Diversified Opportunities Fund D/A Indefinite amount in investment fund, sold $1.32M, 7 investors

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL

OMB Number:	3235-0076
Estimated average burden
hours per response:	4.00

1. Issuer's Identity

CIK (Filer ID Number)

Previous Names

None

Entity Type

0001614057

ROCHDALE OFFSHORE GLOBAL DIVERSIFICATION FUND, LTD.

	Corporation
	Limited Partnership
	Limited Liability Company
	General Partnership
	Business Trust
X	Other (Specify)

A British Virgin Islands Business Company

Name of Issuer

DIVERSIFIED OPPORTUNITIES FUND LTD.

Jurisdiction of Incorporation/Organization

VIRGIN ISLANDS, BRITISH

Year of Incorporation/Organization

	Over Five Years Ago
X	Within Last Five Years (Specify Year)	2014
	Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
DIVERSIFIED OPPORTUNITIES FUND LTD.
Street Address 1		Street Address 2
C/O OGIER FIDUCIARY SERVICES (BVI) LTD		NEMOURS CHAMBERS, BOX 3170
City	State/Province/Country	ZIP/PostalCode	Phone Number of Issuer
ROAD TOWN, TORTOLA	VIRGIN ISLANDS, BRITISH	00000	212-702-3500

3. Related Persons

Last Name	First Name	Middle Name
Hunt	Jon	C.
Street Address 1	Street Address 2
c/o Ogier Fiduciary Services (BVI) Ltd.	Nemours Chambers, Box 3170
City	State/Province/Country	ZIP/PostalCode
Road Town, Tortola	VIRGIN ISLANDS, BRITISH	00000

Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Hanwacker	Daniel	A.
Street Address 1	Street Address 2
c/o Ogier Fiduciary Services (BVI) Ltd.	Nemours Chambers, Box 3170
City	State/Province/Country	ZIP/PostalCode
Road Town, Tortola	VIRGIN ISLANDS, BRITISH	00000

Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Nadel	Jay	C.
Street Address 1	Street Address 2
c/o Ogier Fiduciary Services (BVI) Ltd.	Nemours Chambers, Box 3170
City	State/Province/Country	ZIP/PostalCode
Road Town, Tortola	VIRGIN ISLANDS, BRITISH	00000

Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
City National Rochdale, LLC	n/a
Street Address 1	Street Address 2
400 Park Avenue
City	State/Province/Country	ZIP/PostalCode
New York	NEW YORK	10022

Relationship: Executive Officer Director X Promoter

Clarification of Response (if Necessary):

The Investment Manager of the Issuer.

Last Name	First Name	Middle Name
Gozzillo	Francesco	Michael
Street Address 1	Street Address 2
c/o City National Rochdale, LLC	400 Park Avenue
City	State/Province/Country	ZIP/PostalCode
New York	NEW YORK	10022

Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

Mr. Gozzillo is the Chief Compliance Officer of both the Issuer and the Investment Manager of the Issuer.

Last Name	First Name	Middle Name
Cepler	Mitchell
Street Address 1	Street Address 2
c/o City National Rochdale, LLC	400 Park Avenue
City	State/Province/Country	ZIP/PostalCode
New York	NEW YORK	10022

Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

Mr. Cepler is the Treasurer and the Chief Financial Officer of the Issuer and the Group Finance Manager of the Investment Manager of the Issuer.

Last Name	First Name	Middle Name
D'Alessandro	Garrett	R.
Street Address 1	Street Address 2
c/o City National Rochdale, LLC	400 Park Avenue
City	State/Province/Country	ZIP/PostalCode
New York	NEW YORK	10022

Relationship: X Executive Officer Director X Promoter

Clarification of Response (if Necessary):

Mr. D'Alessandro is the President of the Issuer and the President, Chief Executive Officer and the Chief Investment Officer of the Investment Manager of the Issuer.

Last Name	First Name	Middle Name
Hawkesworth	Kurt
Street Address 1	Street Address 2
c/o City National Rochdale, LLC	400 Park Avenue
City	State/Province/Country	ZIP/PostalCode
New York	NEW YORK	10022

Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

Mr. Hawkesworth is the Secretary of the Issuer and the Chief Operating Officer of the Investment Manager of the Issuer.

4. Industry Group

Agriculture

Banking & Financial Services

Commercial Banking

Insurance

Investing

Investment Banking

X

Pooled Investment Fund

X	Hedge Fund
	Private Equity Fund
	Venture Capital Fund
	Other Investment Fund

Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?

Yes X No

Other Banking & Financial Services

Business Services

Energy

Coal Mining

Electric Utilities

Energy Conservation

Environmental Services

Oil & Gas

Other Energy

Health Care

Biotechnology

Health Insurance

Hospitals & Physicians

Pharmaceuticals

Other Health Care

Manufacturing

Real Estate

Commercial

Construction

REITS & Finance

Residential

Other Real Estate

Retailing

Restaurants

Technology

Computers

Telecommunications

Other Technology

Travel

Airlines & Airports

Lodging & Conventions

Tourism & Travel Services

Other Travel

Other

5. Issuer Size

Revenue Range		OR	Aggregate Net Asset Value Range
	No Revenues			No Aggregate Net Asset Value
	$1 - $1,000,000			$1 - $5,000,000
	$1,000,001 - $5,000,000			$5,000,001 - $25,000,000
	$5,000,001 - $25,000,000			$25,000,001 - $50,000,000
	$25,000,001 - $100,000,000			$50,000,001 - $100,000,000
	Over $100,000,000			Over $100,000,000
	Decline to Disclose		X	Decline to Disclose
	Not Applicable			Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

Rule 504(b)(1) (not (i), (ii) or (iii))
		Rule 504 (b)(1)(i)
		Rule 504 (b)(1)(ii)
		Rule 504 (b)(1)(iii)
	X	Rule 506(b)
		Rule 506(c)
		Securities Act Section 4(a)(5)

Investment Company Act Section 3(c)

Section 3(c)(1) Section 3(c)(9)  

Section 3(c)(2) Section 3(c)(10)

Section 3(c)(3) Section 3(c)(11)

Section 3(c)(4) Section 3(c)(12)

Section 3(c)(5) Section 3(c)(13)

Section 3(c)(6) Section 3(c)(14)

X Section 3(c)(7)

7. Type of Filing

	New Notice	Date of First Sale	2014-07-01	First Sale Yet to Occur
X	Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year? X Yes No

9. Type(s) of Securities Offered (select all that apply)

Equity	X	Pooled Investment Fund Interests
Debt		Tenant-in-Common Securities
Option, Warrant or Other Right to Acquire Another Security		Mineral Property Securities
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security	X	Other (describe)
	Class A Shares. The minimum amount reflected in Item 11 may be waived at the sole discretion of the Investment Manager of the Issuer.

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $250,000 USD

12. Sales Compensation

Recipient	Recipient CRD Number X None
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
Street Address 1	Street Address 2
City	State/Province/Country	ZIP/Postal Code
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US

13. Offering and Sales Amounts

Total Offering Amount		USD	or X Indefinite
Total Amount Sold	$1,323,044	USD
Total Remaining to be Sold		USD	or X Indefinite

Clarification of Response (if Necessary):

The total amount sold and the number of investors reflect only sales to US Investors. Redemptions and/or withdrawals are not taken into consideration.

14. Investors

Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.

Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:

7

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions	$0	USD	Estimate
Finders' Fees	$0	USD	Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD X Estimate

Clarification of Response (if Necessary):

Certain persons named in Item 3 or affiliates thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such fees cannot be estimated at this time.

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:

• Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*

• Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.

• Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer	Signature	Name of Signer	Title	Date
DIVERSIFIED OPPORTUNITIES FUND LTD.	/s/ Francesco Michael Gozzillo	Francesco Michael Gozzillo	Chief Compliance Officer of the Issuer	2017-07-25

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.