The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 39,693 | 266,610 | SH | DFND | 1 | 266,610 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 8,680 | 53,543 | SH | DFND | 1 | 53,543 | 0 | 0 | |
AKARI THERAPEUTICS PLC | SPONSORED ADR | 00972G108 | 157 | 130,821 | SH | DFND | 1 | 130,821 | 0 | 0 | |
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 89 | 20,020 | SH | DFND | 1 | 20,020 | 0 | 0 | |
ALIBABA GROUP HOLDING LIMITED | SPONSORED ADR | 01609W102 | 235 | 2,160 | SH | DFND | 1 | 2,160 | 0 | 0 | |
ALPHABET INC CLASS A | CL A | 38259P508 | 503 | 181 | SH | DFND | 1 | 181 | 0 | 0 | |
ALPHABET INC CLASS C | CL C | 38259P706 | 19,551 | 7,000 | SH | DFND | 1 | 0 | 0 | 7,000 | |
ALPINE IMMUNE SCIENCES INC | COM | 02083G100 | 112 | 12,445 | SH | DFND | 1 | 12,445 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 23,393 | 447,710 | SH | DFND | 1 | 447,710 | 0 | 0 | |
AMETEK INC | COM | 031100100 | 1,855 | 13,930 | SH | DFND | 1 | 13,930 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 8,677 | 35,880 | SH | DFND | 1 | 35,880 | 0 | 0 | |
ANAVEX LIFE SCIENCES CORP | COM | 032797300 | 1,054 | 85,585 | SH | DFND | 1 | 85,585 | 0 | 0 | |
BANK OF AMERICA CORPORATION | COM | 060505104 | 1,749 | 42,440 | SH | DFND | 1 | 42,440 | 0 | 0 | |
BANK OF NEW YORK MELLON CORP | COM | 064058100 | 30,692 | 618,420 | SH | DFND | 1 | 618,420 | 0 | 0 | |
BECTON DICKINSON & CO | COM | 075887109 | 6,216 | 23,970 | SH | DFND | 1 | 23,970 | 0 | 0 | |
BERKSHIRE HATHAWAY INC CLASS A | CL A | 084670108 | 414,145 | 783 | SH | DFND | 1 | 783 | 0 | 0 | |
BERKSHIRE HATHAWAY INC CLASS B | CL B | 084670702 | 2,608 | 7,390 | SH | DFND | 1 | 7,390 | 0 | 0 | |
BHP GROUP LIMITED | SPONSORED ADR | 088606108 | 11,387 | 147,400 | SH | DFND | 1 | 147,400 | 0 | 0 | |
BOEING CO | COM | 097023105 | 4,692 | 24,500 | SH | DFND | 1 | 24,500 | 0 | 0 | |
BRISTOL-MYERS SQUIBB COMPANY | COM | 110122108 | 2,723 | 37,280 | SH | DFND | 1 | 37,280 | 0 | 0 | |
BRITISH AMERICAN TOBACCO PLC | SPONSORED ADR | 110448107 | 997 | 23,650 | SH | DFND | 1 | 23,650 | 0 | 0 | |
CIGNA CORPORATION | COM | 125509109 | 5,487 | 22,899 | SH | DFND | 1 | 22,899 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 3,001 | 48,400 | SH | DFND | 1 | 48,400 | 0 | 0 | |
CORVUS PHARMACEUTICALS INC | COM | 221015100 | 82 | 49,959 | SH | DFND | 1 | 49,959 | 0 | 0 | |
DANAHER CORP | COM | 235851102 | 54,316 | 185,170 | SH | DFND | 1 | 185,170 | 0 | 0 | |
ECOLAB INC | COM | 278865100 | 565 | 3,200 | SH | DFND | 1 | 3,200 | 0 | 0 | |
EXXON MOBIL CORPORATION | COM | 30231G102 | 24,718 | 299,290 | SH | DFND | 1 | 299,290 | 0 | 0 | |
FORTIVE CORP | COM | 34959J108 | 4,305 | 70,650 | SH | DFND | 1 | 70,650 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 1,108 | 18,630 | SH | DFND | 1 | 18,630 | 0 | 0 | |
HONEYWELL INTERNATIONAL INC | COM | 438516106 | 3,152 | 16,200 | SH | DFND | 1 | 16,200 | 0 | 0 | |
IDEX CORPORATION | COM | 45167R104 | 399 | 2,080 | SH | DFND | 1 | 2,080 | 0 | 0 | |
INTUITIVE SURGICAL INC | COM | 46120E602 | 14,906 | 49,410 | SH | DFND | 1 | 49,410 | 0 | 0 | |
JACK HENRY & ASSOCIATES INC | COM | 426281101 | 3,659 | 18,570 | SH | DFND | 1 | 18,570 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 60,159 | 339,440 | SH | DFND | 1 | 339,440 | 0 | 0 | |
THE KRAFT HEINZ COMPANY | COM | 500754106 | 236 | 6,000 | SH | DFND | 1 | 6,000 | 0 | 0 | |
LINDE PUBLIC LIMITED COMPANY | COM | G5494J103 | 50,048 | 156,680 | SH | DFND | 1 | 156,680 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 3,240 | 7,340 | SH | DFND | 1 | 7,340 | 0 | 0 | |
MASTERCARD INC | CL A | 57636Q104 | 3,574 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
MEDTRONIC INC | COM | 585055106 | 8,772 | 79,060 | SH | DFND | 1 | 79,060 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 1,939 | 23,630 | SH | DFND | 1 | 23,630 | 0 | 0 | |
METLIFE INC | COM | 59156R108 | 744 | 10,580 | SH | DFND | 1 | 10,580 | 0 | 0 | |
MOODYS CORPORATION | COM | 20775CZK3 | 17,528 | 51,950 | SH | DFND | 1 | 51,950 | 0 | 0 | |
NASDAQ INC | COM | 631103108 | 5,970 | 33,500 | SH | DFND | 1 | 33,500 | 0 | 0 | |
NESTLE SA | SPONSORED ADR | 641069406 | 30,851 | 237,130 | SH | DFND | 1 | 237,130 | 0 | 0 | |
NOVO NORDISK A/S | SPONSORED ADR | 670100205 | 12,982 | 116,900 | SH | DFND | 1 | 116,900 | 0 | 0 | |
NUTRIEN LTD | COM | 67077M108 | 22,848 | 219,710 | SH | DFND | 1 | 219,710 | 0 | 0 | |
OCULAR THERAPEUTIX INC | COM | 67576A100 | 84 | 17,000 | SH | DFND | 1 | 17,000 | 0 | 0 | |
PARKER HANNIFIN CORPORATION | COM | 701094104 | 806 | 2,840 | SH | DFND | 1 | 2,840 | 0 | 0 | |
PHILLIPS 66 | COM | 718546104 | 16,443 | 190,330 | SH | DFND | 1 | 190,330 | 0 | 0 | |
PRUDENTIAL FINANCIAL INC | COM | 744320102 | 750 | 6,350 | SH | DFND | 1 | 6,350 | 0 | 0 | |
ROCHE HOLDING AG | COM | 771195104 | 11,375 | 230,220 | SH | DFND | 1 | 230,220 | 0 | 0 | |
ROPER TECHNOLOGIES INC | COM | 776696106 | 35,129 | 74,390 | SH | DFND | 1 | 74,390 | 0 | 0 | |
SHELL PLC | SPONSORED ADR | 780259305 | 18,781 | 341,900 | SH | DFND | 1 | 341,900 | 0 | 0 | |
STORE CAPITAL CORPORATION | REIT | 862121100 | 1,073 | 36,700 | SH | DFND | 1 | 36,700 | 0 | 0 | |
UNION PACIFIC CORP | COM | 907818108 | 1,115 | 4,080 | SH | DFND | 1 | 4,080 | 0 | 0 | |
US BANCORP | COM | 902973304 | 20,905 | 393,330 | SH | DFND | 1 | 393,330 | 0 | 0 | |
VANGUARD FTSE EMERGING MARKETS ETF | COM | 922042858 | 2,713 | 58,810 | SH | DFND | 1 | 58,810 | 0 | 0 | |
VANGUARD HEALTH CARE ETF | ETF | 92204A504 | 2,104 | 8,270 | SH | DFND | 1 | 8,270 | 0 | 0 | |
VANGUARD HIGH DIVIDEND YIELD ETF | ETF | 921946406 | 273 | 2,430 | SH | DFND | 1 | 2,430 | 0 | 0 | |
VANGUARD S&P 500 ETF | ETF | 922908363 | 7,971 | 19,200 | SH | DFND | 1 | 19,200 | 0 | 0 | |
VEEVA SYSTEMS INC-CLASS A | CL A | 922475108 | 425 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 479 | 9,400 | SH | DFND | 1 | 9,400 | 0 | 0 | |
VISA INC CLASS A | CL A | 92826C839 | 33,997 | 153,300 | SH | DFND | 1 | 153,300 | 0 | 0 | |
VONTIER CORP | COM | 928881101 | 1,632 | 64,286 | SH | DFND | 1 | 64,286 | 0 | 0 | |
WABTEC CORPORATION | COM | 929740108 | 6,878 | 71,523 | SH | DFND | 1 | 71,523 | 0 | 0 | |
WATERS CORPORATION | COM | 941848103 | 14,461 | 46,590 | SH | DFND | 1 | 46,590 | 0 | 0 | |
WELLS FARGO & CO | COM | 949746101 | 21,727 | 448,340 | SH | DFND | 1 | 448,340 | 0 | 0 | |
XTRACKERS HARVEST CSI 300 CHINA A-SHARES ETF | ETF | 233051879 | 387 | 11,700 | SH | DFND | 1 | 11,700 | 0 | 0 |