |
1I. | | Election of Director: Henry W. McGee | | Management | | For | | For | |
1J. | | Election of Director: Dennis M. Nally | | Management | | For | | For | |
2. | | Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2020. | | Management | | For | | For | |
3. | | Advisory vote to approve the compensation of named executive officers. | | Management | | For | | For | |
4. | | Stockholder proposal, if properly presented, to permit stockholders to act by written consent. | | Shareholder | | Against | | For | |
5. | | Stockholder proposal, if properly presented, regarding the use of a deferral period for certain compensation of senior executives. | | Shareholder | | Against | | For | |
AMGEN INC.
Security | 031162100 | Meeting Type | Annual |
Ticker Symbol | AMGN | Meeting Date | 19-May-2020 |
Record Date | 20-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Dr. Wanda M. Austin | | Management | | For | | For | |
1B. | | Election of Director: Mr. Robert A. Bradway | | Management | | For | | For | |
1C. | | Election of Director: Dr. Brian J. Druker | | Management | | For | | For | |
1D. | | Election of Director: Mr. Robert A. Eckert | | Management | | For | | For | |
1E. | | Election of Director: Mr. Greg C. Garland | | Management | | For | | For | |
1F. | | Election of Director: Mr. Fred Hassan | | Management | | For | | For | |
1G. | | Election of Director: Mr. Charles M. Holley, Jr. | | Management | | For | | For | |
1H. | | Election of Director: Dr. Tyler Jacks | | Management | | For | | For | |
1I. | | Election of Director: Ms. Ellen J. Kullman | | Management | | For | | For | |
1J. | | Election of Director: Dr. Ronald D. Sugar | | Management | | For | | For | |
1K. | | Election of Director: Dr. R. Sanders Williams | | Management | | For | | For | |
2. | | Advisory vote to approve our executive compensation. | | Management | | For | | For | |
3. | | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2020. | | Management | | For | | For | |
4. | | Stockholder proposal to require an independent board chair. | | Shareholder | | For | | Against | |
ANTHEM, INC.
Security | 036752103 | Meeting Type | Annual |
Ticker Symbol | ANTM | Meeting Date | 21-May-2020 |
Record Date | 16-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1.1 | | Election of Director: Gail K. Boudreaux | | Management | | For | | For | |
1.2 | | Election of Director: R. Kerry Clark | | Management | | For | | For | |
1.3 | | Election of Director: Robert L. Dixon, Jr. | | Management | | For | | For | |
2. | | Advisory vote to approve the compensation of our named executive officers. | | Management | | For | | For | |
3. | | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2020. | | Management | | For | | For | |
4. | | Shareholder proposal to allow shareholders owning 10% or more of our common stock to call a special meeting of shareholders. | | Shareholder | | Against | | For | |
ATRECA INC
Security | 04965G109 | Meeting Type | Annual |
Ticker Symbol | BCEL | Meeting Date | 10-Jun-2020 |
Record Date | 17-Apr-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | David Lacey, MD | | | | For | | For | |
| | 2 | Lindsey Rolfe, MBChB | | | | For | | For | |
2. | | Ratification of the selection of OUM & Co. LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2020. | | Management | | For | | For | |
BAXTER INTERNATIONAL INC.
Security | 071813109 | Meeting Type | Annual |
Ticker Symbol | BAX | Meeting Date | 05-May-2020 |
Record Date | 12-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: José (Joe) E. Almeida | | Management | | For | | For | |
1B. | | Election of Director: Thomas F. Chen | | Management | | For | | For | |
1C. | | Election of Director: John D. Forsyth | | Management | | For | | For | |
1D. | | Election of Director: James R. Gavin III | | Management | | For | | For | |
1E. | | Election of Director: Peter S. Hellman | | Management | | For | | For | |
1F. | | Election of Director: Michael F. Mahoney | | Management | | For | | For | |
1G. | | Election of Director: Patricia B. Morrison | | Management | | For | | For | |
1H. | | Election of Director: Stephen N. Oesterle | | Management | | For | | For | |
1I. | | Election of Director: Cathy R. Smith | | Management | | For | | For | |
1J. | | Election of Director: Thomas T. Stallkamp | | Management | | For | | For | |
1K. | | Election of Director: Albert P.L. Stroucken | | Management | | For | | For | |
1L. | | Election of Director: Amy A. Wendell | | Management | | For | | For | |
2. | | Advisory Vote to Approve Named Executive Officer Compensation | | Management | | For | | For | |
3. | | Ratification of Appointment of Independent Registered Public Accounting Firm | | Management | | For | | For | |
4. | | Stockholder Proposal - Independent Board Chairman | | Shareholder | | For | | Against | |
5. | | Stockholder Proposal - Right to Act by Written Consent | | Shareholder | | For | | Against | |
BECTON, DICKINSON AND COMPANY
Security | 075887109 | Meeting Type | Annual |
Ticker Symbol | BDX | Meeting Date | 28-Jan-2020 |
Record Date | 09-Dec-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Catherine M. Burzik | | Management | | For | | For | |
1B. | | Election of Director: R. Andrew Eckert | | Management | | For | | For | |
1C. | | Election of Director: Vincent A. Forlenza | | Management | | For | | For | |
1D. | | Election of Director: Claire M. Fraser | | Management | | For | | For | |
1E. | | Election of Director: Jeffrey W. Henderson | | Management | | For | | For | |
1F. | | Election of Director: Christopher Jones | | Management | | For | | For | |
1G. | | Election of Director: Marshall O. Larsen | | Management | | For | | For | |
1H. | | Election of Director: David F. Melcher | | Management | | For | | For | |
1I. | | Election of Director: Thomas E. Polen | | Management | | For | | For | |
1J. | | Election of Director: Claire Pomeroy | | Management | | For | | For | |
1K. | | Election of Director: Rebecca W. Rimel | | Management | | For | | For | |
1L. | | Election of Director: Timothy M. Ring | | Management | | For | | For | |
1M. | | Election of Director: Bertram L. Scott | | Management | | For | | For | |
2. | | Ratification of selection of independent registered public accounting firm. | | Management | | For | | For | |
3. | | Advisory vote to approve named executive officer compensation. | | Management | | For | | For | |
4. | | Approval of amendment to BD's 2004 Employee and Director Equity-Based Compensation Plan. | | Management | | For | | For | |
5. | | Approval of French Addendum to BD'S 2004 Employee and Director Equity-Based Compensation Plan. | | Management | | For | | For | |
6. | | Shareholder proposal regarding special shareholder meetings. | | Shareholder | | Against | | For | |
BIOGEN INC.
Security | 09062X103 | Meeting Type | Annual |
Ticker Symbol | BIIB | Meeting Date | 03-Jun-2020 |
Record Date | 06-Apr-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director for a one year term extending until the 2021 annual meeting: Alexander J. Denner | | Management | | For | | For | |
1B. | | Election of Director for a one year term extending until the 2021 annual meeting: Caroline D. Dorsa | | Management | | For | | For | |
1C. | | Election of Director for a one year term extending until the 2021 annual meeting: William A. Hawkins | | Management | | For | | For | |
1D. | | Election of Director for a one year term extending until the 2021 annual meeting: Nancy L. Leaming | | Management | | For | | For | |
1E. | | Election of Director for a one year term extending until the 2021 annual meeting: Jesus B. Mantas | | Management | | For | | For | |
1F. | | Election of Director for a one year term extending until the 2021 annual meeting: Richard C. Mulligan | | Management | | For | | For | |
1G. | | Election of Director for a one year term extending until the 2021 annual meeting: Robert W. Pangia | | Management | | For | | For | |
1H. | | Election of Director for a one year term extending until the 2021 annual meeting: Stelios Papadopoulos | | Management | | For | | For | |
1I. | | Election of Director for a one year term extending until the 2021 annual meeting: Brian S. Posner | | Management | | For | | For | |
1J. | | Election of Director for a one year term extending until the 2021 annual meeting: Eric K. Rowinsky | | Management | | For | | For | |
1K. | | Election of Director for a one year term extending until the 2021 annual meeting: Stephen A. Sherwin | | Management | | For | | For | |
1L. | | Election of Director for a one year term extending until the 2021 annual meeting: Michel Vounatsos | | Management | | For | | For | |
2. | | To ratify the selection of PricewaterhouseCoopers LLP as Biogen Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | | For | | For | |
3. | | Say on Pay - To approve an advisory vote on executive compensation. | | Management | | For | | For | |
BOSTON SCIENTIFIC CORPORATION
Security | 101137107 | Meeting Type | Annual |
Ticker Symbol | BSX | Meeting Date | 07-May-2020 |
Record Date | 13-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Nelda J. Connors | | Management | | For | | For | |
1B. | | Election of Director: Charles J. Dockendorff | | Management | | For | | For | |
1C. | | Election of Director: Yoshiaki Fujimori | | Management | | For | | For | |
1D. | | Election of Director: Donna A. James | | Management | | For | | For | |
1E. | | Election of Director: Edward J. Ludwig | | Management | | For | | For | |
1F. | | Election of Director: Stephen P. MacMillan | | Management | | For | | For | |
1G. | | Election of Director: Michael F. Mahoney | | Management | | For | | For | |
1H. | | Election of Director: David J. Roux | | Management | | For | | For | |
1I. | | Election of Director: John E. Sununu | | Management | | For | | For | |
1J. | | Election of Director: Ellen M. Zane | | Management | | For | | For | |
2. | | To approve, on a non-binding, advisory basis, named executive officer compensation. | | Management | | For | | For | |
3. | | To approve an amendment and restatement of the Company's 2011 Long-Term Incentive Plan. | | Management | | For | | For | |
4. | | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2020 fiscal year. | | Management | | For | | For | |
5. | | To consider and vote upon a stockholder proposal requesting a report on inclusion of non-management employee representation on the Board of Directors. | | Shareholder | | Against | | For | |
BRISTOL-MYERS SQUIBB COMPANY
Security | 110122108 | Meeting Type | Annual |
Ticker Symbol | BMY | Meeting Date | 05-May-2020 |
Record Date | 16-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Peter J. Arduini | | Management | | For | | For | |
1B. | | Election of Director: Robert Bertolini | | Management | | For | | For | |
1C. | | Election of Director: Michael W. Bonney | | Management | | For | | For | |
1D. | | Election of Director: Giovanni Caforio, M.D. | | Management | | For | | For | |
1E. | | Election of Director: Matthew W. Emmens | | Management | | For | | For | |
1F. | | Election of Director: Julia A. Haller, M.D. | | Management | | For | | For | |
1G. | | Election of Director: Dinesh C. Paliwal | | Management | | For | | For | |
1H. | | Election of Director: Theodore R. Samuels | | Management | | For | | For | |
1I. | | Election of Director: Vicki L. Sato, Ph.D. | | Management | | For | | For | |
1J. | | Election of Director: Gerald L. Storch | | Management | | For | | For | |
1K. | | Election of Director: Karen H. Vousden, Ph.D. | | Management | | For | | For | |
1L. | | Election of Director: Phyllis R. Yale | | Management | | For | | For | |
2. | | Advisory vote to approve the compensation of our Named Executive Officers. | | Management | | For | | For | |
3. | | Ratification of the appointment of an independent registered public accounting firm. | | Management | | For | | For | |
4. | | Shareholder Proposal on Separate Chair & CEO. | | Shareholder | | For | | Against | |
5. | | Shareholder Proposal on Shareholder Right to Act by Written Consent. | | Shareholder | | Against | | For | |
CARDINAL HEALTH, INC.
Security | 14149Y108 | Meeting Type | Annual |
Ticker Symbol | CAH | Meeting Date | 06-Nov-2019 |
Record Date | 09-Sep-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Colleen F. Arnold | | Management | | For | | For | |
1B. | | Election of Director: Carrie S. Cox | | Management | | For | | For | |
1C. | | Election of Director: Calvin Darden | | Management | | For | | For | |
1D. | | Election of Director: Bruce L. Downey | | Management | | For | | For | |
1E. | | Election of Director: Patricia A. Hemingway Hall | | Management | | For | | For | |
1F. | | Election of Director: Akhil Johri | | Management | | For | | For | |
1G. | | Election of Director: Michael C. Kaufmann | | Management | | For | | For | |
1H. | | Election of Director: Gregory B. Kenny | | Management | | For | | For | |
1I. | | Election of Director: Nancy Killefer | | Management | | For | | For | |
1J. | | Election of Director: J. Michael Losh | | Management | | For | | For | |
1K. | | Election of Director: Dean A. Scarborough | | Management | | For | | For | |
1L. | | Election of Director: John H. Weiland | | Management | | For | | For | |
2. | | To ratify the appointment of Ernst & Young LLP as our independent auditor for the fiscal year ending June 30, 2020. | | Management | | For | | For | |
3. | | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | | Management | | For | | For | |
CENTENE CORPORATION
Security | 15135B101 | Meeting Type | Annual |
Ticker Symbol | CNC | Meeting Date | 28-Apr-2020 |
Record Date | 28-Feb-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | ELECTION OF DIRECTOR: Michael F. Neidorff | | Management | | For | | For | |
1B. | | ELECTION OF DIRECTOR: H. James Dallas | | Management | | For | | For | |
1C. | | ELECTION OF DIRECTOR: Robert K. Ditmore | | Management | | For | | For | |
1D. | | ELECTION OF DIRECTOR: Richard A. Gephardt | | Management | | For | | For | |
1E. | | ELECTION OF DIRECTOR: Lori J. Robinson | | Management | | For | | For | |
1F. | | ELECTION OF DIRECTOR: William L. Trubeck | | Management | | For | | For | |
2. | | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | | Management | | For | | For | |
3. | | RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. | | Management | | For | | For | |
4. | | APPROVAL OF AMENDMENT TO THE 2002 EMPLOYEE STOCK PURCHASE PLAN, AS AMENDED AND RESTATED. | | Management | | For | | For | |
5. | | THE STOCKHOLDER PROPOSAL ON POLITICAL SPENDING DISCLOSURES AS DESCRIBED IN THE PROXY STATEMENT. | | Shareholder | | Against | | For | |
6. | | THE STOCKHOLDER PROPOSAL ON THE ELIMINATION OF SUPERMAJORITY VOTING PROVISIONS AS DESCRIBED IN THE PROXY STATEMENT. | | Shareholder | | Against | | For | |
CERNER CORPORATION
Security | 156782104 | Meeting Type | Annual |
Ticker Symbol | CERN | Meeting Date | 22-May-2020 |
Record Date | 24-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Class I Director: Julie L. Gerberding, M.D., M.P.H. | | Management | | For | | For | |
1b. | | Election of Class I Director: Brent Shafer | | Management | | For | | For | |
1c. | | Election of Class I Director: William D. Zollars | | Management | | For | | For | |
2. | | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Cerner Corporation for 2020. | | Management | | For | | For | |
3. | | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | | Management | | For | | For | |
4. | | Approval of the proposed amendment to our Third Restated Certificate of Incorporation to declassify the Board of Directors. | | Management | | For | | For | |
5. | | Approval of the proposed amendment to our Third Restated Certificate of Incorporation to amend the advance notice provisions for director nominations. | | Management | | For | | For | |
CHARLES RIVER LABORATORIES INTL., INC.
Security | 159864107 | Meeting Type | Annual |
Ticker Symbol | CRL | Meeting Date | 06-May-2020 |
Record Date | 16-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: James C. Foster | | Management | | For | | For | |
1B. | | Election of Director: Nancy C. Andrews | | Management | | For | | For | |
1C. | | Election of Director: Robert J. Bertolini | | Management | | For | | For | |
1D. | | Election of Director: Stephen D. Chubb | | Management | | For | | For | |
1E. | | Election of Director: Deborah T. Kochevar | | Management | | For | | For | |
1F. | | Election of Director: Martin W. MacKay | | Management | | For | | For | |
1G. | | Election of Director: George E. Massaro | | Management | | For | | For | |
1H. | | Election of Director: George M. Milne, Jr. | | Management | | For | | For | |
1I. | | Election of Director: C. Richard Reese | | Management | | For | | For | |
1J. | | Election of Director: Richard F. Wallman | | Management | | For | | For | |
1K. | | Election of Director: Virginia M. Wilson | | Management | | For | | For | |
2. | | Say on Pay - An advisory vote to approve our executive compensation. | | Management | | For | | For | |
3. | | Proposal to Amend the 2018 Incentive Plan. | | Management | | For | | For | |
4. | | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accountants for the fiscal year ending December 26, 2020 | | Management | | For | | For | |
CIGNA CORPORATION
Security | 125523100 | Meeting Type | Annual |
Ticker Symbol | CI | Meeting Date | 22-Apr-2020 |
Record Date | 24-Feb-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: David M. Cordani | | Management | | For | | For | |
1B. | | Election of Director: William J. DeLaney | | Management | | For | | For | |
1C. | | Election of Director: Eric J. Foss | | Management | | For | | For | |
1D. | | Election of Director: Elder Granger, MD, MG, USA | | Management | | For | | For | |
1E. | | Election of Director: Isaiah Harris, Jr. | | Management | | For | | For | |
1F. | | Election of Director: Roman Martinez IV | | Management | | For | | For | |
1G. | | Election of Director: Kathleen M. Mazzarella | | Management | | For | | For | |
1H. | | Election of Director: Mark B. McClellan, MD, PhD | | Management | | For | | For | |
1I. | | Election of Director: John M. Partridge | | Management | | For | | For | |
1J. | | Election of Director: William L. Roper, MD, MPH | | Management | | For | | For | |
1K. | | Election of Director: Eric C. Wiseman | | Management | | For | | For | |
1L. | | Election of Director: Donna F. Zarcone | | Management | | For | | For | |
2. | | Advisory approval of Cigna's executive compensation. | | Management | | For | | For | |
3. | | Ratification of appointment of PricewaterhouseCoopers LLP as Cigna's independent registered public accounting firm for 2020. | | Management | | For | | For | |
4. | | Shareholder proposal - Shareholder right to call a special meeting. | | Shareholder | | Against | | For | |
5. | | Shareholder proposal - Gender pay gap report. | | Shareholder | | Against | | For | |
COMMUNITY HEALTH SYSTEMS, INC.
Security | 203668108 | Meeting Type | Annual |
Ticker Symbol | CYH | Meeting Date | 12-May-2020 |
Record Date | 16-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: John A. Clerico | | Management | | For | | For | |
1B. | | Election of Director: Michael Dinkins | | Management | | For | | For | |
1C. | | Election of Director: James S. Ely III | | Management | | For | | For | |
1D. | | Election of Director: John A. Fry | | Management | | For | | For | |
1E. | | Election of Director: Tim L. Hingtgen | | Management | | For | | For | |
1F. | | Election of Director: Elizabeth T. Hirsch | | Management | | For | | For | |
1G. | | Election of Director: William Norris Jennings, M.D. | | Management | | For | | For | |
1H. | | Election of Director: K. Ranga Krishnan, MBBS | | Management | | For | | For | |
1I. | | Election of Director: Julia B. North | | Management | | For | | For | |
1J. | | Election of Director: Wayne T. Smith | | Management | | For | | For | |
1K. | | Election of Director: H. James Williams, Ph.D. | | Management | | For | | For | |
2. | | Proposal to approve on an advisory (non-binding) basis the compensation of the Company's named executive officers. | | Management | | For | | For | |
3. | | Proposal to approve the amendment and restatement of the Community Health Systems, Inc. 2009 Stock Option and Award Plan, which was approved by the Board of Directors on March 20, 2020, subject to stockholder approval. | | Management | | For | | For | |
4. | | Proposal to ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | | For | | For | |
CVS HEALTH CORPORATION
Security | 126650100 | Meeting Type | Annual |
Ticker Symbol | CVS | Meeting Date | 14-May-2020 |
Record Date | 18-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Fernando Aguirre | | Management | | For | | For | |
1B. | | Election of Director: C. David Brown II | | Management | | For | | For | |
1C. | | Election of Director: Alecia A. DeCoudreaux | | Management | | For | | For | |
1D. | | Election of Director: Nancy-Ann M. DeParle | | Management | | For | | For | |
1E. | | Election of Director: David W. Dorman | | Management | | For | | For | |
1F. | | Election of Director: Roger N. Farah | | Management | | For | | For | |
1G. | | Election of Director: Anne M. Finucane | | Management | | For | | For | |
1H. | | Election of Director: Edward J. Ludwig | | Management | | For | | For | |
1I. | | Election of Director: Larry J. Merlo | | Management | | For | | For | |
1J. | | Election of Director: Jean-Pierre Millon | | Management | | For | | For | |
1K. | | Election of Director: Mary L. Schapiro | | Management | | For | | For | |
1L. | | Election of Director: William C. Weldon | | Management | | For | | For | |
1M. | | Election of Director: Tony L. White | | Management | | For | | For | |
2. | | Ratification of the appointment of our independent registered public accounting firm for 2020. | | Management | | For | | For | |
3. | | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | | Management | | For | | For | |
4. | | Proposal to amend the Company's 2017 Incentive Compensation Plan to increase the number of shares authorized to be issued under the Plan. | | Management | | For | | For | |
5. | | Proposal to amend the Company's 2007 Employee Stock Purchase Plan to increase the number of shares available for sale under the Plan. | | Management | | For | | For | |
6. | | Stockholder proposal for reducing the ownership threshold to request a stockholder action by written consent. | | Shareholder | | Against | | For | |
7. | | Stockholder proposal regarding our independent Board Chair. | | Shareholder | | Against | | For | |
DANAHER CORPORATION
Security | 235851102 | Meeting Type | Annual |
Ticker Symbol | DHR | Meeting Date | 05-May-2020 |
Record Date | 09-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Linda Hefner Filler | | Management | | For | | For | |
1B. | | Election of Director: Thomas P. Joyce, Jr. | | Management | | For | | For | |
1C. | | Election of Director: Teri List-Stoll | | Management | | For | | For | |
1D. | | Election of Director: Walter G. Lohr, Jr. | | Management | | For | | For | |
1E. | | Election of Director: Jessica L. Mega, MD, MPH | | Management | | For | | For | |
1F. | | Election of Director: Pardis C. Sabeti, MD, D. Phil. | | Management | | For | | For | |
1G. | | Election of Director: Mitchell P. Rales | | Management | | For | | For | |
1H. | | Election of Director: Steven M. Rales | | Management | | For | | For | |
1I. | | Election of Director: John T. Schwieters | | Management | | For | | For | |
1J. | | Election of Director: Alan G. Spoon | | Management | | For | | For | |
1K. | | Election of Director: Raymond C. Stevens, Ph.D. | | Management | | For | | For | |
1L. | | Election of Director: Elias A. Zerhouni, MD | | Management | | For | | For | |
2. | | To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2020 | | Management | | For | | For | |
3. | | To approve on an advisory basis the Company's named executive officer compensation | | Management | | For | | For | |
4. | | To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10% | | Shareholder | | Against | | For | |
DECIPHER BIOSCIENCES, INC.
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 16-Sep-2019 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | Amendment of 2018 Equity Incentive Plan | | Management | | For | | For | |
2 | | General Authorizing Resolution | | Management | | For | | For | |
DECIPHER BIOSCIENCES, INC.
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 14-May-2020 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | Amendment and Restatement of Certification of Incorporation | | Management | | For | | For | |
2. | | Series 4 Preferred Stock and Note Financing | | Management | | For | | For | |
3. | | Amendment of 2018 Equity Incentive Plan | | Management | | For | | For | |
4. | | General Authorizing Resolution | | Management | | For | | For | |
DENTSPLY SIRONA INC.
Security | 24906P109 | Meeting Type | Annual |
Ticker Symbol | XRAY | Meeting Date | 20-May-2020 |
Record Date | 23-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Michael C. Alfano | | Management | | For | | For | |
1B. | | Election of Director: Eric K. Brandt | | Management | | For | | For | |
1C. | | Election of Director: Donald M. Casey Jr. | | Management | | For | | For | |
1D. | | Election of Director: Willie A. Deese | | Management | | For | | For | |
1E. | | Election of Director: Betsy D. Holden | | Management | | For | | For | |
1F. | | Election of Director: Arthur D. Kowaloff | | Management | | For | | For | |
1G. | | Election of Director: Harry M. Kraemer Jr. | | Management | | For | | For | |
1H. | | Election of Director: Gregory T. Lucier | | Management | | For | | For | |
1I. | | Election of Director: Francis J. Lunger | | Management | | For | | For | |
1J. | | Election of Director: Leslie F. Varon | | Management | | For | | For | |
1K. | | Election of Director: Janet S. Vergis | | Management | | For | | For | |
2. | | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for 2020. | | Management | | For | | For | |
3. | | Approval, by non-binding vote, of the Company's executive compensation. | | Management | | For | | For | |
DIVERSIFIED HEALTHCARE TRUST
Security | 25525P107 | Meeting Type | Annual |
Ticker Symbol | DHC | Meeting Date | 19-May-2020 |
Record Date | 16-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Independent Class III Trustee: Jeffrey P. Somers | | Management | | For | | For | |
2. | | Approve an amendment to the Company's Declaration of Trust to provide for the annual election of all Trustees. | | Management | | For | | For | |
3. | | Advisory vote to approve executive compensation. | | Management | | For | | For | |
4. | | Ratification of the appointment of Ernst & Young LLP as independent auditors to serve for the 2020 fiscal year. | | Management | | For | | For | |
EDWARDS LIFESCIENCES CORPORATION
Security | 28176E108 | Meeting Type | Annual |
Ticker Symbol | EW | Meeting Date | 07-May-2020 |
Record Date | 13-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Michael A. Mussallem | | Management | | For | | For | |
1B. | | Election of Director: Kieran T. Gallahue | | Management | | For | | For | |
1C. | | Election of Director: Leslie S. Heisz | | Management | | For | | For | |
1D. | | Election of Director: William J. Link, Ph.D. | | Management | | For | | For | |
1E. | | Election of Director: Steven R. Loranger | | Management | | For | | For | |
1F. | | Election of Director: Martha H. Marsh | | Management | | For | | For | |
1G. | | Election of Director: Ramona Sequeira | | Management | | For | | For | |
1H. | | Election of Director: Nicholas J. Valeriani | | Management | | For | | For | |
2. | | ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | |
3. | | APPROVAL OF THE 2020 NONEMPLOYEE DIRECTORS STOCK INCENTIVE PROGRAM. | | Management | | For | | For | |
4. | | APPROVAL OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FOR THE PURPOSE OF EFFECTING A THREE-FOR-ONE STOCK SPLIT. | | Management | | For | | For | |
5. | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | |
6. | | ADVISORY VOTE ON A STOCKHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT. | | Shareholder | | Against | | For | |
ELI LILLY AND COMPANY
Security | 532457108 | Meeting Type | Annual |
Ticker Symbol | LLY | Meeting Date | 04-May-2020 |
Record Date | 09-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: M. L. Eskew | | Management | | For | | For | |
1B. | | Election of Director: W. G. Kaelin, Jr. | | Management | | For | | For | |
1C. | | Election of Director: D. A. Ricks | | Management | | For | | For | |
1D. | | Election of Director: M. S. Runge | | Management | | For | | For | |
1E. | | Election of Director: K. Walker | | Management | | For | | For | |
2. | | Approval, by non-binding vote, of the compensation paid to the company's named executive officers. | | Management | | For | | For | |
3. | | Ratification of Ernst & Young LLP as the independent auditor for 2020. | | Management | | For | | For | |
4. | | Approve amendments to the Articles of Incorporation to eliminate the classified board structure. | | Management | | For | | For | |
5. | | Approve amendments to the Articles of Incorporation to eliminate supermajority voting provisions. | | Management | | For | | For | |
6. | | Shareholder proposal to disclose direct and indirect lobbying activities and expenditures. | | Shareholder | | Against | | For | |
7. | | Shareholder proposal to publish a report on the effectiveness of the forced swim test. | | Shareholder | | Against | | For | |
8. | | Shareholder proposal to amend the bylaws to require an independent board chair. | | Shareholder | | For | | Against | |
9. | | Shareholder proposal on board diversity requesting disclosures of specific minimum qualifications and board nominee skills, experience, and ideological perspective. | | Shareholder | | Against | | For | |
10. | | Shareholder proposal to publish feasibility report on incorporating public concern over drug prices into senior executive compensation arrangements. | | Shareholder | | Against | | For | |
11. | | Shareholder proposal to implement a bonus deferral policy. | | Shareholder | | Against | | For | |
12. | | Shareholder proposal to disclose clawbacks on executive incentive compensation due to misconduct. | | Shareholder | | Against | | For | |
ESPERION THERAPEUTICS INC
Security | 29664W105 | Meeting Type | Annual |
Ticker Symbol | ESPR | Meeting Date | 28-May-2020 |
Record Date | 31-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Class I Director: Daniel Janney | | Management | | For | | For | |
1B. | | Election of Class I Director: Tim M. Mayleben | | Management | | For | | For | |
1C. | | Election of Class I Director: Mark E. McGovern, M.D., FACC, FACP | | Management | | For | | For | |
1D. | | Election of Class I Director: Tracy M. Woody | | Management | | For | | For | |
2. | | To approve the advisory resolution on the compensation of our named executive officers | | Management | | For | | For | |
3. | | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020 | | Management | | For | | For | |
4. | | To approve the 2020 Employee Stock Purchase Plan | | Management | | For | | For | |
EXELIXIS, INC.
Security | 30161Q104 | Meeting Type | Annual |
Ticker Symbol | EXEL | Meeting Date | 20-May-2020 |
Record Date | 23-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Charles Cohen, Ph.D. | | Management | | For | | For | |
1B. | | Election of Director: Carl B. Feldbaum, Esq. | | Management | | For | | For | |
1C. | | Election of Director: Maria C. Freire, Ph.D. | | Management | | For | | For | |
1D. | | Election of Director: Alan M. Garber, M.D., Ph.D. | | Management | | For | | For | |
1E. | | Election of Director: Vincent T. Marchesi, M.D., Ph.D. | | Management | | For | | For | |
1F. | | Election of Director: Michael M. Morrissey, Ph.D. | | Management | | For | | For | |
1G. | | Election of Director: Stelios Papadopoulos, Ph.D. | | Management | | For | | For | |
1H. | | Election of Director: George Poste, DVM, Ph.D., FRS | | Management | | For | | For | |
1I. | | Election of Director: Julie Anne Smith | | Management | | For | | For | |
1J. | | Election of Director: Lance Willsey, M.D. | | Management | | For | | For | |
1K. | | Election of Director: Jack L. Wyszomierski | | Management | | For | | For | |
2. | | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as Exelixis' independent registered public accounting firm for the fiscal year ending January 1, 2021. | | Management | | For | | For | |
3. | | To amend and restate the Exelixis 2017 Equity Incentive Plan to, among other things, increase the number of shares authorized for issuance by 21,000,000 shares. | | Management | | For | | For | |
4. | | To approve, on an advisory basis, the compensation of Exelixis' named executive officers, as disclosed in the accompanying Proxy Statement. | | Management | | For | | For | |
FIVE STAR SENIOR LIVING INC.
Security | 33832D205 | Meeting Type | Annual |
Ticker Symbol | FVE | Meeting Date | 09-Jun-2020 |
Record Date | 16-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1.1 | | Election of Director (for Independent Director in Group I): Barbara D. Gilmore | | Management | | For | | For | |
1.2 | | Election of Director (for Managing Director in Group I): Adam D. Portnoy | | Management | | For | | For | |
2. | | Approval of the Company's Amended and Restated 2014 Equity Compensation Plan. | | Management | | For | | For | |
3. | | Advisory vote to approve executive compensation. | | Management | | For | | For | |
4. | | Ratification of the appointment of RSM US LLP as independent auditors to serve for the 2020 fiscal year. | | Management | | For | | For | |
GALERA THERAPEUTICS, INC.
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 9-Jul-2019 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | Election of Lawrence Alleva to the Board of Directors | | Management | | For | | For | |
2. | | General Enabling Resolutions | | Management | | For | | For | |
GALERA THERAPEUTICS, INC. |
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 16-Oct-2019 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | Form of Lock-Up Agreement | | Management | | For | | For | |
GALERA THERAPEUTICS, INC.
Security | 36338D108 | Meeting Type | Annual |
Ticker Symbol | GRTX | Meeting Date | 09-Jun-2020 |
Record Date | 16-Apr-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Michael Powell, Ph.D. | | | | For | | For | |
| | 2 | Linda West | | | | For | | For | |
2. | | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | | For | | For | |
GILEAD SCIENCES, INC.
Security | 375558103 | Meeting Type | Annual |
Ticker Symbol | GILD | Meeting Date | 06-May-2020 |
Record Date | 13-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Jacqueline K. Barton, Ph.D. | | Management | | For | | For | |
1B. | | Election of Director: Sandra J. Horning, M.D. | | Management | | For | | For | |
1C. | | Election of Director: Kelly A. Kramer | | Management | | For | | For | |
1D. | | Election of Director: Kevin E. Lofton | | Management | | For | | For | |
1E. | | Election of Director: Harish Manwani | | Management | | For | | For | |
1F. | | Election of Director: Daniel P. O'Day | | Management | | For | | For | |
1G. | | Election of Director: Richard J. Whitley, M.D. | | Management | | For | | For | |
1H. | | Election of Director: Per Wold-Olsen | | Management | | For | | For | |
2. | | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2020. | | Management | | For | | For | |
3. | | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | | Management | | For | | For | |
4. | | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | | Shareholder | | For | | Against | |
5. | | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board eliminate the ownership threshold for stockholders to request a record date to take action by written consent. | | Shareholder | | For | | Against | |
HCA HEALTHCARE, INC.
Security | 40412C101 | Meeting Type | Annual |
Ticker Symbol | HCA | Meeting Date | 01-May-2020 |
Record Date | 09-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Thomas F. Frist III | | Management | | For | | For | |
1B. | | Election of Director: Samuel N. Hazen | | Management | | For | | For | |
1C. | | Election of Director: Meg G. Crofton | | Management | | For | | For | |
1D. | | Election of Director: Robert J. Dennis | | Management | | For | | For | |
1E. | | Election of Director: Nancy-Ann DeParle | | Management | | For | | For | |
1F. | | Election of Director: William R. Frist | | Management | | For | | For | |
1G. | | Election of Director: Charles O. Holliday, Jr. | | Management | | For | | For | |
1H. | | Election of Director: Michael W. Michelson | | Management | | For | | For | |
1I. | | Election of Director: Wayne J. Riley, M.D. | | Management | | For | | For | |
2. | | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. | | Management | | For | | For | |
3. | | Advisory vote to approve named executive officer compensation. | | Management | | For | | For | |
4. | | To approve the 2020 Stock Incentive Plan for Key Employees of HCA Healthcare, Inc. and its Affiliates. | | Management | | For | | For | |
5. | | To approve an amendment to our amended and restated certificate of incorporation to allow stockholders owning an aggregate of 15% of our outstanding common stock to request special meetings of stockholders. | | Management | | For | | For | |
6. | | Stockholder proposal, if properly presented at the meeting, requesting that the Board of Directors take the steps necessary to allow stockholders to act by written consent. | | Shareholder | | Against | | For | |
HEALTHCARE REALTY TRUST INCORPORATED
Security | 421946104 | Meeting Type | Annual |
Ticker Symbol | HR | Meeting Date | 12-May-2020 |
Record Date | 13-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Todd J. Meredith | | | | For | | For | |
| | 2 | John V. Abbott | | | | For | | For | |
| | 3 | Nancy H. Agee | | | | For | | For | |
| | 4 | Edward H. Braman | | | | For | | For | |
| | 5 | James J. Kilroy | | | | For | | For | |
| | 6 | Peter F. Lyle, Sr. | | | | For | | For | |
| | 7 | John Knox Singleton | | | | For | | For | |
| | 8 | Bruce D. Sullivan | | | | For | | For | |
| | 9 | Christann M. Vasquez | | | | For | | For | |
2. | | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for the Company and its subsidiaries for the Company's 2020 fiscal year. | | Management | | For | | For | |
3. | | To approve, on a non-binding advisory basis, the following resolution: RESOLVED, that the shareholders of Healthcare Realty Trust Incorporated approve, on a non-binding advisory basis, the compensation of the Named Executive Officers as disclosed pursuant to Item 402 of Regulation S-K in the Company's proxy statement for the 2020 Annual Meeting of Shareholders. | | Management | | For | | For | |
HEALTHCARE TRUST OF AMERICA, INC.
Security | 42225P501 | Meeting Type | Annual |
Ticker Symbol | HTA | Meeting Date | 07-Jul-2020 |
Record Date | 15-Apr-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Scott D. Peters | | Management | | For | | For | |
1B. | | Election of Director: W. Bradley Blair, II | | Management | | For | | For | |
1C. | | Election of Director: Vicki U. Booth | | Management | | For | | For | |
1D. | | Election of Director: H. Lee Cooper | | Management | | For | | For | |
1E. | | Election of Director: Warren D. Fix | | Management | | For | | For | |
1F. | | Election of Director: Peter N. Foss | | Management | | For | | For | |
1G. | | Election of Director: Jay P. Leupp | | Management | | For | | For | |
1H. | | Election of Director: Gary T. Wescombe | | Management | | For | | For | |
2. | | To approve, on an advisory vote, the compensation of our named executive officers. | | Management | | For | | For | |
3. | | To consider and vote upon the ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year ending December 31, 2020. | | Management | | For | | For | |
HEALTHEQUITY, INC.
Security | 42226A107 | Meeting Type | Annual |
Ticker Symbol | HQY | Meeting Date | 25-Jun-2020 |
Record Date | 04-May-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1.1 | | Election of director to serve until the 2021 annual meeting of stockholders: Robert W. Selander | | Management | | For | | For | |
1.2 | | Election of director to serve until the 2021 annual meeting of stockholders: Jon Kessler | | Management | | For | | For | |
1.3 | | Election of director to serve until the 2021 annual meeting of stockholders: Stephen D. Neeleman, M.D. | | Management | | For | | For | |
1.4 | | Election of director to serve until the 2021 annual meeting of stockholders: Frank A. Corvino | | Management | | For | | For | |
1.5 | | Election of director to serve until the 2021 annual meeting of stockholders: Adrian T. Dillon | | Management | | For | | For | |
1.6 | | Election of director to serve until the 2021 annual meeting of stockholders: Evelyn Dilsaver | | Management | | For | | For | |
1.7 | | Election of director to serve until the 2021 annual meeting of stockholders: Debra McCowan | | Management | | For | | For | |
1.8 | | Election of director to serve until the 2021 annual meeting of stockholders: Ian Sacks | | Management | | For | | For | |
1.9 | | Election of director to serve until the 2021 annual meeting of stockholders: Gayle Wellborn | | Management | | For | | For | |
2. | | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2021. | | Management | | For | | For | |
3. | | To approve, on a non-binding, advisory basis, the fiscal 2020 compensation of our named executive officers. | | Management | | For | | For | |
HEALTHPEAK PROPERTIES, INC
Security | 42250P103 | Meeting Type | Annual |
Ticker Symbol | PEAK | Meeting Date | 23-Apr-2020 |
Record Date | 02-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Brian G. Cartwright | | Management | | For | | For | |
1B. | | Election of Director: Christine N. Garvey | | Management | | For | | For | |
1C. | | Election of Director: R. Kent Griffin, Jr. | | Management | | For | | For | |
1D. | | Election of Director: David B. Henry | | Management | | For | | For | |
1E. | | Election of Director: Thomas M. Herzog | | Management | | For | | For | |
1F. | | Election of Director: Lydia H. Kennard | | Management | | For | | For | |
1G. | | Election of Director: Sara G. Lewis | | Management | | For | | For | |
1H. | | Election of Director: Katherine M. Sandstrom | | Management | | For | | For | |
2. | | Approval, on an advisory basis, of 2019 executive compensation. | | Management | | For | | For | |
3. | | Ratification of the appointment of Deloitte & Touche LLP as Healthpeak Properties, Inc.'s independent registered public accounting firm for the year ending December 31, 2020. | | Management | | For | | For | |
HOLOGIC, INC.
Security | 436440101 | Meeting Type | Annual |
Ticker Symbol | HOLX | Meeting Date | 05-Mar-2020 |
Record Date | 08-Jan-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Stephen P. MacMillan | | | | For | | For | |
| | 2 | Sally W. Crawford | | | | For | | For | |
| | 3 | Charles J. Dockendorff | | | | For | | For | |
| | 4 | Scott T. Garrett | | | | For | | For | |
| | 5 | Ludwig N. Hantson | | | | For | | For | |
| | 6 | Namal Nawana | | | | For | | For | |
| | 7 | Christiana Stamoulis | | | | For | | For | |
| | 8 | Amy M. Wendell | | | | For | | For | |
2. | | A non-binding advisory resolution to approve executive compensation. | | Management | | For | | For | |
3. | | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2020. | | Management | | For | | For | |
HUMANA INC.
Security | 444859102 | Meeting Type | Annual |
Ticker Symbol | HUM | Meeting Date | 23-Apr-2020 |
Record Date | 24-Feb-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Kurt J. Hilzinger | | Management | | For | | For | |
1B. | | Election of Director: Frank J. Bisignano | | Management | | For | | For | |
1C. | | Election of Director: Bruce D. Broussard | | Management | | For | | For | |
1D. | | Election of Director: Frank A. D'Amelio | | Management | | For | | For | |
1E. | | Election of Director: W. Roy Dunbar | | Management | | For | | For | |
1F. | | Election of Director: Wayne A. I. Frederick, M.D. | | Management | | For | | For | |
1G. | | Election of Director: John W. Garratt | | Management | | For | | For | |
1H. | | Election of Director: David A. Jones, Jr. | | Management | | For | | For | |
1I. | | Election of Director: Karen W. Katz | | Management | | For | | For | |
1J. | | Election of Director: William J. McDonald | | Management | | For | | For | |
1K. | | Election of Director: James J. O'Brien | | Management | | For | | For | |
1L. | | Election of Director: Marissa T. Peterson | | Management | | For | | For | |
2. | | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | | Management | | For | | For | |
3. | | Non-binding advisory vote for the approval of the compensation of the named executive officers as disclosed in the 2020 proxy statement. | | Management | | For | | For | |
IDEXX LABORATORIES, INC.
Security | 45168D104 | Meeting Type | Annual |
Ticker Symbol | IDXX | Meeting Date | 06-May-2020 |
Record Date | 09-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Rebecca M. Henderson, PhD | | Management | | For | | For | |
1B. | | Election of Director: Lawrence D. Kingsley | | Management | | For | | For | |
1C. | | Election of Director: Sophie V. Vandebroek, PhD | | Management | | For | | For | |
2. | | Ratification of Appointment of Independent Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year (Proposal Two). | | Management | | For | | For | |
3. | | Advisory Vote on Executive Compensation. To approve a nonbinding advisory resolution on the Company's executive compensation (Proposal Three). | | Management | | For | | For | |
ILLUMINA, INC.
Security | 452327109 | Meeting Type | Annual |
Ticker Symbol | ILMN | Meeting Date | 27-May-2020 |
Record Date | 30-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Caroline Dorsa | | Management | | For | | For | |
1B. | | Election of Director: Robert S. Epstein, M.D. | | Management | | For | | For | |
1C. | | Election of Director: Scott Gottlieb, M.D. | | Management | | For | | For | |
1D. | | Election of Director: Philip W. Schiller | | Management | | For | | For | |
2. | | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 3, 2021. | | Management | | For | | For | |
3. | | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | | Management | | For | | For | |
4. | | To approve, on an advisory basis, a stockholder proposal regarding political disclosures. | | Shareholder | | Against | | For | |
ILLUMINOSS MEDICAL, INC.
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 1-Jul-2019 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | Amendment to Sixth Amended and Restated Certification of Incorporation | | Management | | For | | For | |
2. | | Amendment No. 5 to Amended and Restated Secured Note and Warrant Purchase Agreement | | Management | | For | | For | |
3. | | General Authorizing Resolution | | Management | | For | | For | |
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 21-Apr-2020 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | Merger; Agreement and Plan of Merger | | Management | | For | | For | |
2. | | General Ratification and Authorization | | Management | | For | | For | |
INCYTE CORPORATION
Security | 45337C102 | Meeting Type | Annual |
Ticker Symbol | INCY | Meeting Date | 26-May-2020 |
Record Date | 01-Apr-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1.1 | | Election of Director: Julian C. Baker | | Management | | For | | For | |
1.2 | | Election of Director: Jean-Jacques Bienaimé | | Management | | For | | For | |
1.3 | | Election of Director: Paul J. Clancy | | Management | | For | | For | |
1.4 | | Election of Director: Wendy L. Dixon | | Management | | For | | For | |
1.5 | | Election of Director: Jacqualyn A. Fouse | | Management | | For | | For | |
1.6 | | Election of Director: Paul A. Friedman | | Management | | For | | For | |
1.7 | | Election of Director: Edmund P. Harrigan | | Management | | For | | For | |
1.8 | | Election of Director: Katherine A. High | | Management | | For | | For | |
1.9 | | Election of Director: Hervé Hoppenot | | Management | | For | | For | |
2. | | To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers. | | Management | | For | | For | |
3. | | To approve an amendment to the Company's 1997 Employee Stock Purchase Plan. | | Management | | For | | For | |
4. | | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2020. | | Management | | For | | For | |
5. | | To vote on a stockholder proposal, if properly presented, described in more detail in the proxy statement. | | Shareholder | | Against | | For | |
INOGEN, INC.
Security | 45780L104 | Meeting Type | Annual |
Ticker Symbol | INGN | Meeting Date | 11-May-2020 |
Record Date | 13-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Heath Lukatch, Ph.D. | | | | For | | For | |
| | 2 | Raymond Huggenberger | | | | For | | For | |
2. | | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2020. | | Management | | For | | For | |
3. | | Approval on an advisory basis of our executive compensation for the fiscal year ended December 31, 2019. | | Management | | For | | For | |
INTUITIVE SURGICAL, INC.
Security | 46120E602 | Meeting Type | Annual |
Ticker Symbol | ISRG | Meeting Date | 23-Apr-2020 |
Record Date | 28-Feb-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Craig H. Barratt, Ph.D. | | Management | | For | | For | |
1B. | | Election of Director: Joseph C. Beery | | Management | | For | | For | |
1C. | | Election of Director: Gary S. Guthart, Ph.D. | | Management | | For | | For | |
1D. | | Election of Director: Amal M. Johnson | | Management | | For | | For | |
1E. | | Election of Director: Don R. Kania, Ph.D. | | Management | | For | | For | |
1F. | | Election of Director: Amy L. Ladd, M.D. | | Management | | For | | For | |
1G. | | Election of Director: Keith R. Leonard, Jr. | | Management | | For | | For | |
1H. | | Election of Director: Alan J. Levy, Ph.D. | | Management | | For | | For | |
1I. | | Election of Director: Jami Dover Nachtsheim | | Management | | For | | For | |
1J. | | Election of Director: Mark J. Rubash | | Management | | For | | For | |
2. | | To approve, by advisory vote, the compensation of the Company's Named Executive Officers. | | Management | | For | | For | |
3. | | The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | | For | | For | |
4. | | To approve the Company's Amended and Restated 2010 Incentive Award Plan. | | Management | | For | | For | |
5. | | To approve the amendment of the Certificate of Incorporation to adopt simple majority voting provisions. | | Management | | For | | For | |
6. | | To approve the amendment of the Certificate of Incorporation to permit stockholders to call a special meeting. | | Management | | For | | For | |
IO LIGHT HOLDINGS INC.
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 29-Apr-2020 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | Shareholder rights | | Management | | For | | For | |
IQVIA HOLDINGS INC.
Security | 46266C105 | Meeting Type | Annual |
Ticker Symbol | IQV | Meeting Date | 06-Apr-2020 |
Record Date | 12-Feb-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Carol J. Burt | | | | For | | For | |
| | 2 | Colleen A. Goggins | | | | For | | For | |
| | 3 | Ronald A. Rittenmeyer | | | | For | | For | |
2. | | An advisory (non-binding) vote to approve executive compensation. | | Management | | For | | For | |
3. | | The ratification of the appointment of PricewaterhouseCoopers LLP as IQVIA Holdings Inc.'s independent registered public accounting firm for the year ending December 31, 2020. | | Management | | For | | For | |
JOHNSON & JOHNSON
Security | 478160104 | Meeting Type | Annual |
Ticker Symbol | JNJ | Meeting Date | 23-Apr-2020 |
Record Date | 25-Feb-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Mary C. Beckerle | | Management | | For | | For | |
1B. | | Election Of Director: D. Scott Davis | | Management | | For | | For | |
1C. | | Election of Director: Ian E. L. Davis | | Management | | For | | For | |
1D. | | Election of Director: Jennifer A. Doudna | | Management | | For | | For | |
1E. | | Election of Director: Alex Gorsky | | Management | | For | | For | |
1F. | | Election of Director: Marillyn A. Hewson | | Management | | For | | For | |
1G. | | Election of Director: Hubert Joly | | Management | | For | | For | |
1H. | | Election of Director: Mark B. McClellan | | Management | | For | | For | |
1I. | | Election of Director: Anne M. Mulcahy | | Management | | For | | For | |
1J. | | Election of Director: Charles Prince | | Management | | For | | For | |
1K. | | Election of Director: A. Eugene Washington | | Management | | For | | For | |
1L. | | Election of Director: Mark A. Weinberger | | Management | | For | | For | |
1M. | | Election of Director: Ronald A. Williams | | Management | | For | | For | |
2. | | Advisory Vote to Approve Named Executive Officer Compensation. | | Management | | For | | For | |
3. | | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2020. | | Management | | For | | For | |
4. | | Amendment to the Restated Certificate of Incorporation to Permit Removal of Directors Without Cause. | | Management | | For | | For | |
5. | | Independent Board Chair | | Shareholder | | For | | Against | |
6. | | Report on Governance of Opioids-Related Risks | | Shareholder | | Against | | For | |
LABORATORY CORP. OF AMERICA HOLDINGS
Security | 50540R409 | Meeting Type | Annual |
Ticker Symbol | LH | Meeting Date | 13-May-2020 |
Record Date | 25-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Kerrii B. Anderson | | Management | | For | | For | |
1B. | | Election of Director: Jean-Luc Bélingard | | Management | | For | | For | |
1C. | | Election of Director: Jeffrey A. Davis | | Management | | For | | For | |
1D. | | Election of Director: D. Gary Gilliland, M.D., Ph.D. | | Management | | For | | For | |
1E. | | Election of Director: Garheng Kong, M.D., Ph.D. | | Management | | For | | For | |
1F. | | Election of Director: Peter M. Neupert | | Management | | For | | For | |
1G. | | Election of Director: Richelle P. Parham | | Management | | For | | For | |
1H. | | Election of Director: Adam H. Schechter | | Management | | For | | For | |
1I. | | Election of Director: R. Sanders Williams, M.D. | | Management | | For | | For | |
2. | | To approve, by non-binding vote, executive compensation. | | Management | | For | | For | |
3. | | Ratification of the appointment of PricewaterhouseCoopers LLP as Laboratory Corporation of America Holdings' independent registered public accounting firm for 2020. | | Management | | For | | For | |
4. | | Shareholder proposal seeking the power for shareholders of 10% or more of our common stock to call a special shareholder meeting. | | Shareholder | | Against | | For | |
LIGAND PHARMACEUTICALS INCORPORATED
Security | 53220K504 | Meeting Type | Annual |
Ticker Symbol | LGND | Meeting Date | 10-Jun-2020 |
Record Date | 14-Apr-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Jason M. Aryeh | | | | For | | For | |
| | 2 | Sarah Boyce | | | | For | | For | |
| | 3 | Todd C. Davis | | | | For | | For | |
| | 4 | Nancy R. Gray, Ph.D. | | | | For | | For | |
| | 5 | John L. Higgins | | | | For | | For | |
| | 6 | John W. Kozarich, Ph.D. | | | | For | | For | |
| | 7 | John L. LaMattina, Ph.D | | | | For | | For | |
| | 8 | Sunil Patel | | | | For | | For | |
| | 9 | Stephen L. Sabba, M.D. | | | | For | | For | |
2. | | Ratification of Ernst & Young LLP as Ligand's Independent Registered Public Accounting Firm. | | Management | | For | | For | |
3. | | Approval, on an advisory basis, of the Compensation of the Named Executive Officers. | | Management | | For | | For | |
LTC PROPERTIES, INC.
Security | 502175102 | Meeting Type | Annual |
Ticker Symbol | LTC | Meeting Date | 27-May-2020 |
Record Date | 13-Apr-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1.1 | | Election of Director to hold office until the 2021 Annual Meeting: Boyd W. Hendrickson | | Management | | For | | For | |
1.2 | | Election of Director to hold office until the 2021 Annual Meeting: James J. Pieczynski | | Management | | For | | For | |
1.3 | | Election of Director to hold office until the 2021 Annual Meeting: Devra G. Shapiro | | Management | | For | | For | |
1.4 | | Election of Director to hold office until the 2021 Annual Meeting: Wendy L. Simpson | | Management | | For | | For | |
1.5 | | Election of Director to hold office until the 2021 Annual Meeting: Timothy J. Triche, M.D. | | Management | | For | | For | |
2. | | Ratification of independent registered public accounting firm. | | Management | | For | | For | |
3. | | Advisory vote to approve named executive officer compensation. | | Management | | For | | For | |
MCKESSON CORPORATION
Security | 58155Q103 | Meeting Type | Annual |
Ticker Symbol | MCK | Meeting Date | 31-Jul-2019 |
Record Date | 04-Jun-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director for a one-year term: Dominic J. Caruso | | Management | | For | | For | |
1b. | | Election of Director for a one-year term: N. Anthony Coles, M.D. | | Management | | For | | For | |
1c. | | Election of Director for a one-year term: M. Christine Jacobs | | Management | | For | | For | |
1d. | | Election of Director for a one-year term: Donald R. Knauss | | Management | | For | | For | |
1e. | | Election of Director for a one-year term: Marie L. Knowles | | Management | | For | | For | |
1f. | | Election of Director for a one-year term: Bradley E. Lerman | | Management | | For | | For | |
1g. | | Election of Director for a one-year term: Edward A. Mueller | | Management | | For | | For | |
1h. | | Election of Director for a one-year term: Susan R. Salka | | Management | | For | | For | |
1i. | | Election of Director for a one-year term: Brian S. Tyler | | Management | | For | | For | |
1j. | | Election of Director for a one-year term: Kenneth E. Washington | | Management | | For | | For | |
2. | | Ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending March 31, 2020. | | Management | | For | | For | |
3. | | Advisory vote on executive compensation. | | Management | | For | | For | |
4. | | Shareholder proposal on disclosure of lobbying activities and expenditures. | | Shareholder | | Against | | For | |
5. | | Shareholder proposal on 10% ownership threshold for calling special meetings of shareholders. | | Shareholder | | Against | | For | |
MEDICAL PROPERTIES TRUST, INC.
Security | 58463J304 | Meeting Type | Annual |
Ticker Symbol | MPW | Meeting Date | 21-May-2020 |
Record Date | 20-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Edward K. Aldag, Jr. | | Management | | For | | For | |
1B. | | Election of Director: G. Steven Dawson | | Management | | For | | For | |
1C. | | Election of Director: R. Steven Hamner | | Management | | For | | For | |
1D. | | Election of Director: Caterina A. Mozingo | | Management | | For | | For | |
1E. | | Election of Director: Elizabeth N. Pitman | | Management | | For | | For | |
1F. | | Election of Director: C. Reynolds Thompson, III | | Management | | For | | For | |
1G. | | Election of Director: D. Paul Sparks, Jr. | | Management | | For | | For | |
1H. | | Election of Director: Michael G. Stewart | | Management | | For | | For | |
2. | | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | | For | | For | |
3. | | Non-binding, advisory approval of the Company's executive compensation. | | Management | | For | | For | |
MEDTRONIC PLC
Security | G5960L103 | Meeting Type | Annual |
Ticker Symbol | MDT | Meeting Date | 06-Dec-2019 |
Record Date | 10-Oct-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Richard H. Anderson | | Management | | For | | For | |
1B. | | Election of Director: Craig Arnold | | Management | | For | | For | |
1C. | | Election of Director: Scott C. Donnelly | | Management | | For | | For | |
1D. | | Election of Director: Andrea J. Goldsmith, Ph.D. | | Management | | For | | For | |
1E. | | Election of Director: Randall J. Hogan, III | | Management | | For | | For | |
1F. | | Election of Director: Omar Ishrak | | Management | | For | | For | |
1G. | | Election of Director: Michael O. Leavitt | | Management | | For | | For | |
1H. | | Election of Director: James T. Lenehan | | Management | | For | | For | |
1I. | | Election of Director: Geoffrey S. Martha | | Management | | For | | For | |
1J. | | Election of Director: Elizabeth G. Nabel, M.D. | | Management | | For | | For | |
1K. | | Election of Director: Denise M. O'Leary | | Management | | For | | For | |
1L. | | Election of Director: Kendall J. Powell | | Management | | For | | For | |
2. | | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as Medtronic's independent auditor for fiscal year 2020 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | | Management | | For | | For | |
3. | | To approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | | Management | | For | | For | |
4. | | To renew the Board's authority to issue shares. | | Management | | For | | For | |
5. | | To renew the Board's authority to opt out of pre-emption rights. | | Management | | For | | For | |
6. | | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | | Management | | For | | For | |
MERCK & CO., INC.
Security | 58933Y105 | Meeting Type | Annual |
Ticker Symbol | MRK | Meeting Date | 26-May-2020 |
Record Date | 27-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Leslie A. Brun | | Management | | For | | For | |
1B. | | Election of Director: Thomas R. Cech | | Management | | For | | For | |
1C. | | Election of Director: Mary Ellen Coe | | Management | | For | | For | |
1D. | | Election of Director: Pamela J. Craig | | Management | | For | | For | |
1E. | | Election of Director: Kenneth C. Frazier | | Management | | For | | For | |
1F. | | Election of Director: Thomas H. Glocer | | Management | | For | | For | |
1G. | | Election of Director: Risa Lavizzo-Mourey | | Management | | For | | For | |
1H. | | Election of Director: Paul B. Rothman | | Management | | For | | For | |
1I. | | Election of Director: Patricia F. Russo | | Management | | For | | For | |
1J. | | Election of Director: Christine E. Seidman | | Management | | For | | For | |
1K. | | Election of Director: Inge G. Thulin | | Management | | For | | For | |
1L. | | Election of Director: Kathy J. Warden | | Management | | For | | For | |
1M. | | Election of Director: Peter C. Wendell | | Management | | For | | For | |
2. | | Non-binding advisory vote to approve the compensation of our named executive officers. | | Management | | For | | For | |
3. | | Ratification of the appointment of the Company's independent registered public accounting firm for 2020. | | Management | | For | | For | |
4. | | Shareholder proposal concerning shareholder right to act by written consent. | | Shareholder | | Against | | For | |
5. | | Shareholder proposal regarding allocation of corporate tax savings. | | Shareholder | | Against | | For | |
METTLER-TOLEDO INTERNATIONAL INC. |
Security | 592688105 | Meeting Type | Annual |
Ticker Symbol | MTD | Meeting Date | 07-May-2020 |
Record Date | 09-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1.1 | | Election of Director: Robert F. Spoerry | | Management | | For | | For | |
1.2 | | Election of Director: Wah-Hui Chu | | Management | | For | | For | |
1.3 | | Election of Director: Domitille Doat-Le Bigot | | Management | | For | | For | |
1.4 | | Election of Director: Olivier A. Filliol | | Management | | For | | For | |
1.5 | | Election of Director: Elisha W. Finney | | Management | | For | | For | |
1.6 | | Election of Director: Richard Francis | | Management | | For | | For | |
1.7 | | Election of Director: Michael A. Kelly | | Management | | For | | For | |
1.8 | | Election of Director: Thomas P. Salice | | Management | | For | | For | |
2. | | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | |
3. | | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | | Management | | For | | For | |
MYLAN N.V.
Security | N59465109 | Meeting Type | Special |
Ticker Symbol | MYL | Meeting Date | 15-Jun-2020 |
Record Date | 05-Feb-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | Approval of the Combination Proposal: (A) Approval of the Mylan Merger; (B) Approval of the Share Sale; (C) Approval of the Mylan Newco Liquidation; (D) Approval of the Alternative Transaction Structure; and (E) Approval of the Discharge of Directors (in each case with the foregoing capitalized terms as defined in the accompanying proxy statement). | | Management | | For | | For | |
2. | | Adoption of a non-binding, advisory resolution to adopt the compensation that will or may be paid or become payable to Mylan's named executive officers in connection with, or following, the consummation of the Combination as described in the proxy statement. | | Management | | For | | For | |
3. | | Adoption of a non-binding, advisory resolution to adopt certain features of Newco's governance which will replace the corresponding features of Mylan's governance, effective upon the closing of the Combination, relating to (i) the right of stockholders to nominate directors and make other stockholder proposals at stockholder meetings and (ii) director terms and stockholder removal of directors. | | Management | | For | | For | |
4. | | Adoption of a non-binding, advisory resolution to adopt certain features of Newco's governance which will replace the corresponding features of Mylan's governance, effective upon the closing of the Combination, relating to the right of stockholders to call special meetings of stockholders. | | Management | | For | | For | |
MYLAN N.V.
Security | N59465109 | Meeting Type | Special |
Ticker Symbol | MYL | Meeting Date | 30-Jun-2020 |
Record Date | 02-Jun-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Appointment of the Director: Heather Bresch | | Management | | For | | For | |
1B. | | Appointment of the Director: Hon. Robert J. Cindrich | | Management | | For | | For | |
1C. | | Appointment of the Director: Robert J. Coury | | Management | | For | | For | |
1D. | | Appointment of the Director: JoEllen Lyons Dillon | | Management | | For | | For | |
1E. | | Appointment of the Director: Neil Dimick, C.P.A. | | Management | | For | | For | |
1F. | | Appointment of the Director: Melina Higgins | | Management | | For | | For | |
1G. | | Appointment of the Director: Harry A. Korman | | Management | | For | | For | |
1H. | | Appointment of the Director: Rajiv Malik | | Management | | For | | For | |
1I. | | Appointment of the Director: Richard Mark, C.P.A. | | Management | | For | | For | |
1J. | | Appointment of the Director: Mark W. Parrish | | Management | | For | | For | |
1K. | | Appointment of the Director: Pauline van der Meer Mohr | | Management | | For | | For | |
1L. | | Appointment of the Director: Randall L. (Pete) Vanderveen, Ph.D. | | Management | | For | | For | |
1M. | | Appointment of the Director: Sjoerd S. Vollebregt | | Management | | For | | For | |
2. | | Approval, on an advisory basis, of the compensation of the named executive officers of the Company. | | Management | | For | | For | |
3. | | Adoption of the Dutch annual accounts for fiscal year 2019. | | Management | | For | | For | |
4. | | Ratification of the selection of Deloitte & Touche LLP as Mylan's independent registered public accounting firm for fiscal year 2020. | | Management | | For | | For | |
5. | | Instruction to Deloitte Accountants B.V. for the audit of Mylan's Dutch statutory annual accounts for fiscal year 2020. | | Management | | For | | For | |
6. | | Authorization of the Board to acquire shares in the capital of the Company. | | Management | | For | | For | |
7. | | Delegation to the Board of the authority to issue ordinary shares and grant rights to subscribe for ordinary shares in the capital of the Company and to exclude or restrict pre-emptive rights. | | Management | | For | | For | |
E1E | | Approval of the Combination Proposal. ...(due to space limits, see proxy material for full proposal). | | Management | | For | | For | |
E2E | | Adoption of a non-binding, advisory resolution to adopt the compensation that will or may be paid or become payable to Mylan's named executive officers in connection with, or following, the consummation of the Combination as described in the proxy statement. | | Management | | For | | For | |
E3E | | Adoption of a non-binding, advisory resolution to adopt certain features of Newco's governance which will replace the corresponding features of Mylan's governance, effective upon the closing of the Combination, relating to (i) the right of stockholders to nominate directors and make other stockholder proposals at stockholder meetings and (ii) director terms and stockholder removal of directors. | | Management | | For | | For | |
E4E | | Adoption of a non-binding, advisory resolution to adopt certain features of Newco's governance which will replace the corresponding features of Mylan's governance, effective upon the closing of the Combination, relating to the right of stockholders to call special meetings of stockholders. | | Management | | For | | For | |
NATIONAL HEALTH INVESTORS, INC.
Security | 63633D104 | Meeting Type | Annual |
Ticker Symbol | NHI | Meeting Date | 06-May-2020 |
Record Date | 09-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: W. Andrew Adams | | Management | | For | | For | |
1B. | | Election of Director: Robert A. McCabe, Jr. | | Management | | For | | For | |
1C. | | Election of Director: Charlotte A. Swafford | | Management | | For | | For | |
1D. | | Election of Director: Robert G. Adams | | Management | | For | | For | |
2. | | Approve the Amendment to the Articles of Incorporation to increase the number of authorized shares. | | Management | | For | | For | |
3. | | Approve the advisory resolution approving the compensation of the named executive officers as disclosed in the accompanying proxy statement. | | Management | | For | | For | |
4. | | Ratify the audit committee's selection of BDO USA, LLP as independent registered public accounting firm for year ending December 31, 2020. | | Management | | For | | For | |
NEKTAR THERAPEUTICS
Security | 640268108 | Meeting Type | Annual |
Ticker Symbol | NKTR | Meeting Date | 17-Jun-2020 |
Record Date | 20-Apr-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Karin Eastham | | Management | | For | | For | |
1B. | | Election of Director: Myriam J. Curet | | Management | | For | | For | |
1C. | | Election of Director: Howard W. Robin | | Management | | For | | For | |
2. | | To approve an amendment of our Amended and Restated 2017 Performance Incentive Plan to increase the aggregate number of shares of common stock authorized for issuance under the plan by 10,000,000 shares. | | Management | | For | | For | |
3. | | To approve an amendment and restatement of our Amended and Restated Employee Stock Purchase Plan to increase the aggregate number of shares of common stock authorized under the plan by 1,000,000 shares. | | Management | | For | | For | |
4. | | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | | For | | For | |
5. | | To approve a non-binding advisory resolution regarding our executive compensation (a "say-on-pay" vote). | | Management | | For | | For | |
NEW SENIOR INVESTMENT GROUP INC.
Security | 648691103 | Meeting Type | Annual |
Ticker Symbol | SNR | Meeting Date | 28-May-2020 |
Record Date | 03-Apr-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Stuart A. McFarland | | | | For | | For | |
| | 2 | Robert F. Savage | | | | For | | For | |
2. | | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for New Senior Investment Group Inc. for fiscal year 2020. | | Management | | For | | For | |
3. | | Approval of an advisory vote on 2019 executive compensation. | | Management | | For | | For | |
4. | | Approval of an advisory vote on the frequency of future advisory votes on executive compensation. | | Management | | 1 Year | | For | |
5. | | Approval of amendments to our Certificate of Incorporation and Bylaws to provide for the annual election of all directors. | | Management | | For | | For | |
6. | | Approval of amendments to our Bylaws to implement majority voting in uncontested director elections. | | Management | | For | | For | |
7A. | | Approval of an amendment to our Certificate of Incorporation to eliminate the supermajority voting requirement to amend certain provisions of our Certificate of Incorporation. | | Management | | For | | For | |
7B. | | Approval of amendments to our Certificate of Incorporation and Bylaws to eliminate the supermajority voting requirements to amend our Bylaws. | | Management | | For | | For | |
7C. | | Approval of amendments to our Certificate of Incorporation and Bylaws to eliminate the supermajority voting requirements to remove directors for cause and appoint directors in the event the entire Board of Directors is removed. | | Management | | For | | For | |
OCULIS SA
Security | | Meeting Type | Extraordinary General Meeting |
Ticker Symbol | | Meeting Date | 26-Nov-2019 |
Record Date | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | Ordinary Share Capital Increase | | Management | | For | | For | |
2. | | Conditional Share Capital Increase | | Management | | For | | For | |
OCULIS SA
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 9-Mar-2020 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | Ordinary Share Capital Increase | | Management | | For | | For | |
2. | | Conditional Share Capital Increase | | Management | | For | | For | |
OCULIS SA
Security | N/A | Meeting Type | Annual General Meeting |
Ticker Symbol | N/A | Meeting Date | 25-Jun-2020 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | Approval of Annual Report including Financial Statements | | Management | | For | | For | |
2. | | Appropriation of Balance Sheet Result 2019 | | Management | | For | | For | |
3. | | Discharge of the Members of the Board and Management | | Management | | For | | For | |
4. | | Re-Election of Board of Directors | | Management | | For | | For | |
5. | | Re-Election of the Auditors | | Management | | For | | For | |
OMEGA HEALTHCARE INVESTORS, INC.
Security | 681936100 | Meeting Type | Annual |
Ticker Symbol | OHI | Meeting Date | 11-Jun-2020 |
Record Date | 13-Apr-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Kapila K. Anand | | | | For | | For | |
| | 2 | Craig R. Callen | | | | For | | For | |
| | 3 | Barbara B. Hill | | | | For | | For | |
| | 4 | Edward Lowenthal | | | | For | | For | |
| | 5 | C. Taylor Pickett | | | | For | | For | |
| | 6 | Stephen D. Plavin | | | | For | | For | |
| | 7 | Burke W. Whitman | | | | For | | For | |
2. | | Ratification of Independent Auditors Ernst & Young LLP for fiscal year 2020. | | Management | | For | | For | |
3. | | Approval, on an Advisory Basis, of Executive Compensation. | | Management | | For | | For | |
PERKINELMER, INC.
Security | 714046109 | Meeting Type | Annual |
Ticker Symbol | PKI | Meeting Date | 28-Apr-2020 |
Record Date | 28-Feb-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Peter Barrett | | Management | | For | | For | |
1B. | | Election of Director: Samuel R. Chapin | | Management | | For | | For | |
1C. | | Election of Director: Sylvie Grégoire, PharmD | | Management | | For | | For | |
1D. | | Election of Director: Alexis P. Michas | | Management | | For | | For | |
1E. | | Election of Director: Prahlad R. Singh, PhD | | Management | | For | | For | |
1F. | | Election of Director: Michel Vounatsos | | Management | | For | | For | |
1G. | | Election of Director: Frank Witney, PhD | | Management | | For | | For | |
1H. | | Election of Director: Pascale Witz | | Management | | For | | For | |
2. | | To ratify the selection of Deloitte & Touche LLP as PerkinElmer's independent registered public accounting firm for the current fiscal year. | | Management | | For | | For | |
3. | | To approve, by non-binding advisory vote, our executive compensation. | | Management | | For | | For | |
PFIZER INC.
Security | 717081103 | Meeting Type | Annual |
Ticker Symbol | PFE | Meeting Date | 23-Apr-2020 |
Record Date | 25-Feb-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Ronald E. Blaylock | | Management | | For | | For | |
1B. | | Election of Director: Albert Bourla | | Management | | For | | For | |
1C. | | Election of Director: W. Don Cornwell | | Management | | For | | For | |
1D. | | Election of Director: Joseph J. Echevarria | | Management | | For | | For | |
1E. | | Election of Director: Scott Gottlieb | | Management | | For | | For | |
1F. | | Election of Director: Helen H. Hobbs | | Management | | For | | For | |
1G. | | Election of Director: Susan Hockfield | | Management | | For | | For | |
1H. | | Election of Director: James M. Kilts | | Management | | For | | For | |
1I. | | Election of Director: Dan R. Littman | | Management | | For | | For | |
1J. | | Election of Director: Shantanu Narayen | | Management | | For | | For | |
1K. | | Election of Director: Suzanne Nora Johnson | | Management | | For | | For | |
1L. | | Election of Director: James Quincey | | Management | | For | | For | |
1M. | | Election of Director: James C. Smith | | Management | | For | | For | |
2. | | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2020 | | Management | | For | | For | |
3. | | 2020 advisory approval of executive compensation | | Management | | For | | For | |
4. | | Shareholder proposal regarding right to act by written consent | | Shareholder | | Against | | For | |
5. | | Shareholder proposal regarding enhancing proxy access | | Shareholder | | Against | | For | |
6. | | Shareholder proposal regarding report on lobbying activities | | Shareholder | | Against | | For | |
7. | | Shareholder proposal regarding independent chair policy | | Shareholder | | For | | Against | |
8. | | Shareholder proposal regarding gender pay gap | | Shareholder | | Against | | For | |
9. | | Election of Director: Susan Desmond-Hellmann | | Management | | For | | For | |
PHYSICIANS REALTY TRUST
Security | 71943U104 | Meeting Type | Annual |
Ticker Symbol | DOC | Meeting Date | 06-May-2020 |
Record Date | 13-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | John T. Thomas | | | | For | | For | |
| | 2 | Tommy G. Thompson | | | | For | | For | |
| | 3 | Stanton D. Anderson | | | | For | | For | |
| | 4 | Mark A. Baumgartner | | | | For | | For | |
| | 5 | Albert C. Black, Jr. | | | | For | | For | |
| | 6 | William A Ebinger, M.D | | | | For | | For | |
| | 7 | Pamela J. Kessler | | | | For | | For | |
| | 8 | Richard A. Weiss | | | | For | | For | |
2. | | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | | For | | For | |
3. | | To approve, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in the accompanying proxy statement. | | Management | | For | | For | |
PIERIS PHARMACEUTICALS, INC.
Security | 720795103 | Meeting Type | Annual |
Ticker Symbol | PIRS | Meeting Date | 31-Jul-2019 |
Record Date | 03-Jun-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | James Geraghty | | | | For | | For | |
| | 2 | Ann Barbier, M.D.,Ph.D. | | | | For | | For | |
2. | | Approve the Company's 2019 Employee, Director and Consultant Equity Incentive Plan. | | Management | | For | | For | |
3. | | Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Management | | For | | For | |
PIERIS PHARMACEUTICALS, INC.
Security | 720795103 | Meeting Type | Annual |
Ticker Symbol | PIRS | Meeting Date | 23-Jun-2020 |
Record Date | 24-Apr-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Stephen S. Yoder | | | | For | | For | |
| | 2 | Michael Richman | | | | For | | For | |
| | 3 | Matthew L. Sherman, M.D | | | | For | | For | |
2. | | Approve the Company's 2020 Employee, Director and Consultant Equity Incentive Plan. | | Management | | For | | For | |
3. | | Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | | For | | For | |
4 | | Approve, on non-binding advisory basis, the compensation of the Company's named executive officers, as disclosed in this proxy statement. | | Management | | For | | For | |
5. | | The preferred frequency for future non-binding advisory votes to approve the compensation of the Company's named executive officers. | | Management | | 1 Year | | For | |
PRA HEALTH SCIENCES, INC.
Security | 69354M108 | Meeting Type | Annual |
Ticker Symbol | PRAH | Meeting Date | 18-May-2020 |
Record Date | 20-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Colin Shannon | | | | For | | For | |
| | 2 | James C. Momtazee | | | | For | | For | |
| | 3 | Alexander G. Dickinson | | | | For | | For | |
2. | | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020. | | Management | | For | | For | |
3. | | Approval, in a non-binding advisory vote, of the compensation paid to the Company's named executive officers. | | Management | | For | | For | |
4. | | Approval of the PRA Health Sciences, Inc. 2020 Stock Incentive Plan. | | Management | | For | | For | |
PUMA BIOTECHNOLOGY, INC.
Security | 74587V107 | Meeting Type | Annual |
Ticker Symbol | PBYI | Meeting Date | 09-Jun-2020 |
Record Date | 15-Apr-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Alan H. Auerbach | | | | For | | For | |
| | 2 | Ann C. Miller | | | | For | | For | |
| | 3 | Michael P. Miller | | | | For | | For | |
| | 4 | Jay M. Moyes | | | | For | | For | |
| | 5 | Hugh O'Dowd | | | | For | | For | |
| | 6 | Adrian M. Senderowicz | | | | For | | For | |
| | 7 | Troy E. Wilson | | | | For | | For | |
| | 8 | Frank E. Zavrl | | | | For | | For | |
2. | | Ratification of the selection of KPMG LLP as independent registered public accounting firm of Puma Biotechnology, Inc. for the fiscal year ending December 31, 2020. | | Management | | For | | For | |
3. | | Advisory (non-binding) vote to approve the compensation of Puma Biotechnology, Inc.'s named executive officers as described in the proxy statement. | | Management | | For | | For | |
QUEST DIAGNOSTICS INCORPORATED
Security | 74834L100 | Meeting Type | Annual |
Ticker Symbol | DGX | Meeting Date | 19-May-2020 |
Record Date | 20-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Vicky B. Gregg | | Management | | For | | For | |
1B. | | Election of Director: Wright L. Lassiter III | | Management | | For | | For | |
1C. | | Election of Director: Timothy L. Main | | Management | | For | | For | |
1D. | | Election of Director: Denise M. Morrison | | Management | | For | | For | |
1E. | | Election of Director: Gary M. Pfeiffer | | Management | | For | | For | |
1F. | | Election of Director: Timothy M. Ring | | Management | | For | | For | |
1G. | | Election of Director: Stephen H. Rusckowski | | Management | | For | | For | |
1H. | | Election of Director: Daniel C. Stanzione | | Management | | For | | For | |
1I. | | Election of Director: Helen I. Torley | | Management | | For | | For | |
1J. | | Election of Director: Gail R. Wilensky | | Management | | For | | For | |
2. | | An advisory resolution to approve the executive officer compensation disclosed in the Company's 2020 proxy statement | | Management | | For | | For | |
3. | | Ratification of the appointment of our independent registered public accounting firm for 2020 | | Management | | For | | For | |
RAINIER THERAPEUTICS, INC.
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 11-Jul-2019 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | Authorization and Approval of Unsecured Note Amendment and Secured Note Financing | | Management | | For | | For | |
2. | | Security Interest Grant to Note Recipients | | Management | | For | | For | |
3. | | General Authorizing Resolution | | Management | | For | | For | |
RAINIER THERAPEUTICS, INC.
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 30-Oct-2019 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | Adoption of Change in Control Retention Plan | | Management | | For | | For | |
2. | | General Authorizing Resolution | | Management | | For | | For | |
RAINIER THERAPEUTICS, INC.
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 3-Mar-2020 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | Asset Purchase Agreement | | Management | | For | | For | |
2. | | Appointment of Seller's Representative | | Management | | For | | For | |
3. | | Waiver of Notice Requirement | | Management | | For | | For | |
4. | | Series A and Series B Stockholder Waiver | | Management | | For | | For | |
5. | | Interested Party Transactions | | Management | | For | | For | |
6. | | General Authorizing Resolution | | Management | | For | | For | |
RIANIER THERAPEUTICS, INC.
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 19-May-2020 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | Adoption of Plan of Complete Liquidation, Liquidation and Dissolution | | Management | | For | | For | |
2. | | Interested Party Transactions | | Management | | For | | For | |
3. | | Waiver of Notice Requirement | | Management | | For | | For | |
4. | | General Authorizing Resolution | | Management | | For | | For | |
RALLYBIO HOLDINGS, LLC
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 14-May-2020 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | Series B Expansion | | Management | | For | | For | |
REGENERON PHARMACEUTICALS, INC.
Security | 75886F107 | Meeting Type | Annual |
Ticker Symbol | REGN | Meeting Date | 12-Jun-2020 |
Record Date | 14-Apr-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: N. Anthony Coles, M.D. | | Management | | For | | For | |
1B. | | Election of Director: Joseph L. Goldstein, M.D. | | Management | | For | | For | |
1C. | | Election of Director: Christine A. Poon | | Management | | For | | For | |
1D. | | Election of Director: P. Roy Vagelos, M.D. | | Management | | For | | For | |
1E. | | Election of Director: Huda Y. Zoghbi, M.D. | | Management | | For | | For | |
2. | | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | | For | | For | |
3. | | Proposal to approve the Second Amended and Restated Regeneron Pharmaceuticals, Inc. 2014 Long-Term Incentive Plan. | | Management | | For | | For | |
4. | | Proposal to approve, on an advisory basis, executive compensation. | | Management | | For | | For | |
REGENXBIO INC.
Security | 75901B107 | Meeting Type | Annual |
Ticker Symbol | RGNX | Meeting Date | 29-May-2020 |
Record Date | 30-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Donald J. Hayden, Jr. | | | | For | | For | |
| | 2 | A.N. Karabelas, Ph.D. | | | | For | | For | |
| | 3 | Daniel Tassé | | | | For | | For | |
2. | | To ratify the selection of PricewaterhouseCoopers LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of the Company for the year ending December 31, 2020. | | Management | | For | | For | |
3. | | Advisory vote on the compensation paid to the Company's named executive officers. | | Management | | For | | For | |
RESMED INC.
Security | 761152107 | Meeting Type | Annual |
Ticker Symbol | RMD | Meeting Date | 21-Nov-2019 |
Record Date | 26-Sep-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Carol Burt | | Management | | For | | For | |
1B. | | Election of Director: Jan De Witte | | Management | | For | | For | |
1C. | | Election of Director: Richard Sulpizio | | Management | | For | | For | |
2. | | Ratify our appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2020. | | Management | | For | | For | |
3. | | Approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in the proxy statement ("say-on-pay"). | | Management | | For | | For | |
SABRA HEALTH CARE REIT, INC.
Security | 78573L106 | Meeting Type | Annual |
Ticker Symbol | SBRA | Meeting Date | 09-Jun-2020 |
Record Date | 20-Apr-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Craig A. Barbarosh | | Management | | For | | For | |
1B. | | Election of Director: Robert A. Ettl | | Management | | For | | For | |
1C. | | Election of Director: Michael J. Foster | | Management | | For | | For | |
1D. | | Election of Director: Ronald G. Geary | | Management | | For | | For | |
1E. | | Election of Director: Lynne S. Katzmann | | Management | | For | | For | |
1F. | | Election of Director: Raymond J. Lewis | | Management | | For | | For | |
1G. | | Election of Director: Jeffrey A. Malehorn | | Management | | For | | For | |
1H. | | Election of Director: Richard K. Matros | | Management | | For | | For | |
1I. | | Election of Director: Milton J. Walters | | Management | | For | | For | |
2. | | Approval of amendments to the Sabra Health Care REIT, Inc. 2009 Performance Incentive Plan. | | Management | | For | | For | |
3. | | Approval of an amendment to Sabra's charter to increase the number of authorized shares of common stock, par value $0.01 per share, of Sabra from 250,000,000 to 500,000,000. | | Management | | For | | For | |
4. | | Ratification of the appointment of PricewaterhouseCoopers LLP as Sabra's independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | | For | | For | |
5. | | Approval, on an advisory basis, of the compensation of Sabra's named executive officers. | | Management | | For | | For | |
STERIS PLC
Security | G8473T100 | Meeting Type | Annual |
Ticker Symbol | STE | Meeting Date | 30-Jul-2019 |
Record Date | 30-May-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Re-election of Director: Richard C. Breeden | | Management | | For | | For | |
1b. | | Re-election of Director: Cynthia L. Feldmann | | Management | | For | | For | |
1c. | | Re-election of Director: Dr. Jacqueline B. Kosecoff | | Management | | For | | For | |
1d. | | Re-election of Director: David B. Lewis | | Management | | For | | For | |
1e. | | Re-election of Director: Walter M Rosebrough, Jr. | | Management | | For | | For | |
1f. | | Re-election of Director: Dr. Nirav R. Shah | | Management | | For | | For | |
1g. | | Re-election of Director: Dr. Mohsen M. Sohi | | Management | | For | | For | |
1h. | | Re-election of Director: Dr. Richard M. Steeves | | Management | | For | | For | |
2. | | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending March 31, 2020. | | Management | | For | | For | |
3. | | To appoint Ernst & Young Chartered Accountants as the Company's Irish statutory auditor under the Act to hold office until the conclusion of the Company's next Annual General Meeting. | | Management | | For | | For | |
4. | | To authorize the Directors of the Company or the Audit Committee to determine the remuneration of Ernst & Young Chartered Accountants as the Company's Irish statutory auditor. | | Management | | For | | For | |
5. | | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed pursuant to the disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and the tabular and narrative disclosure contained in the Company's proxy statement dated June 12, 2019. | | Management | | For | | For | |
STERIS PLC
Security | G8473T100 | Meeting Type | Annual |
Ticker Symbol | STE | Meeting Date | 28-Jul-2020 |
Record Date | 29-May-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Re-election of Director: Richard C. Breeden | | Management | | For | | For | |
1b. | | Re-election of Director: Cynthia L. Feldmann | | Management | | For | | For | |
1c. | | Re-election of Director: Dr. Jacqueline B. Kosecoff | | Management | | For | | For | |
1d. | | Re-election of Director: David B. Lewis | | Management | | For | | For | |
1e. | | Re-election of Director: Walter M Rosebrough, Jr. | | Management | | For | | For | |
1f. | | Re-election of Director: Dr. Nirav R. Shah | | Management | | For | | For | |
1g. | | Re-election of Director: Dr. Mohsen M. Sohi | | Management | | For | | For | |
1h. | | Re-election of Director: Dr. Richard M. Steeves | | Management | | For | | For | |
2. | | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending March 31, 2021. | | Management | | For | | For | |
3. | | To appoint Ernst & Young Chartered Accountants as the Company's Irish statutory auditor under the Act to hold office until the conclusion of the Company's next Annual General Meeting. | | Management | | For | | For | |
4. | | To authorize the Directors of the Company or the Audit Committee to determine the remuneration of Ernst & Young Chartered Accountants as the Company's Irish statutory auditor. | | Management | | For | | For | |
5. | | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed pursuant to the disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and the tabular and narrative disclosure contained in the Company's proxy statement dated June 12, 2020. | | Management | | For | | For | |
STRYKER CORPORATION
Security | 863667101 | Meeting Type | Annual |
Ticker Symbol | SYK | Meeting Date | 05-May-2020 |
Record Date | 06-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Mary K. Brainerd | | Management | | For | | For | |
1B. | | Election of Director: Srikant M. Datar, Ph.D. | | Management | | For | | For | |
1C. | | Election of Director: Roch Doliveux, DVM | | Management | | For | | For | |
1D. | | Election of Director: Allan C. Golston(Lead Independent Director) | | Management | | For | | For | |
1E. | | Election of Director: Kevin A. Lobo(Chairman of the Board) | | Management | | For | | For | |
1F. | | Election of Director: Sherilyn S. McCoy | | Management | | For | | For | |
1G. | | Election of Director: Andrew K. Silvernail | | Management | | For | | For | |
1H. | | Election of Director: Lisa M. Skeete Tatum | | Management | | For | | For | |
1I. | | Election of Director: Ronda E. Stryker | | Management | | For | | For | |
1J. | | Election of Director: Rajeev Suri | | Management | | For | | For | |
2. | | Ratify appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | | Management | | For | | For | |
3. | | Advisory vote to approve named executive officer compensation. | | Management | | For | | For | |
4. | | Non-management employee representation on the Board of Directors. | | Management | | Against | | For | |
TELEFLEX INCORPORATED
Security | 879369106 | Meeting Type | Annual |
Ticker Symbol | TFX | Meeting Date | 01-May-2020 |
Record Date | 02-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: George Babich, Jr. | | Management | | For | | For | |
1B. | | Election of Director: Gretchen R. Haggerty | | Management | | For | | For | |
1C. | | Election of Director: Liam J. Kelly | | Management | | For | | For | |
2. | | Approval, on an advisory basis, of named executive officer compensation. | | Management | | For | | For | |
3. | | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. | | Management | | For | | For | |
TENET HEALTHCARE CORPORATION
Security | 88033G407 | Meeting Type | Annual |
Ticker Symbol | THC | Meeting Date | 28-May-2020 |
Record Date | 31-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Ronald A. Rittenmeyer | | Management | | For | | For | |
1B. | | Election of Director: J. Robert Kerrey | | Management | | For | | For | |
1C. | | Election of Director: Lloyd J. Austin, III | | Management | | For | | For | |
1D. | | Election of Director: James L. Bierman | | Management | | For | | For | |
1E. | | Election of Director: Richard W. Fisher | | Management | | For | | For | |
1F. | | Election of Director: Meghan M. FitzGerald | | Management | | For | | For | |
1G. | | Election of Director: Christopher S. Lynch | | Management | | For | | For | |
1H. | | Election of Director: Richard J. Mark | | Management | | For | | For | |
1I. | | Election of Director: Tammy Romo | | Management | | For | | For | |
1J. | | Election of Director: Nadja Y. West | | Management | | For | | For | |
2. | | Proposal to approve, on an advisory basis, the company's executive compensation. | | Management | | For | | For | �� |
3. | | Proposal to ratify the selection of Deloitte & Touche LLP as independent registered public accountants for the year ending December 31, 2020. | | Management | | For | | For | |
4. | | Shareholder proposal regarding an independent chairman. | | Shareholder | | Against | | For | |
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
Security | 881624209 | Meeting Type | Annual |
Ticker Symbol | TEVA | Meeting Date | 09-Jun-2020 |
Record Date | 09-Apr-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Dr. Sol J. Barer | | Management | | For | | For | |
1B. | | Election of Director: Jean-Michel Halfon | | Management | | For | | For | |
1C. | | Election of Director: Nechemia (Chemi) J. Peres | | Management | | For | | For | |
1D. | | Election of Director: Janet S. Vergis | | Management | | For | | For | |
2. | | To approve, on a non-binding advisory basis, the compensation for Teva's named executive officers. | | Management | | For | | For | |
3. | | To approve Teva's 2020 Long-Term Equity-Based Incentive Plan, substantially in the form attached as Appendix A to the Proxy Statement. | | Management | | For | | For | |
4. | | To approve an amendment to the terms of office and employment of Teva's President and Chief Executive Officer. | | Management | | For | | For | |
5. | | To approve an amendment to Teva's Articles of Association. | | Management | | For | | For | |
6. | | To appoint Kesselman & Kesselman, a member of PricewaterhouseCoopers International Ltd., as Teva's independent registered public accounting firm until Teva's 2021 annual meeting of shareholders. | | Management | | For | | For | |
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
Security | 881624209 | Meeting Type | Annual |
Ticker Symbol | TEVA | Meeting Date | 09-Jun-2020 |
Record Date | 30-Apr-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Dr. Sol J. Barer | | Management | | For | | For | |
1B. | | Election of Director: Jean-Michel Halfon | | Management | | For | | For | |
1C. | | Election of Director: Nechemia (Chemi) J. Peres | | Management | | For | | For | |
1D. | | Election of Director: Janet S. Vergis | | Management | | For | | For | |
2. | | To approve, on a non-binding advisory basis, the compensation for Teva's named executive officers. | | Management | | For | | For | |
3. | | To approve Teva's 2020 Long-Term Equity-Based Incentive Plan, substantially in the form attached as Appendix A to the Proxy Statement. | | Management | | For | | For | |
4. | | To approve an amendment to the terms of office and employment of Teva's President and Chief Executive Officer. | | Management | | For | | For | |
5. | | To approve an amendment to Teva's Articles of Association. | | Management | | For | | For | |
6. | | To appoint Kesselman & Kesselman, a member of PricewaterhouseCoopers International Ltd., as Teva's independent registered public accounting firm until Teva's 2021 annual meeting of shareholders. | | Management | | For | | For | |
THERMO FISHER SCIENTIFIC INC.
Security | 883556102 | Meeting Type | Annual |
Ticker Symbol | TMO | Meeting Date | 20-May-2020 |
Record Date | 27-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Marc N. Casper | | Management | | For | | For | |
1B. | | Election of Director: Nelson J. Chai | | Management | | For | | For | |
1C. | | Election of Director: C. Martin Harris | | Management | | For | | For | |
1D. | | Election of Director: Tyler Jacks | | Management | | For | | For | |
1E. | | Election of Director: Judy C. Lewent | | Management | | For | | For | |
1F. | | Election of Director: Thomas J. Lynch | | Management | | For | | For | |
1G. | | Election of Director: Jim P. Manzi | | Management | | For | | For | |
1H. | | Election of Director: James C. Mullen | | Management | | For | | For | |
1I. | | Election of Director: Lars R. Sørensen | | Management | | For | | For | |
1J. | | Election of Director: Debora L. Spar | | Management | | For | | For | |
1K. | | Election of Director: Scott M. Sperling | | Management | | For | | For | |
1L. | | Election of Director: Dion J. Weisler | | Management | | For | | For | |
2. | | An advisory vote to approve named executive officer compensation. | | Management | | For | | For | |
3. | | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2020. | | Management | | For | | For | |
UNITEDHEALTH GROUP INCORPORATED
Security | 91324P102 | Meeting Type | Annual |
Ticker Symbol | UNH | Meeting Date | 01-Jun-2020 |
Record Date | 07-Apr-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Richard T. Burke | | Management | | For | | For | |
1B. | | Election of Director: Timothy P. Flynn | | Management | | For | | For | |
1C. | | Election of Director: Stephen J. Hemsley | | Management | | For | | For | |
1D. | | Election of Director: Michele J. Hooper | | Management | | For | | For | |
1E. | | Election of Director: F. William McNabb III | | Management | | For | | For | |
1F. | | Election of Director: Valerie C. Montgomery Rice, M.D. | | Management | | For | | For | |
1G. | | Election of Director: John H. Noseworthy, M.D. | | Management | | For | | For | |
1H. | | Election of Director: Glenn M. Renwick | | Management | | For | | For | |
1I. | | Election of Director: David S. Wichmann | | Management | | For | | For | |
1J. | | Election of Director: Gail R. Wilensky, Ph.D. | | Management | | For | | For | |
2. | | Advisory approval of the Company's executive compensation. | | Management | | For | | For | |
3. | | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. | | Management | | For | | For | |
4. | | Approval of the UnitedHealth Group 2020 Stock Incentive Plan. | | Management | | For | | For | |
5. | | If properly presented at the 2020 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting any material amendment to the Company's Bylaws be subject to a non-binding shareholder vote. | | Shareholder | | Against | | For | |
UNIVERSAL HEALTH REALTY INCOME TRUST
Security | 91359E105 | Meeting Type | Annual |
Ticker Symbol | UHT | Meeting Date | 03-Jun-2020 |
Record Date | 06-Apr-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Alan B. Miller | | | | For | | For | |
| | 2 | Robert F. McCadden | | | | For | | For | |
2. | | Advisory (nonbinding) vote to approve named executive officer compensation. | | Management | | For | | For | |
3. | | To approve an amendment to the Universal Health Realty Income Trust Amended and Restated 2007 Restricted Stock Plan. | | Management | | For | | For | |
4. | | To ratify the selection of KPMG LLP, as the Trust's independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | | For | | For | |
VENTAS, INC.
Security | 92276F100 | Meeting Type | Annual |
Ticker Symbol | VTR | Meeting Date | 18-May-2020 |
Record Date | 20-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | Approval, on an advisory basis, of our executive compensation. | | Management | | For | | For | |
2A. | | Election of Director: Melody C. Barnes | | Management | | For | | For | |
2B. | | Election of Director: Debra A. Cafaro | | Management | | For | | For | |
2C. | | Election of Director: Jay M. Gellert | | Management | | For | | For | |
2D. | | Election of Director: Richard I. Gilchrist | | Management | | For | | For | |
2E. | | Election of Director: Matthew J. Lustig | | Management | | For | | For | |
2F. | | Election of Director: Roxanne M. Martino | | Management | | For | | For | |
2G. | | Election of Director: Sean P. Nolan | | Management | | For | | For | |
2H. | | Election of Director: Walter C. Rakowich | | Management | | For | | For | |
2I. | | Election of Director: Robert D. Reed | | Management | | For | | For | |
2J. | | Election of Director: James D. Shelton | | Management | | For | | For | |
3. | | Ratification of the selection of KPMG LLP as the independent registered public accounting firm for fiscal year 2020. | | Management | | For | | For | |
VERTEX PHARMACEUTICALS INCORPORATED
Security | 92532F100 | Meeting Type | Annual |
Ticker Symbol | VRTX | Meeting Date | 03-Jun-2020 |
Record Date | 09-Apr-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Sangeeta Bhatia | | Management | | For | | For | |
1B. | | Election of Director: Lloyd Carney | | Management | | For | | For | |
1C. | | Election of Director: Alan Garber | | Management | | For | | For | |
1D. | | Election of Director: Terrence Kearney | | Management | | For | | For | |
1E. | | Election of Director: Reshma Kewalramani | | Management | | For | | For | |
1F. | | Election of Director: Yuchun Lee | | Management | | For | | For | |
1G. | | Election of Director: Jeffrey Leiden | | Management | | For | | For | |
1H. | | Election of Director: Margaret McGlynn | | Management | | For | | For | |
1I. | | Election of Director: Diana McKenzie | | Management | | For | | For | |
1J. | | Election of Director: Bruce Sachs | | Management | | For | | For | |
2. | | Ratification of Ernst & Young LLP as our independent Registered Public Accounting firm for the year ending December 31, 2020. | | Management | | For | | For | |
3. | | Advisory vote on named executive officer compensation. | | Management | | For | | For | |
4. | | Shareholder proposal, if properly presented at the meeting, requesting that we prepare a report on our policies and activities with respect to lobbying. | | Shareholder | | Against | | For | |
WATERS CORPORATION
Security | 941848103 | Meeting Type | Annual |
Ticker Symbol | WAT | Meeting Date | 12-May-2020 |
Record Date | 18-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Linda Baddour | | Management | | For | | For | |
1B. | | Election of Director: Michael J Berendt, PH.D | | Management | | For | | For | |
1C. | | Election of Director: Edward Conard | | Management | | For | | For | |
1D. | | Election of Director: Laurie H. Glimcher, M.D | | Management | | For | | For | |
1E. | | Election of Director: Gary E. Hendrickson | | Management | | For | | For | |
1F. | | Election of Director: Christopher A. Kuebler | | Management | | For | | For | |
1G. | | Election of Director: Christopher J O'Connell | | Management | | For | | For | |
1H. | | Election of Director: Flemming Ornskov, M.D., M.P.H | | Management | | For | | For | |
1I. | | Election of Director: JoAnn A. Reed | | Management | | For | | For | |
1J. | | Election of Director: Thomas P. Salice | | Management | | For | | For | |
2. | | To ratify the selection of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2020. | | Management | | For | | For | |
3. | | To approve, by non-binding vote, named executive officer compensation. | | Management | | For | | For | |
4. | | To approve the 2020 Equity Incentive Plan. | | Management | | For | | For | |
WELLTOWER INC.
Security | 95040Q104 | Meeting Type | Annual |
Ticker Symbol | WELL | Meeting Date | 30-Apr-2020 |
Record Date | 03-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Kenneth J. Bacon | | Management | | For | | For | |
1B. | | Election of Director: Thomas J. DeRosa | | Management | | For | | For | |
1C. | | Election of Director: Karen B. DeSalvo | | Management | | For | | For | |
1D. | | Election of Director: Jeffrey H. Donahue | | Management | | For | | For | |
1E. | | Election of Director: Sharon M. Oster | | Management | | For | | For | |
1F. | | Election of Director: Sergio D. Rivera | | Management | | For | | For | |
1G. | | Election of Director: Johnese M. Spisso | | Management | | For | | For | |
1H. | | Election of Director: Kathryn M. Sullivan | | Management | | For | | For | |
2. | | The ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year 2020. | | Management | | For | | For | |
3. | | The approval, on an advisory basis, of the compensation of our named executive officers as disclosed in the 2020 Proxy Statement. | | Management | | For | | For | |
XENCOR, INC.
Security | 98401F105 | Meeting Type | Annual |
Ticker Symbol | XNCR | Meeting Date | 25-Jun-2020 |
Record Date | 27-Apr-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Bassil I. Dahiyat | | | | For | | For | |
| | 2 | Ellen G. Feigal | | | | For | | For | |
| | 3 | Kevin C. Gorman | | | | For | | For | |
| | 4 | Kurt A. Gustafson | | | | For | | For | |
| | 5 | Yujiro S. Hata | | | | For | | For | |
| | 6 | A. Bruce Montgomery | | | | For | | For | |
| | 7 | Richard J. Ranieri | | | | For | | For | |
| | 8 | Dagmar Rosa-Bjorkeson | | | | For | | For | |
2. | | Proposal to ratify RSM US LLP as the independent registered public accounting firm for 2020 | | Management | | For | | For | |
3. | | Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the proxy materials | | Management | | For | | For | |
ZIMMER BIOMET HOLDINGS, INC.
Security | 98956P102 | Meeting Type | Annual |
Ticker Symbol | ZBH | Meeting Date | 08-May-2020 |
Record Date | 09-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Christopher B. Begley | | Management | | For | | For | |
1B. | | Election of Director: Betsy J. Bernard | | Management | | For | | For | |
1C. | | Election of Director: Gail K. Boudreaux | | Management | | For | | For | |
1D. | | Election of Director: Michael J. Farrell | | Management | | For | | For | |
1E. | | Election of Director: Larry C. Glasscock | | Management | | For | | For | |
1F. | | Election of Director: Robert A. Hagemann | | Management | | For | | For | |
1G. | | Election of Director: Bryan C. Hanson | | Management | | For | | For | |
1H. | | Election of Director: Arthur J. Higgins | | Management | | For | | For | |
1I. | | Election of Director: Maria Teresa Hilado | | Management | | For | | For | |
1J. | | Election of Director: Syed Jafry | | Management | | For | | For | |
1K. | | Election of Director: Michael W. Michelson | | Management | | For | | For | |
2. | | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | | Management | | For | | For | |
3. | | Advisory vote to approve named executive officer compensation (Say on Pay). | | Management | | For | | For | |
ZOETIS INC.
Security | 98978V103 | Meeting Type | Annual |
Ticker Symbol | ZTS | Meeting Date | 20-May-2020 |
Record Date | 26-Mar-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Gregory Norden | | Management | | For | | For | |
1B. | | Election of Director: Louise M. Parent | | Management | | For | | For | |
1C. | | Election of Director: Kristin C. Peck | | Management | | For | | For | |
1D. | | Election of Director: Robert W. Scully | | Management | | For | | For | |
2. | | Advisory vote to approve our executive compensation (Say on Pay). | | Management | | For | | For | |
3. | | Advisory vote on the frequency of future advisory votes on executive compensation (Say on Pay frequency). | | Management | | 1 Year | | For | |
4. | | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2020. | | Management | | For | | For | |
ZYLA LIFE SCIENCES
Security | 98986F108 | Meeting Type | Annual |
Ticker Symbol | ZCOR | Meeting Date | 17-Dec-2019 |
Record Date | 24-Oct-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Timothy P. Walbert | | | | For | | For | |
| | 2 | Todd Holmes | | | | For | | For | |
| | 3 | Joseph McInnis | | | | For | | For | |
| | 4 | Matthew Pauls | | | | For | | For | |
| | 5 | Gary M. Phillips, M.D. | | | | For | | For | |
| | 6 | Andrea Heslin Smiley | | | | For | | For | |
| | 7 | Todd N. Smith | | | | For | | For | |
2. | | To ratify the selection of Ernst & Young LLP a Zyla Life Sciences' independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Management | | For | | For | |
ZYLA LIFE SCIENCES
Security | 98986F108 | Meeting Type | Special |
Ticker Symbol | ZCOR | Meeting Date | 19-May-2020 |
Record Date | 15-Apr-2020 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | To adopt the Agreement and Plan of Merger, dated as of March 16, 2020 (as it may be amended from time to time, referred to as the "Merger Agreement"), by and among Zyla Life Sciences, Assertio Therapeutics, Inc., Alligator Zebra Holdings Inc., Zebra Merger Sub and Alligator Merger Sub, Inc. | | Management | | For | | For | |
2. | | To approve the adjournment from time to time of the Zyla Special Meeting, if necessary to solicit additional proxies if there are not sufficient votes to approve Proposal 1 at the time of the Zyla Special Meeting or any adjournment or postponement thereof. | | Management | | For | | For | |
3. | | To approve, on an advisory (non-binding) basis, the compensation that will or may be paid or provided by Zyla Life Sciences to its named executive officers in connection with the merger contemplated by the Merger Agreement | | Management | | For | | For | |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | | Tekla Healthcare Opportunites Fund | |
| | |
By (Signature and Title)* | | |
| | |
| /s/ Daniel R. Omstead | |
| (Daniel R. Omstead, President) | |
| | |
Date | | 8/17/20 | |
| | | | |
*Print the name and title of each signing officer under his or her signature.