UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM SD
Specialized Disclosure Report
|
|
| AXALTA COATING SYSTEMS LTD. |
| (Exact name of registrant as specified in its charter) |
|
| | |
| Bermuda | 2851 | 98-1073028 |
| (State or other jurisdiction | (Commission File Number) | (IRS Employer Identification No.) |
| of incorporation or organization) | | |
| | | |
| Two Commerce Square | | |
| 2001 Commerce Square | | |
| Suite 3600 | | |
| Philadelphia, Pennsylvania | | 19103 |
| (Address of principal executive officers) | | (Zip Code) |
|
| |
| Michael F. Finn | | (855) 547-1461 |
| (Name and Telephone number, including area code, of the person to contact in connection with this report.) |
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
[X] Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2016.
SECTION 1 – Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report.
This Form SD of Axalta Coating Systems Ltd. (the “Company”) is filed pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1 through December 31, 2016.
The description of our reasonable country of origin inquiry (“RCOI”) process, the results of our inquiry, and the determination we reached as a result of our RCOI process is included in our Conflict Minerals Report attached as an exhibit to this Form SD.
A copy of the Company’s Conflict Minerals Report is provided as Exhibit 1.01 to this Form SD, and is publicly available at www.axalta.com/ConflictMineralsReport2016.
We have also posted our Conflict Minerals Policy on our website, which can be accessed at: http://www.axaltacs.com/corporate/en_US/about-axalta/sustainability/quality-.html.
The inclusion of our website within this filing is not intended to incorporate by reference any materials on that website.
Item 1.02 Exhibit.
A copy of the Company’s Conflict Minerals Report is filed as Exhibit 1.01 hereto.
SECTION 2 – Exhibits
Item 2.01 Exhibits.
The following exhibit is filed as part of this report:
|
| |
Exhibit number | Description |
| 1.01 | Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
|
| | |
| | | Axalta Coating Systems Ltd. |
| | | |
| | | |
| May 31, 2017 | By: | /s/ Michael F. Finn |
| | | Michael F. Finn Senior Vice President, General Counsel & Corporate Secretary |
EXHIBIT INDEX
|
| |
Exhibit Number | Description |
| | |
| 1.01 | Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. |
