UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Lattice Strategies Trust
(Exact name of registrant as specified in its charter)
| Delaware | See Below |
| (State of incorporation or organization) | (I.R.S. Employer Identification number) |
| 101 Montgomery Street, 27th Floor, San Francisco, CA | 94104 |
| (Address of principal executive offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Exchange Act:
Title of Each Class to be Registered |
Name of the Exchange on Which Each Class is to be so Registered
|
I.R.S. Employer Identification Number |
| Hartford Multifactor Low Volatility International Equity ETF | Bats BZX Exchange® Inc. | 81-5042847 |
| Hartford Multifactor Low Volatility US Equity ETF | Bats BZX Exchange® Inc. | 81-5042468 |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box: [X]
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box: [ ]
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box: [ ]
Securities Act registration statement or Regulation A offering statement file number to which this form relates: 333-199089
Securities to be registered pursuant to Section 12(g) of the Act: None
| Item 1. | Description of Registrant's Securities to be Registered |
A description of the Shares is set forth in the registrant’s Post-Effective Amendment No. 8 to the Registration Statement on Form N-1A (“Registration Statement”) (Commission File Nos. 333-199089; 811-23002), which description is incorporated herein by reference as filed with the Securities and Exchange Commission on March 29, 2017. Any form of supplement to the Registration Statement that is subsequently filed that relates to the Fund is hereby also incorporated by reference herein.
| Item 2. | Exhibits |
| (a)(i) | Registrant’s Declaration of Trust, incorporated herein by reference to Exhibit (a) to the Registrant’s Pre-Effective Amendment No. 1 to the Registration Statement on Form N-1A, filed with the Securities and Exchange Commission on December 23, 2014. |
| (a)(ii) | Amendment No. 1 to the Declaration of Trust of the Registrant dated July 29, 2016, incorporated herein by reference to Post-Effective Amendment No. 4 to the Registration Statement on Form N-1A, filed on January 13, 2017. |
| (b) | Registrant’s By-laws, incorporated herein by reference to Exhibit (b) to the Registrant’s Pre-Effective Amendment No. 1 to the Registration Statement on Form N-1A, filed with the Securities and Exchange Commission on December 23, 2014. |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed in the City of San Francisco and State of California on the 31st day of March, 2017.
| By: | /s/Darek Wojnar |
Darek Wojnar
President
