BrightSphere Investment Form 3 Initial statement of insider ownership

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

HNA Capital (U.S.) Holding LLC

(Last) (First) (Middle)

850 THIRD AVENUE 16TH FLOOR

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
05/19/2017

3. Issuer Name and Ticker or Trading Symbol
OM Asset Management plc [ OMAM ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares, nominal value $0.001	11,414,676	I(1)	See Explanation(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

HNA Capital (U.S.) Holding LLC

(Last) (First) (Middle)

850 THIRD AVENUE 16TH FLOOR

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

HNA Group Co., Ltd.

(Last) (First) (Middle)

HNA BUILDING, NO. 7 GUOXING ROAD

(Street)

HAIKOU F4 570203

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

HNA Capital Group Co., Ltd.

(Last) (First) (Middle)

HNA BUILDING, NO. 7 GUOXING ROAD

(Street)

HAIKOU F4 570203

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

HNA Capital (Hong Kong) Holding Co., Ltd.

(Last) (First) (Middle)

23 F., ARION COMMERCIAL CENTRE,

2-12 QUEENS ROAD WEST, HONG KONG

(Street)

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Aleron Investments, Ltd.

(Last) (First) (Middle)

23/F HNA PLAZA, JIA NO. 26 XIAOYUN ROAD

CHAOYANG DISTRICT,

(Street)

BEIJING F4 100125

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

HNA Eagle Holdco LLC

(Last) (First) (Middle)

850 THIRD AVENUE 16TH FLOOR,

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

Explanation of Responses:

1. Reflects 11,414,676 shares of ordinary stock directly owned by HNA Eagle Holdco LLC ("HNA Eagle") and indirectly owned by HNA Group Co., Ltd. ("HNA Group"), HNA Capital Group Co., Ltd. ("HNA Parent"), HNA Capital (Hong Kong) Holding Co., Ltd. ("HNA HK"), Aleron Investments, Ltd. ("Aleron") and HNA HNA Capital (U.S.) Holding LLC ("HNA Capital"). HNA Eagle is a wholly-owned subsidiary of HNA Capital. HNA Capital is a wholly-owned subsidiary of Aleron. Aleron is a wholly-owned subsidiary of HNA HK. HNA HK is a wholly-owned subsidiary of HNA Parent. HNA Parent is a wholly-owned subsidiary of HNA Group.

Remarks:

Exhibit 99.1 - Joint Filer Information, incorporated herein by reference.

	HNA Capital (U.S.) Holding LLC, By: /s/YANG Guang, Name: YANG Guang, Title: Chief Executive Officer	05/30/2017
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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