UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
WASHINGTON, DC
20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13
or 15(d)
of the Securities
Exchange Act of 1934
Date of Report
(Date of earliest event reported): December 2, 2020
EVOQUA WATER TECHNOLOGIES CORP.
(Exact name of
registrant as specified in its charter)
Delaware | |
001-38272 | |
46-4132761 |
(State or
other jurisdiction
of incorporation) | |
(Commission
File Number) | |
(I.R.S. Employer
Identification
Number) |
210 Sixth Avenue
Pittsburgh, Pennsylvania | |
15222 |
(Address of principal
executive
offices) | |
(Zip code) |
Registrant’s
telephone number, including area code: (724) 772-0044
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
| ¨ | Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered
pursuant to Section 12(b) of the Act:
Title of each class | |
Trading Symbol(s) | |
Name of each exchange on which registered |
Common Stock, par value $0.01 per share | |
AQUA | |
New York Stock Exchange |
Indicate by check mark
whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 8.01. Other Events.
On December 2, 2020, Evoqua Water Technologies Corp. (the “Company”)
issued a press release announcing the pricing of a secondary public offering of 12 million shares of its common stock by certain
institutional shareholders of the Company, including certain affiliates of AEA Investors LP (collectively, the “Selling Shareholders”),
which is expected to result in gross proceeds of approximately $301.8 million. Additionally, in connection with the offering, the
Selling Shareholders granted the underwriter a 30-day option to purchase up to 1.8 million additional shares of common stock. The
offering is expected to close on December 4, 2020, subject to the satisfaction of customary closing conditions.
The Company is not selling any shares in the offering and will
not receive any proceeds from the sale of shares being sold by the Selling Shareholders in the offering.
A copy of the press release is attached as Exhibit 99.1 to this
report and incorporated herein by reference.
The information in this Form 8-K pursuant to Item 8.01
is not an offer or the solicitation of an offer to buy securities.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits:
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: December 2, 2020 |
|
EVOQUA WATER TECHNOLOGIES CORP. |
|
|
|
|
By: |
/s/ Benedict J. Stas |
|
|
Benedict J. Stas |
|
|
Executive Vice President, Chief Financial Officer & Treasurer |