Aridis Pharmaceuticals (ARDS) Form 3 Aridis Pharmaceuticals / FRED KURLAND ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

KURLAND FRED

(Last) (First) (Middle)

C/O ARIDIS PHARMACEUTICALS, INC.

5491 OPTICAL CT.

(Street)

SAN JOSE CA 95138

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
08/13/2018

3. Issuer Name and Ticker or Trading Symbol
Aridis Pharmaceuticals, Inc. [ ARDS ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options	09/01/2017	09/05/2024	Common Stock	6,493	2.89	D
Stock Options	12/06/2017	03/06/2025	Common Stock	5,454	2.89	D
Stock Options	03/29/2018	03/29/2028	Common Stock	6,642	17.2	D
Stock Options	(1)	03/29/2028	Common Stock	3,985	17.2	D

Explanation of Responses:

1. The Stock Options vest in equal installments over 12 months, beginning on March 6, 2018.

	/s/ Fred Kurland	08/13/2018
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
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