- SENS Dashboard
- Financials
- Filings
-
Holdings
- Transcripts
- ETFs
- Insider
- Institutional
- Shorts
-
SC 13G Filing
Senseonics (SENS) SC 13GBeneficial ownership report
Filed: 11 Feb 16, 12:00am
CUSIP No. 81727U105 | 13G | Page 2 of 19 |
1 | NAMES OF REPORTING PERSONS New Enterprise Associates VII, Limited Partnership | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) o (b) o | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF | 5 | SOLE VOTING POWER 0 shares | |
SHARES BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 25,592,322 shares | |
EACH REPORTING PERSON | 7 | SOLE DISPOSITIVE POWER 0 shares | |
WITH | 8 | SHARED DISPOSITIVE POWER 25,592,322 shares | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 25,592,322 shares | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 33.2% | ||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN |
CUSIP No. 81727U105 | 13G | Page 3 of 19 |
1 | NAMES OF REPORTING PERSONS NEA Partners VII, Limited Partnership | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) o (b) o | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF | 5 | SOLE VOTING POWER 0 shares | |
SHARES BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 25,592,322 shares | |
EACH REPORTING PERSON | 7 | SOLE DISPOSITIVE POWER 0 shares | |
WITH | 8 | SHARED DISPOSITIVE POWER 25,592,322 shares | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 25,592,322 shares | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 33.2% | ||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN |
CUSIP No. 81727U105 | 13G | Page 4 of 19 |
1 | NAMES OF REPORTING PERSONS New Enterprise Associates 9, Limited Partnership | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) o (b) o | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF | 5 | SOLE VOTING POWER 0 shares | |
SHARES BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 25,592,322 shares | |
EACH REPORTING PERSON | 7 | SOLE DISPOSITIVE POWER 0 shares | |
WITH | 8 | SHARED DISPOSITIVE POWER 25,592,322 shares | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 25,592,322 shares | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 33.2% | ||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN |
CUSIP No. 81727U105 | 13G | Page 5 of 19 |
1 | NAMES OF REPORTING PERSONS NEA Partners 9, Limited Partnership | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) o (b) o | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF | 5 | SOLE VOTING POWER 0 shares | |
SHARES BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 25,592,322 shares | |
EACH REPORTING PERSON | 7 | SOLE DISPOSITIVE POWER 0 shares | |
WITH | 8 | SHARED DISPOSITIVE POWER 25,592,322 shares | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 25,592,322 shares | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 33.2% | ||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN |
CUSIP No. 81727U105 | 13G | Page 6 of 19 |
1 | NAMES OF REPORTING PERSONS New Enterprise Associates 10, Limited Partnership | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) o (b) o | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF | 5 | SOLE VOTING POWER 0 shares | |
SHARES BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 25,592,322 shares | |
EACH REPORTING PERSON | 7 | SOLE DISPOSITIVE POWER 0 shares | |
WITH | 8 | SHARED DISPOSITIVE POWER 25,592,322 shares | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 25,592,322 shares | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 33.2% | ||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN |
CUSIP No. 81727U105 | 13G | Page 7 of 19 |
1 | NAMES OF REPORTING PERSONS NEA Partners 10, Limited Partnership | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) o (b) o | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF | 5 | SOLE VOTING POWER 0 shares | |
SHARES BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 25,592,322 shares | |
EACH REPORTING PERSON | 7 | SOLE DISPOSITIVE POWER 0 shares | |
WITH | 8 | SHARED DISPOSITIVE POWER 25,592,322 shares | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 25,592,322 shares | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 33.2% | ||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN |
CUSIP No. 81727U105 | 13G | Page 8 of 19 |
1 | NAMES OF REPORTING PERSONS M. James Barrett | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) o (b) o | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF | 5 | SOLE VOTING POWER 0 shares | |
SHARES BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 14,319,474 shares | |
EACH REPORTING PERSON | 7 | SOLE DISPOSITIVE POWER 0 shares | |
WITH | 8 | SHARED DISPOSITIVE POWER 14,319,474 shares | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,319,474 shares | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 18.8% | ||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN |
CUSIP No. 81727U105 | 13G | Page 9 of 19 |
1 | NAMES OF REPORTING PERSONS Peter J. Barris | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) o (b) o | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF | 5 | SOLE VOTING POWER 0 shares | |
SHARES BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 25,592,322 shares | |
EACH REPORTING PERSON | 7 | SOLE DISPOSITIVE POWER 0 shares | |
WITH | 8 | SHARED DISPOSITIVE POWER 25,592,322 shares | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 25,592,322 shares | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 33.2% | ||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN |
CUSIP No. 81727U105 | 13G | Page 10 of 19 |
1 | NAMES OF REPORTING PERSONS Scott D. Sandell | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) o (b) o | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF | 5 | SOLE VOTING POWER 0 shares | |
SHARES BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 14,319,474 shares | |
EACH REPORTING PERSON | 7 | SOLE DISPOSITIVE POWER 0 shares | |
WITH | 8 | SHARED DISPOSITIVE POWER 14,319,474 shares | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,319,474 shares | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 18.8% | ||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN |
CUSIP No. 81727U105 | 13G | Page 11 of 19 |
Item 1(a). | Name of Issuer: |
Item 1(b). | Address of Issuer’s Principal Executive Offices: |
Item 2(a). | Names of Persons Filing: |
Item 2(b). | Address of Principal Business Office or, if None, Residence: |
Item 2(c). | Citizenship: |
Item 2(d). | Title of Class of Securities: |
Item 2(e). | CUSIP Number: |
Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
Not applicable. |
CUSIP No. 81727U105 | 13G | Page 12 of 19 |
Item 4. | Ownership. |
(a) | Amount Beneficially Owned: NEA 7 is the record owner of 2,534,912 shares of Common Stock (the “NEA 7 Shares”) and warrants to purchase 139,645 shares of Common Stock, exercisable immediately (the “NEA 7 Warrant Shares” and, together with the NEA 7 Shares” the “NEA 7 Securities”) as of December 31, 2015. As the sole general partner of NEA 7, NEA Partners 7 may be deemed to own beneficially the NEA 7 Securities. As the sole general partner of NEA Partners 7, Barris may also be deemed to own beneficially the NEA 7 Securities. |
(b) | Percent of Class: See Line 11 of cover sheets. The percentage set forth on the cover sheet for each Reporting Person other than Barrett and Sandell is calculated based on 76,980,772 shares of Common Stock reported to be outstanding, which includes (i) 75,060,061 shares of Common Stock (the “Form S-1 Shares”) reported by the Issuer to be outstanding as of December 31, 2015 on Form S-1 filed with the Securities and Exchange Commission on January 13, 2016, (ii) the NEA 7 Warrant Shares, (iii) the NEA 9 Warrant Shares and (iv) the NEA 10 Warrant Shares. The percentage set forth on the cover sheet for each of Barrett and Sandell is calculated based on 76,139,497 shares of Common Stock, which includes (A) the Form S-1 Shares and (B) the NEA 10 Warrant Shares. |
(c) | Number of shares as to which such person has: |
(i) | sole power to vote or to direct the vote: See Line 5 of cover sheets. |
(ii) | shared power to vote or to direct the vote: See Line 6 of cover sheets. |
(iii) | sole power to dispose or to direct the disposition of: See Line 7 of cover sheets. |
(iv) | shared power to dispose or to direct the disposition of: See Line 8 of cover sheets. |
Item 5. | Ownership of Five Percent or Less of a Class. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
CUSIP No. 81727U105 | 13G | Page 13 of 19 |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
Not applicable. |
Item 8. | Identification and Classification of Members of the Group. |
Not applicable. The Reporting Persons expressly disclaim membership in a “group” as used in Rule 13d-5(b). |
Item 9. | Notice of Dissolution of Group. |
Not applicable. |
Item 10. | Certification. |
Not applicable. This Schedule 13G is not filed pursuant to Rule 13d-1(b) or Rule 13d-1(c). |
Exhibit 1 – Agreement regarding filing of joint Schedule 13G. |
CUSIP No. 81727U105 | 13G | Page 14 of 19 |
By: | NEA PARTNERS VII, LIMITED PARTNERSHIP |
General Partner |
CUSIP No. 81727U105 | 13G | Page 15 of 19 |
By: | NEA PARTNERS 10, LIMITED PARTNERSHIP |
General Partner |
* M. James Barrett |
* Peter J. Barris |
* Scott D. Sandell |
CUSIP No. 81727U105 | 13G | Page 16 of 19 |
By: | NEA PARTNERS VII, LIMITED PARTNERSHIP |
General Partner |
CUSIP No. 81727U105 | 13G | Page 17 of 19 |
By: | NEA PARTNERS 10, LIMITED PARTNERSHIP |
General Partner |
* M. James Barrett |
* Peter J. Barris |
* Scott D. Sandell |
CUSIP No. 81727U105 | 13G | Page 18 of 19 |
CUSIP No. 81727U105 | 13G | Page 19 of 19 |