UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 2 )*
Nuveen Minnesota Municipal Income Fund
(Name of Issuer)
VARIABLE RATE MUNIFUND TERM PREFERRED SHARES
(Title of Class of Securities)
670734201, 670734409
(CUSIP Number)
Bank of America Corporation, Bank of America Corporate Center, 100 N. Tryon Street, Charlotte, North Carolina 28255
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
July 01, 2016
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
1 | NAMES OF REPORTING PERSONS | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | |
BANK OF AMERICA CORP /DE/ 56-0906609 | | |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | o |
| (b) | x |
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3 | SEC USE ONLY | | |
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4 | SOURCE OF FUNDS | | |
WC | | |
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5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(e) or 2(f) | | x |
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6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | |
Delaware | | |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
0 | | |
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8 | SHARED VOTING POWER | | |
528 | | |
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9 | SOLE DISPOSITIVE POWER | | |
0 | | |
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10 | SHARED DISPOSITIVE POWER | | |
528 | | |
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11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | |
528 | | |
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12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | | o |
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13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | |
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14 | TYPE OF REPORTING PERSON | | |
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1 | NAMES OF REPORTING PERSONS | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | |
Banc of America Preferred Funding Corporation 75-2939570 | | |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | o |
| (b) | x |
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3 | SEC USE ONLY | | |
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4 | SOURCE OF FUNDS | | |
WC | | |
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5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(e) or 2(f) | | x |
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6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | |
Delaware | | |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
0 | | |
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8 | SHARED VOTING POWER | | |
339 | | |
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9 | SOLE DISPOSITIVE POWER | | |
0 | | |
| |
10 | SHARED DISPOSITIVE POWER | | |
339 | | |
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11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | |
339 | | |
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12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | | o |
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13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | |
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14 | TYPE OF REPORTING PERSON | | |
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1 | NAMES OF REPORTING PERSONS | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | |
Blue Ridge Investments, L.L.C. 56-1970824 | | |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | o |
| (b) | x |
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3 | SEC USE ONLY | | |
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4 | SOURCE OF FUNDS | | |
OO | | |
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5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(e) or 2(f) | | o |
| | |
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6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | |
Delaware | | |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
| | |
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8 | SHARED VOTING POWER | | |
189 | | |
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9 | SOLE DISPOSITIVE POWER | | |
| | |
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10 | SHARED DISPOSITIVE POWER | | |
189 | | |
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11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | |
189 | | |
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12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | | o |
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13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | |
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14 | TYPE OF REPORTING PERSON | | |
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| | This Amendment No. 2 (this "Amendment") amends, as set forth below, the statement on Schedule 13D, dated October 6, 2014 and filed with the SEC on October 9, 2014 (the "Original Schedule 13D"), as amended by Amendment No. 1 dated July 1, 2016 and filed with the SEC on July 6, 2016 ("Amendment No. 1"), for Bank of America Corporation ("BAC"), Banc of America Preferred Funding Corporation ("BAPFC") and Blue Ridge L.L.C. ("Blue Ridge") (collectively, the "Reporting Persons") with respect to the variable rate munifund term preferred shares ("VMTP Shares") of Nuveen Minnesota Municipal Income Fund (the "Issuer"). This Amendment is being filed to correct a typographical error relating to Exhibit 99.1 contained in Amendment No. 1 |
Item 3. | Source and Amount of Funds or Other Consideration |
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Item 5. | Interest in Securities of the Issuer |
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| | Transaction Date | | Shares or Units Purchased (Sold) | | Price Per Share or Unit | |
Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer |
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Item 7. | Material to Be Filed as Exhibits |
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| | Item 7 of the Original Schedule 13D is hereby amended by deleting Exhibit 99.1 thereto and inserting Exhibit 99.1 attached hereto in its place. |
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| BANK OF AMERICA CORPORATION | |
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July 07, 2016 | By: | /s/ Sarah Turner | |
| | Attorney-in-fact | |
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| BANC OF AMERICA PREFERRED FUNDING CORPORATION | |
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July 07, 2016 | By: | /s/ Edward Curland | |
| | Authorized Signatory | |
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| BLUE RIDGE INVESTMENTS L.L.C. | |
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July 07, 2016 | By: | /s/ Edward Curland | |
| | Authorized Signatory | |
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The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of the filing person), evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement: provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
Footnotes:
Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)