UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-22969
PALMER SQUARE OPPORTUNISTIC INCOME FUND
(Exact name of registrant as specified in charter)
| 1900 Shawnee Mission Parkway, Suite 315, Mission Woods, KS | 66205 |
| (Address of principal executive offices) | (Zip code) |
Diane J. Drake
Mutual Fund Administration, LLC
2220 E. Route 66, Suite 226
Glendora, California 91740
(Name and address of agent for service)
Registrant's telephone number, including area code: (626) 385-5777
Date of fiscal year end: July 31
Date of reporting period: July 1, 2022 - June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
| Form N-PX | Proxy Voting Records |
| Fund Name: | Palmer Square Opportunistic Income Fund |
| Reporting Period: | 07/1/2022 to 6/30/2023 |
| VORNADO REALTY TRUST | |||||||||||
| Security: | 929042109 | Meeting Type: | Annual | ||||||||
| Ticker: | VNO | Meeting Date: | 18-May-23 | ||||||||
| ISIN | US9290421091 | Vote Deadline Date: | 17-May-23 | ||||||||
| Agenda | 935812138 - Management | ||||||||||
| Item | Proposal | Proposed By | Vote | For/Against Management | |||||||
| 1 | DIRECTOR | Management | |||||||||
| 1 | Steven Roth | For | For | ||||||||
| 2 | Candace K. Beinecke | For | For | ||||||||
| 3 | Michael D. Fascitelli | For | For | ||||||||
| 4 | Beatrice Hamza Bassey | For | For | ||||||||
| 5 | William W. Helman IV | For | For | ||||||||
| 6 | David M. Mandelbaum | For | For | ||||||||
| 7 | Raymond J. McGuire | For | For | ||||||||
| 8 | Mandakini Puri | For | For | ||||||||
| 9 | Daniel R. Tisch | For | For | ||||||||
| 10 | Russell B. Wight, Jr. | For | For | ||||||||
| 2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Management | For | For | |||||||
| 3 | NON-BINDING, ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | Against | Against | |||||||
| 4 | NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. | Management | 1 Year | 1 Year | |||||||
| 5 | APPROVAL OF THE COMPANY'S 2023 OMNIBUS SHARE PLAN. | Management | For | For | |||||||
| SL GREEN REALTY CORP. | |||||||||||
| Security: | 78440X887 | Meeting Type: | Annual | ||||||||
| Ticker: | SLG | Meeting Date: | 5-Jun-23 | ||||||||
| ISIN | US78440X8873 | Vote Deadline Date: | 2-Jun-23 | ||||||||
| Agenda | 935835580 - Management | ||||||||||
| Item | Proposal | Proposed By | Vote | For/Against Management | |||||||
| 1 | Election of Director: John H. Alschuler | Management | For | For | |||||||
| 2 | Election of Director: Betsy S. Atkins | Management | For | For | |||||||
| 3 | Election of Director: Carol N. Brown | Management | For | For | |||||||
| 4 | Election of Director: Edwin T. Burton, III | Management | For | For | |||||||
| 5 | Election of Director: Lauren B. Dillard | Management | For | For | |||||||
| 6 | Election of Director: Stephen L. Green | Management | For | For | |||||||
| 7 | Election of Director: Craig M. Hatkoff | Management | For | For | |||||||
| 8 | Election of Director: Marc Holliday | Management | For | For | |||||||
| 9 | Election of Director: Andrew W. Mathias | Management | For | For | |||||||
| 10 | To approve, on a non-binding advisory basis, our executive compensation. | Management | Against | Against | |||||||
| 11 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | |||||||
| 12 | To recommend, by a non-binding advisory vote, whether an advisory vote on our executive compensation should be held every one, two or three years. | Management | 1 Year | 1 Year | |||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | Palmer Square Opportunistic Income Fund | |
| By (Signature and Title)* | /s/ Jeffrey Fox | |
| Jeffrey Fox, President and Principal Executive Officer | ||
| Date | August 11, 2023 |
| * | Print the name and title of each signing officer under his or her signature. |