UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 28, 2016
CARDCONNECT CORP.
(Exact name of registrant as specified in its charter)
| Delaware | | 001-36846 | | 46-5380892 |
(State or other jurisdiction of
incorporation or organization) | | (Commission File Number) | | (I.R.S. Employer
Identification Number) |
| 1000 Continental Drive, Suite 300, King of Prussia, PA | | 19406 |
| (Address of principal executive offices) | | (Zip Code) |
Registrant’s telephone number, including area code: (484) 581-2200
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
On October 28, 2016, the stockholders of CardConnect Corp. (the “Company”) approved theamendment and restatement of the CardConnect Corp. 2016 Omnibus Equity Compensation Plan to increase the number of shares of the Company’s common stock authorized for issuance under such plan from 3,796,296 shares to 4,796,296 shares (the “Amended Plan”). On October 10, 2016, the Board of Directors of the Company approved the Amended Plan, subject to approval by the Company’s stockholders
A copy of the Amended Plan is attached as Exhibit 10.1 to this Current Report on Form 8-K and is incorporated by reference into this Item.
Item 9.01 Financial Statements and Exhibits
(d) EXHIBITS
| 10.1 | CardConnect Corp. Amended and Restated 2016 Omnibus Equity Compensation Plan |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | CARDCONNECT CORP. |
| | | |
| Dated: November 3, 2016 | By: | /s/ Jeffrey Shanahan |
| | Name: | Jeffrey Shanahan |
| | Title: | Chief Executive Officer and President |
EXHIBIT INDEX
| Exhibit No. | | Exhibit Description |
| | | |
| 10.1 | | CardConnect Corp. Amended and Restated 2016 Omnibus Equity Compensation Plan |
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