The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 40,968 | 528,282 | SH | SOLE | 528,282 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | CALL | 01609W902 | 8 | 134,783 | SH | Call | SOLE | 134,783 | 0 | 0 | |
ALTAIR ENGR INC | NOTE 0.250% 6/0 | 021369AA1 | 14,958 | 12,170 | SH | SOLE | 12,170 | 0 | 0 | ||
ALVOTECH | *W EXP 06/15/202 | L01800116 | 64 | 62,500 | SH | SOLE | 62,500 | 0 | 0 | ||
AMBAC FINL GROUP INC | COM NEW | 023139884 | 12,218 | 1,112,712 | SH | SOLE | 1,112,712 | 0 | 0 | ||
ARES ACQUISITION CORPORATION | COM CL A | G33032106 | 3,936 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
ARES ACQUISITION CORPORATION | *W EXP 99/99/999 | G33032122 | 18 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
ATLAS AIR WORLDWIDE HLDGS IN | NOTE 1.875% 6/0 | 049164BJ4 | 5,326 | 4,540 | SH | SOLE | 4,540 | 0 | 0 | ||
AUSTERLITZ ACQUISITION CORP | COM CL A | G0633U101 | 2,438 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
AUSTERLITZ ACQUISITION CORP | SHS CL A | G0633D109 | 1,952 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
AUSTERLITZ ACQUISITION CORP | *W EXP 02/19/202 | G0633U127 | 11 | 62,500 | SH | SOLE | 62,500 | 0 | 0 | ||
AUSTERLITZ ACQUISITION CORP | *W EXP 02/19/202 | G0633D125 | 14 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
AVANTI ACQUISITION CORP | SHS CL A | G0682V109 | 8,919 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
AVANTI ACQUISITION CORP | *W EXP 99/99/999 | G0682V125 | 45 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
BGC PARTNERS INC | CL A | 05541T101 | 24,559 | 7,287,564 | SH | SOLE | 7,287,564 | 0 | 0 | ||
BLACKSKY TECHNOLOGY INC | *W EXP 10/30/202 | 09263B116 | 95 | 265,081 | SH | SOLE | 265,081 | 0 | 0 | ||
BLEUACACIA LTD | RIGHT 10/30/2026 | G11728139 | 26 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
BLEUACACIA LTD | CLASS A ORD SHS | G11728105 | 2,189 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
BLEUACACIA LTD | *W EXP 10/30/202 | G11728113 | 11 | 112,500 | SH | SOLE | 112,500 | 0 | 0 | ||
BULLPEN PARLAY ACQUISITION C | CLASS A ORD SHS | G1792A100 | 226 | 22,814 | SH | SOLE | 22,814 | 0 | 0 | ||
BULLPEN PARLAY ACQUISITION C | *W EXP 12/03/202 | G1792A118 | 1 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CC NEUBERGER PRIN HLDGS II | SHS CL A | G3166T103 | 4,988 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
CC NEUBERGER PRIN HLDGS II | *W EXP 07/29/202 | G3166T111 | 58 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
CC NEUBERGER PRINCIPAL HOLDN | SHS CL A | G1992N100 | 565 | 57,400 | SH | SOLE | 57,400 | 0 | 0 | ||
CC NEUBERGER PRINCIPAL HOLDN | *W EXP 99/99/999 | G1992N126 | 3 | 11,480 | SH | SOLE | 11,480 | 0 | 0 | ||
CHANGE HEALTHCARE INC | COM | 15912K100 | 15,728 | 681,461 | SH | SOLE | 681,461 | 0 | 0 | ||
CHURCHILL CAPITAL CORP VII | COM CL A | 17144M102 | 765 | 78,191 | SH | SOLE | 78,191 | 0 | 0 | ||
CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 17144M110 | 5 | 15,638 | SH | SOLE | 15,638 | 0 | 0 | ||
CLARIVATE PLC | 5.25% PFD CONV A | G21810208 | 13,885 | 241,000 | SH | SOLE | 241,000 | 0 | 0 | ||
CONCORD ACQUISITION CORP III | COM CL A | 20607V106 | 497 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CONCORD ACQUISITION CORP III | *W EXP 99/99/999 | 20607V114 | 5 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CONSTELLIUM SE | CL A SHS | F21107101 | 562 | 42,839 | SH | SOLE | 42,839 | 0 | 0 | ||
DECARBONIZATION PLUS ACQUISI | COM CL A | G2773W103 | 4,958 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
DECARBONIZATION PLUS ACQUISI | *W EXP 07/15/202 | G2773W111 | 65 | 249,999 | SH | SOLE | 249,999 | 0 | 0 | ||
DIAMONDHEAD HOLDINGS CORP | CL A | 25278L105 | 491 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
DIAMONDHEAD HOLDINGS CORP | *W EXP 01/28/202 | 25278L113 | 1 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
ELLIOTT OPPORTUNITY II CORP | SHS CL A | G30092103 | 2,435 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
ELLIOTT OPPORTUNITY II CORP | *W EXP 03/02/202 | G30092111 | 23 | 62,500 | SH | SOLE | 62,500 | 0 | 0 | ||
ENOVIS CORPORATION | COM | 194014502 | 6,499 | 118,172 | SH | SOLE | 118,172 | 0 | 0 | ||
ENVESTNET INC | NOTE 1.750% 6/0 | 29404KAB2 | 6,518 | 6,464 | SH | SOLE | 6,464 | 0 | 0 | ||
FATHOM DIGITAL MFG CORP | *W EXP 12/22/202 | 31189Y111 | 9 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
FINTECH ACQUISITION CORP VI | CLASS A COM | 31811H106 | 247 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
FIRST HORIZON CORPORATION | COM | 320517105 | 23,369 | 1,061,972 | SH | SOLE | 1,061,972 | 0 | 0 | ||
FIVE9 INC | NOTE 0.500% 6/0 | 338307AD3 | 4,906 | 4,975 | SH | SOLE | 4,975 | 0 | 0 | ||
FORTRESS TRANS INFRST INVS L | CL A COM SHS | 34960P101 | 8,660 | 460,265 | SH | DFND | 460,265 | 0 | 0 | ||
FTAC ATHENA ACQUISITION CORP | CL A SHS | G37283101 | 245 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
FTAC EMERALD ACQUISITION COR | CLASS A COM | 29103K100 | 5,396 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
FTAC EMERALD ACQUISITION COR | *W EXP 10/19/202 | 29103K118 | 44 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
FTAC HERA ACQUISITION CORP | CLASS A ORD SHS | G3728Y103 | 2,942 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
FTAC HERA ACQUISITION CORP | *W EXP 02/28/202 | G3728Y111 | 18 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
FTAC ZEUS ACQUISITION COR | CLASS A COM | 30320F106 | 1,484 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
FTAC ZEUS ACQUISITION COR | *W EXP 04/15/202 | 30320F114 | 12 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
FTI CONSULTING INC | NOTE 2.000% 8/1 | 302941AP4 | 19,705 | 11,190 | SH | SOLE | 11,190 | 0 | 0 | ||
GLOBAL TECHNOLGY ACQSTN CORP | CLASS A ORD | G3934N107 | 2,243 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
GLOBAL TECHNOLGY ACQSTN CORP | *W EXP 10/19/202 | G3934N115 | 14 | 112,500 | SH | SOLE | 112,500 | 0 | 0 | ||
GORES HOLDINGS IX INC | CLASS A COM | 38287A101 | 2,153 | 223,383 | SH | SOLE | 223,383 | 0 | 0 | ||
GORES HOLDINGS IX INC | *W EXP 01/14/202 | 38287A119 | 37 | 74,461 | SH | SOLE | 74,461 | 0 | 0 | ||
GORES HOLDINGS IX INC | UNIT 01/14/2029 | 38287A200 | 126 | 12,764 | SH | SOLE | 12,764 | 0 | 0 | ||
GORES TECHNOLOGY PARTNERS II | CLASS A COM | 38287L107 | 219 | 22,320 | SH | SOLE | 22,320 | 0 | 0 | ||
GORES TECHNOLOGY PARTNERS IN | CLASS A COM | 382870103 | 199 | 20,300 | SH | SOLE | 20,300 | 0 | 0 | ||
HEALTH ASSURN ACQUISITION CO | COM CL A | 42226W109 | 1,978 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
HEALTH ASSURN ACQUISITION CO | *W EXP 11/12/202 | 42226W117 | 9 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
HEALTHCARE RLTY TR | COM | 421946104 | 1,869 | 67,730 | SH | SOLE | 67,730 | 0 | 0 | ||
HEALTHCARE TR AMER INC | CL A NEW | 42225P501 | 4,152 | 146,767 | SH | SOLE | 146,767 | 0 | 0 | ||
INFINERA CORP | NOTE 2.500% 3/0 | 45667GAE3 | 4,013 | 4,001 | SH | SOLE | 4,001 | 0 | 0 | ||
INSULET CORP | NOTE 0.375% 9/0 | 45784PAK7 | 8,631 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
JATT ACQUISITION CORP | SHS CL A | G50752107 | 3,731 | 375,000 | SH | SOLE | 375,000 | 0 | 0 | ||
JATT ACQUISITION CORP | *W EXP 07/19/202 | G50752123 | 32 | 187,500 | SH | SOLE | 187,500 | 0 | 0 | ||
JAWS HURRICANE ACQUISITN COR | CLASS A COM | 47201B103 | 2,428 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
JAWS HURRICANE ACQUISITN COR | *W EXP 03/26/202 | 47201B111 | 24 | 62,500 | SH | SOLE | 62,500 | 0 | 0 | ||
JAWS MUSTANG ACQUISITION COR | SHS CL A | G50737108 | 3,936 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 | 30 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
JOBY AVIATION INC | *W EXP 08/10/202 | G65163118 | 79 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
KBR INC | NOTE 2.500%11/0 | 48242WAB2 | 48,371 | 25,064 | SH | SOLE | 25,064 | 0 | 0 | ||
KKR ACQUISITION HOLDING I CO | COM CLASS A | 48253T109 | 1,224 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
KKR ACQUISITION HOLDING I CO | *W EXP 03/17/202 | 48253T117 | 11 | 31,250 | SH | SOLE | 31,250 | 0 | 0 | ||
L CATTERTON ASIA ACQUISITION | CLASS A ORD SHS | G5346G125 | 3,444 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
L CATTERTON ASIA ACQUISITION | *W EXP 03/08/202 | G5346G117 | 12 | 116,666 | SH | SOLE | 116,666 | 0 | 0 | ||
LIBERTY BROADBAND CORP | LIBERTY BROADBAND CORP | 530307305 | 6,125 | 53,101 | SH | SOLE | 53,101 | 0 | 0 | ||
LIBERTY MEDIA ACQUISITION CO | COM SR A | 53073L104 | 3,932 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
LIBERTY MEDIA CORP DEL | COM C SIRIUSXM | 531229607 | 15,318 | 421,585 | SH | SOLE | 421,585 | 0 | 0 | ||
LIVEPERSON INC | NOTE 12/1 | 538146AD3 | 735 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
LUMENTUM HLDGS INC | NOTE 0.250% 3/1 | 55024UAB5 | 27,279 | 19,409 | SH | SOLE | 19,409 | 0 | 0 | ||
LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 | 11,385 | 10,999 | SH | SOLE | 10,999 | 0 | 0 | ||
MARAVAI LIFESCIENCES HLDGS I | COM CL A | 56600D107 | 4,459 | 160,617 | SH | SOLE | 160,617 | 0 | 0 | ||
MARRIOTT VACATIONS WORLDWIDE | NOTE 1/1 | 57164YAD9 | 8,932 | 9,761 | SH | SOLE | 9,761 | 0 | 0 | ||
MOTIVE CAPITAL CORP II | CL A ORD | G6293R106 | 1,976 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
MOTIVE CAPITAL CORP II | *W EXP 99/99/999 | G6293R114 | 17 | 66,666 | SH | SOLE | 66,666 | 0 | 0 | ||
NATIONAL VISION HLDGS INC | NOTE 2.500% 5/1 | 63845RAB3 | 5,441 | 4,771 | SH | SOLE | 4,771 | 0 | 0 | ||
ORIGIN MATERIALS INC | *W EXP 06/25/202 | 68622D114 | 74 | 76,667 | SH | SOLE | 76,667 | 0 | 0 | ||
ORION ACQUISITION CORP | COM CL A | 68626A108 | 2,154 | 220,000 | SH | SOLE | 220,000 | 0 | 0 | ||
ORION ACQUISITION CORP | *W EXP 02/19/202 | 68626A116 | 8 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | NOTE 0.750% 7/0 | 697435AD7 | 22,503 | 12,047 | SH | SOLE | 12,047 | 0 | 0 | ||
PALO ALTO NETWORKS INC | NOTE 0.375% 6/0 | 697435AF2 | 8,546 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
PERSHING SQUARE TONTINE HLDG | COM CL A | 71531R109 | 4,993 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
PRIMAVERA CAPITAL ACQUIST CO | SHS CL A | G7255E109 | 1,230 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
PRIMAVERA CAPITAL ACQUIST CO | *W EXP 01/19/202 | G7255E117 | 11 | 62,500 | SH | SOLE | 62,500 | 0 | 0 | ||
RAPID7 INC | NOTE 2.250% 5/0 | 753422AD6 | 9,634 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
SCIENCE STRATEGIC ACQ ALPHA | COM CL A | 808641104 | 1,960 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
SCIENCE STRATEGIC ACQ ALPHA | *W EXP 01/20/202 | 808641112 | 6 | 66,666 | SH | SOLE | 66,666 | 0 | 0 | ||
SCREAMING EAGLE ACQUISITN CO | CLASS A ORD SHS | G79407105 | 2,582 | 269,000 | SH | SOLE | 269,000 | 0 | 0 | ||
SCREAMING EAGLE ACQUISITN CO | *W EXP 01/05/202 | G79407121 | 32 | 83,333 | SH | SOLE | 83,333 | 0 | 0 | ||
SILVER SPIKE ACQUISITN CORP | CLASS A ORD SHS | G8201H105 | 2,940 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
SILVER SPIKE ACQUISITN CORP | *W EXP 02/26/202 | G8201H113 | 5 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
SKILLSOFT CORP | *W EXP 06/11/202 | 83066P119 | 32 | 58,207 | SH | SOLE | 58,207 | 0 | 0 | ||
SLAM CORP | CL A SHS | G8210L105 | 1,226 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
SLAM CORP | *W EXP 02/23/202 | G8210L121 | 8 | 31,250 | SH | SOLE | 31,250 | 0 | 0 | ||
SOCIAL CAPITAL HEDOSOPHA HLD | SHS CL A | G8251L105 | 1,989 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
SOCIAL CAPITAL HEDOSOPHA HLD | SHS CL A | G82514103 | 1,987 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
SOCIAL CAPITAL HEDOSOPHA HLD | *W EXP 09/26/202 | G8251L113 | 34 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
SOCIAL CAPITAL HEDOSOPHA HLD | *W EXP 09/26/202 | G82514111 | 24 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SOLID POWER INC | *W EXP 12/08/202 | 83422N113 | 50 | 45,387 | SH | SOLE | 45,387 | 0 | 0 | ||
SPDR SER TR | PUT | 78464A958 | 575 | 1,600 | SH | Put | SOLE | 1,600 | 0 | 0 | |
SVF INVESTMENT CORP 2 | CL A SHS | G8601M100 | 196 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SYSTEM1 INC | *W EXP 99/99/999 | 87200P117 | 40 | 56,666 | SH | SOLE | 56,666 | 0 | 0 | ||
TALON 1 ACQUISITION CORP | CLASS A ORD | G86656108 | 1,007 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
TALON 1 ACQUISITION CORP | *W EXP 07/30/202 | G86656116 | 8 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
THUNDER BRIDGE CAP PRTNRS II | COM CL A | 88605T100 | 2,952 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
THUNDER BRIDGE CAP PRTNRS II | *W EXP 02/01/202 | 88605T118 | 14 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
TISHMAN SPEYER INNOVATION CO | COM CL A | 88825H100 | 196 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
T-MOBILE US INC | COM | 872590104 | 9,554 | 70,820 | SH | SOLE | 70,820 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 5,836 | 155,427 | SH | SOLE | 155,427 | 0 | 0 | ||
USHG ACQUISITION CORP | COM CL A | 91748P100 | 1,962 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
VERTICAL AEROSPACE LTD | *W EXP 09/15/202 | G9471C115 | 92 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
VINTAGE WINE ESTATES INC | *W EXP 06/08/202 | 92747V114 | 589 | 420,900 | SH | SOLE | 420,900 | 0 | 0 | ||
VONAGE HLDGS CORP | COM | 92886T201 | 9,974 | 532,244 | SH | DFND | 532,244 | 0 | 0 | ||
VONAGE HLDGS CORP | PUT | 92886T951 | 692 | 4,394 | SH | Put | DFND | 4,394 | 0 | 0 | |
WARBURG PINCUS CAPTAL CORP I | SHS CL A | G9460M108 | 1,962 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
WARBURG PINCUS CAPTAL CORP I | SHS CL A | G9461D107 | 1,962 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
WARBURG PINCUS CAPTAL CORP I | *W EXP 99/99/999 | G9460M124 | 11 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
WARBURG PINCUS CAPTAL CORP I | *W EXP 99/99/999 | G9461D115 | 12 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
WORKIVA INC | NOTE 1.125% 8/1 | 98139AAB1 | 9,581 | 8,785 | SH | SOLE | 8,785 | 0 | 0 | ||
WORLD QUANTUM GROWTH ACQUISI | SHS CL A | G5596W101 | 4,960 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
WORLD QUANTUM GROWTH ACQUISI | *W EXP 08/04/202 | G5596W127 | 42 | 249,999 | SH | SOLE | 249,999 | 0 | 0 | ||
ZSCALER INC | NOTE 0.125% 7/0 | 98980GAB8 | 18,965 | 15,497 | SH | SOLE | 15,497 | 0 | 0 |