SEC Form 4
FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
| |||||||||||||||
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol HFF, Inc. [ HF ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| ||||||||||||||||||||||||
3. Date of Earliest Transaction (Month/Day/Year) 02/14/2019 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A common stock | 02/14/2019 | F | 332(1) | D | $42.96 | 249,412 | D | |||
Class A common stock | 02/14/2019 | F | 829(2) | D | $42.96 | 248,583 | D | |||
Class A common stock | 02/14/2019 | F | 265(3) | D | $42.96 | 248,318 | D | |||
Class A common stock | 02/17/2019 | F | 1,360(4) | D | $49.94 | 246,958 | D | |||
Class A common stock | 02/17/2019 | F | 857(5) | D | $42.94 | 246,101 | D | |||
Class A common stock | 02/17/2019 | F | 1,711(6) | D | $42.94 | 244,390 | D | |||
Class A common stock | 02/18/2019 | F | 703(7) | D | $42.94 | 243,687 | D | |||
Class A common stock | 02/19/2019 | F | 52(8) | D | $42.94 | 243,635 | D | |||
Class A common stock | 02/21/2019 | F | 70(9) | D | $42.94 | 243,565 | D | |||
Class A common stock | 02/21/2019 | F | 44(9) | D | $42.94 | 243,521 | D | |||
Class A common stock | 02/21/2019 | F | 87(9) | D | $42.94 | 243,434 | D | |||
Class A common stock | 02/21/2019 | F | 39(9) | D | $42.94 | 243,395 | D | |||
Class A common stock | 02/21/2019 | F | 54(10) | D | $42.94 | 243,341 | D | |||
Class A common stock | 02/21/2019 | F | 34(10) | D | $42.94 | 243,307 | D | |||
Class A common stock | 02/21/2019 | F | 68(10) | D | $42.94 | 243,239 | D | |||
Class A common stock | 02/21/2019 | F | 30(10) | D | $42.94 | 243,209 | D | |||
Class A common stock | 02/21/2019 | F | 13(10) | D | $42.96 | 243,196 | D | |||
Class A common stock | 02/21/2019 | F | 31(10) | D | $42.96 | 243,165 | D | |||
Class A common stock | 02/21/2019 | F | 10(10) | D | $42.96 | 243,155 | D | |||
Class A common stock | 02/27/2019 | F | 196(11) | D | $44.4 | 242,959 | D | |||
Class A common stock | 02/27/2019 | F | 698(12) | D | $44.4 | 242,261 | D | |||
Class A common stock | 02/27/2019 | F | 748(13) | D | $44.4 | 241,513 | D | |||
Class A common stock | 02/27/2019 | F | 698(14) | A | $44.4 | 240,815 | D | |||
Class A common stock | 02/27/2019 | F | 58(15) | D | $42.94 | 240,757 | D | |||
Class A common stock | 02/27/2019 | F | 36(15) | D | $42.94 | 240,721 | D | |||
Class A common stock | 02/27/2019 | F | 75(15) | D | $42.94 | 240,646 | D | |||
Class A common stock | 02/27/2019 | F | 33(15) | D | $42.94 | 240,613 | D | |||
Class A common stock | 02/27/2019 | F | 14(15) | D | $42.96 | 240,599 | D | |||
Class A common stock | 02/27/2019 | F | 34(15) | D | $42.94 | 240,565 | D | |||
Class A common stock | 02/27/2019 | F | 11(15) | D | $42.94 | 240,554 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Represents shares transferred to the Company for tax withholding in connection with the grant of restricted stock units of the Company's Class A common stock under the Company's Office Profit Participation Plan, which grant was originally reported on a Form 4 filed with the U.S. Securities and Exchange Commission on February 16, 2017. |
2. Represents shares transferred to the Company for tax withholding in connection with the grant of restricted stock units of the Company's Class A common stock under the Company's Firm Profit Participation Plan, which grant was originally reported on a Form 4 filed with the U.S. Securities and Exchange Commission on February 16, 2017. |
3. Represents shares transferred to the Company for tax withholding in connection with the grant of restricted stock units of the Company's Class A common stock under the Company's Executive Bonus Plan, which grant was originally reported on a Form 4 filed with the U.S. Securities and Exchange Commission on February 16, 2017. |
4. Represents shares transferred to the Company for tax withholding in connection with the grant of restricted stock units of the Company's Class A common stock under the Company's Executive Bonus Plan, which grant was originally reported on a Form 4 filed with the U.S. Securities and Exchange Commission on February 19, 2016. |
5. Represents shares transferred to the Company for tax withholding in connection with the grant of restricted stock units of the Company's Class A common stock under the Company's Office Profit Participation Plan, which grant was originally reported on a Form 4 filed with the U.S. Securities and Exchange Commission on February 19, 2016. |
6. Represents shares transferred to the Company for tax withholding in connection with the grant of restricted stock units of the Company's Class A common stock under the Company's Firm Profit Participation Plan, which grant was originally reported on a Form 4 filed with the U.S. Securities and Exchange Commission on February 19, 2016. |
7. Represents shares transferred to the Company for tax withholding in connection with the grant of restricted stock units of the Company's Class A common stock under the Company's Omnibus Incentive Compensation Plan, which grant was originally reported on a Form 4 filed with the U.S. Securities and Exchange Commission on February 20, 2015. |
8. Represents shares transferred to the Company for tax withholding in connection with the grant of restricted stock units of the Company's Class A common stock in connection with the Company dividend, paid on February 19, 2016 to holders of record of the Company's Class A common stock on February 8, 2016. |
9. Represents shares transferred to the Company for tax withholding in connection with the grant of restricted stock units of the Company's Class A common stock in connection with the Company's dividend, paid on February 21, 2017 to holders of record of the Company's Class A common stock on February 9, 2017. |
10. Represents shares transferred to the Company for tax withholding in connection with the grant of restricted stock units of the Company's Class A common stock in connection with the Company's dividend, paid on February 21, 2018 to holders of record of the Company's Class A common stock on February 9, 2018. |
11. Represents shares transferred to the Company for tax withholding in connection with the grant of restricted stock units of the Company's Class A common stock under the Company's Office Profit Participation Plan, which grant was originally reported on a Form 4 filed with the U.S. Securities and Exchange Commission on March 1, 2018. |
12. Represents shares transferred to the Company for tax withholding in connection with the grant of restricted stock units of the Company's Class A common stock under the Company's Firm Profit Participation Plan, which grant was originally reported on a Form 4 filed with the U.S. Securities and Exchange Commission on March 1, 2018. |
13. Represents shares transferred to the Company for tax withholding in connection with the grant of restricted stock units of the Company's Class A common stock under the Company's 2016 Equity Incentive Plan, which grant was originally reported on a Form 4 filed with the U.S. Securities and Exchange Commission on March 1, 2018. |
14. Represents shares transferred to the Company for tax withholding in connection with the grant of restricted stock units of the Company's Class A common stock under the Company's Executive Bonus Plan, which grant was originally reported on a Form 4 filed with the U.S. Securities and Exchange Commission on March 1, 2018. |
15. Represents shares transferred to the Company for tax withholding in connection with the grant of restricted stock units of the Company's Class A common stock in connection with the Company dividend, paid on February 27, 2019 to holders of record of the Company's Class A common stock on February 11, 2019. |
Remarks: |
/s/ Eric O. Conrad, as attorney-in-fact | 03/29/2019 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |