UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22960
Eubel Brady & Suttman Mutual Fund Trust
(Exact name of registrant as specified in charter)
225 Pictoria Drive, Suite 450
Cincinnati, Ohio 45246
(Address of Principal Executive Offices) (Zip Code)
Carol J. Highsmith
Ultimus Fund Solutions, LLC
225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246
(Name and Address of Agent for Service)
Registrant's telephone number, including area code: (513) 869-4300
Date of fiscal year end: July 31
Date of Reporting Period: 07/01/2022 - 06/30/2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
| EUBEL BRADY & SUTTMAN INCOME & APPRECIATION FUND | ||||||||||||||||
| Proxy Voting Record July 1, 2022 to June 30, 2023 | ||||||||||||||||
| Issuer | Ticker | CUSIP | Meeting Date | Matter Voted On | Proposed By | Mgmt Recommendation | Fund Vote | For/Against Mgmt | ||||||||
| Capital One Financial Corporation | COF | 14040H105 | 04-May-23 | Elect Director Richard D. Fairbank | Management | For | For | For | ||||||||
| Capital One Financial Corporation | COF | 14040H105 | 04-May-23 | Elect Director Ime Archibong | Management | For | For | For | ||||||||
| Capital One Financial Corporation | COF | 14040H105 | 04-May-23 | Elect Director Christine Detrick | Management | For | For | For | ||||||||
| Capital One Financial Corporation | COF | 14040H105 | 04-May-23 | Elect Director Ann Fritz Hackett | Management | For | For | For | ||||||||
| Capital One Financial Corporation | COF | 14040H105 | 04-May-23 | Elect Director Peter Thomas Killalea | Management | For | For | For | ||||||||
| Capital One Financial Corporation | COF | 14040H105 | 04-May-23 | Elect Director Cornelis "Eli" Leenaars | Management | For | For | For | ||||||||
| Capital One Financial Corporation | COF | 14040H105 | 04-May-23 | Elect Director Francois Locoh-Donou | Management | For | For | For | ||||||||
| Capital One Financial Corporation | COF | 14040H105 | 04-May-23 | Elect Director Peter E. Raskind | Management | For | For | For | ||||||||
| Capital One Financial Corporation | COF | 14040H105 | 04-May-23 | Elect Director Eileen Serra | Management | For | For | For | ||||||||
| Capital One Financial Corporation | COF | 14040H105 | 04-May-23 | Elect Director Mayo A. Shattuck, III | Management | For | For | For | ||||||||
| Capital One Financial Corporation | COF | 14040H105 | 04-May-23 | Elect Director Bradford H. Warner | Management | For | For | For | ||||||||
| Capital One Financial Corporation | COF | 14040H105 | 04-May-23 | Elect Director Craig Anthony Williams | Management | For | For | For | ||||||||
| Capital One Financial Corporation | COF | 14040H105 | 04-May-23 | Eliminate Supermajority Vote Requirement | Management | For | For | For | ||||||||
| Capital One Financial Corporation | COF | 14040H105 | 04-May-23 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | For | ||||||||
| Capital One Financial Corporation | COF | 14040H105 | 04-May-23 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||||||||
| Capital One Financial Corporation | COF | 14040H105 | 04-May-23 | Amend Omnibus Stock Plan | Management | For | For | For | ||||||||
| Capital One Financial Corporation | COF | 14040H105 | 04-May-23 | Ratify Ernst & Young LLP as Auditors | Management | For | For | For | ||||||||
| Capital One Financial Corporation | COF | 14040H105 | 04-May-23 | Adopt Simple Majority Vote | Shareholder | Against | For | Against | ||||||||
| Capital One Financial Corporation | COF | 14040H105 | 04-May-23 | Report on Board Oversight of Risks Related to Discrimination | Shareholder | Against | Against | For | ||||||||
| Capital One Financial Corporation | COF | 14040H105 | 04-May-23 | Disclose Board Skills and Diversity Matrix | Shareholder | Against | For | Against | ||||||||
| Lincoln National Corporation | LNC | 534187109 | 25-May-23 | Elect Director Deirdre P. Connelly | Management | For | For | For | ||||||||
| Lincoln National Corporation | LNC | 534187109 | 25-May-23 | Elect Director Ellen G. Cooper | Management | For | For | For | ||||||||
| Lincoln National Corporation | LNC | 534187109 | 25-May-23 | Elect Director William H. Cunningham | Management | For | For | For | ||||||||
| Lincoln National Corporation | LNC | 534187109 | 25-May-23 | Elect Director Reginald E. Davis | Management | For | For | For | ||||||||
| Lincoln National Corporation | LNC | 534187109 | 25-May-23 | Elect Director Eric G. Johnson | Management | For | For | For | ||||||||
| Lincoln National Corporation | LNC | 534187109 | 25-May-23 | Elect Director Gary C. Kelly | Management | For | For | For | ||||||||
| Lincoln National Corporation | LNC | 534187109 | 25-May-23 | Elect Director M. Leanne Lachman | Management | For | For | For | ||||||||
| Lincoln National Corporation | LNC | 534187109 | 25-May-23 | Elect Director Dale LeFebvre | Management | For | For | For | ||||||||
| Lincoln National Corporation | LNC | 534187109 | 25-May-23 | Elect Director Janet Liang | Management | For | For | For | ||||||||
| Lincoln National Corporation | LNC | 534187109 | 25-May-23 | Elect Director Michael F. Mee | Management | For | For | For | ||||||||
| Lincoln National Corporation | LNC | 534187109 | 25-May-23 | Elect Director Lynn M. Utter | Management | For | For | For | ||||||||
| Lincoln National Corporation | LNC | 534187109 | 25-May-23 | Ratify Ernst & Young LLP as Auditors | Management | For | For | For | ||||||||
| Lincoln National Corporation | LNC | 534187109 | 25-May-23 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | Against | ||||||||
| Lincoln National Corporation | LNC | 534187109 | 25-May-23 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | For | ||||||||
| Lincoln National Corporation | LNC | 534187109 | 25-May-23 | Amend Omnibus Stock Plan | Management | For | Against | Against | ||||||||
| Lincoln National Corporation | LNC | 534187109 | 25-May-23 | Require Independent Board Chair | Shareholder | Against | For | Against | ||||||||
| Lincoln National Corporation | LNC | 534187109 | 25-May-23 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For | Against | ||||||||
| EUBEL BRADY & SUTTMAN INCOME FUND | ||||||||||||||||
| Proxy Voting Record - July 1, 2022 to June 30, 2023 | ||||||||||||||||
| The Fund held no securities that were entitled to vote during the reporting period. | ||||||||||||||||
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) Eubel Brady & Suttman Mutual Fund Trust | ||
/s/ Scott E. Lundy | ||
| By (Signature and Title)* | Scott E. Lundy, President | |
Date |
August 25, 2023 | |
* Print the name and title of each signing officer under his or her signature.
