Higgins James R Form 4/A CareView Communications / JAMES R HIGGINS ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

HIGGINS JAMES R

(Last) (First) (Middle)

C/O CAREVIEW COMMUNICATIONS INC.

405 HIGHWAY 121, SUITE B-240

(Street)

LEWISVILLE TX 75067

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CareView Communications Inc [ CRVW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/30/2022

4. If Amendment, Date of Original Filed (Month/Day/Year)
01/06/2023

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Secured Convertible Note(1)	$0.52	12/30/2022		D			$1,112,872	(2)	02/16/2025	Common Stock	2,140,138	(3)	0	D
Secured Convertible Note(1)	$0.05	12/30/2022		D			$803,201	(2)	02/22/2028	Common Stock	16,064,029	(3)	0	D
Secured Convertible Note(1)	$0.05	12/30/2022		D			$306,384	(2)	07/10/2028	Common Stock	6,127,677	(3)	0	D
Secured Convertible Note(1)	$0.1	12/30/2022		A		$1,200,000		(2)	12/31/2023	Common Stock	12,000,000	(3)	$1,200,000	D

Explanation of Responses:

1. On December 30, 2022, the reporting person exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $2,767,074, for a replacement note in the indicated principal aggregate amount with a conversion price of $0.10 per share. At the time, the reporting person surrendered for cancellation all outstanding warrants held by him representing an aggregate of 1,682,692 shares, for no value, the reporting of which is exempt under Rule 16a-4(d) of the Exchange Act.

2. Immediately exercisable.

3. See footnote (1).

	/s/ James R. Higgins	01/31/2023
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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