The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGILENT TECHNOLOGIES INC COM | Stock | 00846U101 | 764 | 13,404 | SH | SOLE | 0 | 13,404 | 0 | 0 | |
ALTRIA GROUP INC | Stock | 02209S103 | 230 | 4,999 | SH | SOLE | 0 | 4,999 | 0 | 0 | |
AMAZON COM INC COM | Stock | 023135106 | 563 | 1,745 | SH | SOLE | 0 | 1,745 | 0 | 0 | |
AMBEV SA SPONSORED ADR | ADR | 02319V103 | 66 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
AMGEN INC COM | Stock | 031162100 | 246 | 1,754 | SH | SOLE | 0 | 1,754 | 0 | 0 | |
APOLLO INVT CORP COM | CEF | 03761U106 | 88 | 10,803 | SH | SOLE | 0 | 10,803 | 0 | 0 | |
APPLE INC | Stock | 037833100 | 4,875 | 48,388 | SH | SOLE | 0 | 48,388 | 0 | 0 | |
ARCHER DANIELS MIDLAND | Stock | 039483102 | 350 | 6,856 | SH | SOLE | 0 | 6,856 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL CL A | Stock | 084670108 | 414 | 200 | SH | SOLE | 0 | 200 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 084670702 | 833 | 6,033 | SH | SOLE | 0 | 6,033 | 0 | 0 | |
BOEING CO | Stock | 097023105 | 476 | 3,737 | SH | SOLE | 0 | 3,736 | 0 | 0 | |
BRISTOL MYERS SQUIBB | Stock | 110122108 | 239 | 4,663 | SH | SOLE | 0 | 4,663 | 0 | 0 | |
CATERPILLAR INC | Stock | 149123101 | 725 | 7,321 | SH | SOLE | 0 | 7,321 | 0 | 0 | |
CHEVRON CORP | Stock | 166764100 | 335 | 2,805 | SH | SOLE | 0 | 2,805 | 0 | 0 | |
COSTCO WHSL CORP NEW COM | Stock | 22160K105 | 287 | 2,293 | SH | SOLE | 0 | 2,293 | 0 | 0 | |
EXXON MOBIL CORP | Stock | 30231G102 | 587 | 6,246 | SH | SOLE | 0 | 6,246 | 0 | 0 | |
F5 NETWORKS INC COM | Stock | 315616102 | 234 | 1,968 | SH | SOLE | 0 | 1,968 | 0 | 0 | |
FACEBOOK INC CL A | Stock | 30303M102 | 310 | 3,927 | SH | SOLE | 0 | 3,927 | 0 | 0 | |
FINANCIAL SELECT SECTOR SPDR | ETF | 81369Y605 | 1,358 | 58,624 | SH | SOLE | 0 | 58,624 | 0 | 0 | |
FORD MTR CO DEL COM PAR $0.01 | Stock | 345370860 | 1,539 | 104,046 | SH | SOLE | 0 | 104,045 | 0 | 0 | |
GILEAD SCIENCES INC COM | Stock | 375558103 | 207 | 1,945 | SH | SOLE | 0 | 1,945 | 0 | 0 | |
GOOGLE INC CL A | Stock | 38259P508 | 561 | 954 | SH | SOLE | 0 | 954 | 0 | 0 | |
GOOGLE INC CL C | Stock | 38259P706 | 606 | 1,050 | SH | SOLE | 0 | 1,050 | 0 | 0 | |
HEWLETT-PACKARD CO | Stock | 428236103 | 1,761 | 49,650 | SH | SOLE | 0 | 49,650 | 0 | 0 | |
INTEL | Stock | 458140100 | 551 | 15,827 | SH | SOLE | 0 | 15,827 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS COM | Stock | 459200101 | 436 | 2,299 | SH | SOLE | 0 | 2,299 | 0 | 0 | |
IPATH DJ-UBS COMMODITY TOTAL RETURN ETN | ETF | 06738C778 | 3,556 | 103,460 | SH | SOLE | 0 | 103,460 | 0 | 0 | |
IPATH MSCI INDIA INDEX ETN | ETF | 06739F291 | 3,766 | 53,640 | SH | SOLE | 0 | 53,640 | 0 | 0 | |
IPATH PURE BETA BROAD COMMODITY ETN | ETF | 06740P114 | 1,511 | 41,212 | SH | SOLE | 0 | 41,212 | 0 | 0 | |
IQ HEDGE MULTI-STRATEGY TRACKER ETF | ETF | 45409B107 | 1,820 | 61,342 | SH | SOLE | 0 | 61,342 | 0 | 0 | |
ISHARES 1-3 YEAR CREDIT BOND ETF | ETF | 464288646 | 1,832 | 17,400 | SH | SOLE | 0 | 17,400 | 0 | 0 | |
ISHARES CALIFORNIA AMT-FREE MUNI BOND ETF | ETF | 464288356 | 1,046 | 8,960 | SH | SOLE | 0 | 8,960 | 0 | 0 | |
ISHARES CHINA LARGE-CAP ETF | ETF | 464287184 | 3,104 | 81,091 | SH | SOLE | 0 | 81,091 | 0 | 0 | |
ISHARES COMEX GOLD TRUST | ETF | 464285105 | 144 | 12,278 | SH | SOLE | 0 | 12,278 | 0 | 0 | |
ISHARES CORE U.S. AGGREGATE BOND ETF | ETF | 464287226 | 2,113 | 19,365 | SH | SOLE | 0 | 19,365 | 0 | 0 | |
ISHARES IBOXX CORPORATE BOND ETF | ETF | 464287242 | 12,282 | 103,890 | SH | SOLE | 0 | 103,890 | 0 | 0 | |
ISHARES LATIN AMERICA 40 ETF | ETF | 464287390 | 1,030 | 27,924 | SH | SOLE | 0 | 27,924 | 0 | 0 | |
ISHARES MSCI BRAZIL CAPPED ETF | ETF | 464286400 | 1,317 | 30,317 | SH | SOLE | 0 | 30,317 | 0 | 0 | |
ISHARES MSCI CANADA ETF | ETF | 464286509 | 3,192 | 104,016 | SH | SOLE | 0 | 104,016 | 0 | 0 | |
ISHARES MSCI CHINA ETF | ETF | 46429B671 | 3,802 | 80,243 | SH | SOLE | 0 | 80,243 | 0 | 0 | |
ISHARES MSCI EAFE ETF | ETF | 464287465 | 2,063 | 32,169 | SH | SOLE | 0 | 32,169 | 0 | 0 | |
ISHARES MSCI EMERGING MARKETS ETF | ETF | 464287234 | 2,430 | 58,475 | SH | SOLE | 0 | 58,475 | 0 | 0 | |
ISHARES MSCI EMU ETF | ETF | 464286608 | 409 | 10,624 | SH | SOLE | 0 | 10,624 | 0 | 0 | |
ISHARES MSCI FLOATING RATE NOT E FUNDING ETF | ETF | 46429B655 | 331 | 6,510 | SH | SOLE | 0 | 6,510 | 0 | 0 | |
ISHARES MSCI JAPAN ETF | ETF | 464286848 | 320 | 27,152 | SH | SOLE | 0 | 27,152 | 0 | 0 | |
ISHARES MSCI PACIFIC EX JAPAN ETF | ETF | 464286665 | 5,367 | 116,489 | SH | SOLE | 0 | 116,489 | 0 | 0 | |
ISHARES NATIONAL AMT-FREE MUNI BOND ETF | ETF | 464288414 | 5,454 | 49,730 | SH | SOLE | 0 | 49,730 | 0 | 0 | |
ISHARES RUSSELL 1000 ETF | ETF | 464287622 | 271 | 2,467 | SH | SOLE | 0 | 2,467 | 0 | 0 | |
ISHARES RUSSELL 1000 GROWTH ETF | ETF | 464287614 | 3,995 | 43,594 | SH | SOLE | 0 | 43,594 | 0 | 0 | |
ISHARES RUSSELL 1000 VALUE ETF | ETF | 464287598 | 2,467 | 24,645 | SH | SOLE | 0 | 24,645 | 0 | 0 | |
ISHARES RUSSELL 2000 GROWTH INDEX | ETF | 464287648 | 1,289 | 9,940 | SH | SOLE | 0 | 9,940 | 0 | 0 | |
ISHARES RUSSELL 2000 VALUE ETF | ETF | 464287630 | 685 | 7,325 | SH | SOLE | 0 | 7,324 | 0 | 0 | |
ISHARES S&P 500 GROWTH ETF | ETF | 464287309 | 908 | 8,500 | SH | SOLE | 0 | 8,500 | 0 | 0 | |
ISHARES S&P 500 VALUE ETF | ETF | 464287408 | 856 | 9,500 | SH | SOLE | 0 | 9,500 | 0 | 0 | |
ISHARES S&P MID-CAP 400 GROWTH ETF | ETF | 464287606 | 252 | 1,662 | SH | SOLE | 0 | 1,662 | 0 | 0 | |
ISHARES S&P MIDCAP 400 VALUE ETF | ETF | 464287705 | 255 | 2,121 | SH | SOLE | 0 | 2,121 | 0 | 0 | |
ISHARES S&P SMALL-CAP 600 GROWTH ETF | ETF | 464287887 | 499 | 4,434 | SH | SOLE | 0 | 4,434 | 0 | 0 | |
ISHARES S&P SMALL-CAP 600 VALUE ETF | ETF | 464287879 | 509 | 4,744 | SH | SOLE | 0 | 4,744 | 0 | 0 | |
ISHARES S&P/CITIGROUP INTERNATIONAL TREASURY BOND FUND EX-US | ETF | 464288117 | 7,089 | 71,414 | SH | SOLE | 0 | 71,414 | 0 | 0 | |
ISHARES TIPS BOND ETF | ETF | 464287176 | 5,647 | 50,386 | SH | SOLE | 0 | 50,386 | 0 | 0 | |
ISHARES TR MSCI UTD KNGDM | ETF | 46434V548 | 216 | 11,131 | SH | SOLE | 0 | 11,131 | 0 | 0 | |
ISHARES U.S. REAL ESTATE ETF | ETF | 464287739 | 1,157 | 16,724 | SH | SOLE | 0 | 16,724 | 0 | 0 | |
MARKET VECTORS EMERGING MARKETS LOCAL CURRENCY BOND ETF | ETF | 57060U522 | 873 | 38,285 | SH | SOLE | 0 | 38,285 | 0 | 0 | |
MCDONALDS CORP | Stock | 580135101 | 268 | 2,827 | SH | SOLE | 0 | 2,827 | 0 | 0 | |
MICROSOFT CORP COM | Stock | 594918104 | 1,957 | 42,205 | SH | SOLE | 0 | 42,205 | 0 | 0 | |
NIKE INC CL B | Stock | 654106103 | 453 | 5,074 | SH | SOLE | 0 | 5,073 | 0 | 0 | |
PHILIP MORRIS INTL INC COM | Stock | 718172109 | 468 | 5,608 | SH | SOLE | 0 | 5,607 | 0 | 0 | |
POTASH CORP SASK INC COM | Stock | 73755L107 | 260 | 7,517 | SH | SOLE | 0 | 7,517 | 0 | 0 | |
POWERSHARES QQQ TRUST, SERIES 1 | ETF | 73935A104 | 919 | 9,300 | SH | SOLE | 0 | 9,300 | 0 | 0 | |
SCHEIN HENRY INC COM | Stock | 806407102 | 256 | 2,200 | SH | SOLE | 0 | 2,200 | 0 | 0 | |
SCHWAB EMERGING MARKETS EQUITY ETF | ETF | 808524706 | 733 | 28,872 | SH | SOLE | 0 | 28,872 | 0 | 0 | |
SCHWAB INTERNATIONAL EQUITY ETF | ETF | 808524805 | 2,525 | 81,411 | SH | SOLE | 0 | 81,411 | 0 | 0 | |
SCHWAB U.S. LARGE-CAP GROWTH ETF | ETF | 808524300 | 231 | 4,706 | SH | SOLE | 0 | 4,706 | 0 | 0 | |
SCHWAB U.S. LARGE-CAP VALUE ETF | ETF | 808524409 | 472 | 11,058 | SH | SOLE | 0 | 11,058 | 0 | 0 | |
SCHWAB U.S. TIPS ETF | ETF | 808524870 | 370 | 6,833 | SH | SOLE | 0 | 6,833 | 0 | 0 | |
SCHWAB US AGGREGATE BOND ETF | ETF | 808524839 | 272 | 5,247 | SH | SOLE | 0 | 5,247 | 0 | 0 | |
SPDR BARCLAYS CAPITAL INTERNATIONAL TREASURY BOND ETF | ETF | 78464A516 | 1,154 | 20,115 | SH | SOLE | 0 | 20,115 | 0 | 0 | |
SPDR BARCLAYS INTERMEDIATE TERM CORPORATE BOND ETF | ETF | 78464A375 | 332 | 9,716 | SH | SOLE | 0 | 9,716 | 0 | 0 | |
SPDR BARCLAYS SHORT TERM CORPORATE BOND ETF | ETF | 78464A474 | 355 | 11,580 | SH | SOLE | 0 | 11,580 | 0 | 0 | |
SPDR DB INTERNATIONAL GOVERNMENT INFLATION-PROTECTED BOND ETF | ETF | 78464A490 | 4,213 | 71,739 | SH | SOLE | 0 | 71,739 | 0 | 0 | |
SPDR GOLD SHARES | ETF | 78463V107 | 310 | 2,668 | SH | SOLE | 0 | 2,668 | 0 | 0 | |
SPDR S&P DIVIDEND ETF | ETF | 78464A763 | 229 | 3,054 | SH | SOLE | 0 | 3,054 | 0 | 0 | |
STARBUCKS CORP COM | Stock | 855244109 | 775 | 10,268 | SH | SOLE | 0 | 10,267 | 0 | 0 | |
TESLA MTRS INC COM | Stock | 88160R101 | 212 | 874 | SH | SOLE | 0 | 874 | 0 | 0 | |
TEXAS INSTRUMENTS INC | Stock | 882508104 | 221 | 4,632 | SH | SOLE | 0 | 4,632 | 0 | 0 | |
VANGUARD FINANCIALS INDEX FUND | ETF | 92204A405 | 2,686 | 57,842 | SH | SOLE | 0 | 57,842 | 0 | 0 | |
VANGUARD FTSE ALL-WORLD EX US INDEX FUND | ETF | 922042775 | 2,082 | 42,288 | SH | SOLE | 0 | 42,288 | 0 | 0 | |
VANGUARD FTSE DEVELOPED MARKETS ETF | ETF | 921943858 | 3,693 | 92,903 | SH | SOLE | 0 | 92,903 | 0 | 0 | |
VANGUARD FTSE EMERGING MARKETS ETF | ETF | 922042858 | 7,553 | 181,081 | SH | SOLE | 0 | 181,080 | 0 | 0 | |
VANGUARD FTSE EUROPE ETF | ETF | 922042874 | 14,987 | 271,406 | SH | SOLE | 0 | 271,406 | 0 | 0 | |
VANGUARD FTSE PACIFIC ETF | ETF | 922042866 | 10,388 | 175,184 | SH | SOLE | 0 | 175,184 | 0 | 0 | |
VANGUARD GROWTH INDEX FUND | ETF | 922908736 | 31,485 | 315,894 | SH | SOLE | 0 | 315,893 | 0 | 0 | |
VANGUARD INTERMEDIATE TERM CORP BOND FD ETF | ETF | 92206C870 | 619 | 7,221 | SH | SOLE | 0 | 7,221 | 0 | 0 | |
VANGUARD LARGE-CAP INDEX FUND | ETF | 922908637 | 1,064 | 11,761 | SH | SOLE | 0 | 11,761 | 0 | 0 | |
VANGUARD REIT ETF | ETF | 922908553 | 713 | 9,918 | SH | SOLE | 0 | 9,918 | 0 | 0 | |
VANGUARD SMALL CAP GROWTH ETF | ETF | 922908595 | 4,874 | 40,502 | SH | SOLE | 0 | 40,502 | 0 | 0 | |
VANGUARD SMALL-CAP INDEX FUND | ETF | 922908751 | 2,897 | 26,184 | SH | SOLE | 0 | 26,183 | 0 | 0 | |
VANGUARD SMALL-CAP VALUE INDEX FUND | ETF | 922908611 | 5,687 | 57,016 | SH | SOLE | 0 | 57,016 | 0 | 0 | |
VANGUARD TOTAL BOND MARKET INDEX FUND | ETF | 921937835 | 10,282 | 125,500 | SH | SOLE | 0 | 125,500 | 0 | 0 | |
VANGUARD TOTAL STOCK MARKET INDEX FUND | ETF | 922908769 | 1,940 | 19,162 | SH | SOLE | 0 | 19,162 | 0 | 0 | |
VANGUARD TOTAL WORLD STOCK INDEX FUND | ETF | 922042742 | 493 | 8,173 | SH | SOLE | 0 | 8,173 | 0 | 0 | |
VANGUARD VALUE INDEX FUND | ETF | 922908744 | 32,417 | 399,229 | SH | SOLE | 0 | 399,229 | 0 | 0 | |
WISDOMTREE EMERGING MARKETS LOCAL DEBT FUND | ETF | 97717X867 | 2,581 | 57,874 | SH | SOLE | 0 | 57,874 | 0 | 0 |