UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act File Number 811-22978
Corsair Opportunity Fund
(Exact name of registrant as specified in charter)
366 Madison Avenue, 12th Floor
New York, New York 10017
(Address of principal executive offices) ( Zip code)
Thomas Hess
Corsair Capital Management, L.P.
New York, New York 10017
(Name and address of agent for service)
Registrant's telephone number, including area code: (212) 949-3000
Date of fiscal year end: Sep 30
Date of reporting period: December 1, 2014* – June 30, 2015
*Corsair Opportunity Fund's inception date is December 1, 2014
| Item 1. | Proxy Voting Record |
The following is the proxy voting record of the Corsair Opportunity Fund for the period ended June 30, 2015.
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
ESTERLINE TECHNOLOGIES CORPORATION
Meeting Date: 03/11/2015 | Country: USA | Primary Security ID: 297425100 |
Record Date: 01/13/2015 | Meeting Type: Annual | Ticker: ESL |
| | Shares Voted: 1,486 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Delores M. Etter | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Mary L. Howell | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director Gary E. Pruitt | Mgmt | For | For | For |
| | | | | | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Tower Semiconductor Ltd.
Meeting Date: 04/08/2015 | Country: Israel | Primary Security ID: M87915274 |
Record Date: 03/09/2015 | Meeting Type: Special | Ticker: TSEM |
| | Shares Voted: 276 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1 | Reelect Ilan Flato as External Director For a Three Year Term | Mgmt | For | For | For |
| | | | | | |
| 2 | Approve Compensation of Directors | Mgmt | For | Against | Against |
| | | | | | |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Mgmt | None | Refer | Against |
The Goodyear Tire & Rubber Company
Meeting Date: 04/13/2015 | Country: USA | Primary Security ID: 382550101 |
Record Date: 02/18/2015 | Meeting Type: Annual | Ticker: GT |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
The Goodyear Tire & Rubber Company
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1a | Elect Director William J. Conaty | Mgmt | For | For | For |
| | | | | | |
| 1b | Elect Director James A. Firestone | Mgmt | For | For | For |
| | | | | | |
| 1c | Elect Director Werner Geissler | Mgmt | For | For | For |
| | | | | | |
| 1d | Elect Director Peter S. Hellman | Mgmt | For | For | For |
| | | | | | |
| 1e | Elect Director Laurette T. Koellner | Mgmt | For | For | For |
| | | | | | |
| 1f | Elect Director Richard J. Kramer | Mgmt | For | For | For |
| | | | | | |
| 1g | Elect Director W. Alan McCollough | Mgmt | For | For | For |
| | | | | | |
| 1h | Elect Director John E. McGlade | Mgmt | For | For | For |
| | | | | | |
| 1i | Elect Director Michael J. Morell | Mgmt | For | For | For |
| | | | | | |
| 1j | Elect Director Roderick A. Palmore | Mgmt | For | For | For |
| | | | | | |
| 1k | Elect Director Stephanie A. Streeter | Mgmt | For | For | For |
| | | | | | |
| 1l | Elect Director Thomas H. Weidemeyer | Mgmt | For | For | For |
| | | | | | |
| 1m | Elect Director Michael R. Wessel | Mgmt | For | For | For |
| | | | | | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
| | | | | | |
| 4 | Reduce Supermajority Vote Requirement for Removal of Directors | Mgmt | For | For | For |
| | | | | | |
| 5 | Reduce Supermajority Vote Requirement for Certain Business Combinations | Mgmt | For | For | For |
| | | | | | |
| 6 | Reduce Supermajority Vote Requirement | SH | Against | For | For |
American Capital, Ltd.
Meeting Date: 04/24/2015 | Country: USA | Primary Security ID: 02503Y103 |
Record Date: 03/03/2015 | Meeting Type: Annual | Ticker: ACAS |
| | Shares Voted: 147 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Mary C. Baskin | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
American Capital, Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.2 | Elect Director Neil M. Hahl | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director Philip R. Harper | Mgmt | For | For | For |
| | | | | | |
| 1.4 | Elect Director Stan Lundine | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect Director Kristen L. Manos | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Director Susan K. Nestegard | Mgmt | For | For | For |
| | | | | | |
| 1.7 | Elect Director Kenneth D. Peterson, Jr. | Mgmt | For | For | For |
| | | | | | |
| 1.8 | Elect Director Alvin N. Puryear | Mgmt | For | For | For |
| | | | | | |
| 1.9 | Elect Director Malon Wilkus | Mgmt | For | For | For |
| | | | | | |
| 2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | For |
| | | | | | |
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Citigroup Inc.
Meeting Date: 04/28/2015 | Country: USA | Primary Security ID: 172967424 |
Record Date: 02/27/2015 | Meeting Type: Annual | Ticker: C |
| | Shares Voted: 1,275 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1a | Elect Director Michael L. Corbat | Mgmt | For | For | For |
| | | | | | |
| 1b | Elect Director Duncan P. Hennes | Mgmt | For | For | For |
| | | | | | |
| 1c | Elect Director Peter B. Henry | Mgmt | For | For | For |
| | | | | | |
| 1d | Elect Director Franz B. Humer | Mgmt | For | For | For |
| | | | | | |
| 1e | Elect Director Michael E. O'Neill | Mgmt | For | For | For |
| | | | | | |
| 1f | Elect Director Gary M. Reiner | Mgmt | For | For | For |
| | | | | | |
| 1g | Elect Director Judith Rodin | Mgmt | For | For | For |
| | | | | | |
| 1h | Elect Director Anthony M. Santomero | Mgmt | For | For | For |
| | | | | | |
| 1i | Elect Director Joan E. Spero | Mgmt | For | For | For |
| | | | | | |
| 1j | Elect Director Diana L. Taylor | Mgmt | For | For | For |
| | | | | | |
| 1k | Elect Director William S. Thompson, Jr. | Mgmt | For | For | For |
| | | | | | |
| 1l | Elect Director James S. Turley | Mgmt | For | For | For |
| | | | | | |
| 1m | Elect Director Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
Citigroup Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
| | | | | | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
| | | | | | |
| 5 | Adopt Proxy Access Right | SH | For | For | For |
| | | | | | |
| 6 | Report on Lobbying Payments and Policy | SH | Against | For | For |
| | | | | | |
| 7 | Claw-back of Payments under Restatements | SH | Against | Against | Against |
| | | | | | |
| 8 | Limits for Directors Involved with Bankruptcy | SH | Against | Against | Against |
| | | | | | |
| 9 | Report on Certain Vesting Program | SH | Against | For | For |
MetLife, Inc.
Meeting Date: 04/28/2015 | Country: USA | Primary Security ID: 59156R108 |
Record Date: 02/27/2015 | Meeting Type: Annual | Ticker: MET |
| | Shares Voted: 311 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
1.1 | Elect Director Cheryl W. Grise | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Carlos M. Gutierrez | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director R. Glenn Hubbard | Mgmt | For | For | For |
| | | | | | |
| 1.4 | Elect Director Steven A. Kandarian | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect Director Alfred F. Kelly, Jr. | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Director Edward J. Kelly, III | Mgmt | For | For | For |
| | | | | | |
| 1.7 | Elect Director William E. Kennard | Mgmt | For | For | For |
| | | | | | |
| 1.8 | Elect Director James M. Kilts | Mgmt | For | For | For |
| | | | | | |
| 1.9 | Elect Director Catherine R. Kinney | Mgmt | For | For | For |
| | | | | | |
| 1.10 | Elect Director Denise M. Morrison | Mgmt | For | For | For |
| | | | | | |
| 1.11 | Elect Director Kenton J. Sicchitano | Mgmt | For | For | For |
| | | | | | |
| 1.12 | Elect Director Lulu C. Wang | Mgmt | For | For | For |
| | | | | | |
| 2a | Reduce Supermajority Vote Requirement to Amend Certificate of Incorporation | Mgmt | For | For | For |
| | | | | | |
| 2b | Reduce Supermajority Vote Requirement to Amend Bylaws | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
MetLife, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
| | | | | | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
Discover Financial Services
Meeting Date: 04/29/2015 | Country: USA | Primary Security ID: 254709108 |
Record Date: 03/09/2015 | Meeting Type: Annual | Ticker: DFS |
| | Shares Voted: 797 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Jeffrey S. Aronin | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Mary K. Bush | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director Gregory C. Case | Mgmt | For | For | For |
| | | | | | |
| 1.4 | Elect Director Candace H. Duncan | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect Director Cynthia A. Glassman | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Director Richard H. Lenny | Mgmt | For | For | For |
| | | | | | |
| 1.7 | Elect Director Thomas G. Maheras | Mgmt | For | For | For |
| | | | | | |
| 1.8 | Elect Director Michael H. Moskow | Mgmt | For | For | For |
| | | | | | |
| 1.9 | Elect Director David W. Nelms | Mgmt | For | For | For |
| | | | | | |
| 1.10 | Elect Director Mark A. Thierer | Mgmt | For | For | For |
| | | | | | |
| 1.11 | Elect Director Lawrence A. Weinbach | Mgmt | For | For | For |
| | | | | | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Capital One Financial Corporation
Meeting Date: 04/30/2015 | Country: USA | Primary Security ID: 14040H105 |
Record Date: 03/05/2015 | Meeting Type: Annual | Ticker: COF |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
Capital One Financial Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1a | Elect Director Richard D. Fairbank | Mgmt | For | For | For |
| | | | | | |
| 1.1b | Elect Director Patrick W. Gross | Mgmt | For | For | For |
| | | | | | |
| 1.1c | Elect Director Ann Fritz Hackett | Mgmt | For | For | For |
| | | | | | |
| 1.1d | Elect Director Lewis Hay, III | Mgmt | For | For | For |
| | | | | | |
| 1.1e | Elect Director Benjamin P. Jenkins, III | Mgmt | For | For | For |
| | | | | | |
| 1.1f | Elect Director Pierre E. Leroy | Mgmt | For | For | For |
| | | | | | |
| 1.1g | Elect Director Peter E. Raskind | Mgmt | For | For | For |
| | | | | | |
| 1.1h | Elect Director Mayo A. Shattuck, III | Mgmt | For | For | For |
| | | | | | |
| 1.1i | Elect Director Bradford H. Warner | Mgmt | For | For | For |
| | | | | | |
| 1.1j | Elect Director Catherine G. West | Mgmt | For | For | For |
| | | | | | |
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| | | | | | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 4 | Provide Right to Call Special Meeting | Mgmt | For | For | For |
| | | | | | |
| 5 | Amend Bylaws-- Call Special Meetings | SH | Against | For | For |
Fluor Corporation
Meeting Date: 04/30/2015 | Country: USA | Primary Security ID: 343412102 |
Record Date: 03/05/2015 | Meeting Type: Annual | Ticker: FLR |
| | Shares Voted: 332 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1A | Elect Director Peter K. Barker | Mgmt | For | For | For |
| | | | | | |
| 1B | Elect Director Alan M. Bennett | Mgmt | For | For | For |
| | | | | | |
| 1C | Elect Director Rosemary T. Berkery | Mgmt | For | For | For |
| | | | | | |
| 1D | Elect Director Peter J. Fluor | Mgmt | For | For | For |
| | | | | | |
| 1E | Elect Director Deborah D. McWhinney | Mgmt | For | For | For |
| | | | | | |
| 1F | Elect Director Armando J. Olivera | Mgmt | For | For | For |
| | | | | | |
| 1G | Elect Director Joseph W. Prueher | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
Fluor Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1H | Elect Director Matthew K. Rose | Mgmt | For | For | For |
| | | | | | |
| 1I | Elect Director David T. Seaton | Mgmt | For | For | For |
| | | | | | |
| 1J | Elect Director Nader H. Sultan | Mgmt | For | For | For |
| | | | | | |
| 1K | Elect Director Lynn C. Swann | Mgmt | For | For | For |
| | | | | | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| | | | | | |
| 4 | Report on Political Contributions | SH | Against | For | For |
CommScope Holding Company, Inc.
Meeting Date: 05/01/2015 | Country: USA | Primary Security ID: 20337X109 |
Record Date: 03/10/2015 | Meeting Type: Annual | Ticker: COMM |
| | Shares Voted: 9,081 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Campbell R. Dyer | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Stephen C. Gray | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director L. William Krause | Mgmt | For | For | For |
| | | | | | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 3 | Ratify Auditors | Mgmt | For | For | For |
Realogy Holdings Corp.
Meeting Date: 05/01/2015 | Country: USA | Primary Security ID: 75605Y106 |
Record Date: 03/06/2015 | Meeting Type: Annual | Ticker: RLGY |
| | Shares Voted: 505 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Marc E. Becker | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Richard A. Smith | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director Michael J. Williams | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
Realogy Holdings Corp.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 3 | Ratify Auditors | Mgmt | For | For | For |
The Babcock & Wilcox Company
Meeting Date: 05/01/2015 | Country: USA | Primary Security ID: 05615F102 |
Record Date: 03/10/2015 | Meeting Type: Annual | Ticker: BWC |
| | Shares Voted: 2,081 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Jan A. Bertsch | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Thomas A. Christopher | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director Stephen G. Hanks | Mgmt | For | For | For |
| | | | | | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against |
| | | | | | |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Berkshire Hathaway Inc.
Meeting Date: 05/02/2015 | Country: USA | Primary Security ID: 084670702 |
Record Date: 03/04/2015 | Meeting Type: Annual | Ticker: BRK.B |
| | Shares Voted: 537 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | |
| 1.1 | Elect Director Warren E. Buffett | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Charles T. Munger | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director Howard G. Buffett | Mgmt | For | For | For |
| | | | | | |
| 1.4 | Elect Director Stephen B. Burke | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect Director Susan L. Decker | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Director William H. Gates, III | Mgmt | For | For | For |
| | | | | | |
| 1.7 | Elect Director David S. Gottesman | Mgmt | For | For | For |
| | | | | | |
| 1.8 | Elect Director Charlotte Guyman | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
Berkshire Hathaway Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.9 | Elect Director Thomas S. Murphy | Mgmt | For | For | For |
| | | | | | |
| 1.10 | Elect Director Ronald L. Olson | Mgmt | For | For | For |
| | | | | | |
| 1.11 | Elect Director Walter Scott, Jr. | Mgmt | For | For | For |
| | | | | | |
| 1.12 | Elect Director Meryl B. Witmer | Mgmt | For | For | For |
Clearwater Paper Corporation
Meeting Date: 05/04/2015 | Country: USA | Primary Security ID: 18538R103 |
Record Date: 03/10/2015 | Meeting Type: Annual | Ticker: CLW |
| | Shares Voted: 3,136 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1a | Elect Director Boh A. Dickey | Mgmt | For | For | For |
| | | | | | |
| 1.1b | Elect Director Linda K. Massman | Mgmt | For | For | For |
| | | | | | |
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
| | | | | | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
The E. W. Scripps Company
Meeting Date: 05/04/2015 | Country: USA | Primary Security ID: 811054402 |
Record Date: 03/11/2015 | Meeting Type: Annual | Ticker: SSP |
| | Shares Voted: 94 | |
| Proposal Text | Proponent | Mgmt Rec | | |
| | | | | | |
| 1.1a | Elect Director Roger L. Ogden | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.1b | Elect Director J. Marvin Quin | Mgmt | For | For | For |
| | | | | | |
| 1.1c | Elect Director Kim Williams | Mgmt | For | Withhold | Withhold |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
Horsehead Holding Corp.
Meeting Date: 05/05/2015 | Country: USA | Primary Security ID: 440694305 |
Record Date: 03/12/2015 | Meeting Type: Annual | Ticker: ZINC |
| | Shares Voted: 110 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director T. Grant John | Mgmt | For | For | For |
| | | | | | |
| 2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
| | | | | | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
Pentair PLC
Meeting Date: 05/05/2015 | Country: Ireland | Primary Security ID: G7S00T104 |
Record Date: 03/06/2015 | Meeting Type: Annual | Ticker: PNR |
| | Shares Voted: 1,450 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1a | Elect Director Glynis A. Bryan | Mgmt | For | For | For |
| | | | | | |
| 1b | Elect Director Jerry W. Burris | Mgmt | For | For | For |
| | | | | | |
| 1c | Elect Director Carol Anthony (John) Davidson | Mgmt | For | For | For |
| | | | | | |
| 1d | Elect Director Jacques Esculier | Mgmt | For | For | For |
| | | | | | |
| 1e | Elect Director T. Michael Glenn | Mgmt | For | For | For |
| | | | | | |
| 1f | Elect Director David H. Y. Ho | Mgmt | For | For | For |
| | | | | | |
| 1g | Elect Director Randall J. Hogan | Mgmt | For | For | For |
| | | | | | |
| 1h | Elect Director David A. Jones | Mgmt | For | For | For |
| | | | | | |
| 1i | Elect Director Ronald L. Merriman | Mgmt | For | For | For |
| | | | | | |
| 1j | Elect Director William T. Monahan | Mgmt | For | For | For |
| | | | | | |
| 1k | Elect Director Billie Ida Williamson | Mgmt | For | For | For |
| | | | | | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
| | | | | | |
| 4 | Authorize General Meetings Outside the Republic of Ireland | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
Pentair PLC
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 5 | Determine Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For |
LyondellBasell Industries NV
Meeting Date: 05/06/2015 | Country: Netherlands | Primary Security ID: N53745100 |
Record Date: 04/08/2015 | Meeting Type: Annual | Ticker: LYB |
| | Shares Voted: 153 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1a | Elect Robin Buchanan Supervisory Board | Mgmt | For | For | For |
| | | | | | |
| 1b | Elect Stephen F. Cooper to Supervisory Board | Mgmt | For | For | For |
| | | | | | |
| 1c | Elect Isabella D. Goren to Supervisory Board | Mgmt | For | For | For |
| | | | | | |
| 1d | Elect Robert G. Gwin to Supervisory Board | Mgmt | For | For | For |
| | | | | | |
| 2a | Elect Kevin W. Brown to Management Board | Mgmt | For | For | For |
| | | | | | |
| 2b | Elect Jeffrey A. Kaplan to Management Board | Mgmt | For | For | For |
| | | | | | |
| 3 | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For |
| | | | | | |
| 4 | Approve Discharge of Management Board | Mgmt | For | For | For |
| | | | | | |
| 5 | Approve Discharge of Supervisory Board | Mgmt | For | For | For |
| | | | | | |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
| | | | | | |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Mgmt | For | For | For |
| | | | | | |
| 8 | Approve Dividends of USD 2.80 Per Share | Mgmt | For | For | For |
| | | | | | |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 10 | Authorize Board to Issue Shares up to 20 Percent of Authorized Capital | Mgmt | For | For | For |
| | | | | | |
| 11 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | Against | Against |
| | | | | | |
| 12 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
| | | | | | |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
Six Flags Entertainment Corporation
Meeting Date: 05/06/2015 | Country: USA | Primary Security ID: 83001A102 |
Record Date: 03/11/2015 | Meeting Type: Annual | Ticker: SIX |
| | Shares Voted: 1,321 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Kurt M. Cellar | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Charles A. Koppelman | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.3 | Elect Director Jon L. Luther | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.4 | Elect Director Usman Nabi | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect Director Stephen D. Owens | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.6 | Elect Director James Reid-Anderson | Mgmt | For | For | For |
| | | | | | |
| 1.7 | Elect Director Richard W. Roedel | Mgmt | For | For | For |
| | | | | | |
| 2 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against |
| | | | | | |
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Air Transport Services Group, Inc.
Meeting Date: 05/07/2015 | Country: USA | Primary Security ID: 00922R105 |
Record Date: 03/20/2015 | Meeting Type: Annual | Ticker: ATSG |
| | Shares Voted: 82 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1a | Elect Director Joseph C. Hete | Mgmt | For | For | For |
| | | | | | |
| 1b | Elect Director Arthur J. Lichte | Mgmt | For | For | For |
| | | | | | |
| 1c | Elect Director J. Christopher Teets | Mgmt | For | For | For |
| | | | | | |
| 1d | Elect Director Jeffrey J. Vorholt | Mgmt | For | For | For |
| | | | | | |
| 2 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
| | | | | | |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
| | | | | | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
Chemtura Corporation
Meeting Date: 05/07/2015 | Country: USA | Primary Security ID: 163893209 |
Record Date: 03/13/2015 | Meeting Type: Annual | Ticker: CHMT |
| | Shares Voted: 9,228 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Jeffrey D. Benjamin | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Timothy J. Bernlohr | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director Anna C. Catalano | Mgmt | For | For | For |
| | | | | | |
| 1.4 | Elect Director James W. Crownover | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect Director Robert A. Dover | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Director Jonathan F. Foster | Mgmt | For | For | For |
| | | | | | |
| 1.7 | Elect Director Craig A. Rogerson | Mgmt | For | For | For |
| | | | | | |
| 1.8 | Elect Director John K. Wulff | Mgmt | For | For | For |
| | | | | | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
| | | | | | |
| 4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
CVS Health Corporation
Meeting Date: 05/07/2015 | Country: USA | Primary Security ID: 126650100 |
Record Date: 03/12/2015 | Meeting Type: Annual | Ticker: CVS |
| | Shares Voted: 357 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1a | Elect Director Richard M. Bracken | Mgmt | For | For | For |
| | | | | | |
| 1b | Elect Director C. David Brown, II | Mgmt | For | For | For |
| | | | | | |
| 1c | Elect Director Alecia A. DeCoudreaux | Mgmt | For | For | For |
| | | | | | |
| 1d | Elect Director Nancy-Ann M. DeParle | Mgmt | For | For | For |
| | | | | | |
| 1e | Elect Director David W. Dorman | Mgmt | For | For | For |
| | | | | | |
| 1f | Elect Director Anne M. Finucane | Mgmt | For | For | For |
| | | | | | |
| 1g | Elect Director Larry J. Merlo | Mgmt | For | For | For |
| | | | | | |
| 1h | Elect Director Jean-Pierre Millon | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
CVS Health Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1i | Elect Director Richard J. Swift | Mgmt | For | For | For |
| | | | | | |
| 1j | Elect Director William C. Weldon | Mgmt | For | For | For |
| | | | | | |
| 1k | Elect Director Tony L. White | Mgmt | For | For | For |
| | | | | | |
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| | | | | | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
| | | | | | |
| 5 | Report on Consistency Between Corporate Values and Political Contributions | SH | Against | Against | Against |
Huntsman Corporation
Meeting Date: 05/07/2015 | Country: USA | Primary Security ID: 447011107 |
Record Date: 03/13/2015 | Meeting Type: Annual | Ticker: HUN |
| | Shares Voted: 595 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Peter R. Huntsman | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Wayne A. Reaud | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director Alvin V. Shoemaker | Mgmt | For | For | For |
| | | | | | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Ryman Hospitality Properties, Inc.
Meeting Date: 05/07/2015 | Country: USA | Primary Security ID: 78377T107 |
Record Date: 03/18/2015 | Meeting Type: Annual | Ticker: RHP |
| | Shares Voted: 5,122 | |
| Proposal Text | Proponent | Mgmt Rec | | |
| | | | | | |
| 1.1 | Elect Director Michael J. Bender | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director E. K. Gaylord, II | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
Ryman Hospitality Properties, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.3 | Elect Director D. Ralph Horn | Mgmt | For | For | For |
| | | | | | |
| 1.4 | Elect Director Ellen Levine | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect Director Patrick Q. Moore | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Director Robert S. Prather, Jr. | Mgmt | For | For | For |
| | | | | | |
| 1.7 | Elect Director Colin V. Reed | Mgmt | For | For | For |
| | | | | | |
| 1.8 | Elect Director Michael D. Rose | Mgmt | For | For | For |
| | | | | | |
| 1.9 | Elect Director Michael I. Roth | Mgmt | For | For | For |
| | | | | | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Marriott International, Inc.
Meeting Date: 05/08/2015 | Country: USA | Primary Security ID: 571903202 |
Record Date: 03/13/2015 | Meeting Type: Annual | Ticker: MAR |
| | Shares Voted: 210 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director J.W. Marriott, Jr. | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Mary K. Bush | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director Deborah Marriott Harrison | Mgmt | For | For | For |
| | | | | | |
| 1.4 | Elect Director Frederick A. 'Fritz' Henderson | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect Director Lawrence W. Kellner | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Director Debra L. Lee | Mgmt | For | For | For |
| | | | | | |
| 1.7 | Elect Director George Munoz | Mgmt | For | For | For |
| | | | | | |
| 1.8 | Elect Director Steven S. Reinemund | Mgmt | For | For | For |
| | | | | | |
| 1.9 | Elect Director W. Mitt Romney | Mgmt | For | For | For |
| | | | | | |
| 1.10 | Elect Director Arne M. Sorenson | Mgmt | For | For | For |
| | | | | | |
| 1.11 | Elect Director Susan C. Schwab | Mgmt | For | For | For |
| | | | | | |
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| | | | | | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
Marriott International, Inc.
| Proposal Text | Proponent | Mgmt Rec | | |
| | | | | | |
| 4 | Adopt Simple Majority Vote | SH | Against | For | For |
National General Holdings Corp.
Meeting Date: 05/08/2015 | Country: USA | Primary Security ID: 636220303 |
Record Date: 03/20/2015 | Meeting Type: Annual | Ticker: NGHC |
| | Shares Voted: 3,537 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Ephraim Brecher | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Donald T. DeCarlo | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director Patrick Fallon | Mgmt | For | For | For |
| | | | | | |
| 1.4 | Elect Director Michael Karfunkel | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.5 | Elect Director Barry Karfunkel | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Director Barbara Paris | Mgmt | For | For | For |
| | | | | | |
| 1.7 | Elect Director Barry Zyskind | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 2 | Ratify BDO USA, LLP as Auditors | Mgmt | For | For | For |
Rouse Properties, Inc.
Meeting Date: 05/08/2015 | Country: USA | Primary Security ID: 779287101 |
Record Date: 03/11/2015 | Meeting Type: Annual | Ticker: RSE |
| | Shares Voted: 7,286 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Jeffrey Blidner | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Richard Clark | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director Christopher Haley | Mgmt | For | For | For |
| | | | | | |
| 1.4 | Elect Director Michael Hegarty | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect Director Brian Kingston | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Director David Kruth | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
Rouse Properties, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.7 | Elect Director Michael Mullen | Mgmt | For | For | For |
| | | | | | |
| 1.8 | Elect Director Andrew Silberfein | Mgmt | For | For | For |
| | | | | | |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
| | | | | | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against |
| | | | | | |
| 4 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against |
Loews Corporation
Meeting Date: 05/12/2015 | Country: USA | Primary Security ID: 540424108 |
Record Date: 03/18/2015 | Meeting Type: Annual | Ticker: L |
| | Shares Voted: 309 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1a | Elect Director Lawrence S. Bacow | Mgmt | For | For | For |
| | | | | | |
| 1b | Elect Director Ann E. Berman | Mgmt | For | For | For |
| | | | | | |
| 1c | Elect Director Joseph L. Bower | Mgmt | For | For | For |
| | | | | | |
| 1d | Elect Director Charles D. Davidson | Mgmt | For | For | For |
| | | | | | |
| 1e | Elect Director Charles M. Diker | Mgmt | For | For | For |
| | | | | | |
| 1f | Elect Director Jacob A. Frenkel | Mgmt | For | Against | Against |
| | | | | | |
| 1g | Elect Director Paul J. Fribourg | Mgmt | For | For | For |
| | | | | | |
| 1h | Elect Director Walter L. Harris | Mgmt | For | Against | Against |
| | | | | | |
| 1i | Elect Director Philip A. Laskawy | Mgmt | For | For | For |
| | | | | | |
| 1j | Elect Director Ken Miller | Mgmt | For | For | For |
| | | | | | |
| 1k | Elect Director Andrew H. Tisch | Mgmt | For | For | For |
| | | | | | |
| 1l | Elect Director James S. Tisch | Mgmt | For | For | For |
| | | | | | |
| 1m | Elect Director Jonathan M. Tisch | Mgmt | For | For | For |
| | | | | | |
| 1n | Elect Director Anthony Welters | Mgmt | For | For | For |
| | | | | | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
Owens-Illinois, Inc.
Meeting Date: 05/12/2015 | Country: USA | Primary Security ID: 690768403 |
Record Date: 03/16/2015 | Meeting Type: Annual | Ticker: OI |
| | Shares Voted: 197 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Gary F. Colter | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Gordon J. Hardie | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director Peter S. Hellman | Mgmt | For | For | For |
| | | | | | |
| 1.4 | Elect Director Anastasia D. Kelly | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect Director John J. McMackin, Jr. | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Director Alan J. Murray | Mgmt | For | For | For |
| | | | | | |
| 1.7 | Elect Director Hari N. Nair | Mgmt | For | For | For |
| | | | | | |
| 1.8 | Elect Director Hugh H. Roberts | Mgmt | For | For | For |
| | | | | | |
| 1.9 | Elect Director Albert P. L. Stroucken | Mgmt | For | For | For |
| | | | | | |
| 1.10 | Elect Director Carol A. Williams | Mgmt | For | For | For |
| | | | | | |
| 1.11 | Elect Director Dennis K. Williams | Mgmt | For | For | For |
| | | | | | |
| 1.12 | Elect Director Thomas L. Young | Mgmt | For | For | For |
| | | | | | |
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| | | | | | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
Axalta Coating Systems Ltd.
Meeting Date: 05/13/2015 | Country: Bermuda | Primary Security ID: G0750C108 |
Record Date: 03/18/2015 | Meeting Type: Annual | Ticker: AXTA |
| | Shares Voted: 229 | |
| Proposal Text | Proponent | Mgmt Rec | | |
| | | | | | |
| 1.1 | Elect Director Wesley T. Bieligk | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.2 | Elect Director Gregor P. Bohm | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.3 | Elect Director Robert M. McLaughlin | Mgmt | For | Withhold | Withhold |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
Axalta Coating Systems Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
| | | | | | |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | Against | Against |
Calpine Corporation
Meeting Date: 05/13/2015 | Country: USA | Primary Security ID: 131347304 |
Record Date: 03/16/2015 | Meeting Type: Annual | Ticker: CPN |
| | Shares Voted: 8,898 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Frank Cassidy | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Jack A. Fusco | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director John B. (Thad) Hill, III | Mgmt | For | For | For |
| | | | | | |
| 1.4 | Elect Director Michael W. Hofmann | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect Director David C. Merritt | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Director W. Benjamin Moreland | Mgmt | For | For | For |
| | | | | | |
| 1.7 | Elect Director Robert A. Mosbacher, Jr. | Mgmt | For | For | For |
| | | | | | |
| 1.8 | Elect Director Denise M. O'Leary | Mgmt | For | For | For |
| | | | | | |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
| | | | | | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | For |
| | | | | | |
| 5 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
Allison Transmission Holdings, Inc.
Meeting Date: 05/14/2015 | Country: USA | Primary Security ID: 01973R101 |
Record Date: 03/16/2015 | Meeting Type: Annual | Ticker: ALSN |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
Allison Transmission Holdings, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Lawrence E. Dewey | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Thomas W. Rabaut | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director Richard V. Reynolds | Mgmt | For | For | For |
| | | | | | |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
| | | | | | |
| 3 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
| | | | | | |
| 4 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | For |
HD Supply Holdings, Inc.
Meeting Date: 05/14/2015 | Country: USA | Primary Security ID: 40416M105 |
Record Date: 03/17/2015 | Meeting Type: Annual | Ticker: HDS |
| | Shares Voted: 6,954 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Betsy S. Atkins | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Paul B. Edgerley | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director James A. Rubright | Mgmt | For | For | For |
| | | | | | |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
| | | | | | |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | For | For |
CF Industries Holdings, Inc.
Meeting Date: 05/15/2015 | Country: USA | Primary Security ID: 125269100 |
Record Date: 03/23/2015 | Meeting Type: Annual | Ticker: CF |
| | Shares Voted: 80 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1 | Elect Director Robert C. Arzbaecher | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
CF Industries Holdings, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | |
| 2 | Elect Director William Davisson | Mgmt | For | For | For |
| | | | | | |
| 3 | Elect Director Stephen A. Furbacher | Mgmt | For | For | For |
| | | | | | |
| 4 | Elect Director Stephen J. Hagge | Mgmt | For | For | For |
| | | | | | |
| 5 | Elect Director John D. Johnson | Mgmt | For | For | For |
| | | | | | |
| 6 | Elect Director Robert G. Kuhbach | Mgmt | For | For | For |
| | | | | | |
| 7 | Elect Director Edward A. Schmitt | Mgmt | For | For | For |
| | | | | | |
| 8 | Elect Director Theresa E. Wagler | Mgmt | For | For | For |
| | | | | | |
| 9 | Elect Director W. Anthony Will | Mgmt | For | For | For |
| | | | | | |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 11 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
| | | | | | |
| 12 | Proxy Access | SH | Against | For | For |
| | | | | | |
| 13 | Provide Right to Act by Written Consent | SH | Against | For | For |
Diamond Resorts International, Inc.
Meeting Date: 05/19/2015 | Country: USA | Primary Security ID: 25272T104 |
Record Date: 03/31/2015 | Meeting Type: Annual | Ticker: DRII |
| | Shares Voted: 986 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director David F. Palmer | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.2 | Elect Director Zachary D. Warren | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.3 | Elect Director Richard M. Daley | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 2 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
| | | | | | |
| 3 | Approve Executive Incentive Bonus Plan | Mgmt | For | Against | Against |
| | | | | | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
| | | | | | |
| 5 | Ratify BDO USA, LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
Principal Financial Group, Inc.
Meeting Date: 05/19/2015 | Country: USA | Primary Security ID: 74251V102 |
Record Date: 03/23/2015 | Meeting Type: Annual | Ticker: PFG |
| | Shares Voted: 214 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Roger C. Hochschild | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Daniel J. Houston | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director Elizabeth E. Tallett | Mgmt | For | For | For |
| | | | | | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Westmoreland Coal Company
Meeting Date: 05/19/2015 | Country: USA | Primary Security ID: 960878106 |
Record Date: 04/14/2015 | Meeting Type: Annual | Ticker: WLB |
| | Shares Voted: 1,879 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Keith E. Alessi | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Gail E. Hamilton | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director Michael G. Hutchinson | Mgmt | For | For | For |
| | | | | | |
| 1.4 | Elect Director Terry J. Bachynski | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect Director Richard M. Klingaman | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Director Craig R. Mackus | Mgmt | For | For | For |
| | | | | | |
| 1.7 | Elect Director Jan B. Packwood | Mgmt | For | For | For |
| | | | | | |
| 1.8 | Elect Director Robert C. Scharp | Mgmt | For | For | For |
| | | | | | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| | | | | | |
| 4 | Amend Certificate of Incorporation to Remove Irrelevant Provisions and Update the Certificate | Mgmt | For | Against | Against |
| | | | | | |
| 5 | Proxy Access | SH | Against | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
AmTrust Financial Services, Inc.
Meeting Date: 05/20/2015 | Country: USA | Primary Security ID: 032359309 |
Record Date: 03/25/2015 | Meeting Type: Annual | Ticker: AFSI |
| | Shares Voted: 365 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
1.1 | Elect Director Donald T. DeCarlo | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.2 | Elect Director Susan C. Fisch | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director Abraham Gulkowitz | Mgmt | For | For | For |
| | | | | | |
| 1.4 | Elect Director George Karfunkel | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect Director Michael Karfunkel | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.6 | Elect Director Jay J. Miller | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.7 | Elect Director Barry D. Zyskind | Mgmt | For | For | For |
| | | | | | |
| 2 | Amend Executive Incentive Bonus Plan | Mgmt | For | Against | Against |
Meeting Date: 05/20/2015 | Country: USA | Primary Security ID: 471172106 |
Record Date: 03/24/2015 | Meeting Type: Annual | Ticker: JASN |
| | Shares Voted: 2,892 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director James P. Heffernan | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director James M. Sullivan | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director James F. Stern | Mgmt | For | For | For |
| | | | | | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
| | | | | | |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
State Street Corporation
Meeting Date: 05/20/2015 | Country: USA | Primary Security ID: 857477103 |
Record Date: 03/13/2015 | Meeting Type: Annual | Ticker: STT |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
State Street Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1a | Elect Director Jose E. Almeida | Mgmt | For | For | For |
| | | | | | |
| 1b | Elect Director Kennett F. Burnes | Mgmt | For | For | For |
| | | | | | |
| 1c | Elect Director Patrick de Saint-Aignan | Mgmt | For | For | For |
| | | | | | |
| 1d | Elect Director Amelia C. Fawcett | Mgmt | For | For | For |
| | | | | | |
| 1e | Elect Director William C. Freda | Mgmt | For | For | For |
| | | | | | |
| 1f | Elect Director Linda A. Hill | Mgmt | For | For | For |
| | | | | | |
| 1g | Elect Director Joseph L. Hooley | Mgmt | For | For | For |
| | | | | | |
| 1h | Elect Director Robert S. Kaplan | Mgmt | For | For | For |
| | | | | | |
| 1i | Elect Director Richard P. Sergel | Mgmt | For | For | For |
| | | | | | |
| 1j | Elect Director Ronald L. Skates | Mgmt | For | For | For |
| | | | | | |
| 1k | Elect Director Gregory L. Summe | Mgmt | For | For | For |
| | | | | | |
| 1l | Elect Director Thomas J. Wilson | Mgmt | For | For | For |
| | | | | | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
The Williams Companies, Inc.
Meeting Date: 05/21/2015 | Country: USA | Primary Security ID: 969457100 |
Record Date: 03/31/2015 | Meeting Type: Annual | Ticker: WMB |
| | Shares Voted: 174 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Alan S. Armstrong | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Joseph R. Cleveland | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director Kathleen B. Cooper | Mgmt | For | For | For |
| | | | | | |
| 1.4 | Elect Director John A. Hagg | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect Director Juanita H. Hinshaw | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Director Ralph Izzo | Mgmt | For | For | For |
| | | | | | |
| 1.7 | Elect Director Frank T. MacInnis | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
The Williams Companies, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | |
| 1.8 | Elect Director Eric W. Mandelblatt | Mgmt | For | For | For |
| | | | | | |
| 1.9 | Elect Director Keith A. Meister | Mgmt | For | For | For |
| | | | | | |
| 1.10 | Elect Director Steven W. Nance | Mgmt | For | For | For |
| | | | | | |
| 1.11 | Elect Director Murray D. Smith | Mgmt | For | For | For |
| | | | | | |
| 1.12 | Elect Director Janice D. Stoney | Mgmt | For | For | For |
| | | | | | |
| 1.13 | Elect Director Laura A. Sugg | Mgmt | For | For | For |
| | | | | | |
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| | | | | | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
Innophos Holdings, Inc.
Meeting Date: 05/22/2015 | Country: USA | Primary Security ID: 45774N108 |
Record Date: 04/10/2015 | Meeting Type: Annual | Ticker: IPHS |
| | Shares Voted: 2,226 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Gary Cappeline | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Amado Cavazos | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director Randolph Gress | Mgmt | For | For | For |
| | | | | | |
| 1.4 | Elect Director Linda Myrick | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect Director Karen Osar | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Director John Steitz | Mgmt | For | For | For |
| | | | | | |
| 1.7 | Elect Director James Zallie | Mgmt | For | For | For |
| | | | | | |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
| | | | | | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 4 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | For |
| | | | | | |
| 5 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
DigitalGlobe, Inc.
Meeting Date: 05/26/2015 | Country: USA | Primary Security ID: 25389M877 |
Record Date: 04/01/2015 | Meeting Type: Annual | Ticker: DGI |
| | Shares Voted: 1,760 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1a | Elect Director Roxanne J. Decyk | Mgmt | For | For | For |
| | | | | | |
| 1b | Elect Director Martin C. Faga | Mgmt | For | For | For |
| | | | | | |
| 1c | Elect Director Lawrence A. Hough | Mgmt | For | For | For |
| | | | | | |
| 1d | Elect Director Warren C. Jenson | Mgmt | For | For | For |
| | | | | | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Kindred Healthcare, Inc.
Meeting Date: 05/27/2015 | Country: USA | Primary Security ID: 494580103 |
Record Date: 03/30/2015 | Meeting Type: Annual | Ticker: KND |
| | Shares Voted: 6,150 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1a | Elect Director Joel Ackerman | Mgmt | For | For | For |
| | | | | | |
| 1b | Elect Director Jonathan D. Blum | Mgmt | For | For | For |
| | | | | | |
| 1c | Elect Director Benjamin A. Breier | Mgmt | For | For | For |
| | | | | | |
| 1d | Elect Director Thomas P. Cooper | Mgmt | For | For | For |
| | | | | | |
| 1e | Elect Director Paul J. Diaz | Mgmt | For | For | For |
| | | | | | |
| 1f | Elect Director Heyward R. Donigan | Mgmt | For | For | For |
| | | | | | |
| 1g | Elect Director Richard Goodman | Mgmt | For | For | For |
| | | | | | |
| 1h | Elect Director Christopher T. Hjelm | Mgmt | For | For | For |
| | | | | | |
| 1i | Elect Director Frederick J. Kleisner | Mgmt | For | Against | For |
| | | | | | |
| 1j | Elect Director John H. Short | Mgmt | For | For | For |
| | | | | | |
| 1k | Elect Director Phyllis R. Yale | Mgmt | For | For | For |
| | | | | | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
Kindred Healthcare, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | For |
| | | | | | |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Valhi, Inc.
Meeting Date: 05/28/2015 | Country: USA | Primary Security ID: 918905100 |
Record Date: 03/30/2015 | Meeting Type: Annual | Ticker: VHI |
| Shares Voted: 369 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Thomas E. Barry | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Norman S. Edelcup | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director Loretta J. Feehan | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.4 | Elect Director William J. Lindquist | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.5 | Elect Director W. Hayden McIlroy | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Director Bobby D. O'Brien | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.7 | Elect Director Steven L. Watson | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
Voya Financial, Inc.
Meeting Date: 05/28/2015 | Country: USA | Primary Security ID: 929089100 |
Record Date: 03/30/2015 | Meeting Type: Annual | Ticker: VOYA |
| | Shares Voted: 7,441 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1a | Elect Director Lynne Biggar | Mgmt | For | For | For |
| | | | | | |
| 1b | Elect Director Jane P. Chwick | Mgmt | For | For | For |
| | | | | | |
| 1c | Elect Director J. Barry Griswell | Mgmt | For | For | For |
| | | | | | |
| 1d | Elect Director Frederick S. Hubbell | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
Voya Financial, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1e | Elect Director Rodney O. Martin, Jr. | Mgmt | For | For | For |
| | | | | | |
| 1f | Elect Director Joseph V. Tripodi | Mgmt | For | For | For |
| | | | | | |
| 1g | Elect Director Deborah C. Wright | Mgmt | For | For | For |
| | | | | | |
| 1h | Elect Director David Zwiener | Mgmt | For | For | For |
| | | | | | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| | | | | | |
| 4 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | SH | Against | Against | Against |
Walgreens Boots Alliance, Inc.
Meeting Date: 05/28/2015 | Country: USA | Primary Security ID: 931427108 |
Record Date: 03/30/2015 | Meeting Type: Annual | Ticker: WBA |
| | Shares Voted: 667 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1a | Elect Director Janice M. Babiak | Mgmt | For | For | For |
| | | | | | |
| 1b | Elect Director David J. Brailer | Mgmt | For | For | For |
| | | | | | |
| 1c | Elect Director Steven A. Davis | Mgmt | For | For | For |
| | | | | | |
| 1d | Elect Director William C. Foote | Mgmt | For | For | For |
| | | | | | |
| 1e | Elect Director Ginger L. Graham | Mgmt | For | For | For |
| | | | | | |
| 1f | Elect Director John A. Lederer | Mgmt | For | For | For |
| | | | | | |
| 1g | Elect Director Dominic P. Murphy | Mgmt | For | For | For |
| | | | | | |
| 1h | Elect Director Stefano Pessina | Mgmt | For | For | For |
| | | | | | |
| 1i | Elect Director Barry Rosenstein | Mgmt | For | For | For |
| | | | | | |
| 1j | Elect Director Leonard D. Schaeffer | Mgmt | For | For | For |
| | | | | | |
| 1k | Elect Director Nancy M. Schlichting | Mgmt | For | For | For |
| | | | | | |
| 1l | Elect Director James A. Skinner | Mgmt | For | For | For |
| | | | | | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
Walgreens Boots Alliance, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 4 | Stock Retention | SH | Against | For | For |
| | | | | | |
| 5 | Pro-rata Vesting of Equity Awards | SH | Against | For | For |
| | | | | | |
| 6 | Adopt Proxy Access Right | SH | Against | For | For |
| | | | | | |
| 7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | Against |
Liberty Interactive Corporation
Meeting Date: 06/02/2015 | Country: USA | Primary Security ID: 53071M104 |
Record Date: 04/07/2015 | Meeting Type: Annual | Ticker: QVCA |
| | Shares Voted: 5,109 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Michael A. George | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.2 | Elect Director Gregory B. Maffei | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.3 | Elect Director M. LaVoy Robison | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 2 | Approve the Group Name Change Proposal | Mgmt | For | For | For |
| | | | | | |
| 3 | Increase Authorized Common Stock | Mgmt | For | Against | Against |
| | | | | | |
| 4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Installed Building Products, Inc.
Meeting Date: 06/03/2015 | Country: USA | Primary Security ID: 45780R101 |
Record Date: 04/08/2015 | Meeting Type: Annual | Ticker: IBP |
| | Shares Voted: 5,870 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Margot L. Carter | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Robert H. Schottenstein | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.3 | Elect Director Michael H. Thomas | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
KAR Auction Services, Inc.
Meeting Date: 06/03/2015 | Country: USA | Primary Security ID: 48238T109 |
Record Date: 04/13/2015 | Meeting Type: Annual | Ticker: KAR |
| | Shares Voted: 8,185 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1a | Elect Director Todd F. Bourell | Mgmt | For | For | For |
| | | | | | |
| 1b | Elect Director Donna R. Ecton | Mgmt | For | For | For |
| | | | | | |
| 1c | Elect Director Peter R. Formanek | Mgmt | For | For | For |
| | | | | | |
| 1d | Elect Director James P. Hallett | Mgmt | For | For | For |
| | | | | | |
| 1e | Elect Director Mark E. Hill | Mgmt | For | For | For |
| | | | | | |
| 1f | Elect Director J. Mark Howell | Mgmt | For | For | For |
| | | | | | |
| 1g | Elect Director Lynn Jolliffe | Mgmt | For | For | For |
| | | | | | |
| 1h | Elect Director Michael T. Kestner | Mgmt | For | For | For |
| | | | | | |
| 1i | Elect Director John P. Larson | Mgmt | For | For | For |
| | | | | | |
| 1j | Elect Director Stephen E. Smith | Mgmt | For | For | For |
| | | | | | |
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
OFS Capital Corporation
Meeting Date: 06/04/2015 | Country: USA | Primary Security ID: 67103B100 |
Record Date: 04/28/2015 | Meeting Type: Annual | Ticker: OFS |
| | Shares Voted: 920 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Marc Abrams | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Jeffrey A. Cerny | Mgmt | For | For | For |
| | | | | | |
| 2 | Ratify BDO USA, LLP as Auditors | Mgmt | For | For | For |
Sinclair Broadcast Group, Inc.
Meeting Date: 06/04/2015 | Country: USA | Primary Security ID: 829226109 |
Record Date: 03/16/2015 | Meeting Type: Annual | Ticker: SBGI |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
Sinclair Broadcast Group, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director David D. Smith | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.2 | Elect Director Frederick G. Smith | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.3 | Elect Director J. Duncan Smith | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.4 | Elect Director Robert E. Smith | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.5 | Elect Director Howard E. Friedman | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Director Lawrence E. McCanna | Mgmt | For | For | For |
| | | | | | |
| 1.7 | Elect Director Daniel C. Keith | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.8 | Elect Director Martin R. Leader | Mgmt | For | For | For |
| | | | | | |
| 2 | Ratify PricewaterhouseCoopers, LLP as Auditors | Mgmt | For | For | For |
Republic Airways Holdings Inc.
Meeting Date: 06/09/2015 | Country: USA | Primary Security ID: 760276105 |
Record Date: 04/13/2015 | Meeting Type: Annual | Ticker: RJET |
| | Shares Voted: 26,938 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Bryan K. Bedford | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Lawrence J. Cohen | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director Neal S. Cohen | Mgmt | For | For | For |
| | | | | | |
| 1.4 | Elect Director Douglas J. Lambert | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect Director Mark L. Plaumann | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Director Daniel P. Garton | Mgmt | For | For | For |
| | | | | | |
| 1.7 | Elect Director Robert L. Colin | Mgmt | For | For | For |
| | | | | | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
Clean Harbors, Inc.
Meeting Date: 06/10/2015 | Country: USA | Primary Security ID: 184496107 |
Record Date: 04/20/2015 | Meeting Type: Annual | Ticker: CLH |
| | Shares Voted: 425 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Alan S. McKim | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Rod Marlin | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director John T. Preston | Mgmt | For | For | For |
| | | | | | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| | | | | | |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Hornbeck Offshore Services, Inc.
Meeting Date: 06/18/2015 | Country: USA | Primary Security ID: 440543106 |
Record Date: 04/20/2015 | Meeting Type: Annual | Ticker: HOS |
| | Shares Voted: 2,614 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Larry D. Hornbeck | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.2 | Elect Director Steven W. Krablin | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 1.3 | Elect Director John T. Rynd | Mgmt | For | Withhold | Withhold |
| | | | | | |
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
| | | | | | |
| 3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
| | | | | | |
| 4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| | | | | | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
Time Warner Inc.
Meeting Date: 06/19/2015 | Country: USA | Primary Security ID: 887317303 |
Record Date: 04/20/2015 | Meeting Type: Annual | Ticker: TWX |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
Time Warner Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1a | Elect Director James L. Barksdale | Mgmt | For | For | For |
| | | | | | |
| 1b | Elect Director William P. Barr | Mgmt | For | For | For |
| | | | | | |
| 1c | Elect Director Jeffrey L. Bewkes | Mgmt | For | For | For |
| | | | | | |
| 1d | Elect Director Stephen F. Bollenbach | Mgmt | For | For | For |
| | | | | | |
| 1e | Elect Director Robert C. Clark | Mgmt | For | For | For |
| | | | | | |
| 1f | Elect Director Mathias Dopfner | Mgmt | For | For | For |
| | | | | | |
| 1g | Elect Director Jessica P. Einhorn | Mgmt | For | For | For |
| | | | | | |
| 1h | Elect Director Carlos M. Gutierrez | Mgmt | For | For | For |
| | | | | | |
| 1i | Elect Director Fred Hassan | Mgmt | For | For | For |
| | | | | | |
| 1j | Elect Director Kenneth J. Novack | Mgmt | For | For | For |
| | | | | | |
| 1k | Elect Director Paul D. Wachter | Mgmt | For | For | For |
| | | | | | |
| 1l | Elect Director Deborah C. Wright | Mgmt | For | For | For |
| | | | | | |
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| | | | | | |
| 3 | Advisory Vote to Ratify Named Executive | Mgmt | For | For | For |
| | | | | | |
| | Officers' Compensation | | | | |
| | | | | | |
| 4 | Provide Right to Act by Written Consent | SH | Against | For | For |
| | | | | | |
| 5 | Board Oversight of Tobacco Use Depicted in | SH | Against | Against | Against |
| | | | | | |
| | Products | | | | |
| | | | | | |
| 6 | Adopt Quantitative GHG Goals for Operations | SH | Against | For | For |
IAC/InterActiveCorp
Meeting Date: 06/24/2015 | Country: USA | Primary Security ID: 44919P508 |
Record Date: 04/29/2015 | Meeting Type: Annual | Ticker: IACI |
| Shares Voted: 4,210 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.1 | Elect Director Edgar Bronfman, Jr. | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Director Chelsea Clinton | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Director Sonali De Rycker | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
IAC/InterActiveCorp
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1.4 | Elect Director Barry Diller | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect Director Michael D. Eisner | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Director Bonnie S. Hammer | Mgmt | For | For | For |
| | | | | | |
| 1.7 | Elect Director Victor A. Kaufman | Mgmt | For | For | For |
| | | | | | |
| 1.8 | Elect Director Bryan Lourd | Mgmt | For | For | For |
| | | | | | |
| 1.9 | Elect Director David Rosenblatt | Mgmt | For | For | For |
| | | | | | |
| 1.10 | Elect Director Alan G. Spoon | Mgmt | For | For | For |
| | | | | | |
| 1.11 | Elect Director Alexander von Furstenberg | Mgmt | For | For | For |
| | | | | | |
| 1.12 | Elect Director Richard F. Zannino | Mgmt | For | For | For |
| | | | | | |
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Rock-Tenn Company
Meeting Date: 06/24/2015 | Country: USA | Primary Security ID: 772739207 |
Record Date: 05/04/2015 | Meeting Type: Special | Ticker: RKT |
| | Shares Voted: 279 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1 | Approve Merger Agreement | Mgmt | For | For | For |
| | | | | | |
| 2 | Adjourn Meeting | Mgmt | For | For | For |
| | | | | | |
| 3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For |
Liberty Global plc
Meeting Date: 06/25/2015 | Country: United Kingdom | Primary Security ID: G5480U120 |
Record Date: 04/30/2015 | Meeting Type: Annual | Ticker: LBTYK |
| | Shares Voted: 925 | |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 1 | Elect Director Michael T. Fries | Mgmt | For | For | For |
| | | | | | |
| 2 | Elect Director Paul A. Gould | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 12/01/2014 to 06/30/2015
Location(s): Corsair Capital Management, LLC
Institution Account(s): Corsair Opportunity Fund
Liberty Global plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | | | | | |
| 3 | Elect Director John C. Malone | Mgmt | For | Against | Against |
| | | | | | |
| 4 | Elect Director Larry E. Romrell | Mgmt | For | Against | Against |
| | | | | | |
| 5 | Approve Remuneration Report | Mgmt | For | Against | Against |
| | | | | | |
| 6 | Ratify KPMG LLP as Independent Auditors | Mgmt | For | For | For |
| | | | | | |
| 7 | Ratify KPMG LLP as Statutory Auditor | Mgmt | For | For | For |
| | | | | | |
| 8 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | Corsair Opportunity Fund |
| By (Signature and Title)* | /s/ Jay Petschek |
| | Jay Petschek, President and Principal Executive Officer |
