UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22998
CSOP ETF Trust
(Exact name of registrant as specified in charter)
2801-2803 Two Exchange Square,
8 Connaught Place, Central
Hong Kong
(Address of principal executive offices) (Zip code)
The Corporation Trust Company
1209 Orange Street
Wilmington, DE 19801
(Name and address of agent for service)
Registrant’s telephone number, including area code: 852 3406-5628
Date of fiscal year end: September 30
Date of reporting period: March 12, 2015 to June 30, 2015
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
The following Series of the registrant held voting securities: CSOP FTSE China A50 ETF (“Fund”). With respect to the voting securities held by the Fund, and in keeping with the Fund’s passive investment strategy, the Registrant abstained from voting during the reporting period. Attached is a summary of shareholder meetings held during the reporting period.
Vote Summary | ||||||||||||||||||||
HUATAI SECURITIES CO LTD, NANJING | ||||||||||||||||||||
Security | Y37426106 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 30-Mar-2015 | ||||||||||||||||||
ISIN | CNE100000LQ8 | Agenda | 705879394 - Management | |||||||||||||||||
Record Date | 23-Mar-2015 | Holding Recon Date | 23-Mar-2015 | |||||||||||||||||
City / | Country | JIANGSU | / | China | Vote Deadline Date | 20-Mar-2015 | ||||||||||||||
SEDOL(s) | B61VK25 - BP3R3B4 - BSTJPG4 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 ANNUAL REPORT | Management | ||||||||||||||||||
4 | 2014 FINANCIAL RESOLUTION REPORT | Management | ||||||||||||||||||
5 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 5.00000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES): NONE | Management | ||||||||||||||||||
6.1 | ESTIMATION ON 2015 CONTINUING CONNECTED TRANSACTIONS: CONTINUING CONNECTED TRANSACTION WITH A COMPANY AND ITS CONNECTED COMPANIES | Management | ||||||||||||||||||
6.2 | ESTIMATION ON 2015 CONTINUING CONNECTED TRANSACTIONS: CONTINUING CONNECTED TRANSACTION WITH ANOTHER COMPANY AND ITS CONNECTED COMPANIES | Management | ||||||||||||||||||
6.3 | ESTIMATION ON 2015 CONTINUING CONNECTED TRANSACTIONS: CONTINUING CONNECTED TRANSACTION WITH A THIRD COMPANY AND ITS CONNECTED COMPANIES | Management | ||||||||||||||||||
6.4 | ESTIMATION ON 2015 CONTINUING CONNECTED TRANSACTIONS: CONTINUING CONNECTED TRANSACTION WITH A FOURTH COMPANY AND ITS CONNECTED COMPANIES | Management | ||||||||||||||||||
6.5 | ESTIMATION ON 2015 CONTINUING CONNECTED TRANSACTIONS: CONTINUING CONNECTED TRANSACTION WITH OTHER CONNECTED PARTIES | Management | ||||||||||||||||||
7 | ESTIMATION ON 2015 PROPRIETARY INVESTMENT QUOTA OF THE COMPANY | Management | ||||||||||||||||||
8 | RE-APPOINTMENT OF AUDIT FIRM | Management | ||||||||||||||||||
9 | PURCHASE OF LIABILITY INSURANCE FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT | Management | ||||||||||||||||||
10 | NET CAPITAL GUARANTEE FOR A WHOLLY OWNED SUBSIDIARY | Management | ||||||||||||||||||
11 | TO ADD STOCK OPTION MARKET BUSINESS INTO BUSINESS SCOPE AND AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | ||||||||||||||||||
12 | PUBLIC OFFERING OF CORPORATE BONDS OF THE COMPANY | Management | ||||||||||||||||||
13 | BY-ELECTION OF DIRECTORS | Management | ||||||||||||||||||
14 | AMENDMENTS TO DECISION-MAKING SYSTEM ON CONNECTED TRANSACTIONS | Management | ||||||||||||||||||
15 | AMENDMENTS TO DECISION-MAKING SYSTEM ON EXTERNAL GUARANTEE | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 1,042,100 | 0 | |||||||||||||||
CHINA RAILWAY GROUP LTD | ||||||||||||||||||||
Security | Y1509D108 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 31-Mar-2015 | ||||||||||||||||||
ISIN | CNE100000866 | Agenda | 705858352 - Management | |||||||||||||||||
Record Date | 11-Mar-2015 | Holding Recon Date | 11-Mar-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 25-Mar-2015 | ||||||||||||||
SEDOL(s) | B292YZ3 - BP3R3D6 - BSTK244 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | PROPOSAL TO GIVE A GENERAL MANDATE TO THE BOARD TO ISSUE SHARES | Management | ||||||||||||||||||
2.1 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE SCHEME OF COMPANY'S NON PUBLIC PLACEMENT OF A SHARES: STOCK CLASS AND PAR VALUE | Management | ||||||||||||||||||
2.2 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE SCHEME OF COMPANY'S NON PUBLIC PLACEMENT OF A SHARES: ISSUANCE METHOD | Management | ||||||||||||||||||
2.3 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE SCHEME OF COMPANY'S NON PUBLIC PLACEMENT OF A SHARES: SUBSCRIBERS AND METHOD OF SUBSCRIPTION | Management | ||||||||||||||||||
2.4 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE SCHEME OF COMPANY'S NON PUBLIC PLACEMENT OF A SHARES: VOLUME OF ISSUANCE | Management | ||||||||||||||||||
2.5 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE SCHEME OF COMPANY'S NON PUBLIC PLACEMENT OF A SHARES: ISSUANCE PRICE AND PRICING PRINCIPLES | Management | ||||||||||||||||||
2.6 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE SCHEME OF COMPANY'S NON PUBLIC PLACEMENT OF A SHARES: ARRANGEMENTS FOR LOCK UP PERIOD | Management | ||||||||||||||||||
2.7 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE SCHEME OF COMPANY'S NON PUBLIC PLACEMENT OF A SHARES: AMOUNT AND USES OF PROCEEDS | Management | ||||||||||||||||||
2.8 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE SCHEME OF COMPANY'S NON PUBLIC PLACEMENT OF A SHARES: LISTING EXCHANGE | Management | ||||||||||||||||||
2.9 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE SCHEME OF COMPANY'S NON PUBLIC PLACEMENT OF A SHARES: ACCUMULATED PROFIT ARRANGEMENT BEFORE THE ISSUANCE | Management | ||||||||||||||||||
2.10 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE SCHEME OF COMPANY'S NON PUBLIC PLACEMENT OF A SHARES: VALIDITY PERIOD OF THE RESOLUTION ON THIS ISSUANCE | Management | ||||||||||||||||||
3 | PROPOSAL ON THE PLAN CONCERNING THE PRIVATE PLACEMENT OF A SHARES | Management | ||||||||||||||||||
4 | TO CONSIDER AND APPROVE THE PROPOSAL TO ENTER INTO THE CONDITIONAL SHARE SUBSCRIPTION CONTRACT WITH CHINA RAILWAY ENGINEERING CORPORATION | Management | ||||||||||||||||||
5 | PROPOSAL ON THE RELATED PARTY TRANSACTIONS INVOLVED IN THE PRIVATE PLACEMENT OF A SHARES | Management | ||||||||||||||||||
6 | TO CONSIDER AND APPROVE THE PROPOSAL TO FULLY AUTHORIZE THE BOARD OF DIRECTORS, CHAIRMAN AND THE RELATED AUTHORIZED PERSON TO HANDLE MATTERS IN RELATION TO THE NON PUBLIC OFFERING OF A SHARES | Management | ||||||||||||||||||
7 | PROPOSAL TO REVISE THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | ||||||||||||||||||
8 | PROPOSAL TO REVISE THE RULES OF PROCEDURE FOR THE GENERAL MEETING OF SHAREHOLDERS | Management | ||||||||||||||||||
9 | PROPOSAL ON THE COMPANY'S ELIGIBILITY FOR PRIVATE PLACEMENT OF A SHARES | Management | ||||||||||||||||||
10 | PROPOSAL ON THE REPORT ON USE OF PREVIOUSLY RAISED PROCEEDS | Management | ||||||||||||||||||
11 | PROPOSAL ON THE FEASIBILITY ANALYSIS REPORT CONCERNING USES OF PROCEEDS FROM NON PUBLIC PLACEMENT OF A SHARES | Management | ||||||||||||||||||
12 | PROPOSAL ON THE SHAREHOLDER RETURN PLAN OF THE COMPANY FOR THE NEXT THREE YEARS 2015 2017 | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 2,307,700 | 0 | |||||||||||||||
CHINA RAILWAY GROUP LTD | ||||||||||||||||||||
Security | Y1509D108 | Meeting Type | Class Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 31-Mar-2015 | ||||||||||||||||||
ISIN | CNE100000866 | Agenda | 705863555 - Management | |||||||||||||||||
Record Date | 11-Mar-2015 | Holding Recon Date | 11-Mar-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 25-Mar-2015 | ||||||||||||||
SEDOL(s) | B292YZ3 - BP3R3D6 - BSTK244 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1.1 | SCHEME FOR NON-PUBLIC SHARE OFFERING TO SPECIFIC PARTIES: STOCK TYPE AND PAR VALUE | Management | ||||||||||||||||||
1.2 | SCHEME FOR NON-PUBLIC SHARE OFFERING TO SPECIFIC PARTIES: METHOD OF ISSUANCE | Management | ||||||||||||||||||
1.3 | SCHEME FOR NON-PUBLIC SHARE OFFERING TO SPECIFIC PARTIES: ISSUANCE TARGETS AND SUBSCRIPTION METHOD | Management | ||||||||||||||||||
1.4 | SCHEME FOR NON-PUBLIC SHARE OFFERING TO SPECIFIC PARTIES: ISSUING VOLUME | Management | ||||||||||||||||||
1.5 | SCHEME FOR NON-PUBLIC SHARE OFFERING TO SPECIFIC PARTIES: PRICING PRINCIPLE AND ISSUING PRICE | Management | ||||||||||||||||||
1.6 | SCHEME FOR NON-PUBLIC SHARE OFFERING TO SPECIFIC PARTIES: LOCK-UP PERIOD | Management | ||||||||||||||||||
1.7 | SCHEME FOR NON-PUBLIC SHARE OFFERING TO SPECIFIC PARTIES: AMOUNT AND PURPOSE OF THE RAISED FUNDS | Management | ||||||||||||||||||
1.8 | SCHEME FOR NON-PUBLIC SHARE OFFERING TO SPECIFIC PARTIES: LISTING PLACE | Management | ||||||||||||||||||
1.9 | SCHEME FOR NON-PUBLIC SHARE OFFERING TO SPECIFIC PARTIES: ARRANGEMENT FOR ACCUMULATED RETAINED PROFITS BEFORE ISSUANCE | Management | ||||||||||||||||||
1.10 | SCHEME FOR NON-PUBLIC SHARE OFFERING TO SPECIFIC PARTIES: THE VALID PERIOD OF THE RESOLUTION | Management | ||||||||||||||||||
2 | PREPLAN FOR NON-PUBLIC SHARE OFFERING | Management | ||||||||||||||||||
3 | TO SIGN THE CONDITIONAL SHARE SUBSCRIPTION CONTRACT WITH A COMPANY | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 2,307,700 | 0 | |||||||||||||||
HANGZHOU HIKVISION DIGITAL TECHNOLOGY CO LTD | ||||||||||||||||||||
Security | Y3038Z105 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 02-Apr-2015 | ||||||||||||||||||
ISIN | CNE100000PM8 | Agenda | 705890689 - Management | |||||||||||||||||
Record Date | 26-Mar-2015 | Holding Recon Date | 26-Mar-2015 | |||||||||||||||||
City / | Country | ZHEJIANG | / | China | Vote Deadline Date | 25-Mar-2015 | ||||||||||||||
SEDOL(s) | B450X03 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 ANNUAL REPORT AND ITS SUMMARY | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
3 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
4 | 2014 ANNUAL REPORT AND ITS SUMMARY | Management | ||||||||||||||||||
5 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED) :CNY 4.00000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
6 | SPECIAL REPORT ON STORAGE AND USE OF RAISED FUNDS IN 2014 | Management | ||||||||||||||||||
7 | 2014 INNER CONTROL SELF-EVALUATION REPORT | Management | ||||||||||||||||||
8 | 2015 CONTINUING CONNECTED TRANSACTIONS (A-SHARE) | Management | ||||||||||||||||||
9 | 2015 COMPREHENSIVE CREDIT BUSINESS | Management | ||||||||||||||||||
10 | GUARANTEE FOR FOUR WHOLLY-OWNED SUBSIDIARIES | Management | ||||||||||||||||||
11 | APPOINTMENT OF AUDIT FIRM | Management | ||||||||||||||||||
12 | CONNECTED TRANSACTIONS FOR H-SHARE | Management | ||||||||||||||||||
13 | GENERAL MANDATE FOR SHARE OFFERING | Management | ||||||||||||||||||
14 | AMENDMENTS TO RAISED FUND MANAGEMENT SYSTEM AFTER H-SHARE LISTING | Management | ||||||||||||||||||
15 | AMENDMENTS TO THE CONNECTED TRANSACTIONS MANAGEMENT SYSTEM AFTER H-SHARE LISTING | Management | ||||||||||||||||||
16 | AMENDMENTS TO THE EXTERNAL GUARANTEE MANAGEMENT MEASURES AFTER H-SHARE LISTING | Management | ||||||||||||||||||
17 | AMENDMENTS TO THE EXTERNAL INVESTMENT MANAGEMENT MEASURES AFTER H-SHARE LISTING | Management | ||||||||||||||||||
18 | WORK RULES FOR INDEPENDENT DIRECTORS AFTER H-SHARE LISTING | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 460,806 | 0 | |||||||||||||||
PING AN BANK CO LTD, SHENZHEN | ||||||||||||||||||||
Security | Y6896T103 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 02-Apr-2015 | ||||||||||||||||||
ISIN | CNE000000040 | Agenda | 705899738 - Management | |||||||||||||||||
Record Date | 25-Mar-2015 | Holding Recon Date | 25-Mar-2015 | |||||||||||||||||
City / | Country | GUANGD ONG | / | China | Vote Deadline Date | 27-Mar-2015 | ||||||||||||||
SEDOL(s) | 6802006 - B1BYGB0 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 ANNUAL REPORT AND ITS SUMMARY | Management | ||||||||||||||||||
4 | 2014 FINANCIAL RESOLUTION REPORT AND 2015 FINANCIAL BUDGET REPORT | Management | ||||||||||||||||||
5 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 1.74000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):2.000000 | Management | ||||||||||||||||||
6 | RESULT OF 2014 CONNECTED TRANSACTIONS AND REPORT ON IMPLEMENTATION RESULT OF CONNECTED TRANSACTIONS MANAGEMENT SYSTEM | Management | ||||||||||||||||||
7 | APPOINTMENT OF 2015 AUDIT FIRM | Management | ||||||||||||||||||
8 | THE SHAREHOLDERS PROFIT RETURN FOR THE NEXT THREE YEARS(2015-2017) | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 2,133,600 | 0 | |||||||||||||||
BYD COMPANY LTD, SHENZHEN | ||||||||||||||||||||
Security | Y1045E107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 07-Apr-2015 | ||||||||||||||||||
ISIN | CNE100001526 | Agenda | 705827030 - Management | |||||||||||||||||
Record Date | 26-Mar-2015 | Holding Recon Date | 26-Mar-2015 | |||||||||||||||||
City / | Country | GUANGD ONG | / | China | Vote Deadline Date | 31-Mar-2015 | ||||||||||||||
SEDOL(s) | B466322 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | SALE OF 100 PERCENT EQUITY STAKE IN A COMPANY | Management | ||||||||||||||||||
2 | THE COMPANY OR ITS CONTROLLED SUBSIDIARIES TO GUARANTEE FOR JOINT STOCK COMPANY | Management | ||||||||||||||||||
3 | ISSUE OF CORPORATE BONDS | Management | ||||||||||||||||||
4 | AUTHORIZATION TO THE BOARD AND ITS AUTHORIZED PERSONS TO HANDLE MATTERS IN RELATION TO THE ISSUANCE OF CORPORATE BONDS | Management | ||||||||||||||||||
CMMT | 20 MAR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF MEETIN-G FROM 02 APR 2015 TO 07 APR 2015. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLE-ASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. T-HANK YOU. | Non-Voting | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 179,801 | 0 | |||||||||||||||
MIDEA GROUP CO LTD | ||||||||||||||||||||
Security | Y6S40V103 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 21-Apr-2015 | ||||||||||||||||||
ISIN | CNE100001QQ5 | Agenda | 705966159 - Management | |||||||||||||||||
Record Date | 14-Apr-2015 | Holding Recon Date | 14-Apr-2015 | |||||||||||||||||
City / | Country | GUANGD ONG | / | China | Vote Deadline Date | 15-Apr-2015 | ||||||||||||||
SEDOL(s) | BDVHRJ8 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 FINANCIAL RESOLUTION REPORT | Management | ||||||||||||||||||
4 | 2014 ANNUAL REPORT AND ITS SUMMARY | Management | ||||||||||||||||||
5 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 10.00000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
6 | SHAREHOLDING PLAN FOR THE CORE MANAGEMENT TEAM AND THE COMPANY'S CO-PARTNER PLAN (DRAFT) | Management | ||||||||||||||||||
7 | AUTHORIZATION TO THE BOARD TO HANDLE MATTERS IN RELATION TO THE SHAREHOLDING PLAN | Management | ||||||||||||||||||
8.1 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A COMPANY | Management | ||||||||||||||||||
8.2 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR ANOTHER COMPANY | Management | ||||||||||||||||||
8.3 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 3RD COMPANY | Management | ||||||||||||||||||
8.4 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 4TH COMPANY | Management | ||||||||||||||||||
8.5 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 5TH COMPANY | Management | ||||||||||||||||||
8.6 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 6TH COMPANY | Management | ||||||||||||||||||
8.7 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 7TH COMPANY | Management | ||||||||||||||||||
8.8 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 8TH COMPANY | Management | ||||||||||||||||||
8.9 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 9TH COMPANY | Management | ||||||||||||||||||
8.10 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 10TH COMPANY | Management | ||||||||||||||||||
8.11 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 11TH COMPANY | Management | ||||||||||||||||||
8.12 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 12TH COMPANY | Management | ||||||||||||||||||
8.13 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 13TH COMPANY | Management | ||||||||||||||||||
814 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 14TH COMPANY | Management | ||||||||||||||||||
8.15 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 15TH COMPANY | Management | ||||||||||||||||||
8.16 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 16TH COMPANY | Management | ||||||||||||||||||
8.17 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 17TH COMPANY | Management | ||||||||||||||||||
8.18 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR AN 18TH COMPANY | Management | ||||||||||||||||||
8.19 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 19TH COMPANY | Management | ||||||||||||||||||
8.20 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 20TH COMPANY | Management | ||||||||||||||||||
8.21 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 21ST COMPANY | Management | ||||||||||||||||||
8.22 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 22ND COMPANY | Management | ||||||||||||||||||
8.23 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 23RD COMPANY | Management | ||||||||||||||||||
8.24 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 24TH COMPANY | Management | ||||||||||||||||||
8.25 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 25TH COMPANY | Management | ||||||||||||||||||
8.26 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 26TH COMPANY | Management | ||||||||||||||||||
8.27 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 27TH COMPANY | Management | ||||||||||||||||||
8.28 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 28TH COMPANY | Management | ||||||||||||||||||
8.29 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 29TH COMPANY | Management | ||||||||||||||||||
8.30 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 30TH COMPANY | Management | ||||||||||||||||||
8.31 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 31ST COMPANY | Management | ||||||||||||||||||
8.32 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 32ND COMPANY | Management | ||||||||||||||||||
8.33 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 33RD COMPANY | Management | ||||||||||||||||||
8.34 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 34TH COMPANY | Management | ||||||||||||||||||
8.35 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 35TH COMPANY | Management | ||||||||||||||||||
8.36 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 36TH COMPANY | Management | ||||||||||||||||||
8.37 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 37TH COMPANY | Management | ||||||||||||||||||
8.38 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 38TH COMPANY | Management | ||||||||||||||||||
8.39 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 39TH COMPANY | Management | ||||||||||||||||||
8.40 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 40TH COMPANY | Management | ||||||||||||||||||
8.41 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: . GUARANTEE FOR A 41ST COMPANY | Management | ||||||||||||||||||
8.42 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 42ND COMPANY | Management | ||||||||||||||||||
8.43 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 43RD COMPANY | Management | ||||||||||||||||||
8.44 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 44TH COMPANY | Management | ||||||||||||||||||
8.45 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 45TH COMPANY | Management | ||||||||||||||||||
8.46 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 46TH COMPANY | Management | ||||||||||||||||||
8.47 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 47TH COMPANY | Management | ||||||||||||||||||
8.48 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 48TH COMPANY | Management | ||||||||||||||||||
8.49 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 49TH COMPANY | Management | ||||||||||||||||||
8.50 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 50TH COMPANY | Management | ||||||||||||||||||
8.51 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 51ST COMPANY | Management | ||||||||||||||||||
8.52 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 52ND COMPANY | Management | ||||||||||||||||||
8.53 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 53RD COMPANY | Management | ||||||||||||||||||
8.54 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 54TH COMPANY | Management | ||||||||||||||||||
8.55 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 55TH COMPANY | Management | ||||||||||||||||||
9 | 2015 CONTINUING CONNECTED TRANSACTIONS | Management | ||||||||||||||||||
10 | CONNECTED TRANSACTION REGARDING PROVIDING BILL DISCOUNT BUSINESS TO A COMPANY | Management | ||||||||||||||||||
11 | CONNECTED TRANSACTION REGARDING DEPOSIT IN AND LOAN FROM A BANK | Management | ||||||||||||||||||
12 | SPECIAL REPORT ON 2015 FOREIGN EXCHANGE FUNDS DERIVATIVES BUSINESS INVESTMENT | Management | ||||||||||||||||||
13 | REPORT ON 2015 ENTRUSTED WEALTH MANAGEMENT WITH SELF-OWNED FUNDS | Management | ||||||||||||||||||
14 | REAPPOINTMENT OF AUDIT FIRM | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 757,660 | 0 | |||||||||||||||
BAOSHAN IRON & STEEL CO LTD, SHANGHAI | ||||||||||||||||||||
Security | Y0698U103 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 24-Apr-2015 | ||||||||||||||||||
ISIN | CNE0000015R4 | Agenda | 705936144 - Management | |||||||||||||||||
Record Date | 15-Apr-2015 | Holding Recon Date | 15-Apr-2015 | |||||||||||||||||
City / | Country | SHENZHE N | / | China | Vote Deadline Date | 15-Apr-2015 | ||||||||||||||
SEDOL(s) | 6307954 - B0373Y2 - BP3R2Y0 - BSTJPW0 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 ANNUAL REPORT AND ITS SUMMARY | Management | ||||||||||||||||||
2 | 2014 FINANCIAL RESOLUTION REPORT | Management | ||||||||||||||||||
3 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 1.80000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
4 | IMPLEMENTATION RESULT OF 2014 REMUNERATION FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT | Management | ||||||||||||||||||
5 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
6 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
7 | 2015 CONTINUING CONNECTED TRANSACTIONS | Management | ||||||||||||||||||
8 | 2015 FINANCIAL BUDGET | Management | ||||||||||||||||||
9 | RE-APPOINTMENT OF 2015 INDEPENDENT AUDIT FIRM: DELOITTE TOUCHE CERTIFIED PUBLIC ACCOUNTANTS | Management | ||||||||||||||||||
10.1 | ELECTION OF CHEN DERONG AS DIRECTOR | Management | ||||||||||||||||||
10.2 | ELECTION OF DAI ZHIHAO AS DIRECTOR | Management | ||||||||||||||||||
10.3 | ELECTION OF ZHAO ZHOULI AS DIRECTOR | Management | ||||||||||||||||||
10.4 | ELECTION OF ZHU JUNSHENG AS DIRECTOR | Management | ||||||||||||||||||
10.5 | ELECTION OF WANG LI AS DIRECTOR | Management | ||||||||||||||||||
10.6 | ELECTION OF BEI KEWEI AS DIRECTOR | Management | ||||||||||||||||||
10.7 | ELECTION OF HUANG YUCHANG AS INDEPENDENT DIRECTOR | Management | ||||||||||||||||||
10.8 | ELECTION OF LIU WENBO AS INDEPENDENT DIRECTOR | Management | ||||||||||||||||||
10.9 | ELECTION OF XIA DAWEI AS INDEPENDENT DIRECTOR | Management | ||||||||||||||||||
10.10 | ELECTION OF LI LI AS INDEPENDENT DIRECTOR | Management | ||||||||||||||||||
11 | TO SET UP NOMINATION COMMITTEE UNDER THE BOARD | Management | ||||||||||||||||||
12.1 | ELECTION OF CHEN YING AS NON- EMPLOYEE REPRESENTATIVE SUPERVISOR | Management | ||||||||||||||||||
12.2 | ELECTION OF WU KUNZONG AS NON- EMPLOYEE REPRESENTATIVE SUPERVISOR | Management | ||||||||||||||||||
12.3 | ELECTION OF LIU GUOWANG AS NON- EMPLOYEE REPRESENTATIVE SUPERVISOR | Management | ||||||||||||||||||
13 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | ||||||||||||||||||
CMMT | 30 MAR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TE-XT OF RESOLUTION 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 1,636,500 | 0 | |||||||||||||||
CHINA YANGTZE POWER CO LTD, YICHANG | ||||||||||||||||||||
Security | Y1516Q142 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 24-Apr-2015 | ||||||||||||||||||
ISIN | CNE000001G87 | Agenda | 706036642 - Management | |||||||||||||||||
Record Date | 15-Apr-2015 | Holding Recon Date | 15-Apr-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 15-Apr-2015 | ||||||||||||||
SEDOL(s) | 6711630 - B031VS4 - BP3R2M8 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 460512 DUE TO RECEIPT OF D-ELETION OF RESOLUTION 4.3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||||||||||
1 | AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | Management | ||||||||||||||||||
2 | ISSUANCE OF DEBT FINANCING INSTRUMENTS IN THE INTER-BANK MARKET | Management | ||||||||||||||||||
3.1 | RE-ELECTION OF THE BOARD OF NON- INDEPENDENT DIRECTOR CANDIDATE: LU CHUN | Management | ||||||||||||||||||
3.2 | RE-ELECTION OF THE BOARD OF NON- INDEPENDENT DIRECTOR CANDIDATE: ZHANG CHENG | Management | ||||||||||||||||||
3.3 | RE-ELECTION OF THE BOARD OF NON- INDEPENDENT DIRECTOR CANDIDATE: YANG YA | Management | ||||||||||||||||||
3.4 | RE-ELECTION OF THE BOARD OF NON- INDEPENDENT DIRECTOR CANDIDATE: ZHANG DINGMING | Management | ||||||||||||||||||
3.5 | RE-ELECTION OF THE BOARD OF NON- INDEPENDENT DIRECTOR CANDIDATE: LI JIZE | Management | ||||||||||||||||||
4.1 | RE-ELECTION OF THE BOARD OF INDEPENDENT DIRECTOR CANDIDATE: ZHANG CHONGJIU | Management | ||||||||||||||||||
4.2 | RE-ELECTION OF THE BOARD OF INDEPENDENT DIRECTOR CANDIDATE: LV ZHENYONG | Management | ||||||||||||||||||
5.1 | RE-ELECTION OF THE SUPERVISOR COMMITTEE CANDIDATE: LIN CHUXUE | Management | ||||||||||||||||||
5.2 | RE-ELECTION OF THE SUPERVISOR COMMITTEE CANDIDATE: ZHOU HUI | Management | ||||||||||||||||||
5.3 | RE-ELECTION OF THE SUPERVISOR COMMITTEE CANDIDATE: MO JINHE | Management | ||||||||||||||||||
5.4 | RE-ELECTION OF THE SUPERVISOR COMMITTEE CANDIDATE: LU LIPING | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 1,567,701 | 0 | |||||||||||||||
CHINA MINSHENG BANKING CORPORATION, BEIJING | ||||||||||||||||||||
Security | Y1495M104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 27-Apr-2015 | ||||||||||||||||||
ISIN | CNE0000015Y0 | Agenda | 705889535 - Management | |||||||||||||||||
Record Date | 27-Mar-2015 | Holding Recon Date | 27-Mar-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 01-Apr-2015 | ||||||||||||||
SEDOL(s) | 6310747 - B0373Z3 - BP3R2C8 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | POSTPONEMENT OF RE-ELECTION OF DIRECTORS | Management | ||||||||||||||||||
2 | POSTPONEMENT OF RE-ELECTION OF SUPERVISORS | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 8,886,520 | 0 | |||||||||||||||
SHANGHAI INTERNATIONAL PORT (GROUP) CO LTD, SHANGH | ||||||||||||||||||||
Security | Y7683N101 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 30-Apr-2015 | ||||||||||||||||||
ISIN | CNE0000013N8 | Agenda | 706002639 - Management | |||||||||||||||||
Record Date | 23-Apr-2015 | Holding Recon Date | 23-Apr-2015 | |||||||||||||||||
City / | Country | SHANGHA I | / | China | Vote Deadline Date | 24-Apr-2015 | ||||||||||||||
SEDOL(s) | 6267638 - B0373T7 - B1G9126 - B1N94M0 - BP3R2L7 - BSTJPM0 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE BOARD OF SUPERVISORS | Management | ||||||||||||||||||
3 | 2014 FINAL ACCOUNTS REPORT | Management | ||||||||||||||||||
4 | 2014 PROFIT DISTRIBUTION SCHEME:THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY1.54000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
5 | 2015 FINANCIAL BUDGET REPORT | Management | ||||||||||||||||||
6 | 2014 ANNUAL REPORT AND ITS SUMMARY | Management | ||||||||||||||||||
7 | REPORT ON 2014 REMUNERATION OF DIRECTORS AND SUPERVISORS | Management | ||||||||||||||||||
8 | PROPOSAL TO CHANGE THE SUPERVISORS | Management | ||||||||||||||||||
9 | PROPOSAL TO REAPPOINT BDO CHINA SHU LUN PAN CERTIFIED PUBLIC ACCOUNTANTS LLP | Management | ||||||||||||||||||
10 | PROPOSAL ON THE AMOUNT OF DEBT FINANCING TO BE APPLIED FOR IN 2015 | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 937,000 | 0 | |||||||||||||||
CHINA YANGTZE POWER CO LTD, YICHANG | ||||||||||||||||||||
Security | Y1516Q142 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 06-May-2015 | ||||||||||||||||||
ISIN | CNE000001G87 | Agenda | 706079096 - Management | |||||||||||||||||
Record Date | 15-Apr-2015 | Holding Recon Date | 15-Apr-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 27-Apr-2015 | ||||||||||||||
SEDOL(s) | 6711630 - B031VS4 - BP3R2M8 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 467317 DUE TO POSTPONEMENT-OF MEETING DATE FROM 24 APR 2015 TO 06 MAY 2015 AND DELETION OF RESOLUTIONS.-ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NE-ED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||||||||||
1 | AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | Management | ||||||||||||||||||
2 | ISSUANCE OF DEBT FINANCING INSTRUMENTS IN THE INTER-BANK MARKET | Management | ||||||||||||||||||
3.1 | RE-ELECTION OF THE BOARD OF NON- INDEPENDENT DIRECTOR CANDIDATE: LU CHUN | Management | ||||||||||||||||||
3.2 | RE-ELECTION OF THE BOARD OF NON- INDEPENDENT DIRECTOR CANDIDATE: ZHANG CHENG | Management | ||||||||||||||||||
3.3 | RE-ELECTION OF THE BOARD OF NON- INDEPENDENT DIRECTOR CANDIDATE: YANG YA | Management | ||||||||||||||||||
3.4 | RE-ELECTION OF THE BOARD OF NON- INDEPENDENT DIRECTOR CANDIDATE: ZHANG DINGMING | Management | ||||||||||||||||||
3.5 | RE-ELECTION OF THE BOARD OF NON- INDEPENDENT DIRECTOR CANDIDATE: LI JIZE | Management | ||||||||||||||||||
4 | RE-ELECTION OF THE BOARD OF INDEPENDENT DIRECTOR CANDIDATE: ZHANG CHONGJIU | Management | ||||||||||||||||||
5.1 | RE-ELECTION OF THE SUPERVISOR COMMITTEE CANDIDATE: LIN CHUXUE | Management | ||||||||||||||||||
5.2 | RE-ELECTION OF THE SUPERVISOR COMMITTEE CANDIDATE: ZHOU HUI | Management | ||||||||||||||||||
5.3 | RE-ELECTION OF THE SUPERVISOR COMMITTEE CANDIDATE: MO JINHE | Management | ||||||||||||||||||
5.4 | RE-ELECTION OF THE SUPERVISOR COMMITTEE CANDIDATE: LU LIPING | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 1,567,701 | 0 | |||||||||||||||
CHINA UNITED NETWORK COMMUNICATIONS LTD, BEIJING | ||||||||||||||||||||
Security | Y15117107 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 07-May-2015 | ||||||||||||||||||
ISIN | CNE000001CS2 | Agenda | 705870790 - Management | |||||||||||||||||
Record Date | 30-Apr-2015 | Holding Recon Date | 30-Apr-2015 | |||||||||||||||||
City / | Country | SHENZHE N | / | China | Vote Deadline Date | 29-Apr-2015 | ||||||||||||||
SEDOL(s) | 6547998 - B0376P4 - BP3R2X9 - BSTJPX1 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 FINANCIAL RESOLUTION REPORT | Management | ||||||||||||||||||
2 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 0.67300000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
3 | APPOINTMENT OF AUDIT FIRM | Management | ||||||||||||||||||
4 | 2014 REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
5 | 2014 REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
6 | 2014 ANNUAL REPORT | Management | ||||||||||||||||||
7.1 | 2014 PROFIT DISTRIBUTION PLAN OF THE ABOVE COMPANY | Management | ||||||||||||||||||
7.2 | MANDATE TO THE ABOVE COMPANY'S BOARD TO HANDLE MATTERS IN RELATION TO APPOINTMENT AND RE-ELECTION OF DIRECTORS AND DETERMINATION OF DIRECTOR'S EMOLUMENTS | Management | ||||||||||||||||||
7.3 | MANDATE TO THE ABOVE COMPANY'S BOARD TO HANDLE MATTERS IN RELATION TO THE PURCHASE OF THE COMPANY'S SHARES WITHIN THE PRESCRIBED TIME ACCORDING TO APPLICABLE LAWS | Management | ||||||||||||||||||
7.4 | MANDATE TO THE ABOVE COMPANY'S BOARD TO HANDLE MATTERS IN RELATION TO THE SHARE OFFERING PLAN | Management | ||||||||||||||||||
7.5 | ADOPTION OF NEW ARTICLES OF ASSOCIATION OF THE ABOVE COMPANY | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 2,479,900 | 0 | |||||||||||||||
CHINA MERCHANTS SECURITIES CO LTD, SHENZHEN | ||||||||||||||||||||
Security | Y14904109 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 08-May-2015 | ||||||||||||||||||
ISIN | CNE100000HK9 | Agenda | 706048368 - Management | |||||||||||||||||
Record Date | 30-Apr-2015 | Holding Recon Date | 30-Apr-2015 | |||||||||||||||||
City / | Country | GUANGD ONG | / | China | Vote Deadline Date | 29-Apr-2015 | ||||||||||||||
SEDOL(s) | B59QNS2 - BP3R303 - BSTK1R0 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 WORK REPORT OF INDEPENDENT DIRECTORS | Management | ||||||||||||||||||
4 | 2014 ANNUAL REPORT AND ITS SUMMARY | Management | ||||||||||||||||||
5 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 2.65000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
6 | THE PLAN FOR THE SHAREHOLDERS PROFIT RETURN (2015-2017) | Management | ||||||||||||||||||
7 | 2015 PROPRIETARY INVESTMENT QUOTA | Management | ||||||||||||||||||
8 | 2015 ESTIMATED CONTINUING CONNECTED TRANSACTIONS | Management | ||||||||||||||||||
9 | APPOINTMENT OF 2015 AUDIT FIRM | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 424,787 | 0 | |||||||||||||||
GREAT WALL MOTOR CO LTD | ||||||||||||||||||||
Security | Y28741109 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 12-May-2015 | ||||||||||||||||||
ISIN | CNE1000018V8 | Agenda | 705909123 - Management | |||||||||||||||||
Record Date | 10-Apr-2015 | Holding Recon Date | 10-Apr-2015 | |||||||||||||||||
City / | Country | HEBEI | / | China | Vote Deadline Date | 16-Apr-2015 | ||||||||||||||
SEDOL(s) | B3WXMX4 - BP3R325 - BSTK1P8 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL AUDITOR REPORT OF THE COMPANY FOR THE YEAR 2014 | Management | ||||||||||||||||||
2 | PROPOSAL ON 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
3 | PROPOSAL ON 2014 PROFIT DISTRIBUTION SCHEME:THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY8.00000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
4 | PROPOSAL ON 2014 ANNUAL REPORT AND ITS SUMMARY | Management | ||||||||||||||||||
5 | PROPOSAL ON 2014 WORK REPORTS OF INDEPENDENT DIRECTORS | Management | ||||||||||||||||||
6 | PROPOSAL ON 2014 WORK REPORT OF THE BOARD OF SUPERVISORS | Management | ||||||||||||||||||
7 | PROPOSAL ON THE OPERATION POLICY OF THE COMPANY FOR THE YEAR 2015 | Management | ||||||||||||||||||
8 | PROPOSAL TO APPOINT AN ACCOUNTING FIRM | Management | ||||||||||||||||||
9 | PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | ||||||||||||||||||
10 | PROPOSAL ON THE GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE A SHARES AND H SHARES | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 140,471 | 0 | |||||||||||||||
HUA XIA BANK CO LTD, BEIJING | ||||||||||||||||||||
Security | Y37467118 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 12-May-2015 | ||||||||||||||||||
ISIN | CNE000001FW7 | Agenda | 706043697 - Management | |||||||||||||||||
Record Date | 05-May-2015 | Holding Recon Date | 05-May-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 04-May-2015 | ||||||||||||||
SEDOL(s) | 6683438 - 6710187 - B0373Q4 - BP3R2T5 - BSTJPS6 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 FINANCIAL RESOLUTION REPORT | Management | ||||||||||||||||||
4 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED): CNY 4.35000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):2.000000 | Management | ||||||||||||||||||
5 | 2014 PLAN FOR BONUS ISSUE FROM CAPITAL RESERVE | Management | ||||||||||||||||||
6 | 2015 FINANCIAL BUDGET REPORT | Management | ||||||||||||||||||
7 | APPOINTMENT OF 2015 AUDIT FIRM AND ITS REMUNERATION | Management | ||||||||||||||||||
8 | IMPLEMENTATION RESULTS OF CONNECTED TRANSACTION MANAGEMENT SYSTEM IN 2014 AND REPORT ON CONNECTED TRANSACTION | Management | ||||||||||||||||||
9 | CONNECTED TRANSACTION CREDIT FOR A COMPANY AND ITS RELATED ENTERPRISES | Management | ||||||||||||||||||
10 | CONNECTED TRANSACTION CREDIT FOR ANOTHER COMPANY AND ITS RELATED ENTERPRISES | Management | ||||||||||||||||||
11 | CONNECTED TRANSACTION CREDIT FOR A THIRD COMPANY | Management | ||||||||||||||||||
12 | 2014 EVALUATION REPORT ON THE DUTY PERFORMANCE FOR THE BOARD AND DIRECTORS BY THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
13 | 2014 EVALUATION REPORT ON THE DUTY PERFORMANCE FOR SUPERVISORS BY THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
14 | ELECTION OF DIRECTORS | Management | ||||||||||||||||||
15.1 | ELECTION OF OUTSIDE SUPERVISOR: LIN XIN | Management | ||||||||||||||||||
15.2 | ELECTION OF OUTSIDE SUPERVISOR: WU CHANGQI | Management | ||||||||||||||||||
15.3 | ELECTION OF OUTSIDE SUPERVISOR: MA YUANJU | Management | ||||||||||||||||||
16 | ISSUANCE OF FINANCIAL BONDS | Management | ||||||||||||||||||
17 | AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | Management | ||||||||||||||||||
18 | AMENDMENTS TO THE RULES OF PROCEDURES GOVERNING SHAREHOLDERS' GENERAL MEETINGS | Management | ||||||||||||||||||
19 | AMENDMENTS TO THE COMPANY'S RULES OF PROCEDURES GOVERNING THE BOARD MEETINGS | Management | ||||||||||||||||||
20 | AMENDMENTS TO THE RULES OF PROCEDURES GOVERNING MEETINGS OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
21.1 | SCHEME FOR NON-PUBLIC PREFERRED SHARES OFFERING: TYPE OF THE PREFERRED SHARES | Management | ||||||||||||||||||
21.2 | SCHEME FOR NON-PUBLIC PREFERRED SHARES OFFERING: ISSUING VOLUME AND SCALE OF THE PREFERRED SHARES | Management | ||||||||||||||||||
21.3 | SCHEME FOR NON-PUBLIC PREFERRED SHARES OFFERING: PAR VALUE AND ISSUING PRICE | Management | ||||||||||||||||||
21.4 | SCHEME FOR NON-PUBLIC PREFERRED SHARES OFFERING: METHOD OF ISSUANCE | Management | ||||||||||||||||||
21.5 | SCHEME FOR NON-PUBLIC PREFERRED SHARES OFFERING: ISSUANCE TARGETS | Management | ||||||||||||||||||
21.6 | SCHEME FOR NON-PUBLIC PREFERRED SHARES OFFERING: DURATION | Management | ||||||||||||||||||
21.7 | SCHEME FOR NON-PUBLIC PREFERRED SHARES OFFERING: DIVIDEND DISTRIBUTION CLAUSES | Management | ||||||||||||||||||
21.8 | SCHEME FOR NON-PUBLIC PREFERRED SHARES OFFERING: PROVISIONS ON COMPULSIVE CONVERSION | Management | ||||||||||||||||||
21.9 | SCHEME FOR NON-PUBLIC PREFERRED SHARES OFFERING: CONDITIONAL REDEMPTION CLAUSE | Management | ||||||||||||||||||
21.10 | SCHEME FOR NON-PUBLIC PREFERRED SHARES OFFERING: RESTRICTION ON VOTING RIGHT | Management | ||||||||||||||||||
21.11 | SCHEME FOR NON-PUBLIC PREFERRED SHARES OFFERING: RESUMPTION OF VOTING RIGHT | Management | ||||||||||||||||||
21.12 | SCHEME FOR NON-PUBLIC PREFERRED SHARES OFFERING: SEQUENCE FOR LIQUIDATION PAYMENT AND SETTLEMENT METHOD | Management | ||||||||||||||||||
21.13 | SCHEME FOR NON-PUBLIC PREFERRED SHARES OFFERING: RATING ARRANGEMENT | Management | ||||||||||||||||||
21.14 | SCHEME FOR NON-PUBLIC PREFERRED SHARES OFFERING: GUARANTEES | Management | ||||||||||||||||||
21.15 | SCHEME FOR NON-PUBLIC PREFERRED SHARES OFFERING: TRANSFER ARRANGEMENT | Management | ||||||||||||||||||
21.16 | SCHEME FOR NON-PUBLIC PREFERRED SHARES OFFERING: PURPOSE OF THE RAISED FUNDS | Management | ||||||||||||||||||
21.17 | SCHEME FOR NON-PUBLIC PREFERRED SHARES OFFERING: THE VALID PERIOD OF THE RESOLUTION | Management | ||||||||||||||||||
21.18 | SCHEME FOR NON-PUBLIC PREFERRED SHARES OFFERING: MANDATE FOR PREFERRED SHARES | Management | ||||||||||||||||||
22 | THE PLAN FOR THE SHAREHOLDERS PROFIT RETURN FOR THE NEXT THREE YEARS(2015-2017) | Management | ||||||||||||||||||
23 | DILUTED IMMEDIATE RETURNS ANALYSIS FOR THE ISSUANCE OF PREFERRED SHARES AND FILLING MEASURES | Management | ||||||||||||||||||
24 | AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION DUE TO ISSUANCE OF PREFERRED SHARES | Management | ||||||||||||||||||
25 | AMENDMENTS TO THE COMPANY'S RULES OF PROCEDURES GOVERNING SHAREHOLDERS' GENERAL MEETINGS DUE TO ISSUANCE OF PREFERRED SHARES | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 827,200 | 0 | |||||||||||||||
CHINA PETROLEUM & CHEMICAL CORP SINOPEC, BEIJING | ||||||||||||||||||||
Security | Y15010112 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 12-May-2015 | ||||||||||||||||||
ISIN | CNE0000018G1 | Agenda | 706097450 - Management | |||||||||||||||||
Record Date | 10-Apr-2015 | Holding Recon Date | 10-Apr-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 30-Apr-2015 | ||||||||||||||
SEDOL(s) | 6373728 - BP3R240 - BSTJP19 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 442837 DUE TO ADDITION OF-RESOLUTIONS AND DELETION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS ME-ETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTI-CE. THANK YOU. | Non-Voting | ||||||||||||||||||
1 | WORK REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | ||||||||||||||||||
2 | WORK REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY | Management | ||||||||||||||||||
3 | 2014 AUDITED FINANCIAL REPORT AND CONSOLIDATED FINANCIAL REPORT | Management | ||||||||||||||||||
4 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 1.10000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
5 | AUTHORIZATION TO THE BOARD TO DETERMINE 2015 INTERIM PROFIT DISTRIBUTION PLAN | Management | ||||||||||||||||||
6 | REAPPOINTMENT OF DOMESTIC AND OVERSEAS AUDIT FIRMS AND AUTHORIZATION TO THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDIT FIRMS | Management | ||||||||||||||||||
7 | SERVICE CONTRACT OF DIRECTORS AND SUPERVISORS(REMUNERATION CLAUSES INCLUDED) | Management | ||||||||||||||||||
8 | AUTHORIZATION TO THE SECRETARIAT TO HANDLE MATTERS RELATED TO APPLICATION, APPROVAL, REGISTRATION AND FILING CAUSED BY THE CHANGE OF DIRECTORS AND SUPERVISORS | Management | ||||||||||||||||||
9 | AMENDMENTS TO ARTICLES OF ASSOCIATION OF THE COMPANY AND THE COMPANY'S PROCEDURE RULES GOVERNING THE SUPERVISORY COMMITTEE'S MEETINGS, AND AUTHORIZATION TO THE SECRETARIAT TO HANDLES MATTERS RELATED TO APPLICATION, APPROVAL, REGISTRATION AND FILING CAUSED BY THE ABOVE MENTIONED AMENDMENTS | Management | ||||||||||||||||||
10 | AUTHORIZATION TO THE BOARD TO DETERMINE ISSUANCE OF DEBT FINANCING INSTRUMENTS | Management | ||||||||||||||||||
11 | GENERAL MANDATE TO THE BOARD TO ISSUE ADDITIONAL DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES | Management | ||||||||||||||||||
12.1 | ELECTION OF NON-EMPLOYEE REPRESENTATIVE SUPERVISOR: XU BIN | Management | ||||||||||||||||||
12.2 | ELECTION OF NON-EMPLOYEE REPRESENTATIVE SUPERVISOR: LIU ZHONGYUN | Management | ||||||||||||||||||
12.3 | ELECTION OF NON-EMPLOYEE REPRESENTATIVE SUPERVISOR: ZHOU HENGYOU | Management | ||||||||||||||||||
12.4 | ELECTION OF NON-EMPLOYEE REPRESENTATIVE SUPERVISOR: ZOU HUIPING | Management | ||||||||||||||||||
13.1 | ELECTION OF DIRECTOR (EXCLUDING INDEPENDENT NON-EXECUTIVE DIRECTOR): FU CHENGYU | Management | ||||||||||||||||||
13.2 | ELECTION OF DIRECTOR (EXCLUDING INDEPENDENT NON-EXECUTIVE DIRECTOR): LI CHUNGUANG | Management | ||||||||||||||||||
13.3 | ELECTION OF DIRECTOR (EXCLUDING INDEPENDENT NON-EXECUTIVE DIRECTOR): ZHANG JIANHUA | Management | ||||||||||||||||||
13.4 | ELECTION OF DIRECTOR (EXCLUDING INDEPENDENT NON-EXECUTIVE DIRECTOR): WANG ZHIGANG | Management | ||||||||||||||||||
13.5 | ELECTION OF DIRECTOR (EXCLUDING INDEPENDENT NON-EXECUTIVE DIRECTOR): DAI HOULIANG | Management | ||||||||||||||||||
13.6 | ELECTION OF DIRECTOR (EXCLUDING INDEPENDENT NON-EXECUTIVE DIRECTOR): LIU YUN | Management | ||||||||||||||||||
13.7 | ELECTION OF DIRECTOR (EXCLUDING INDEPENDENT NON-EXECUTIVE DIRECTOR): ZHANG HAICHAO | Management | ||||||||||||||||||
13.8 | ELECTION OF DIRECTOR (EXCLUDING INDEPENDENT NON-EXECUTIVE DIRECTOR): JIAO FANGZHENG | Management | ||||||||||||||||||
14.1 | ELECTION OF INDEPENDENT NON- EXECUTIVE DIRECTOR: JIANG XIAOMING | Management | ||||||||||||||||||
14.2 | ELECTION OF INDEPENDENT NON- EXECUTIVE DIRECTOR: YAN YAN | Management | ||||||||||||||||||
14.3 | ELECTION OF INDEPENDENT NON- EXECUTIVE DIRECTOR: BAO GUOMING | Management | ||||||||||||||||||
14.4 | ELECTION OF INDEPENDENT NON- EXECUTIVE DIRECTOR: TANG MIN | Management | ||||||||||||||||||
14.5 | ELECTION OF INDEPENDENT NON- EXECUTIVE DIRECTOR: FAN GANG | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 4,590,300 | 0 | |||||||||||||||
SHANGHAI PUDONG DEVELOPMENT BANK CO LTD, SHANGHAI | ||||||||||||||||||||
Security | Y7689F102 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 15-May-2015 | ||||||||||||||||||
ISIN | CNE0000011B7 | Agenda | 706070858 - Management | |||||||||||||||||
Record Date | 08-May-2015 | Holding Recon Date | 08-May-2015 | |||||||||||||||||
City / | Country | SHANGHA I | / | China | Vote Deadline Date | 07-May-2015 | ||||||||||||||
SEDOL(s) | 6182043 - B05P8X8 - BP3R2B7 - BSTJP75 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 FINANCIAL RESOLUTION AND 2015 FINANCIAL BUDGET REPORT | Management | ||||||||||||||||||
4 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 7.57000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
5 | 2015 REAPPOINTMENT OF AUDIT FIRM | Management | ||||||||||||||||||
6 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | ||||||||||||||||||
7.1 | CHANGE OF DIRECTOR: LIU XINYI | Management | ||||||||||||||||||
7.2 | CHANGE OF DIRECTOR: SHAO YALIANG | Management | ||||||||||||||||||
7.3 | CHANGE OF DIRECTOR: GU JIANZHONG | Management | ||||||||||||||||||
7.4 | CHANGE OF DIRECTOR: CHEN XIAOHONG | Management | ||||||||||||||||||
7.5 | CHANGE OF DIRECTOR: DONG XIUMING | Management | ||||||||||||||||||
7.6 | CHANGE OF DIRECTOR: CHEN BICHANG | Management | ||||||||||||||||||
8 | TO ISSUE WRITEDOWNS TYPE QUALIFIED TIER TWO CAPITAL INSTRUMENTS | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 2,326,415 | 0 | |||||||||||||||
CHINA STATE CONSTRUCTION ENGINEERING CORPORATION L | ||||||||||||||||||||
Security | Y1R16Z106 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 15-May-2015 | ||||||||||||||||||
ISIN | CNE100000F46 | Agenda | 706130589 - Management | |||||||||||||||||
Record Date | 11-May-2015 | Holding Recon Date | 11-May-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 11-May-2015 | ||||||||||||||
SEDOL(s) | B3Y6LV2 - BP3R2Q2 - BSTJPR5 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 470751 DUE TO ADDITION OF-RESOLUTION 13. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF INDEPENDENT DIRECTORS | Management | ||||||||||||||||||
3 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
4 | 2014 FINANCIAL RESOLUTION REPORT | Management | ||||||||||||||||||
5 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 1.72000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
6 | 2014 ANNUAL REPORT | Management | ||||||||||||||||||
7 | 2015 FINANCIAL BUDGET REPORT | Management | ||||||||||||||||||
8 | 2015 INVESTMENT BUDGET REPORT | Management | ||||||||||||||||||
9 | RE-APPOINTMENT OF 2015 FINANCIAL AUDIT FIRM | Management | ||||||||||||||||||
10 | RE-APPOINTMENT OF 2015 INNER CONTROL AUDIT FIRM | Management | ||||||||||||||||||
11 | 2015 CONTINUING CONNECTED TRANSACTIONS | Management | ||||||||||||||||||
12 | 2015 ADDITIONAL GUARANTEE QUOTA | Management | ||||||||||||||||||
13 | PROPOSAL FOR THE COMPANY TO ISSUE FOREIGN BONDS OF UP TO 2 BILLION DOLLARS | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 2,678,200 | 0 | |||||||||||||||
CHINA CNR CORPORATION LTD, BEIJING | ||||||||||||||||||||
Security | Y1434N106 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 18-May-2015 | ||||||||||||||||||
ISIN | CNE100000JN9 | Agenda | 705952124 - Management | |||||||||||||||||
Record Date | 07-May-2015 | Holding Recon Date | 07-May-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 12-May-2015 | ||||||||||||||
SEDOL(s) | B502464 - BP3R392 - BSTJPF3 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 ANNUAL REPORT AND ITS SUMMARY OF A-SHARE, 2014 ANNUAL REPORT AND PERFORMANCE REPORT OF H-SHARE | Management | ||||||||||||||||||
4 | 2014 FINANCIAL RESOLUTION REPORT | Management | ||||||||||||||||||
5 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY0.00000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
6 | 2015 ESTIMATED CONTINUING CONNECTED TRANSACTIONS | Management | ||||||||||||||||||
7 | TO ISSUE 2015 DEBT FINANCING INSTRUMENTS | Management | ||||||||||||||||||
8.1 | RELEVANT GUARANTEE MATTERS OF SUBSIDIARIES: GUARANTEE FOR COMPREHENSIVE CREDIT BUSINESS OF SUBSIDIARIES | Management | ||||||||||||||||||
8.2 | RELEVANT GUARANTEE MATTERS OF SUBSIDIARIES: FINANCIAL COMPANY TO HANDLE GUARANTEE BUSINESS FOR MEMBER ENTITIES | Management | ||||||||||||||||||
9 | PAYMENT OF 2014 AUDIT FEE AND APPOINTMENT OF 2015 AUDIT FIRM FOR THE COMPANY AND NEW MERGED COMPANY | Management | ||||||||||||||||||
10 | 2014 REMUNERATION FOR DIRECTORS, SUPERVISORS | Management | ||||||||||||||||||
11 | PARENT GUARANTEE FOR THE BALANCE PAYMENT OF DIESEL ENGINE PROCUREMENT IN A PROJECT | Management | ||||||||||||||||||
12 | THE COMPANY'S NEW ARTICLES OF ASSOCIATION(DRAFT) AFTER THE MERGER | Management | ||||||||||||||||||
13 | THE COMPANY'S NEW RULES OF PROCEDURES GOVERNING SHAREHOLDERS' GENERAL MEETINGS(DRAFT) AFTER THE MERGER | Management | ||||||||||||||||||
14 | THE COMPANY'S NEW RULES OF PROCEDURES GOVERNING THE BOARD MEETINGS(DRAFT) AFTER THE MERGER | Management | ||||||||||||||||||
15 | THE COMPANY'S NEW RULES OF PROCEDURES GOVERNING THE SUPERVISORY COMMITTEE MEETINGS(DRAFT) AFTER THE MERGER | Management | ||||||||||||||||||
16.1 | ELECTION OF CUI DIANGUO AS EXECUTIVE DIRECTOR AFTER THE MERGER | Management | ||||||||||||||||||
16.2 | ELECTION OF ZHENG CHANGHONG AS EXECUTIVE DIRECTOR AFTER THE MERGER | Management | ||||||||||||||||||
16.3 | ELECTION OF LIU HUALONG AS EXECUTIVE DIRECTOR AFTER THE MERGER | Management | ||||||||||||||||||
16.4 | ELECTION OF XI GUOHUA AS EXECUTIVE DIRECTOR AFTER THE MERGER | Management | ||||||||||||||||||
16.5 | ELECTION OF FU JIANGUO AS EXECUTIVE DIRECTOR AFTER THE MERGER | Management | ||||||||||||||||||
16.6 | ELECTION OF LIU ZHIYONG AS NON- EXECUTIVE DIRECTOR AFTER THE MERGER | Management | ||||||||||||||||||
16.7 | ELECTION OF LI GUO'AN AS INDEPENDENT NON-EXECUTIVE DIRECTOR AFTER THE MERGER | Management | ||||||||||||||||||
16.8 | ELECTION OF ZHANG ZHONG AS INDEPENDENT NON-EXECUTIVE DIRECTOR AFTER THE MERGER | Management | ||||||||||||||||||
16.9 | ELECTION OF WU ZHUO AS INDEPENDENT NON-EXECUTIVE DIRECTOR AFTER THE MERGER | Management | ||||||||||||||||||
16.10 | ELECTION OF XIN DINGHUA AS INDEPENDENT NON-EXECUTIVE DIRECTOR AFTER THE MERGER | Management | ||||||||||||||||||
16.11 | ELECTION OF CHEN JIAQIANG AS INDEPENDENT NON-EXECUTIVE DIRECTOR AFTER THE MERGER | Management | ||||||||||||||||||
17.1 | ELECTION OF WAN JUN AS SHAREHOLDER REPRESENTATIVE SUPERVISOR AFTER THE MERGER | Management | ||||||||||||||||||
17.2 | ELECTION OF CHEN FANGPING AS SHAREHOLDER REPRESENTATIVE SUPERVISOR AFTER THE MERGER | Management | ||||||||||||||||||
18 | SUBSEQUENT MATTERS RELATED TO THE MERGER | Management | ||||||||||||||||||
CMMT | 30 APR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT I- N RESOLUTION 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGA-IN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 1,776,209 | 0 | |||||||||||||||
BANK OF COMMUNICATIONS CO LTD, SHANGHAI | ||||||||||||||||||||
Security | Y06988110 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 18-May-2015 | ||||||||||||||||||
ISIN | CNE1000000S2 | Agenda | 706010193 - Management | |||||||||||||||||
Record Date | 17-Apr-2015 | Holding Recon Date | 17-Apr-2015 | |||||||||||||||||
City / | Country | SHANGHA I | / | China | Vote Deadline Date | 23-Apr-2015 | ||||||||||||||
SEDOL(s) | B1W9Z06 - BP3R2G2 - BSTJP53 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | Management | ||||||||||||||||||
2 | APPLICATION TO THE SHAREHOLDERS GENERAL MEETING FOR GENERAL MANDATE TO THE BOARD FOR ISSUING SHARES | Management | ||||||||||||||||||
3.1 | SCHEME FOR DOMESTIC NON-PUBLIC OFFERING OF PREFERRED SHARES: TYPE OF PREFERRED STOCKS TO BE ISSUED | Management | ||||||||||||||||||
3.2 | SCHEME FOR DOMESTIC NON-PUBLIC OFFERING OF PREFERRED SHARES: ISSUING VOLUME AND SCALE | Management | ||||||||||||||||||
3.3 | SCHEME FOR DOMESTIC NON-PUBLIC OFFERING OF PREFERRED SHARES: METHOD OF ISSUANCE | Management | ||||||||||||||||||
3.4 | SCHEME FOR DOMESTIC NON-PUBLIC OFFERING OF PREFERRED SHARES: PAR VALUE AND ISSUING PRICE | Management | ||||||||||||||||||
3.5 | SCHEME FOR DOMESTIC NON-PUBLIC OFFERING OF PREFERRED SHARES: DURATION | Management | ||||||||||||||||||
3.6 | SCHEME FOR DOMESTIC NON-PUBLIC OFFERING OF PREFERRED SHARES: ISSUANCE TARGETS | Management | ||||||||||||||||||
3.7 | SCHEME FOR DOMESTIC NON-PUBLIC OFFERING OF PREFERRED SHARES: LOCK- UP PERIOD | Management | ||||||||||||||||||
3.8 | SCHEME FOR DOMESTIC NON-PUBLIC OFFERING OF PREFERRED SHARES: DIVIDEND DISTRIBUTION CLAUSES | Management | ||||||||||||||||||
3.9 | SCHEME FOR DOMESTIC NON-PUBLIC OFFERING OF PREFERRED SHARES: PROVISIONS ON COMPULSIVE CONVERSION | Management | ||||||||||||||||||
3.10 | SCHEME FOR DOMESTIC NON-PUBLIC OFFERING OF PREFERRED SHARES: CONDITIONAL REDEMPTION CLAUSES | Management | ||||||||||||||||||
3.11 | SCHEME FOR DOMESTIC NON-PUBLIC OFFERING OF PREFERRED SHARES: RESTRICTION ON VOTING RIGHT | Management | ||||||||||||||||||
3.12 | SCHEME FOR DOMESTIC NON-PUBLIC OFFERING OF PREFERRED SHARES: RESUMPTION OF VOTING RIGHT | Management | ||||||||||||||||||
3.13 | SCHEME FOR DOMESTIC NON-PUBLIC OFFERING OF PREFERRED SHARES: SEQUENCE FOR LIQUIDATION PAYMENT AND SETTLEMENT METHOD | Management | ||||||||||||||||||
3.14 | SCHEME FOR DOMESTIC NON-PUBLIC OFFERING OF PREFERRED SHARES: GRADING ARRANGEMENT | Management | ||||||||||||||||||
3.15 | SCHEME FOR DOMESTIC NON-PUBLIC OFFERING OF PREFERRED SHARES: GUARANTEES | Management | ||||||||||||||||||
3.16 | SCHEME FOR DOMESTIC NON-PUBLIC OFFERING OF PREFERRED SHARES: PURPOSE OF THE RAISED FUNDS | Management | ||||||||||||||||||
3.17 | SCHEME FOR DOMESTIC NON-PUBLIC OFFERING OF PREFERRED SHARES: TRANSFER ARRANGEMENT | Management | ||||||||||||||||||
3.18 | SCHEME FOR DOMESTIC NON-PUBLIC OFFERING OF PREFERRED SHARES: THE VALID PERIOD OF THE RESOLUTION ON DOMESTIC ISSUANCE | Management | ||||||||||||||||||
3.19 | SCHEME FOR DOMESTIC NON-PUBLIC OFFERING OF PREFERRED SHARES: THE RELATIONSHIP BETWEEN DOMESTIC AND OVERSEAS ISSUANCE | Management | ||||||||||||||||||
3.20 | SCHEME FOR DOMESTIC NON-PUBLIC OFFERING OF PREFERRED SHARES: MANDATE MATTERS | Management | ||||||||||||||||||
4.1 | SCHEME FOR OVERSEAS NON-PUBLIC OFFERING OF PREFERRED SHARES: TYPE OF PREFERRED SHARES TO BE ISSUED | Management | ||||||||||||||||||
4.2 | SCHEME FOR OVERSEAS NON-PUBLIC OFFERING OF PREFERRED SHARES: ISSUING VOLUME AND SCALE | Management | ||||||||||||||||||
4.3 | SCHEME FOR OVERSEAS NON-PUBLIC OFFERING OF PREFERRED SHARES: METHOD OF ISSUANCE | Management | ||||||||||||||||||
4.4 | SCHEME FOR OVERSEAS NON-PUBLIC OFFERING OF PREFERRED SHARES: PAR VALUE AND ISSUING PRICE | Management | ||||||||||||||||||
4.5 | SCHEME FOR OVERSEAS NON-PUBLIC OFFERING OF PREFERRED SHARES: DURATION | Management | ||||||||||||||||||
4.6 | SCHEME FOR OVERSEAS NON-PUBLIC OFFERING OF PREFERRED SHARES: ISSUANCE TARGETS | Management | ||||||||||||||||||
4.7 | SCHEME FOR OVERSEAS NON-PUBLIC OFFERING OF PREFERRED SHARES: LOCK- UP PERIOD | Management | ||||||||||||||||||
4.8 | SCHEME FOR OVERSEAS NON-PUBLIC OFFERING OF PREFERRED SHARES: DIVIDEND DISTRIBUTION CLAUSES | Management | ||||||||||||||||||
4.9 | SCHEME FOR OVERSEAS NON-PUBLIC OFFERING OF PREFERRED SHARES: PROVISIONS ON COMPULSIVE CONVERSION | Management | ||||||||||||||||||
4.10 | SCHEME FOR OVERSEAS NON-PUBLIC OFFERING OF PREFERRED SHARES: CONDITIONAL REDEMPTION CLAUSES | Management | ||||||||||||||||||
4.11 | SCHEME FOR OVERSEAS NON-PUBLIC OFFERING OF PREFERRED SHARES: RESTRICTION ON VOTING RIGHT | Management | ||||||||||||||||||
4.12 | SCHEME FOR OVERSEAS NON-PUBLIC OFFERING OF PREFERRED SHARES: RESUMPTION OF VOTING RIGHT | Management | ||||||||||||||||||
4.13 | SCHEME FOR OVERSEAS NON-PUBLIC OFFERING OF PREFERRED SHARES: SEQUENCE FOR LIQUIDATION PAYMENT AND SETTLEMENT METHOD | Management | ||||||||||||||||||
4.14 | SCHEME FOR OVERSEAS NON-PUBLIC OFFERING OF PREFERRED SHARES: GRADING ARRANGEMENT | Management | ||||||||||||||||||
4.15 | SCHEME FOR OVERSEAS NON-PUBLIC OFFERING OF PREFERRED SHARES: GUARANTEES | Management | ||||||||||||||||||
4.16 | SCHEME FOR OVERSEAS NON-PUBLIC OFFERING OF PREFERRED SHARES: PURPOSE OF THE RAISED FUNDS | Management | ||||||||||||||||||
4.17 | SCHEME FOR OVERSEAS NON-PUBLIC OFFERING OF PREFERRED SHARES: LISTING ARRANGEMENT | Management | ||||||||||||||||||
4.18 | SCHEME FOR OVERSEAS NON-PUBLIC OFFERING OF PREFERRED SHARES: THE VALID PERIOD OF THE RESOLUTION ON OVERSEAS ISSUANCE | Management | ||||||||||||||||||
4.19 | SCHEME FOR OVERSEAS NON-PUBLIC OFFERING OF PREFERRED SHARES: THE RELATIONSHIP BETWEEN DOMESTIC AND OVERSEAS ISSUANCE | Management | ||||||||||||||||||
4.20 | SCHEME FOR OVERSEAS NON-PUBLIC OFFERING OF PREFERRED SHARES: MANDATE MATTERS | Management | ||||||||||||||||||
5 | DILUTED IMMEDIATE RETURNS FOR THE ISSUANCE OF PREFERRED SHARES AND FILLING MEASURES | Management | ||||||||||||||||||
6 | AMENDMENTS TO THE CAPITAL MANAGEMENT PLAN FOR THE YEARS FROM 2012 TO 2015 | Management | ||||||||||||||||||
7 | THE PLAN FOR THE SHAREHOLDERS PROFIT RETURN (2015-2017) | Management | ||||||||||||||||||
8 | 2014 FINANCIAL RESOLUTION REPORT | Management | ||||||||||||||||||
9 | 2014 PROFIT DISTRIBUTION PLAN | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 6,513,000 | 0 | |||||||||||||||
INDUSTRIAL BANK CO LTD, FUZHOU | ||||||||||||||||||||
Security | Y3990D100 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 18-May-2015 | ||||||||||||||||||
ISIN | CNE000001QZ7 | Agenda | 706085532 - Management | |||||||||||||||||
Record Date | 12-May-2015 | Holding Recon Date | 12-May-2015 | |||||||||||||||||
City / | Country | FUZHOU | / | China | Vote Deadline Date | 11-May-2015 | ||||||||||||||
SEDOL(s) | B1P13B6 - B1VK1R9 - BP3R295 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE BOARD OF SUPERVISORS | Management | ||||||||||||||||||
3 | TO CONSIDER AND APPROVE THE PERFORMANCE ASSESSMENT REPORT ON DIRECTORS FOR 2014 | Management | ||||||||||||||||||
4 | TO CONSIDER AND APPROVE THE PERFORMANCE ASSESSMENT REPORT ON SUPERVISORS FOR 2014 | Management | ||||||||||||||||||
5 | ASSESSMENT REPORT OF THE BOARD OF SUPERVISORS ON THE PERFORMANCE OF DIRECTORS AND OFFICERS OF THE COMPANY FOR 2014 | Management | ||||||||||||||||||
6 | TO CONSIDER AND APPROVE 2014 ANNUAL REPORT AND ITS SUMMARY | Management | ||||||||||||||||||
7 | TO CONSIDER AND APPROVE 2014 FINAL ACCOUNTS REPORT AND 2015 FINANCIAL BUDGET SCHEME | Management | ||||||||||||||||||
8 | 2014 PROFIT DISTRIBUTION PLAN:THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY5.70000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
9 | TO CONSIDER AND APPROVE THE PROPOSAL ON APPOINTMENT OF CERTIFIED PUBLIC ACCOUNTANTS FOR 2015 | Management | ||||||||||||||||||
10 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE FINANCIAL BOND ISSUANCE | Management | ||||||||||||||||||
11.1 | TO ELECT MR. CHEN YICHAO AS A DIRECTOR OF THE 8TH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | ||||||||||||||||||
11.2 | TO ELECT MR. LIN HUA AS THE INDEPENDENT DIRECTOR OF THE 8TH SESSION OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 2,006,132 | 0 | |||||||||||||||
CHINA RAILWAY GROUP LTD | ||||||||||||||||||||
Security | Y1509D108 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 18-May-2015 | ||||||||||||||||||
ISIN | CNE100000866 | Agenda | 706113975 - Management | |||||||||||||||||
Record Date | 28-Apr-2015 | Holding Recon Date | 28-Apr-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 12-May-2015 | ||||||||||||||
SEDOL(s) | B292YZ3 - BP3R3D6 - BSTK244 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 451848 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 WORK REPORT OF INDEPENDENT DIRECTORS | Management | ||||||||||||||||||
4 | 2014 FINANCIAL RESOLUTION REPORT | Management | ||||||||||||||||||
5 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 0.78000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
6 | APPOINTMENT OF 2015 AUDIT FIRM | Management | ||||||||||||||||||
7 | APPOINTMENT OF 2015 INNER CONTROL AUDIT FIRM | Management | ||||||||||||||||||
8 | EXTERNAL GUARANTEE QUOTA FOR SECOND HALF OF 2015 AND THE FIRST HALF OF 2016 | Management | ||||||||||||||||||
9 | GENERAL MANDATE TO THE BOARD FOR ISSUING SHARES | Management | ||||||||||||||||||
10 | SELF-EXAMINATION REPORT ON REAL ESTATE BUSINESS OF THE COMPANY | Management | ||||||||||||||||||
11 | COMMITMENT LETTER OF DIRECTORS, SUPERVISORS, SENIOR MANAGEMENT ON THE REAL ESTATE BUSINESS OF THE COMPANY | Management | ||||||||||||||||||
12 | COMMITMENT LETTER OF CONTROLLING DIRECTOR ON THE REAL ESTATE BUSINESS OF THE COMPANY | Management | ||||||||||||||||||
13 | EXTENSION OF THE VALID PERIOD OF RESOLUTION ADOPTED BY THE ANNUAL GENERAL MEETING OF 2011 ON ISSUANCE OF CORPORATE BONDS | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 1,802,100 | 0 | |||||||||||||||
CHINA EVERBRIGHT BANK CO LTD, BEIJING | ||||||||||||||||||||
Security | Y1477U116 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 19-May-2015 | ||||||||||||||||||
ISIN | CNE100000SL4 | Agenda | 706143459 - Management | |||||||||||||||||
Record Date | 17-Apr-2015 | Holding Recon Date | 17-Apr-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 12-May-2015 | ||||||||||||||
SEDOL(s) | B4NSFR0 - B53SCQ5 - BCRXKG1 - BP3R2P1 - BSTJPD1 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 451853 DUE TO ADDITION OF-RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2015 FIXED ASSETS INVESTMENT BUDGET | Management | ||||||||||||||||||
4 | 2014 FINANCIAL RESOLUTION REPORT | Management | ||||||||||||||||||
5 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 1.86000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
6 | ASSESSMENT ON 2014 AUDIT WORK AND SUGGESTION ON REAPPOINTMENT OF 2015 AUDIT FIRM | Management | ||||||||||||||||||
7 | ADJUSTMENT TO A CONSTRUCTION PROJECT OF FORWARD MAIN DATA CENTRE | Management | ||||||||||||||||||
8 | DETERMINATION OF 2014 REMUNERATION STANDARD FOR DIRECTORS | Management | ||||||||||||||||||
9 | DETERMINATION OF 2014 REMUNERATION STANDARD FOR SUPERVISORS | Management | ||||||||||||||||||
10 | ELECTION OF LI XIN AS SHAREHOLDER REPRESENTATIVE SUPERVISORS | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 4,368,100 | 0 | |||||||||||||||
BOE TECHNOLOGY GROUP CO LTD, BEIJING | ||||||||||||||||||||
Security | Y0920M101 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 20-May-2015 | ||||||||||||||||||
ISIN | CNE0000016L5 | Agenda | 706061126 - Management | |||||||||||||||||
Record Date | 12-May-2015 | Holding Recon Date | 12-May-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 12-May-2015 | ||||||||||||||
SEDOL(s) | 6314697 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE BOARD OF SUPERVISORS | Management | ||||||||||||||||||
3 | 2014 ANNUAL REPORT AND ITS SUMMARY | Management | ||||||||||||||||||
4 | 2014 FINAL ACCOUNTS REPORT AND 2015 BUSINESS PLAN | Management | ||||||||||||||||||
5 | 2014 PROFIT DISTRIBUTION PLAN:THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY0.00000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
6 | PROPOSAL ON FORECAST OF ROUTINE RELATED PARTY TRANSACTIONS FOR 2015 | Management | ||||||||||||||||||
7 | PROPOSAL ON LOANS AND CREDIT FACILITIES | Management | ||||||||||||||||||
8 | PROPOSAL FOR THE COMPANY TO CONDUCT PRINCIPAL GUARANTEED WEALTH MANAGEMENT BUSINESS | Management | ||||||||||||||||||
9 | PROPOSAL TO APPOINT AN AUDITOR FOR 2015 | Management | ||||||||||||||||||
10 | PROPOSAL TO ADJUST CERTAIN USES OF PROCEEDS TO INVEST IN THE CONSTRUCTION OF THE G8.5 30K LINE PRODUCTION EXPANSION PROJECT | Management | ||||||||||||||||||
11 | PROPOSAL TO BUILD THE GENERATION 10.5 THIN FILM TRANSISTOR LIQUID CRYSTAL DISPLAY PRODUCTION LINE PROJECT | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 1,588,100 | 0 | |||||||||||||||
KWEICHOW MOUTAI CO LTD, ZUNYI | ||||||||||||||||||||
Security | Y5070V116 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 20-May-2015 | ||||||||||||||||||
ISIN | CNE0000018R8 | Agenda | 706073816 - Management | |||||||||||||||||
Record Date | 14-May-2015 | Holding Recon Date | 14-May-2015 | |||||||||||||||||
City / | Country | GUIYANG | / | China | Vote Deadline Date | 13-May-2015 | ||||||||||||||
SEDOL(s) | 6414832 - B03H7J5 - BP3R2F1 - BSTJP86 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 ANNUAL REPORT AND ITS SUMMARY | Management | ||||||||||||||||||
4 | 2014 FINANCIAL RESOLUTION REPORT | Management | ||||||||||||||||||
5 | 2015 FINANCIAL BUDGET PLAN | Management | ||||||||||||||||||
6 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 43.74000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):1.000000 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
7 | APPOINTMENT OF 2015 AUDIT FIRM | Management | ||||||||||||||||||
8 | 2015 ANNUAL REMUNERATION PLAN FOR CHAIRMAN OF THE BOARD | Management | ||||||||||||||||||
9 | 2014 WORK REPORT OF INDEPENDENT DIRECTORS | Management | ||||||||||||||||||
10 | SUBSIDIARIES TO PROVIDE FINANCIAL SERVICE FOR THE COMPANY'S CONTROLLING SHAREHOLDERS AND ITS SUBSIDIARIES | Management | ||||||||||||||||||
11 | SETUP OF RISK MANAGEMENT COMMITTEE UNDER THE BOARD | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 88,661 | 0 | |||||||||||||||
BANK OF BEIJING CO LTD | ||||||||||||||||||||
Security | Y06958113 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 20-May-2015 | ||||||||||||||||||
ISIN | CNE100000734 | Agenda | 706085796 - Management | |||||||||||||||||
Record Date | 12-May-2015 | Holding Recon Date | 12-May-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 11-May-2015 | ||||||||||||||
SEDOL(s) | B249NZ2 - BP3R2W8 - BSTJPV9 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 FINANCIAL REPORT | Management | ||||||||||||||||||
4 | 2015 FINANCIAL BUDGET REPORT | Management | ||||||||||||||||||
5 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 2.50000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):2.000000 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
6 | 2015 APPOINTMENT OF AUDIT FIRM | Management | ||||||||||||||||||
7 | NOMINATION OF HU JIAN AS INDEPENDENT DIRECTOR CANDIDATE | Management | ||||||||||||||||||
8 | NOMINATION OF WEN JIANMING AS SUPERVISOR CANDIDATE | Management | ||||||||||||||||||
9 | DISMISSAL OF LU HAIJUN AS DIRECTOR | Management | ||||||||||||||||||
10 | AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | Management | ||||||||||||||||||
11 | MEASURES FOR NOMINATION AND ELECTION OF DIRECTORS | Management | ||||||||||||||||||
12 | RELATED CREDIT FOR A COMPANY | Management | ||||||||||||||||||
13 | RELATED CREDIT FOR ANOTHER COMPANY | Management | ||||||||||||||||||
14 | RELATED CREDIT FOR A THIRD COMPANY | Management | ||||||||||||||||||
15 | 2014 SPECIAL REPORT ON CONNECTED TRANSACTIONS | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 1,204,675 | 0 | |||||||||||||||
CHINA VANKE CO LTD, SHENZHEN | ||||||||||||||||||||
Security | Y77421116 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 22-May-2015 | ||||||||||||||||||
ISIN | CNE0000000T2 | Agenda | 706050793 - Management | |||||||||||||||||
Record Date | 13-May-2015 | Holding Recon Date | 13-May-2015 | |||||||||||||||||
City / | Country | GUANGD ONG | / | China | Vote Deadline Date | 18-May-2015 | ||||||||||||||
SEDOL(s) | 6803708 - B03GX49 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 ANNUAL REPORT AND AUDITED FINANCIAL REPORT | Management | ||||||||||||||||||
4 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY5.00000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
5 | REAPPOINTMENT OF 2015 AUDIT FIRM | Management | ||||||||||||||||||
6 | AUTHORIZATION TO ISSUE BONDS | Management | ||||||||||||||||||
7 | TO CONTINUE TO COOPERATE WITH A COMPANY | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 1,826,300 | 0 | |||||||||||||||
BEIJING XINWEI TELECOM TECHNOLOGY GROUP CO LTD, BE | ||||||||||||||||||||
Security | Y07723102 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 22-May-2015 | ||||||||||||||||||
ISIN | CNE000001FK2 | Agenda | 706105877 - Management | |||||||||||||||||
Record Date | 15-May-2015 | Holding Recon Date | 15-May-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 14-May-2015 | ||||||||||||||
SEDOL(s) | 6674506 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 FINANCIAL RESOLUTION REPORT | Management | ||||||||||||||||||
4 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 0.06000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
5 | 2014 ANNUAL REPORT AND ITS SUMMARY | Management | ||||||||||||||||||
6 | 2014 WORK REPORT OF INDEPENDENT DIRECTORS | Management | ||||||||||||||||||
7 | 2015 WEALTH MANAGEMENT INVESTMENT PLAN | Management | ||||||||||||||||||
8 | 2015 COMPREHENSIVE CREDIT APPLICATION PLAN | Management | ||||||||||||||||||
9 | ISSUANCE OF MEDIUM-TERM NOTES AND COMMERCIAL PAPER OF A COMPANY | Management | ||||||||||||||||||
10 | GUARANTEE FOR THE CREDIT QUOTA APPLIED FOR TO A BANK BY THE COMPANY MENTIONED IN PROPOSAL 9 | Management | ||||||||||||||||||
11 | ARRANGEMENT FOR GUARANTEE FOR OVERSEAS PROJECT FINANCING | Management | ||||||||||||||||||
12 | FINANCING OF A COMPANY AND RELATED GUARANTEE ARRANGEMENT | Management | ||||||||||||||||||
13 | 2015 CONTINUING CONNECTED TRANSACTIONS | Management | ||||||||||||||||||
14 | APPOINTMENT OF 2015 AUDIT FIRM | Management | ||||||||||||||||||
15 | PURCHASE OF LIABILITY INSURANCE FOR DIRECTORS AND SUPERVISORS AND SENIOR MANAGEMENT | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 20,414 | 0 | |||||||||||||||
CHINA PACIFIC INSURANCE (GROUP) CO LTD, SHANGHAI | ||||||||||||||||||||
Security | Y1505Z111 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 22-May-2015 | ||||||||||||||||||
ISIN | CNE1000008M8 | Agenda | 706151761 - Management | |||||||||||||||||
Record Date | 15-May-2015 | Holding Recon Date | 15-May-2015 | |||||||||||||||||
City / | Country | GUANGD ONG | / | China | Vote Deadline Date | 14-May-2015 | ||||||||||||||
SEDOL(s) | B29WFR2 - BP3R2K6 - BSTJP97 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 454356 DUE TO ADDITION OF-RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 ANNUAL REPORT FOR A-SHARE AND ITS SUMMARY | Management | ||||||||||||||||||
4 | 2014 ANNUAL REPORT FOR H-SHARE | Management | ||||||||||||||||||
5 | 2014 FINANCIAL RESOLUTION REPORT | Management | ||||||||||||||||||
6 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 5.00000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
7 | APPOINTMENT OF 2015 AUDIT FIRM | Management | ||||||||||||||||||
8 | 2014 DUE DILIGENCE REPORT OF DIRECTORS | Management | ||||||||||||||||||
9 | 2014 DUE DILIGENCE REPORT OF INDEPENDENT DIRECTORS | Management | ||||||||||||||||||
10 | APPLY TO SHAREHOLDERS' GENERAL MEETINGS FOR GENERAL MANDATE TO THE BOARD TO ISSUE NEW SHARES | Management | ||||||||||||||||||
11 | CONTINUING CONNECTED TRANSACTIONS REGARDING THE USE OF FUNDS | Management | ||||||||||||||||||
12 | ELECTION OF DIRECTORS | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 480,717 | 0 | |||||||||||||||
MIDEA GROUP CO LTD | ||||||||||||||||||||
Security | Y6S40V103 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 25-May-2015 | ||||||||||||||||||
ISIN | CNE100001QQ5 | Agenda | 706097981 - Management | |||||||||||||||||
Record Date | 18-May-2015 | Holding Recon Date | 18-May-2015 | |||||||||||||||||
City / | Country | GUANGD ONG | / | China | Vote Deadline Date | 19-May-2015 | ||||||||||||||
SEDOL(s) | BDVHRJ8 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1.1 | TO CONSIDER AND APPROVE, ITEM BY ITEM, THE SECOND TRANCHE OF STOCK OPTION INCENTIVE PLAN DRAFT AND ITS SUMMARY OF THE COMPANY: THE BASIS FOR DETERMINING INCENTIVE PARTICIPANTS AND THE SCOPE THEREOF | Management | ||||||||||||||||||
1.2 | TO CONSIDER AND APPROVE, ITEM BY ITEM, THE SECOND TRANCHE OF STOCK OPTION INCENTIVE PLAN DRAFT AND ITS SUMMARY OF THE COMPANY: THE SOURCES AND QUANTITY OF SHARES IN THE INCENTIVE PLAN | Management | ||||||||||||||||||
1.3 | TO CONSIDER AND APPROVE, ITEM BY ITEM, THE SECOND TRANCHE OF STOCK OPTION INCENTIVE PLAN DRAFT AND ITS SUMMARY OF THE COMPANY: ALLOCATION OF STOCK OPTIONS GRANTED TO INCENTIVE PARTICIPANTS | Management | ||||||||||||||||||
1.4 | TO CONSIDER AND APPROVE, ITEM BY ITEM, THE SECOND TRANCHE OF STOCK OPTION INCENTIVE PLAN DRAFT AND ITS SUMMARY OF THE COMPANY: VALIDITY PERIOD, GRANT DATE, VESTING PERIOD, EXERCISE DATE AND LOCK UP PERIOD IN THIS STOCK OPTION INCENTIVE PLAN | Management | ||||||||||||||||||
1.5 | TO CONSIDER AND APPROVE, ITEM BY ITEM, THE SECOND TRANCHE OF STOCK OPTION INCENTIVE PLAN DRAFT AND ITS SUMMARY OF THE COMPANY: THE EXERCISE PRICE OR THE BASIS FOR DETERMINING THE EXERCISE PRICE OF THE STOCK OPTION | Management | ||||||||||||||||||
1.6 | TO CONSIDER AND APPROVE, ITEM BY ITEM, THE SECOND TRANCHE OF STOCK OPTION INCENTIVE PLAN DRAFT AND ITS SUMMARY OF THE COMPANY: GRANT AND EXERCISE REQUIREMENTS OF THE STOCK OPTION | Management | ||||||||||||||||||
1.7 | TO CONSIDER AND APPROVE, ITEM BY ITEM, THE SECOND TRANCHE OF STOCK OPTION INCENTIVE PLAN DRAFT AND ITS SUMMARY OF THE COMPANY: ADJUSTMENT METHODS AND PROCEDURES FOR THE QUANTITY AND EXERCISE PRICE OF STOCK OPTION | Management | ||||||||||||||||||
1.8 | TO CONSIDER AND APPROVE, ITEM BY ITEM, THE SECOND TRANCHE OF STOCK OPTION INCENTIVE PLAN DRAFT AND ITS SUMMARY OF THE COMPANY: ACCOUNTING TREATMENT OF STOCK OPTION | Management | ||||||||||||||||||
1.9 | TO CONSIDER AND APPROVE, ITEM BY ITEM, THE SECOND TRANCHE OF STOCK OPTION INCENTIVE PLAN DRAFT AND ITS SUMMARY OF THE COMPANY: PROCEDURES FOR GRANTING THE STOCK OPTION AND EXERCISE OF INCENTIVE PARTICIPANTS | Management | ||||||||||||||||||
1.10 | TO CONSIDER AND APPROVE, ITEM BY ITEM, THE SECOND TRANCHE OF STOCK OPTION INCENTIVE PLAN DRAFT AND ITS SUMMARY OF THE COMPANY: OBLIGATIONS AND RIGHT S OF THE COMPANY AND INCENTIVE PARTICIPANTS | Management | ||||||||||||||||||
1.11 | TO CONSIDER AND APPROVE, ITEM BY ITEM, THE SECOND TRANCHE OF STOCK OPTION INCENTIVE PLAN DRAFT AND ITS SUMMARY OF THE COMPANY: CHANGE AND TERMINATION OF THE STOCK OPTION INCENTIVE PLAN | Management | ||||||||||||||||||
2 | TO CONSIDER AND APPROVE THE APPRAISAL MANAGEMENT RULES REVISED FOR THE IMPLEMENTATION OF THE SECOND TRANCHE OF STOCK OPTION INCENTIVE PLAN OF THE COMPANY | Management | ||||||||||||||||||
3 | TO CONSIDER AND APPROVE THE PROPOSAL TO REQUEST THE GENERAL MEETING OF SHAREHOLDERS TO AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED WITH MATTERS RELATING TO THE SECOND TRANCHE OF STOCK OPTION INCENTIVE PLAN | Management | ||||||||||||||||||
4 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE ABSORPTION AND MERGER OF THE WHOLLY OWNED SUBSIDIARY | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 330,560 | 0 | |||||||||||||||
CHINA CITIC BANK CORPORATION LTD, BEIJING | ||||||||||||||||||||
Security | Y1434M108 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 26-May-2015 | ||||||||||||||||||
ISIN | CNE1000000R4 | Agenda | 706036351 - Management | |||||||||||||||||
Record Date | 24-Apr-2015 | Holding Recon Date | 24-Apr-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 01-May-2015 | ||||||||||||||
SEDOL(s) | B1VXHG9 - B1YMQ55 - BP3R2H3 - BSTK2Y4 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1.1 | SCHEME FOR NON-PUBLIC OFFERING OF PREFERRED SHARES OF THE COMPANY: STOCK TYPE AND ISSUING VOLUME | Management | ||||||||||||||||||
1.2 | SCHEME FOR NON-PUBLIC OFFERING OF PREFERRED SHARES OF THE COMPANY: STOCK VALUE AND ISSUING PRICE | Management | ||||||||||||||||||
1.3 | SCHEME FOR NON-PUBLIC OFFERING OF PREFERRED SHARES OF THE COMPANY: DURATION | Management | ||||||||||||||||||
1.4 | SCHEME FOR NON-PUBLIC OFFERING OF PREFERRED SHARES OF THE COMPANY: PURPOSE OF RAISED FUNDS | Management | ||||||||||||||||||
1.5 | SCHEME FOR NON-PUBLIC OFFERING OF PREFERRED SHARES OF THE COMPANY: ISSUANCE METHODS AND TARGETS | Management | ||||||||||||||||||
1.6 | SCHEME FOR NON-PUBLIC OFFERING OF PREFERRED SHARES OF THE COMPANY: METHODS OF SHAREHOLDERS OF PREFERRED SHARES IN PARTICIPATING IN PROFIT DISTRIBUTION | Management | ||||||||||||||||||
1.7 | SCHEME FOR NON-PUBLIC OFFERING OF PREFERRED SHARES OF THE COMPANY: COMPULSIVE CONVERSION CLAUSES | Management | ||||||||||||||||||
1.8 | SCHEME FOR NON-PUBLIC OFFERING OF PREFERRED SHARES OF THE COMPANY: CONDITIONAL REDEMPTION CLAUSES | Management | ||||||||||||||||||
1.9 | SCHEME FOR NON-PUBLIC OFFERING OF PREFERRED SHARES OF THE COMPANY: VOTING RIGHTS LIMITATION AND REGAIN CLAUSES | Management | ||||||||||||||||||
1.10 | SCHEME FOR NON-PUBLIC OFFERING OF PREFERRED SHARES OF THE COMPANY: SEQUENCE FOR LIQUIDATION PAYMENT AND SETTLEMENT METHOD | Management | ||||||||||||||||||
1.11 | SCHEME FOR NON-PUBLIC OFFERING OF PREFERRED SHARES OF THE COMPANY: GRADING ARRANGEMENT | Management | ||||||||||||||||||
1.12 | SCHEME FOR NON-PUBLIC OFFERING OF PREFERRED SHARES OF THE COMPANY: GUARANTEE ARRANGEMENT | Management | ||||||||||||||||||
1.13 | SCHEME FOR NON-PUBLIC OFFERING OF PREFERRED SHARES OF THE COMPANY: TRANSFER AND TRADING ARRANGEMENT | Management | ||||||||||||||||||
1.14 | SCHEME FOR NON-PUBLIC OFFERING OF PREFERRED SHARES OF THE COMPANY: THE VALID PERIOD OF THE RESOLUTION | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 1,076,538 | 0 | |||||||||||||||
CHINA CITIC BANK CORPORATION LTD, BEIJING | ||||||||||||||||||||
Security | Y1434M108 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 26-May-2015 | ||||||||||||||||||
ISIN | CNE1000000R4 | Agenda | 706143548 - Management | |||||||||||||||||
Record Date | 24-Apr-2015 | Holding Recon Date | 24-Apr-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 08-May-2015 | ||||||||||||||
SEDOL(s) | B1VXHG9 - B1YMQ55 - BP3R2H3 - BSTK2Y4 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 462987 DUE TO ADDITION OF-RESOLUTION 23. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||||||||||
1 | PROPOSAL ON 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | PROPOSAL ON 2014 WORK REPORT OF THE BOARD OF SUPERVISORS | Management | ||||||||||||||||||
3 | TO CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2014 | Management | ||||||||||||||||||
4 | TO CONSIDER AND APPROVE THE FINAL ACCOUNTS REPORT OF THE COMPANY FOR THE YEAR 2014 | Management | ||||||||||||||||||
5 | TO CONSIDER AND APPROVE THE FINANCIAL BUDGET PLAN OF THE COMPANY FOR THE YEAR 2015 | Management | ||||||||||||||||||
6 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN FOR THE YEAR 2014: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 0.00000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
7.1 | THE ELECTION OF CHANG ZHENMING AS A DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | ||||||||||||||||||
7.2 | THE ELECTION OF ZHU XIAOHUANG AS A DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | ||||||||||||||||||
7.3 | THE ELECTION OF DOU JIANZHONG AS A DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | ||||||||||||||||||
7.4 | THE ELECTION OF ZHANG XIAOWEI AS A DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | ||||||||||||||||||
7.5 | THE ELECTION OF LI QINGPING AS A DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | ||||||||||||||||||
7.6 | THE ELECTION OF SUN DESHUN AS A DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | ||||||||||||||||||
7.7 | THE ELECTION OF WU XIAOQING AS AN INDEPENDENT DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
7.8 | THE ELECTION OF WANG LIANZHANG AS AN INDEPENDENT DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
7.9 | THE ELECTION OF YUAN MING AS AN INDEPENDENT DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | ||||||||||||||||||
7.10 | THE ELECTION OF QIAN JUN AS AN INDEPENDENT DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | ||||||||||||||||||
8 | PROPOSAL ON THE ALLOWANCE POLICY FOR DIRECTORS OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
9.1 | THE ELECTION OF OUYANG QIAN AS A NON EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE FOURTH SESSION OF THE BOARD OF SUPERVISORS | Management | ||||||||||||||||||
9.2 | THE ELECTION OF ZHENG XUEXUE AS A NON EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE FOURTH SESSION OF THE BOARD OF SUPERVISORS | Management | ||||||||||||||||||
9.3 | THE ELECTION OF WANG XIUHONG AS A NON EMPLOYEE REPRESENTATIVE EXTERNAL SUPERVISOR OF THE FOURTH SESSION OF THE BOARD OF SUPERVISORS | Management | ||||||||||||||||||
9.4 | THE ELECTION OF JIA XIANGSEN AS A NON EMPLOYEE REPRESENTATIVE EXTERNAL SUPERVISOR OF THE FOURTH SESSION OF THE BOARD OF SUPERVISORS | Management | ||||||||||||||||||
9.5 | THE ELECTION OF ZHENG WEI AS A NON EMPLOYEE REPRESENTATIVE EXTERNAL SUPERVISOR OF THE FOURTH SESSION OF THE BOARD OF SUPERVISORS | Management | ||||||||||||||||||
10 | PROPOSAL ON THE ALLOWANCE POLICY OF SUPERVISORS OF THE FOURTH SESSION OF THE BOARD OF SUPERVISORS | Management | ||||||||||||||||||
11 | PROPOSAL ON THE APPOINTMENT OF AN ACCOUNTING FIRM AND ON ITS REMUNERATION FOR 2015 | Management | ||||||||||||||||||
12 | TO CONSIDER AND APPROVE THE SPECIAL REPORT ON RELATED PARTY TRANSACTIONS OF THE BANK FOR THE YEAR 2014 | Management | ||||||||||||||||||
13 | PROPOSAL ON THE ELIGIBILITY FOR NON PUBLIC ISSUANCE OF PREFERRED SHARES | Management | ||||||||||||||||||
14.1 | TO CONSIDER AND APPROVE THE SCHEME REGARDING THE NON PUBLIC ISSUANCE OF PREFERENCE SHARES OF THE BANK: TYPE AND AMOUNT OF SECURITIES TO BE ISSUED | Management | ||||||||||||||||||
14.2 | TO CONSIDER AND APPROVE THE SCHEME REGARDING THE NON PUBLIC ISSUANCE OF PREFERENCE SHARES OF THE BANK: FACE VALUE AND ISSUANCE PRICE | Management | ||||||||||||||||||
14.3 | TO CONSIDER AND APPROVE THE SCHEME REGARDING THE NON PUBLIC ISSUANCE OF PREFERENCE SHARES OF THE BANK: PERIOD OF EXISTENCE | Management | ||||||||||||||||||
14.4 | TO CONSIDER AND APPROVE THE SCHEME REGARDING THE NON PUBLIC ISSUANCE OF PREFERENCE SHARES OF THE BANK: USE OF PROCEEDS | Management | ||||||||||||||||||
14.5 | TO CONSIDER AND APPROVE THE SCHEME REGARDING THE NON PUBLIC ISSUANCE OF PREFERENCE SHARES OF THE BANK: METHOD OF ISSUANCE AND SUBSCRIBERS | Management | ||||||||||||||||||
14.6 | TO CONSIDER AND APPROVE THE SCHEME REGARDING THE NON PUBLIC ISSUANCE OF PREFERENCE SHARES OF THE BANK: METHOD OF PROFIT DISTRIBUTION TO SHAREHOLDERS OF PREFERRED SHARES | Management | ||||||||||||||||||
14.7 | TO CONSIDER AND APPROVE THE SCHEME REGARDING THE NON PUBLIC ISSUANCE OF PREFERENCE SHARES OF THE BANK: MANDATORY TERMS OF SHARE CONVERSION | Management | ||||||||||||||||||
14.8 | TO CONSIDER AND APPROVE THE SCHEME REGARDING THE NON PUBLIC ISSUANCE OF PREFERENCE SHARES OF THE BANK: TERMS OF CONDITIONAL REDEMPTION | Management | ||||||||||||||||||
14.9 | TO CONSIDER AND APPROVE THE SCHEME REGARDING THE NON PUBLIC ISSUANCE OF PREFERENCE SHARES OF THE BANK: TERMS OF RESTRICTIONS AND RECOVERY ON VOTING RIGHTS | Management | ||||||||||||||||||
14.10 | TO CONSIDER AND APPROVE THE SCHEME REGARDING THE NON PUBLIC ISSUANCE OF PREFERENCE SHARES OF THE BANK: SEQUENCE OF SETTLEMENT AND METHOD OF LIQUIDATION | Management | ||||||||||||||||||
14.11 | TO CONSIDER AND APPROVE THE SCHEME REGARDING THE NON PUBLIC ISSUANCE OF PREFERENCE SHARES OF THE BANK: RATING ARRANGEMENT | Management | ||||||||||||||||||
14.12 | TO CONSIDER AND APPROVE THE SCHEME REGARDING THE NON PUBLIC ISSUANCE OF PREFERENCE SHARES OF THE BANK: GUARANTEE ARRANGEMENT | Management | ||||||||||||||||||
14.13 | TO CONSIDER AND APPROVE THE SCHEME REGARDING THE NON PUBLIC ISSUANCE OF PREFERENCE SHARES OF THE BANK: ARRANGEMENT OF TRANSFERRING AND TRANSACTION | Management | ||||||||||||||||||
14.14 | TO CONSIDER AND APPROVE THE SCHEME REGARDING THE NON PUBLIC ISSUANCE OF PREFERENCE SHARES OF THE BANK: VALID PERIOD OF THE RESOLUTION | Management | ||||||||||||||||||
15 | PROPOSAL ON AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE BANK | Management | ||||||||||||||||||
16 | PROPOSAL TO REVISE THE PROCEEDS MANAGEMENT POLICY OF THE COMPANY | Management | ||||||||||||||||||
17 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING DILUTION OF CURRENT RETURNS AND REMEDIAL MEASURES UPON THE ISSUANCE OF PREFERENCE SHARES | Management | ||||||||||||||||||
18 | PROPOSAL TO REQUEST THE GENERAL MEETING OF SHAREHOLDERS TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO HANDLE MATTERS IN RELATION TO THIS PRIVATE PLACEMENT OF PREFERRED SHARES | Management | ||||||||||||||||||
19 | PROPOSAL TO REVISE SOME PROVISIONS OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | ||||||||||||||||||
20 | PROPOSAL TO REVISE THE RULES OF PROCEDURE FOR THE BOARD OF SUPERVISORS | Management | ||||||||||||||||||
21 | PROPOSAL ON THE REPORT ON USE OF PREVIOUSLY RAISED PROCEEDS | Management | ||||||||||||||||||
22 | PROPOSAL ON THE COMPANY'S PURCHASE OF THE EQUITY IN CITIC INTERNATIONAL FINANCIAL HOLDINGS LIMITED FROM BBVA | Management | ||||||||||||||||||
23 | PROPOSAL ON AUTHORIZATION TO EXAMINE AND APPROVE THE RELIEF OF NON PERFORMING LOANS OF THE COMPANY | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 1,076,538 | 0 | |||||||||||||||
DAQIN RAILWAY CO LTD | ||||||||||||||||||||
Security | Y1997H108 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 27-May-2015 | ||||||||||||||||||
ISIN | CNE000001NG4 | Agenda | 706097993 - Management | |||||||||||||||||
Record Date | 19-May-2015 | Holding Recon Date | 19-May-2015 | |||||||||||||||||
City / | Country | SHANXI | / | China | Vote Deadline Date | 18-May-2015 | ||||||||||||||
SEDOL(s) | B193HF0 - B1N65G2 - BP3R2N9 - BSTJPN1 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 FINANCIAL RESOLUTION REPORT AND 2015 FINANCIAL BUDGET REPORT | Management | ||||||||||||||||||
4 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 4.80000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
5 | 2014 ANNUAL REPORT AND ITS SUMMARY | Management | ||||||||||||||||||
6 | 2014 WORK REPORT OF INDEPENDENT DIRECTORS | Management | ||||||||||||||||||
7 | TO SIGN ENTRUSTED TRANSPORTATION SERVICE FRAMEWORK AGREEMENT WITH TAIYUAN RAILWAY BEREAU | Management | ||||||||||||||||||
8 | 2015 ESTIMATED AMOUNT OF CONTINUING CONNECTED TRANSACTIONS | Management | ||||||||||||||||||
9 | AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | Management | ||||||||||||||||||
10 | AMENDMENTS TO THE COMPANY'S RULES OF PROCEDURES GOVERNING SHAREHOLDERS' GENERAL MEETINGS | Management | ||||||||||||||||||
11 | REAPPOINTMENT OF AUDIT FIRM | Management | ||||||||||||||||||
12.1 | NOMINATION OF TIAN HUIMIN AS DIRECTOR CANDIDATE | Management | ||||||||||||||||||
13.1 | NOMINATION OF LI MENGGANG AS INDEPENDENT DIRECTOR CANDIDATE | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 1,124,200 | 0 | |||||||||||||||
CHINA PETROLEUM & CHEMICAL CORP SINOPEC, BEIJING | ||||||||||||||||||||
Security | Y15010112 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 27-May-2015 | ||||||||||||||||||
ISIN | CNE0000018G1 | Agenda | 706183225 - Management | |||||||||||||||||
Record Date | 10-Apr-2015 | Holding Recon Date | 10-Apr-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 18-May-2015 | ||||||||||||||
SEDOL(s) | 6373728 - BP3R240 - BSTJP19 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 483776 DUE TO ADDITION OF-RESOLUTIONS AND CHANGE IN DIRECTOR'S NAME IN RES. 12.1. ALL VOTES RECEIVED ON-THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON TH-IS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||||||||||
1 | WORK REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | ||||||||||||||||||
2 | WORK REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY | Management | ||||||||||||||||||
3 | 2014 AUDITED FINANCIAL REPORT AND CONSOLIDATED FINANCIAL REPORT | Management | ||||||||||||||||||
4 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 1.10000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
5 | AUTHORIZATION TO THE BOARD TO DETERMINE 2015 INTERIM PROFIT DISTRIBUTION PLAN | Management | ||||||||||||||||||
6 | TO CONSIDER AND APPROVE THE PROPOSAL TO REAPPOINT PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AND PRICEWATERHOUSECOOPERS AS THE DOMESTIC AND OVERSEAS AUDITORS FOR THE YEAR 2015 RESPECTIVELY, AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATIONS | Management | ||||||||||||||||||
7 | SERVICE CONTRACT OF DIRECTORS AND SUPERVISORS (REMUNERATION CLAUSES INCLUDED) | Management | ||||||||||||||||||
8 | AUTHORIZATION TO THE SECRETARIAT TO HANDLE MATTERS RELATED TO APPLICATION, APPROVAL, REGISTRATION AND FILING CAUSED BY THE CHANGE OF DIRECTORS AND SUPERVISORS | Management | ||||||||||||||||||
9 | AMENDMENTS TO ARTICLES OF ASSOCIATION OF THE COMPANY AND THE COMPANY'S PROCEDURE RULES GOVERNING THE SUPERVISORY COMMITTEE'S MEETINGS, AND AUTHORIZATION TO THE SECRETARIAT TO HANDLES MATTERS RELATED TO APPLICATION, APPROVAL, REGISTRATION AND FILING CAUSED BY THE ABOVE MENTIONED AMENDMENTS | Management | ||||||||||||||||||
10 | AUTHORIZATION TO THE BOARD TO DETERMINE ISSUANCE OF DEBT FINANCING INSTRUMENTS | Management | ||||||||||||||||||
11 | GENERAL MANDATE TO THE BOARD TO ISSUE ADDITIONAL DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES | Management | ||||||||||||||||||
12.1 | ELECTION OF NON-EMPLOYEE REPRESENTATIVE SUPERVISOR: LIU YUN | Management | ||||||||||||||||||
12.2 | ELECTION OF NON-EMPLOYEE REPRESENTATIVE SUPERVISOR: LIU ZHONGYUN | Management | ||||||||||||||||||
12.3 | ELECTION OF NON-EMPLOYEE REPRESENTATIVE SUPERVISOR: ZHOU HENGYOU | Management | ||||||||||||||||||
12.4 | ELECTION OF NON-EMPLOYEE REPRESENTATIVE SUPERVISOR: ZOU HUIPING | Management | ||||||||||||||||||
13.1 | ELECTION OF DIRECTOR: WANG YUPU | Management | ||||||||||||||||||
13.2 | ELECTION OF DIRECTOR: LI CHUNGUANG | Management | ||||||||||||||||||
13.3 | ELECTION OF DIRECTOR: ZHANG JIANHUA | Management | ||||||||||||||||||
13.4 | ELECTION OF DIRECTOR: WANG ZHIGANG | Management | ||||||||||||||||||
13.5 | ELECTION OF DIRECTOR: DAI HOULIANG | Management | ||||||||||||||||||
13.6 | ELECTION OF DIRECTOR: ZHANG HAICHAO | Management | ||||||||||||||||||
13.7 | ELECTION OF DIRECTOR: JIAO FANGZHENG | Management | ||||||||||||||||||
14.1 | ELECTION OF INDEPENDENT NON- EXECUTIVE DIRECTOR: JIANG XIAOMING | Management | ||||||||||||||||||
14.2 | ELECTION OF INDEPENDENT NON- EXECUTIVE DIRECTOR: YAN YAN | Management | ||||||||||||||||||
14.3 | ELECTION OF INDEPENDENT NON- EXECUTIVE DIRECTOR: BAO GUOMING | Management | ||||||||||||||||||
14.4 | ELECTION OF INDEPENDENT NON- EXECUTIVE DIRECTOR: TANG MIN | Management | ||||||||||||||||||
14.5 | ELECTION OF INDEPENDENT NON- EXECUTIVE DIRECTOR: FAN GANG | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 4,590,300 | 0 | |||||||||||||||
CHINA LIFE INSURANCE CO LTD, BEIJING | ||||||||||||||||||||
Security | Y1477R220 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 28-May-2015 | ||||||||||||||||||
ISIN | CNE000001Q93 | Agenda | 706151747 - Management | |||||||||||||||||
Record Date | 20-May-2015 | Holding Recon Date | 20-May-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 22-May-2015 | ||||||||||||||
SEDOL(s) | B1LBS82 - BP3R251 - BSTJP20 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 461391 DUE TO RECEIPT OF A-DDITIONAL RESOLUTION 24. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DI-SREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||||||||||
1 | PROPOSAL TO CONSIDER AND APPROVE 2014 WORK REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | ||||||||||||||||||
2 | PROPOSAL TO CONSIDER AND APPROVE 2014 WORK REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY | Management | ||||||||||||||||||
3 | 2014 FINANCIAL REPORT OF THE COMPANY | Management | ||||||||||||||||||
4 | PROPOSAL ON 2014 PROFIT DISTRIBUTION SCHEME OF THE COMPANY: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 4.00000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
5 | PROPOSAL ON REMUNERATION FOR DIRECTORS AND SUPERVISORS | Management | ||||||||||||||||||
6 | PROPOSAL ON THE FEES OF AUDITORS FOR 2014 AND APPOINTMENT OF AUDITORS FOR 2015 | Management | ||||||||||||||||||
7 | PROPOSAL TO ELECT MR. YANG MING AS AN EXECUTIVE DIRECTOR OF THE 5TH SESSION OF BOARD OF DIRECTORS | Management | ||||||||||||||||||
8 | PROPOSAL TO ELECT MR. LIN DAIREN AS AN EXECUTIVE DIRECTOR OF THE 5TH SESSION OF BOARD OF DIRECTORS | Management | ||||||||||||||||||
9 | PROPOSAL TO ELECT MR. XU HENGPING AS AN EXECUTIVE DIRECTOR OF THE 5TH SESSION OF BOARD OF DIRECTORS | Management | ||||||||||||||||||
10 | PROPOSAL TO ELECT MR. XU HAIFENG AS AN EXECUTIVE DIRECTOR OF THE 5TH SESSION OF BOARD OF DIRECTORS | Management | ||||||||||||||||||
11 | PROPOSAL TO ELECT MR. MIAO JIANMIN AS A NON EXECUTIVE DIRECTOR OF THE 5TH SESSION OF BOARD OF DIRECTORS | Management | ||||||||||||||||||
12 | PROPOSAL TO ELECT MR. ZHANG XIANGXIAN AS A NON EXECUTIVE DIRECTOR OF THE 5TH SESSION OF BOARD OF DIRECTORS | Management | ||||||||||||||||||
13 | PROPOSAL TO ELECT MR. WANG SIDONG AS A NON EXECUTIVE DIRECTOR OF THE 5TH SESSION OF BOARD OF DIRECTORS | Management | ||||||||||||||||||
14 | PROPOSAL TO ELECT MR. LIU JIADE AS A NON EXECUTIVE DIRECTOR OF THE 5TH SESSION OF BOARD OF DIRECTORS | Management | ||||||||||||||||||
15 | PROPOSAL TO ELECT MR. LIANG DINGBANG AS AN INDEPENDENT DIRECTOR OF THE 5TH SESSION OF BOARD OF DIRECTORS | Management | ||||||||||||||||||
16 | PROPOSAL TO ELECT MR. ZHANG ZUTONG AS AN INDEPENDENT DIRECTOR OF THE 5TH SESSION OF BOARD OF DIRECTORS | Management | ||||||||||||||||||
17 | PROPOSAL TO ELECT MR. HUANG YIPING AS AN INDEPENDENT DIRECTOR OF THE 5TH SESSION OF BOARD OF DIRECTORS | Management | ||||||||||||||||||
18 | PROPOSAL TO ELECT MR. BAI JIEKE AS AN INDEPENDENT DIRECTOR OF THE 5TH SESSION OF BOARD OF DIRECTORS | Management | ||||||||||||||||||
19 | PROPOSAL TO ELECT MR. MIAO PING AS THE NON EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE 5TH SESSION OF THE BOARD OF SUPERVISORS OF THE COMPANY | Management | ||||||||||||||||||
20 | PROPOSAL TO ELECT MR. SHI XIANGMING AS THE NON EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE 5TH SESSION OF THE BOARD OF SUPERVISORS OF THE COMPANY | Management | ||||||||||||||||||
21 | PROPOSAL TO ELECT Ms. XIONG JUNHONG AS THE NON EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE 5TH SESSION OF THE BOARD OF SUPERVISORS OF THE COMPANY | Management | ||||||||||||||||||
22 | PROPOSAL ON A GENERAL MANDATE TO ISSUE H SHARES | Management | ||||||||||||||||||
23 | PROPOSAL FOR THE COMPANY TO ISSUE RMB CAPITAL COMPLEMENT DEBTS INSTRUMENTS OVERSEAS | Management | ||||||||||||||||||
24 | PROPOSAL ON AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 318,645 | 0 | |||||||||||||||
CHINA SHENHUA ENERGY COMPANY LTD, BEIJING | ||||||||||||||||||||
Security | Y1504C121 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 29-May-2015 | ||||||||||||||||||
ISIN | CNE100000767 | Agenda | 706037961 - Management | |||||||||||||||||
Record Date | 29-Apr-2015 | Holding Recon Date | 29-Apr-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 05-May-2015 | ||||||||||||||
SEDOL(s) | B281JM3 - BP3R262 - BSTJP42 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | GENERAL MANDATE TO THE BOARD FOR REPURCHASE OF A-SHARES AND H-SHARES | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 582,267 | 0 | |||||||||||||||
CHINA SHENHUA ENERGY COMPANY LTD, BEIJING | ||||||||||||||||||||
Security | Y1504C121 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 29-May-2015 | ||||||||||||||||||
ISIN | CNE100000767 | Agenda | 706161899 - Management | |||||||||||||||||
Record Date | 29-Apr-2015 | Holding Recon Date | 29-Apr-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 14-May-2015 | ||||||||||||||
SEDOL(s) | B281JM3 - BP3R262 - BSTJP42 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 462988 DUE TO RECEIPT OF A-DDITIONAL RESOLUTION NO. 9. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU-. | Non-Voting | ||||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 FINANCIAL REPORT | Management | ||||||||||||||||||
4 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 7.40000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
5 | 2014 REMUNERATION FOR DIRECTORS, SUPERVISORS | Management | ||||||||||||||||||
6 | REAPPOINTMENT OF 2015 EXTERNAL AUDIT FIRM | Management | ||||||||||||||||||
7 | GENERAL MANDATE TO THE BOARD REGARDING THE ADDITIONAL OFFERING OF A-SHARE AND H-SHARE | Management | ||||||||||||||||||
8 | GENERAL MANDATE TO THE BOARD FOR REPURCHASE OF A-SHARES AND H-SHARE | Management | ||||||||||||||||||
9 | MANDATE TO THE BOARD FOR ISSUANCE OF DEBT FINANCING INSTRUMENTS | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 582,267 | 0 | |||||||||||||||
GREE ELECTRIC APPLIANCES INC OF ZHUHAI, ZHUHAI | ||||||||||||||||||||
Security | Y2882R102 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 01-Jun-2015 | ||||||||||||||||||
ISIN | CNE0000001D4 | Agenda | 706158311 - Management | |||||||||||||||||
Record Date | 25-May-2015 | Holding Recon Date | 25-May-2015 | |||||||||||||||||
City / | Country | GUANGD ONG | / | China | Vote Deadline Date | 27-May-2015 | ||||||||||||||
SEDOL(s) | 6990257 - B01XVM6 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 FINANCIAL REPORT | Management | ||||||||||||||||||
4 | 2014 ANNUAL REPORT AND ITS SUMMARY | Management | ||||||||||||||||||
5 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 30.00000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):10.000000 | Management | ||||||||||||||||||
6 | RE-APPOINTMENT OF AUDIT FIRM | Management | ||||||||||||||||||
7 | SPECIAL REPORT ON LAUNCHING FOREIGN EXCHANGE TRADE BUSINESS IN 2015 | Management | ||||||||||||||||||
8 | 2015 CONTINUING CONNECTED TRANSACTIONS | Management | ||||||||||||||||||
9.1.1 | RE-ELECTION OF NON-INDEPENDENT DIRECTOR: DONG MINGZHU | Management | ||||||||||||||||||
9.1.2 | RE-ELECTION OF NON-INDEPENDENT DIRECTOR: MENG XIANGKAI | Management | ||||||||||||||||||
9.1.3 | RE-ELECTION OF NON-INDEPENDENT DIRECTOR: YE ZHIXIONG | Management | ||||||||||||||||||
9.1.4 | RE-ELECTION OF NON-INDEPENDENT DIRECTOR: HUANG HUI | Management | ||||||||||||||||||
9.1.5 | RE-ELECTION OF NON-INDEPENDENT DIRECTOR: ZHANG JUNDU | Management | ||||||||||||||||||
9.1.6 | RE-ELECTION OF NON-INDEPENDENT DIRECTOR: XU ZIFA | Management | ||||||||||||||||||
9.2.1 | RE-ELECTION OF INDEPENDENT DIRECTOR: WANG RUZHU | Management | ||||||||||||||||||
9.2.2 | RE-ELECTION OF INDEPENDENT DIRECTOR: GUO YANG | Management | ||||||||||||||||||
9.2.3 | RE-ELECTION OF INDEPENDENT DIRECTOR: LU XIN | Management | ||||||||||||||||||
10.1 | RE-ELECTION OF SUPERVISOR: XU CHUZHEN | Management | ||||||||||||||||||
10.2 | RE-ELECTION OF SUPERVISOR: GUO SHUZHAN | Management | ||||||||||||||||||
11 | THE COMPANY'S ARTICLES OF ASSOCIATION (2015 REVISION) | Management | ||||||||||||||||||
12 | THE COMPANY'S RULES OF PROCEDURES GOVERNING SHAREHOLDERS' GENERAL MEETINGS (2015 REVISION) | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 285,764 | 0 | |||||||||||||||
ANHUI CONCH CEMENT CO LTD, WUHU | ||||||||||||||||||||
Security | Y01373110 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 02-Jun-2015 | ||||||||||||||||||
ISIN | CNE0000019V8 | Agenda | 706037492 - Management | |||||||||||||||||
Record Date | 30-Apr-2015 | Holding Recon Date | 30-Apr-2015 | |||||||||||||||||
City / | Country | ANHUI | / | China | Vote Deadline Date | 07-May-2015 | ||||||||||||||
SEDOL(s) | 6441595 - B03H386 - BP3R2Z1 - BSTJPP3 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 AUDITED FINANCIAL REPORT | Management | ||||||||||||||||||
4 | REAPPOINTMENT OF FINANCIAL AND INNER CONTROL AUDIT FIRMS | Management | ||||||||||||||||||
5 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 6.50000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
6 | GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT-STOCK COMPANIES | Management | ||||||||||||||||||
7 | ELECTION OF QI SHENGLI AS SUPERVISOR | Management | ||||||||||||||||||
8 | ELECTION OF WANG PENGFEI AS SUPERVISOR | Management | ||||||||||||||||||
9 | AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | Management | ||||||||||||||||||
10 | AUTHORIZATION TO THE BOARD TO DECIDE ALLOTMENT OF OVERSEAS LISTED FOREIGN SHARES | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 513,700 | 0 | |||||||||||||||
CHINA RAILWAY CONSTRUCTION CORPORATION LTD, BEIJIN | ||||||||||||||||||||
Security | Y1508P102 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 02-Jun-2015 | ||||||||||||||||||
ISIN | CNE1000009T1 | Agenda | 706043623 - Management | |||||||||||||||||
Record Date | 30-Apr-2015 | Holding Recon Date | 30-Apr-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 07-May-2015 | ||||||||||||||
SEDOL(s) | B2PPPG4 - BP3R381 - BSTK233 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | PROPOSAL TO PROVIDE SECURE QUOTAS FOR H SHARE SHAREHOLDERS OF THE COMPANY CONCERNING THE SPIN OFF OF CHINA RAILWAY LARGE MAINTENANCE MACHINERY CO., LTD. KUNMING TO LIST ON THE STOCK EXCHANGE OF HONG KONG LIMITED | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 720,600 | 0 | |||||||||||||||
CHINA YANGTZE POWER CO LTD, YICHANG | ||||||||||||||||||||
Security | Y1516Q142 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 02-Jun-2015 | ||||||||||||||||||
ISIN | CNE000001G87 | Agenda | 706122823 - Management | |||||||||||||||||
Record Date | 26-May-2015 | Holding Recon Date | 26-May-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 25-May-2015 | ||||||||||||||
SEDOL(s) | 6711630 - B031VS4 - BP3R2M8 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 FINANCIAL RESOLUTION REPORT | Management | ||||||||||||||||||
4 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 3.79100000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
5 | 2015 APPOINTMENT OF AUDIT FIRM | Management | ||||||||||||||||||
6 | RENEWAL OF FINANCIAL SERVICE FRAMEWORK AGREEMENT WITH A COMPANY | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 689,601 | 0 | |||||||||||||||
CHINA RAILWAY CONSTRUCTION CORPORATION LTD, BEIJIN | ||||||||||||||||||||
Security | Y1508P102 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 02-Jun-2015 | ||||||||||||||||||
ISIN | CNE1000009T1 | Agenda | 706161926 - Management | |||||||||||||||||
Record Date | 30-Apr-2015 | Holding Recon Date | 30-Apr-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 14-May-2015 | ||||||||||||||
SEDOL(s) | B2PPPG4 - BP3R381 - BSTK233 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 470540 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 FINANCIAL RESOLUTION REPORT | Management | ||||||||||||||||||
4 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY1.50000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
5 | 2014 ANNUAL REPORT AND ITS SUMMARY | Management | ||||||||||||||||||
6 | TO VERIFY 2015 GUARANTEE QUOTA FOR WHOLLY-OWNED SUBSIDIARIES | Management | ||||||||||||||||||
7 | APPOINTMENT OF 2015 EXTERNAL AUDIT FIRM AND PAYMENT OF 2014 AUDIT FEE | Management | ||||||||||||||||||
8 | APPOINTMENT OF 2015 INNER CONTROL AUDIT FIRM AND PAYMENT OF 2014 AUDIT FEE | Management | ||||||||||||||||||
9 | 2014 REMUNERATION STANDARDS FOR DIRECTORS, SUPERVISORS | Management | ||||||||||||||||||
10 | SELF-EXAMINATION REPORT ON WHETHER THE RAISED FUND WILL BE USED IN REAL ESTATE DEVELOPMENT BUSINESS AND WHETHER THERE IS LAW VIOLATION BEHAVIOR SUCH AS KEEPING LAND UNUSED, SPECULATION ON LAND OR PROPERTY HOARDING, OR PRICE RIGGING IN REAL ESTATE BUSINESS | Management | ||||||||||||||||||
11 | COMMITMENT OF THE CONTROLLING SHAREHOLDER ON THE COMPLIANCE OF LAW OF REAL ESTATE COMPANY | Management | ||||||||||||||||||
12 | COMMITMENT OF THE BOARD AND SENIOR MANAGEMENT ON THE COMPLIANCE OF LAW OF REAL ESTATE COMPANY | Management | ||||||||||||||||||
13 | GENERAL MANDATE TO THE BOARD TO ISSUE H-SHARES | Management | ||||||||||||||||||
14 | TO GUARANTEE QUOTA FOR H-SHARE HOLDERS REGARDING LISTING ON HONGKONG STOCK EXCHANGE OF A COMPANY SPLIT BY THE COMPANY | Management | ||||||||||||||||||
15 | APPLICATION FOR REGISTERED ISSUANCE OF BONDS TO NATIONAL ASSOCIATION OF FINANCIAL MARKET INSTITUTIONAL INVESTORS | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 720,600 | 0 | |||||||||||||||
HAITONG SECURITIES CO LTD | ||||||||||||||||||||
Security | Y7443K108 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 08-Jun-2015 | ||||||||||||||||||
ISIN | CNE000000CK1 | Agenda | 706209916 - Management | |||||||||||||||||
Record Date | 01-Jun-2015 | Holding Recon Date | 01-Jun-2015 | |||||||||||||||||
City / | Country | SHANGHA I | / | China | Vote Deadline Date | 02-Jun-2015 | ||||||||||||||
SEDOL(s) | 6766555 - BP3R2S4 - BSTJPQ4 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 488275 DUE TO CHANGE IN AG-ENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU W-ILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY | Management | ||||||||||||||||||
3 | 2014 ANNUAL REPORT OF THE COMPANY | Management | ||||||||||||||||||
4 | TO CONSIDER AND APPROVE THE FINAL ACCOUNTS REPORT FOR 2014 | Management | ||||||||||||||||||
5 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION SCHEME FOR 2014 | Management | ||||||||||||||||||
6 | PROPOSAL TO REAPPOINT THE ACCOUNTING FIRM | Management | ||||||||||||||||||
7.1 | PROPOSAL TO CHANGE DIRECTOR: SHEN TIEDONG | Management | ||||||||||||||||||
7.2 | PROPOSAL TO CHANGE DIRECTOR: YU LIPING | Management | ||||||||||||||||||
8 | PROPOSAL TO ADD THE SUPERVISORS OF THE COMPANY | Management | ||||||||||||||||||
9 | PROPOSAL TO SET UP THE PLAN OF EQUITY PURCHASE BY HAITONG INTERNATIONAL SECURITIES GROUP LIMITED | Management | ||||||||||||||||||
10 | TO CONSIDER AND APPROVE THE PROPOSAL TO REQUEST THE GENERAL MEETING OF SHAREHOLDERS TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO APPROVE, ALLOT OR ISSUE A SHARES AND OR H SHARES | Management | ||||||||||||||||||
11 | PROPOSAL TO REVISE THE ARTICLE OF ASSOCIATION AND RULES OF PROCEDURES OF GENERAL MEETING NOTE | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 1,082,600 | 0 | |||||||||||||||
CHINA MERCHANTS SECURITIES CO LTD, SHENZHEN | ||||||||||||||||||||
Security | Y14904109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 11-Jun-2015 | ||||||||||||||||||
ISIN | CNE100000HK9 | Agenda | 706203786 - Management | |||||||||||||||||
Record Date | 04-Jun-2015 | Holding Recon Date | 04-Jun-2015 | |||||||||||||||||
City / | Country | GUANGD ONG | / | China | Vote Deadline Date | 03-Jun-2015 | ||||||||||||||
SEDOL(s) | B59QNS2 - BP3R303 - BSTK1R0 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | ISSUE OF H-SHARE AND LISTING ON THE HONGKONG STOCK EXCHANGE | Management | ||||||||||||||||||
2.1 | SCHEME FOR ISSUE OF H-SHARE AND LISTING ON THE HONGKONG STOCK EXCHANGE: STOCK TYPE AND PAR VALUE | Management | ||||||||||||||||||
2.2 | SCHEME FOR ISSUE OF H-SHARE AND LISTING ON THE HONGKONG STOCK EXCHANGE: ISSUANCE DATE | Management | ||||||||||||||||||
2.3 | SCHEME FOR ISSUE OF H-SHARE AND LISTING ON THE HONGKONG STOCK EXCHANGE: METHOD OF ISSUANCE | Management | ||||||||||||||||||
2.4 | SCHEME FOR ISSUE OF H-SHARE AND LISTING ON THE HONGKONG STOCK EXCHANGE: ISSUING VOLUME | Management | ||||||||||||||||||
2.5 | SCHEME FOR ISSUE OF H-SHARE AND LISTING ON THE HONGKONG STOCK EXCHANGE: PRICING METHOD | Management | ||||||||||||||||||
2.6 | SCHEME FOR ISSUE OF H-SHARE AND LISTING ON THE HONGKONG STOCK EXCHANGE: ISSUANCE TARGETS | Management | ||||||||||||||||||
2.7 | SCHEME FOR ISSUE OF H-SHARE AND LISTING ON THE HONGKONG STOCK EXCHANGE: OFFERING PRINCIPLE | Management | ||||||||||||||||||
2.8 | SCHEME FOR ISSUE OF H-SHARE AND LISTING ON THE HONGKONG STOCK EXCHANGE: TRANSFER (REDUCTION) OF STATE-OWNED SHARES | Management | ||||||||||||||||||
3 | THE COMPANY TO BE CHANGED INTO A COMPANY LIMITED BY SHARES WHICH RAISES FUNDS IN THE OVERSEAS MARKETS | Management | ||||||||||||||||||
4 | REPORT ON USE OF PREVIOUSLY RAISED FUNDS | Management | ||||||||||||||||||
5 | USE AND INVESTMENT PLAN OF FUNDS RAISED FROM THE ISSUE OF H-SHARE | Management | ||||||||||||||||||
6 | THE VALID PERIOD OF THE RESOLUTION ON H-SHARE OFFERING AND LISTING | Management | ||||||||||||||||||
7 | MANDATE TO THE BOARD AND ITS AUTHORIZED PERSONS WITH FULL POWER TO HANDLE MATTERS RELATED TO THE H- SHARE OFFERING AND LISTING | Management | ||||||||||||||||||
8 | SCHEME FOR ACCUMULATED RETAINED PROFITS BEFORE THE H-SHARE OFFERING | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 275,987 | 0 | |||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD, BE | ||||||||||||||||||||
Security | Y6898C116 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 15-Jun-2015 | ||||||||||||||||||
ISIN | CNE000001R84 | Agenda | 706043712 - Management | |||||||||||||||||
Record Date | 15-May-2015 | Holding Recon Date | 15-May-2015 | |||||||||||||||||
City / | Country | SHENZHE N CITY | / | China | Vote Deadline Date | 21-May-2015 | ||||||||||||||
SEDOL(s) | B1SVWB6 - BP3R284 - BSTJP31 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2014 | Management | ||||||||||||||||||
2 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY FOR THE YEAR 2014 | Management | ||||||||||||||||||
3 | TO CONSIDER AND APPROVE 2014 ANNUAL REPORT AND ITS SUMMARY | Management | ||||||||||||||||||
4 | TO CONSIDER AND APPROVE THE FINAL ACCOUNTS REPORT OF THE COMPANY FOR THE YEAR 2014 | Management | ||||||||||||||||||
5 | TO CONSIDER AND APPROVE THE PROPOSAL ON APPOINTMENT OF AN AUDITOR FOR 2015 | Management | ||||||||||||||||||
6.1 | PROPOSAL TO RE-ELECT MR. MA MINGZHE AS AN EXECUTIVE DIRECTOR OF THE COMPANY, FOR A TERM OF OFFICE UNTIL THE EXPIRATION OF THE TENTH SESSION OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
6.2 | PROPOSAL TO RE -ELECT MR. SUN JIANYI AS AN EXECUTIVE DIRECTOR OF THE COMPANY, FOR A TERM OF OFFICE UNTIL THE EXPIRATION OF THE TENTH SESSION OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
6.3 | PROPOSAL TO RE-ELECT MR. REN HUICHUAN AS AN EXECUTIVE DIRECTOR OF THE COMPANY, FOR A TERM OF OFFICE UNTIL THE EXPIRATION OF THE TENTH SESSION OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
6.4 | PROPOSAL TO RE-ELECT MR. YAO BO AS AN EXECUTIVE DIRECTOR OF THE COMPANY, FOR A TERM OF OFFICE UNTIL THE EXPIRATION OF THE TENTH SESSION OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
6.5 | PROPOSAL TO RE-ELECT MR. LI YUANXIANG AS AN EXECUTIVE DIRECTOR OF THE COMPANY, FOR A TERM OF OFFICE UNTIL THE EXPIRATION OF THE TENTH SESSION OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
6.6 | PROPOSAL TO RE-ELECT MS. CAI FANGFANG AS AN EXECUTIVE DIRECTOR OF THE COMPANY, FOR A TERM OF OFFICE UNTIL THE EXPIRATION OF THE TENTH SESSION OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
6.7 | PROPOSAL TO RE-ELECT MR. FAN MINGCHUN AS A NON EXECUTIVE DIRECTOR OF THE COMPANY, FOR A TERM OF OFFICE UNTIL THE EXPIRATION OF THE TENTH SESSION OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
6.8 | PROPOSAL TO RE-ELECT MS. LIN LIJUN AS A NON EXECUTIVE DIRECTOR OF THE COMPANY, FOR A TERM OF OFFICE UNTIL THE EXPIRATION OF THE TENTH SESSION OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
6.9 | PROPOSAL TO RE-ELECT MR. XIE JIREN AS A NON EXECUTIVE DIRECTOR OF THE COMPANY, FOR A TERM OF OFFICE UNTIL THE EXPIRATION OF THE TENTH SESSION OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
6.10 | PROPOSAL TO RE-ELECT MR. YANG XIAOPING AS A NON EXECUTIVE DIRECTOR OF THE COMPANY, FOR A TERM OF OFFICE UNTIL THE EXPIRATION OF THE TENTH SESSION OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
6.11 | PROPOSAL TO RE-ELECT MR. LV HUA AS A NON EXECUTIVE DIRECTOR OF THE COMPANY, FOR A TERM OF OFFICE UNTIL THE EXPIRATION OF THE TENTH SESSION OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
6.12 | PROPOSAL TO RE-ELECT MR. HU JIAPIAO AS AN INDEPENDENT NON EXECUTIVE DIRECTOR OF THE COMPANY, FOR A TERM OF OFFICE UNTIL THE EXPIRATION OF THE TENTH SESSION OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
6.13 | PROPOSAL TO RE-ELECT MR. STEPHEN MELDRUM AS AN INDEPENDENT NON EXECUTIVE DIRECTOR OF THE COMPANY, FOR A TERM OF OFFICE UNTIL THE EXPIRATION OF THE TENTH SESSION OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
6.14 | PROPOSAL TO RE-ELECT MR. YE DIQI AS AN INDEPENDENT NON EXECUTIVE DIRECTOR OF THE COMPANY, FOR A TERM OF OFFICE UNTIL THE EXPIRATION OF THE TENTH SESSION OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
6.15 | PROPOSAL TO RE-ELECT MR. HUANG SHIXIONG AS AN INDEPENDENT NON EXECUTIVE DIRECTOR OF THE COMPANY, FOR A TERM OF OFFICE UNTIL THE EXPIRATION OF THE TENTH SESSION OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
6.16 | PROPOSAL TO RE-ELECT MR. SUN DONGDONG AS AN INDEPENDENT NON EXECUTIVE DIRECTOR OF THE COMPANY, FOR A TERM OF OFFICE UNTIL THE EXPIRATION OF THE TENTH SESSION OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
6.17 | PROPOSAL TO RE-ELECT MR. GE MING AS AN INDEPENDENT NON EXECUTIVE DIRECTOR OF THE COMPANY, FOR A TERM OF OFFICE UNTIL THE EXPIRATION OF THE TENTH SESSION OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
7.1 | PROPOSAL TO RE-ELECT MR. GU LIJI AS AN EXTERNAL SUPERVISOR OF THE COMPANY, FOR A TERM OF OFFICE UNTIL THE EXPIRATION OF THE EIGHTH SESSION OF THE BOARD OF SUPERVISORS | Management | ||||||||||||||||||
7.2 | PROPOSAL TO RE-ELECT MR. PENG ZHIJ IAN AS AN EXTERNAL SUPERVISOR OF THE COMPANY, FOR A TERM OF OFFICE UNTIL THE EXPIRATION OF THE EIGHTH SESSION OF THE BOARD OF SUPERVISORS | Management | ||||||||||||||||||
7.3 | PROPOSAL TO RE-ELECT MS. ZHANG WANGJIN AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE COMPANY, FOR A TERM OF OFFICE UNTIL THE EXPIRATION OF THE EIGHTH SESSION OF THE BOARD OF SUPERVISORS | Management | ||||||||||||||||||
8 | TO CONSIDER AND APPROVE THE PROPOSAL ON 2014 PROFIT DISTRIBUTION PLAN:THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY5.00000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):10.000000 | Management | ||||||||||||||||||
9 | TO CONSIDER AND APPROVE THE PROPOSAL TO REVISE THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | ||||||||||||||||||
10 | PROPOSAL TO RECOMMEND THE GENERAL MEETING OF SHAREHOLDERS TO GIVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL H SHARES OF NOT MORE THAN 20 OF THE H SHARES WHICH HAVE BEEN ISSUED, AND TO AUTHORIZE THE BOARD OF DIRECTORS TO MAKE SUCH AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT TO REFLECT THE STRUCTURE OF NEW EQUITY AFTER THE SHARE ALLOTMENT OR ISSUANCE | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 858,368 | 0 | |||||||||||||||
CHINA CONSTRUCTION BANK CORPORATION, BEIJING | ||||||||||||||||||||
Security | Y1397N119 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 15-Jun-2015 | ||||||||||||||||||
ISIN | CNE100000742 | Agenda | 706119977 - Management | |||||||||||||||||
Record Date | 15-May-2015 | Holding Recon Date | 15-May-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 21-May-2015 | ||||||||||||||
SEDOL(s) | B24G126 - BP3R3L4 - BSTK2C2 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1.1 | SCHEME FOR DOMESTIC ISSUANCE OF PREFERRED SHARES: TYPE AND VOLUME OF PREFERRED SHARES | Management | ||||||||||||||||||
1.2 | SCHEME FOR DOMESTIC ISSUANCE OF PREFERRED SHARES: PAR VALUE AND ISSUING PRICE | Management | ||||||||||||||||||
1.3 | SCHEME FOR DOMESTIC ISSUANCE OF PREFERRED SHARES: DURATION | Management | ||||||||||||||||||
1.4 | SCHEME FOR DOMESTIC ISSUANCE OF PREFERRED SHARES: PURPOSE OF THE RAISED FUNDS | Management | ||||||||||||||||||
1.5 | SCHEME FOR DOMESTIC ISSUANCE OF PREFERRED SHARES: ISSUANCE TARGETS AND ISSUANCE METHOD | Management | ||||||||||||||||||
1.6 | SCHEME FOR DOMESTIC ISSUANCE OF PREFERRED SHARES: MANNER FOR PARTICIPATING IN PROFIT DISTRIBUTION BY THE SHAREHOLDER OF PREFERRED SHARES | Management | ||||||||||||||||||
1.7 | SCHEME FOR DOMESTIC ISSUANCE OF PREFERRED SHARES: PROVISIONS ON COMPULSIVE CONVERSION | Management | ||||||||||||||||||
1.8 | SCHEME FOR DOMESTIC ISSUANCE OF PREFERRED SHARES: CONDITIONAL REDEMPTION CLAUSE | Management | ||||||||||||||||||
1.9 | SCHEME FOR DOMESTIC ISSUANCE OF PREFERRED SHARES: RESTRICTION ON VOTING RIGHT AND RECOVERY CLAUSE | Management | ||||||||||||||||||
1.10 | SCHEME FOR DOMESTIC ISSUANCE OF PREFERRED SHARES: SEQUENCE FOR LIQUIDATION PAYMENT AND SETTLEMENT METHOD | Management | ||||||||||||||||||
1.11 | SCHEME FOR DOMESTIC ISSUANCE OF PREFERRED SHARES: GRADING ARRANGEMENT | Management | ||||||||||||||||||
1.12 | SCHEME FOR DOMESTIC ISSUANCE OF PREFERRED SHARES: GUARANTEE ARRANGEMENT | Management | ||||||||||||||||||
1.13 | SCHEME FOR DOMESTIC ISSUANCE OF PREFERRED SHARES: RESTRICTIVE CLAUSE FOR TRANSACTION OR TRANSFER | Management | ||||||||||||||||||
1.14 | SCHEME FOR DOMESTIC ISSUANCE OF PREFERRED SHARES: TRANSACTION ARRANGEMENT | Management | ||||||||||||||||||
1.15 | SCHEME FOR DOMESTIC ISSUANCE OF PREFERRED SHARES: THE VALID PERIOD OF THE RESOLUTION | Management | ||||||||||||||||||
1.16 | SCHEME FOR DOMESTIC ISSUANCE OF PREFERRED SHARES: MANDATE FOR PREFERRED SHARES | Management | ||||||||||||||||||
1.17 | SCHEME FOR DOMESTIC ISSUANCE OF PREFERRED SHARES: RELATION BETWEEN DOMESTIC ISSUANCE AND OVERSEAS ISSUANCE | Management | ||||||||||||||||||
1.18 | SCHEME FOR DOMESTIC ISSUANCE OF PREFERRED SHARES: DECLARATION APPROVAL PROCEDURES TO BE FULFILLED ON THE ISSUANCE | Management | ||||||||||||||||||
2.1 | SCHEME FOR OVERSEAS ISSUANCE OF PREFERRED SHARES: TYPE AND VOLUME OF PREFERRED SHARES | Management | ||||||||||||||||||
2.2 | SCHEME FOR OVERSEAS ISSUANCE OF PREFERRED SHARES: PAR VALUE AND ISSUING PRICE | Management | ||||||||||||||||||
2.3 | SCHEME FOR OVERSEAS ISSUANCE OF PREFERRED SHARES: DURATION | Management | ||||||||||||||||||
2.4 | SCHEME FOR OVERSEAS ISSUANCE OF PREFERRED SHARES: PURPOSE OF THE RAISED FUNDS | Management | ||||||||||||||||||
2.5 | SCHEME FOR OVERSEAS ISSUANCE OF PREFERRED SHARES: ISSUANCE TARGETS AND ISSUANCE METHOD | Management | ||||||||||||||||||
2.6 | SCHEME FOR OVERSEAS ISSUANCE OF PREFERRED SHARES: MANNER FOR PARTICIPATING IN PROFIT DISTRIBUTION BY THE SHAREHOLDER OF PREFERRED SHARES | Management | ||||||||||||||||||
2.7 | SCHEME FOR OVERSEAS ISSUANCE OF PREFERRED SHARES: PROVISIONS ON COMPULSIVE CONVERSION | Management | ||||||||||||||||||
2.8 | SCHEME FOR OVERSEAS ISSUANCE OF PREFERRED SHARES: CONDITIONAL REDEMPTION CLAUSE | Management | ||||||||||||||||||
2.9 | SCHEME FOR OVERSEAS ISSUANCE OF PREFERRED SHARES: LIMITATION AND RESUMPTION OF THE VOTING RIGHTS | Management | ||||||||||||||||||
2.10 | SCHEME FOR OVERSEAS ISSUANCE OF PREFERRED SHARES: SEQUENCE FOR LIQUIDATION PAYMENT AND SETTLEMENT METHOD | Management | ||||||||||||||||||
2.11 | SCHEME FOR OVERSEAS ISSUANCE OF PREFERRED SHARES: GRADING ARRANGEMENT | Management | ||||||||||||||||||
2.12 | SCHEME FOR OVERSEAS ISSUANCE OF PREFERRED SHARES: RATING ARRANGEMENT | Management | ||||||||||||||||||
2.13 | SCHEME FOR OVERSEAS ISSUANCE OF PREFERRED SHARES: LOCK-UP PERIOD | Management | ||||||||||||||||||
2.14 | SCHEME FOR OVERSEAS ISSUANCE OF PREFERRED SHARES: THE VALID PERIOD FOR RESOLUTIONS | Management | ||||||||||||||||||
2.15 | SCHEME FOR OVERSEAS ISSUANCE OF PREFERRED SHARES: ARRANGEMENT FOR TRANSACTION OR LISTING | Management | ||||||||||||||||||
2.16 | SCHEME FOR OVERSEAS ISSUANCE OF PREFERRED SHARES: MANDATE REGARDING PREFERRED SHARE | Management | ||||||||||||||||||
2.17 | SCHEME FOR OVERSEAS ISSUANCE OF PREFERRED SHARES: RELATION BETWEEN DOMESTIC ISSUANCE AND OVERSEAS ISSUANCE | Management | ||||||||||||||||||
2.18 | SCHEME FOR OVERSEAS ISSUANCE OF PREFERRED SHARES: DECLARATION APPROVAL PROCEDURES TO BE FULFILLED ON THE ISSUANCE | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 1,755,400 | 0 | |||||||||||||||
CHINA CONSTRUCTION BANK CORPORATION, BEIJING | ||||||||||||||||||||
Security | Y1397N119 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 15-Jun-2015 | ||||||||||||||||||
ISIN | CNE100000742 | Agenda | 706179721 - Management | |||||||||||||||||
Record Date | 15-May-2015 | Holding Recon Date | 15-May-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 21-May-2015 | ||||||||||||||
SEDOL(s) | B24G126 - BP3R3L4 - BSTK2C2 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 476959 DUE TO ADDITION OF-RESOLUTION 21. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||||||||||
1 | PROPOSAL TO CONSIDER AND APPROVE 2014 REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | ||||||||||||||||||
2 | TO CONSIDER AND APPROVE 2014 REPORT OF THE BOARD OF SUPERVISORS | Management | ||||||||||||||||||
3 | 2014 FINAL ACCOUNTS SCHEME | Management | ||||||||||||||||||
4 | 2014 PROFIT DISTRIBUTION SCHEME: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY3.01000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE(SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
5 | THE BUDGET OF 2015 FIXED ASSETS INVESTMENT | Management | ||||||||||||||||||
6 | PROPOSAL ON THE REMUNERATION CALCULATIONS SCHEME FOR THE DIRECTORS FOR 2013 | Management | ||||||||||||||||||
7 | PROPOSAL ON THE REMUNERATION CALCULATIONS SCHEME FOR THE SUPERVISORS FOR 2013 | Management | ||||||||||||||||||
8 | PROPOSAL FOR MR. WANG HONGZHANG TO RE-APPOINTMENT AS THE EXECUTIVE DIRECTOR OF THE BANK | Management | ||||||||||||||||||
9 | PROPOSAL FOR MR. PANG XIUSHENG TO ACT AS THE EXECUTIVE DIRECTOR OF THE BANK | Management | ||||||||||||||||||
10 | PROPOSAL FOR MR. ZHANG GENGSHENG TO ACT AS THE EXECUTIVE DIRECTOR OF THE BANK | Management | ||||||||||||||||||
11 | PROPOSAL FOR MR. LI JUN TO ACT AS THE NON-EXECUTIVE DIRECTOR OF THE BANK | Management | ||||||||||||||||||
12 | PROPOSAL FOR MS. HAO AIQUN TO ACT AS THE NON-EXECUTIVE DIRECTOR OF THE BANK | Management | ||||||||||||||||||
13 | PROPOSAL FOR MS. YILIN RUOSHI TO ACT AS THE INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK CONTINUALLY | Management | ||||||||||||||||||
14 | PROPOSAL TO APPOINT THE EXTERNAL AUDITOR FOR 2015 | Management | ||||||||||||||||||
15 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE IMPACT OF DILUTION OF CURRENT RETURNS AND REMEDIAL MEASURES UPON THE ISSUANCE OF PREFERENCE SHARES | Management | ||||||||||||||||||
16 | PROPOSAL ON THE SHAREHOLDER RETURN PLAN OF THE COMPANY FROM 2015 TO 2017 | Management | ||||||||||||||||||
17 | TO CONSIDER AND APPROVE THE 20152017 CAPITAL PLANNING OF THE BANK | Management | ||||||||||||||||||
18 | TO CONSIDER AND APPROVE THE PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION OF THE BANK | Management | ||||||||||||||||||
19.1 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: STOCK CLASS AND VOLUME | Management | ||||||||||||||||||
19.2 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: FACE VALUE AND ISSUANCE PRICE | Management | ||||||||||||||||||
19.3 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: TERM | Management | ||||||||||||||||||
19.4 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: USES OF PROCEEDS | Management | ||||||||||||||||||
19.5 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: METHOD OF ISSUANCE AND OBJECTS | Management | ||||||||||||||||||
19.6 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: METHOD FOR SHAREHOLDERS OF PREFERRED SHARES TO PARTICIPATE IN PROFIT DISTRIBUTION | Management | ||||||||||||||||||
19.7 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: COMPULSORY CONVERSION | Management | ||||||||||||||||||
19.8 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: TERMS OF CONDITIONAL REDEMPTION | Management | ||||||||||||||||||
19.9 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: RESTRICTIONS ON VOTING RIGHTS AND RECOVERY OF VOTING RIGHTS | Management | ||||||||||||||||||
19.10 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: SEQUENCE OF SETTLEMENT AND METHOD OF LIQUIDATION | Management | ||||||||||||||||||
19.11 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: RATING ARRANGEMENT | Management | ||||||||||||||||||
19.12 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: GUARANTEE ARRANGEMENT | Management | ||||||||||||||||||
19.13 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: TERM OF RESTRICTIONS ON TRADE AND TRANSFER | Management | ||||||||||||||||||
19.14 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: TRADING ARRANGEMENT | Management | ||||||||||||||||||
19.15 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: VALIDITY PERIOD OF THE RESOLUTIONS | Management | ||||||||||||||||||
19.16 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: MATTERS RELATING TO AUTHORIZATION OF THE ISSUANCE OF PREFERENCE SHARES | Management | ||||||||||||||||||
19.17 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: THE RELATIONSHIP BETWEEN OVERSEAS AND DOMESTIC ISSUANCE | Management | ||||||||||||||||||
19.18 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: THE APPROVAL PROCEDURES WHICH ARE NEEDED TO PERFORMED OF THE OFFERING | Management | ||||||||||||||||||
20.1 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF OVERSEAS PREFERENCE SHARES OF THE BANK: STOCK CLASS AND VOLUME | Management | ||||||||||||||||||
20.2 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF OVERSEAS PREFERENCE SHARES OF THE BANK: FACE VALUE AND ISSUANCE PRICE | Management | ||||||||||||||||||
20.3 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF OVERSEAS PREFERENCE SHARES OF THE BANK: TERM | Management | ||||||||||||||||||
20.4 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF OVERSEAS PREFERENCE SHARES OF THE BANK: USES OF PROCEEDS | Management | ||||||||||||||||||
20.5 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF OVERSEAS PREFERENCE SHARES OF THE BANK: METHOD OF ISSUANCE AND OBJECTS | Management | ||||||||||||||||||
20.6 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF OVERSEAS PREFERENCE SHARES OF THE BANK: METHOD FOR SHAREHOLDERS OF PREFERRED SHARES TO PARTICIPATE IN PROFIT DISTRIBUTION | Management | ||||||||||||||||||
20.7 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF OVERSEAS PREFERENCE SHARES OF THE BANK: COMPULSORY CONVERSION | Management | ||||||||||||||||||
20.8 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF OVERSEAS PREFERENCE SHARES OF THE BANK: TERMS OF CONDITIONAL REDEMPTION | Management | ||||||||||||||||||
20.9 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF OVERSEAS PREFERENCE SHARES OF THE BANK: RESTRICTIONS ON VOTING RIGHTS OF HOLDERS OF PREFERENCE SHARES AND RECOVERY OF VOTING RIGHTS | Management | ||||||||||||||||||
20.10 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF OVERSEAS PREFERENCE SHARES OF THE BANK: SEQUENCE OF SETTLEMENT AND METHOD OF LIQUIDATION | Management | ||||||||||||||||||
20.11 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF OVERSEAS PREFERENCE SHARES OF THE BANK: RATING ARRANGEMENT | Management | ||||||||||||||||||
20.12 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF OVERSEAS PREFERENCE SHARES OF THE BANK: GUARANTEE ARRANGEMENT | Management | ||||||||||||||||||
20.13 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF OVERSEAS PREFERENCE SHARES OF THE BANK: LOCK UP PERIOD | Management | ||||||||||||||||||
20.14 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF OVERSEAS PREFERENCE SHARES OF THE BANK: VALIDITY PERIOD OF THE RESOLUTION IN RESPECT OF THE ISSUANCE OF PREFERENCE SHARES | Management | ||||||||||||||||||
20.15 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF OVERSEAS PREFERENCE SHARES OF THE BANK: TRADING LISTING ARRANGEMENT | Management | ||||||||||||||||||
20.16 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF OVERSEAS PREFERENCE SHARES OF THE BANK: MATTERS RELATING TO AUTHORIZATION OF THE ISSUANCE OF PREFERENCE SHARES | Management | ||||||||||||||||||
20.17 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF OVERSEAS PREFERENCE SHARES OF THE BANK: THE RELATIONSHIP BETWEEN OVERSEAS AND DOMESTIC ISSUANCE | Management | ||||||||||||||||||
20.18 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE SCHEME ON THE ISSUANCE OF OVERSEAS PREFERENCE SHARES OF THE BANK: THE APPROVAL PROCEDURES WHICH ARE NEEDED TO PERFORMED OF THE OFFERING | Management | ||||||||||||||||||
21 | PROPOSAL FOR MR. WANG ZUJI TO ACT AS THE EXECUTIVE DIRECTOR OF THE BANK | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 1,755,400 | 0 | |||||||||||||||
BYD COMPANY LTD, SHENZHEN | ||||||||||||||||||||
Security | Y1045E107 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 16-Jun-2015 | ||||||||||||||||||
ISIN | CNE100001526 | Agenda | 706119042 - Management | |||||||||||||||||
Record Date | 10-Jun-2015 | Holding Recon Date | 10-Jun-2015 | |||||||||||||||||
City / | Country | GUANGD ONG | / | China | Vote Deadline Date | 09-Jun-2015 | ||||||||||||||
SEDOL(s) | B466322 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 470756 DUE TO ADDITION OF-RESOLUTIONS 13 TO 15. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISRE-GARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 FINANCIAL REPORT AUDITED BY DOMESTIC AND OVERSEAS AUDIT FIRMS | Management | ||||||||||||||||||
4 | 2014 ANNUAL REPORT AND ITS SUMMARY AND PERFORMANCE REPORT | Management | ||||||||||||||||||
5 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS:1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 0.00000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
6 | RE-APPOINTMENT OF 2015 DOMESTIC AND OVERSEAS AUDIT FIRM AND INTERNAL CONTROL AUDIT FIRM | Management | ||||||||||||||||||
7 | GUARANTEE FOR CONTROLLED SUBSIDIARIES, MUTUAL GUARANTEE BETWEEN CONTROLLED SUBSIDIARIES, AND THE COMPANY AND ITS CONTROLLED SUBSIDIARIES TO PROVIDE GUARANTEE FOR THE JOINT STOCK COMPANIES | Management | ||||||||||||||||||
8 | THE COMPANY AND ITS CONTROLLED SUBSIDIARIES TO PROVIDE GUARANTEE TO LEASING COMPANY BY MEANS OF SELLING PRODUCTS | Management | ||||||||||||||||||
9 | 2014 CONNECTED TRANSACTIONS AND 2015 ESTIMATED CONTINUING CONNECTED TRANSACTIONS | Management | ||||||||||||||||||
10 | GENERAL MANDATE TO THE BOARD | Management | ||||||||||||||||||
11 | PROPOSAL TO REQUEST THE GENERAL MEETING OF SHAREHOLDERS TO GIVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS OF BYD ELECTRONIC INTERNATIONAL COMPANY LIMITED | Management | ||||||||||||||||||
12 | REGISTRATION AND ISSUANCE OF LONG- TERM RIGHT-INCLUDED MEDIUM-TERM NOTES | Management | ||||||||||||||||||
13 | 2014 EMPLOYEE STOCK OWNERSHIP PLAN (DRAFT) AND ITS SUMMARY | Management | ||||||||||||||||||
14 | AUTHORIZATION TO THE BOARD TO HANDLE MATTERS IN RELATION TO THE EMPLOYEE STOCK OWNERSHIP PLAN | Management | ||||||||||||||||||
15 | PROPOSAL FOR THE CONTROLLED SUBSIDIARY TO PROVIDE A GUARANTEE FOR SHANXI COAL IMPORT EXPORT GROUP CORPORATION | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 65,601 | 0 | |||||||||||||||
CHINA COMMUNICATIONS CONSTRUCTION COMPANY LTD, BEI | ||||||||||||||||||||
Security | Y1R36A107 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 16-Jun-2015 | ||||||||||||||||||
ISIN | CNE100001FN5 | Agenda | 706119369 - Management | |||||||||||||||||
Record Date | 09-Jun-2015 | Holding Recon Date | 09-Jun-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 10-Jun-2015 | ||||||||||||||
SEDOL(s) | B6Y7DS7 - BP3R3C5 - BSTK222 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 FINANCIAL RESOLUTION STATEMENT | Management | ||||||||||||||||||
2 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 1.72000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
3 | REAPPOINTMENT OF INTERNATIONAL AND DOMESTIC AUDIT FIRMS | Management | ||||||||||||||||||
4 | 2014-2015 EXTERNAL GUARANTEE PLAN | Management | ||||||||||||||||||
5 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
6 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
7 | THE CONTROLLING SHAREHOLDER TO ISSUE COMMITMENT LETTER ON MATTERS OF REAL ESTATE PROJECT DEVELOPMENT | Management | ||||||||||||||||||
8 | DIRECTORS, SUPERVISORS AND SENIOR MANAGERS TO ISSUE COMMITMENT LETTER ON MATTERS OF REAL ESTATE PROJECT DEVELOPMENT | Management | ||||||||||||||||||
9 | SPECIAL SELF-INSPECTION REPORT ON REAL ESTATE DEVELOPMENT PROJECTS | Management | ||||||||||||||||||
10 | OVERSEAS LISTING OF A COMPANY | Management | ||||||||||||||||||
11 | THE OVERSEAS LISTING OF A COMPANY IS IN COMPLIANCE WITH THE CIRCULAR ON ISSUES RELEVANT TO REGULATING THE OVERSEAS LISTING OF SUBORDINATED ENTERPRISES OF DOMESTIC LISTED COMPANIES | Management | ||||||||||||||||||
12 | COMMITMENT ON MAINTAINING THE STATUS OF INDEPENDENT LISTING | Management | ||||||||||||||||||
13 | STATEMENT ON SUSTAINED PROFITABILITY AND PROSPECTS | Management | ||||||||||||||||||
14 | MANDATE TO THE BOARD AND PERSONS AUTHORIZED BY THE BOARD TO HANDLE MATTERS REGARDING SPIN-OFF LISTING OF A COMPANY | Management | ||||||||||||||||||
15 | GENERAL MANDATE TO THE BOARD FOR SHARE OFFERING | Management | ||||||||||||||||||
16 | THE COMPANY TO ISSUE ASSETS SECURITIZATION BUSINESS | Management | ||||||||||||||||||
17 | ISSUANCE OF SHORT-TERM BONDS | Management | ||||||||||||||||||
18 | THE COMPANY TO ISSUE NOT MORE THAN CNY15 BILLION MEDIUM-AND-LONG TERM BONDS | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 222,200 | 0 | |||||||||||||||
BANK OF CHINA LTD, BEIJING | ||||||||||||||||||||
Security | Y13905107 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 17-Jun-2015 | ||||||||||||||||||
ISIN | CNE000001N05 | Agenda | 706230694 - Management | |||||||||||||||||
Record Date | 09-Jun-2015 | Holding Recon Date | 09-Jun-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 11-Jun-2015 | ||||||||||||||
SEDOL(s) | B180B49 - B1B9H67 - BP3R239 - BSTJP08 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 478349 DUE TO ADDITION OF-RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 FINANCIAL RESOLUTION REPORT | Management | ||||||||||||||||||
4 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY1.90000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
5 | 2015 FIXED ASSETS INVESTMENT BUDGET | Management | ||||||||||||||||||
6 | APPOINTMENT OF 2015 OUTSIDE AUDIT FIRM: ERNST YOUNG HUA MING CPAS AS THE EXTERNAL AUDITOR | Management | ||||||||||||||||||
7 | REELECTION OF NOUT WELLINK AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | ||||||||||||||||||
8 | ELECTION OF LI JUCAI AS NON-EXECUTIVE DIRECTOR | Management | ||||||||||||||||||
9 | ELECTION OF CHEN YUHUA AS OUTSIDE SUPERVISOR | Management | ||||||||||||||||||
10 | AUTHORIZATION SCHEME FOR THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
11 | ISSUANCE OF CORPORATE BONDS | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 4,404,600 | 0 | |||||||||||||||
SAIC MOTOR CORPORATION LTD, SHANGHAI | ||||||||||||||||||||
Security | Y7443N102 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 18-Jun-2015 | ||||||||||||||||||
ISIN | CNE000000TY6 | Agenda | 705975970 - Management | |||||||||||||||||
Record Date | 11-Jun-2015 | Holding Recon Date | 11-Jun-2015 | |||||||||||||||||
City / | Country | SHANGHA I | / | China | Vote Deadline Date | 10-Jun-2015 | ||||||||||||||
SEDOL(s) | 6086974 - B0376B0 - BP3R2D9 - BSTJPB9 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 WORK REPORT OF INDEPENDENT DIRECTORS | Management | ||||||||||||||||||
4 | 2014 PROFIT DISTRIBUTION PLAN: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 13.00000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
5 | 2014 FINANCIAL RESOLUTION REPORT | Management | ||||||||||||||||||
6 | 2014 ANNUAL REPORT AND ITS SUMMARY | Management | ||||||||||||||||||
7 | GUARANTEE FOR A COMPANY | Management | ||||||||||||||||||
8 | A COMPANY TO PROVIDE GUARANTEE FOR ANOTHER COMPANY | Management | ||||||||||||||||||
9 | A THIRD COMPANY TO PROVIDE GUARANTEE FOR A FOURTH COMPANY | Management | ||||||||||||||||||
10 | PROPOSAL ON THE REAPPOINTMENT OF DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE FINANCIAL AUDITOR OF THE COMPANY | Management | ||||||||||||||||||
11 | PROPOSAL ON THE REAPPOINTMENT OF DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE INTERNAL CONTROL AUDITOR OF THE COMPANY | Management | ||||||||||||||||||
12 | AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | Management | ||||||||||||||||||
13 | AMENDMENTS TO THE COMPANY'S RULES OF PROCEDURES GOVERNING SHAREHOLDERS' GENERAL MEETINGS | Management | ||||||||||||||||||
14 | AMENDMENTS TO THE COMPANY'S RULES OF PROCEDURES GOVERNING THE BOARD MEETINGS | Management | ||||||||||||||||||
15.1 | RE-ELECTION OF NON-INDEPENDENT DIRECTOR: CHEN HONG | Management | ||||||||||||||||||
15.2 | RE-ELECTION OF NON-INDEPENDENT DIRECTOR: CHEN ZHIXIN | Management | ||||||||||||||||||
15.3 | RE-ELECTION OF NON-INDEPENDENT DIRECTOR: XIE RONG | Management | ||||||||||||||||||
16.1 | RE-ELECTION OF INDEPENDENT DIRECTOR: WANG FANGHUA | Management | ||||||||||||||||||
16.2 | RE-ELECTION OF INDEPENDENT DIRECTOR: SUN ZHENG | Management | ||||||||||||||||||
16.3 | RE-ELECTION OF INDEPENDENT DIRECTOR: TAO XINLIANG | Management | ||||||||||||||||||
17.1 | RE-ELECTION OF SUPERVISOR: BIAN BAIPING | Management | ||||||||||||||||||
17.2 | RE-ELECTION OF SUPERVISOR: CHEN WEIFENG | Management | ||||||||||||||||||
17.3 | RE-ELECTION OF SUPERVISOR: HONG JINXIN | Management | ||||||||||||||||||
CMMT | 06 APR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF NAME IN RES-OLUTIONS 10 AND 11. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 362,189 | 0 | |||||||||||||||
CHINA MINSHENG BANKING CORPORATION, BEIJING | ||||||||||||||||||||
Security | Y1495M104 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 18-Jun-2015 | ||||||||||||||||||
ISIN | CNE0000015Y0 | Agenda | 706106160 - Management | |||||||||||||||||
Record Date | 18-May-2015 | Holding Recon Date | 18-May-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 27-May-2015 | ||||||||||||||
SEDOL(s) | 6310747 - B0373Z3 - BP3R2C8 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 ANNUAL REPORT | Management | ||||||||||||||||||
2 | 2014 FINANCIAL RESOLUTION REPORT | Management | ||||||||||||||||||
3 | PROVISION OF STATUTORY SURPLUS RESERVE | Management | ||||||||||||||||||
4 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 1.10000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
5 | 2015 FINANCIAL BUDGET REPORT | Management | ||||||||||||||||||
6 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
7 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
8 | APPOINTMENT OF 2015 AUDIT FIRM AND ITS AUDIT FEE | Management | ||||||||||||||||||
9 | GENERAL MANDATE TO THE BOARD TO ISSUE SHARES | Management | ||||||||||||||||||
10 | ADJUSTMENT TO 2015-2016 PLAN FOR ISSUE OF FINANCIAL BONDS | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 3,810,620 | 0 | |||||||||||||||
CITIC SECURITIES CO LTD | ||||||||||||||||||||
Security | Y1639N109 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 19-Jun-2015 | ||||||||||||||||||
ISIN | CNE000001DB6 | Agenda | 706106184 - Management | |||||||||||||||||
Record Date | 12-Jun-2015 | Holding Recon Date | 12-Jun-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 15-Jun-2015 | ||||||||||||||
SEDOL(s) | 6579355 - B0373S6 - BP3R2J5 - BSTJPC0 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 ANNUAL REPORT | Management | ||||||||||||||||||
4 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY3.10000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
5 | CHANGE OF AUDIT FIRM | Management | ||||||||||||||||||
6 | 2015 ESTIMATED PROPRIETARY INVESTMENT QUOTA | Management | ||||||||||||||||||
7.1 | MANDATE TO ISSUE DOMESTIC AND OVERSEAS DEBT FINANCING INSTRUMENTS AGAIN: ISSUE PARTY, ISSUING VOLUME AND METHOD | Management | ||||||||||||||||||
7.2 | MANDATE TO ISSUE DOMESTIC AND OVERSEAS DEBT FINANCING INSTRUMENTS AGAIN: TYPE OF DEBT FINANCING INSTRUMENTS | Management | ||||||||||||||||||
7.3 | MANDATE TO ISSUE DOMESTIC AND OVERSEAS DEBT FINANCING INSTRUMENTS AGAIN: DURATION OF DEBT FINANCING INSTRUMENTS | Management | ||||||||||||||||||
7.4 | MANDATE TO ISSUE DOMESTIC AND OVERSEAS DEBT FINANCING INSTRUMENTS AGAIN: INTEREST RATE OF DEBT FINANCING INSTRUMENTS | Management | ||||||||||||||||||
7.5 | MANDATE TO ISSUE DOMESTIC AND OVERSEAS DEBT FINANCING INSTRUMENTS AGAIN: GUARANTEE AND OTHER ARRANGEMENT | Management | ||||||||||||||||||
7.6 | MANDATE TO ISSUE DOMESTIC AND OVERSEAS DEBT FINANCING INSTRUMENTS AGAIN: PURPOSE OF THE RAISED FUNDS | Management | ||||||||||||||||||
7.7 | MANDATE TO ISSUE DOMESTIC AND OVERSEAS DEBT FINANCING INSTRUMENTS AGAIN: ISSUING PRICE | Management | ||||||||||||||||||
7.8 | MANDATE TO ISSUE DOMESTIC AND OVERSEAS DEBT FINANCING INSTRUMENTS AGAIN: ISSUANCE TARGETS AND ARRANGEMENT FOR PLACEMENT OF CNY - DENOMINATED DEBT FINANCING INSTRUMENTS TO SHAREHOLDERS | Management | ||||||||||||||||||
7.9 | MANDATE TO ISSUE DOMESTIC AND OVERSEAS DEBT FINANCING INSTRUMENTS AGAIN: LISTING OF THE DEBT FINANCING INSTRUMENTS | Management | ||||||||||||||||||
7.10 | MANDATE TO ISSUE DOMESTIC AND OVERSEAS DEBT FINANCING INSTRUMENTS AGAIN: REPAYMENT GUARANTEE MEASURES FOR CNY -DENOMINATED DEBT FINANCING INSTRUMENTS | Management | ||||||||||||||||||
7.11 | MANDATE TO ISSUE DOMESTIC AND OVERSEAS DEBT FINANCING INSTRUMENTS AGAIN: THE VALID PERIOD OF THE RESOLUTION | Management | ||||||||||||||||||
7.12 | MANDATE TO ISSUE DOMESTIC AND OVERSEAS DEBT FINANCING INSTRUMENTS AGAIN: MANDATE MATTERS REGARDING ISSUE OF DOMESTIC AND OVERSEAS DEBT FINANCING INSTRUMENTS | Management | ||||||||||||||||||
8 | POSSIBLE INVOLVED CONNECTED TRANSACTIONS REGARDING ISSUE OF DOMESTIC AND OVERSEAS DEBT FINANCING INSTRUMENTS | Management | ||||||||||||||||||
9 | GENERAL MANDATE FOR ADDITIONAL OFFERING OF A-SHARE AND H-SHARE | Management | ||||||||||||||||||
10 | GUARANTEE FOR BRANCH OR OVERSEAS WHOLLY-OWNED AFFILIATED COMPANIES | Management | ||||||||||||||||||
11 | AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | Management | ||||||||||||||||||
12.1 | 2015 CONTINUING CONNECTED TRANSACTIONS ESTIMATE: CONNECTED TRANSACTIONS BETWEEN THE COMPANY AND ITS SUBORDINATE SUBSIDIARIES AND A COMPANY AND ITS RELATED PARTIES | Management | ||||||||||||||||||
12.2 | 2015 CONTINUING CONNECTED TRANSACTIONS ESTIMATE: CONNECTED TRANSACTIONS BETWEEN THE COMPANY AND ITS SUBORDINATE SUBSIDIARIES AND COMPANIES(EXCLUDING THE CONTROLLED SUBSIDIARIES) WITH DIRECTORS, SUPERVISORS AND THE SENIOR MANAGEMENT SHOULDERING POSITIONS OF DIRECTORS, SUPERVISORS AND THE SENIOR MANAGEMENT | Management | ||||||||||||||||||
13 | 2014 REMUNERATION AMOUNT FOR DIRECTORS, SUPERVISORS | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 1,162,446 | 0 | |||||||||||||||
CHINA MERCHANTS BANK CO LTD, SHENZHEN | ||||||||||||||||||||
Security | Y14896107 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 19-Jun-2015 | ||||||||||||||||||
ISIN | CNE000001B33 | Agenda | 706111426 - Management | |||||||||||||||||
Record Date | 12-Jun-2015 | Holding Recon Date | 12-Jun-2015 | |||||||||||||||||
City / | Country | SHENZHE N | / | China | Vote Deadline Date | 15-Jun-2015 | ||||||||||||||
SEDOL(s) | 6518723 - B0376M1 - BP3R273 - BSTJP64 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 ANNUAL REPORT(INCLUDING AUDITED FINANCIAL REPORT) | Management | ||||||||||||||||||
4 | 2014 FINANCIAL RESOLUTION REPORT | Management | ||||||||||||||||||
5 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 6.70000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
6 | APPOINTMENT OF 2015 AUDIT FIRM AND ITS REMUNERATION | Management | ||||||||||||||||||
7 | 2014 EVALUATION REPORT FOR DUTY PERFORMANCE OF DIRECTORS | Management | ||||||||||||||||||
8 | 2014 EVALUATION REPORT FOR DUTY PERFORMANCE OF SUPERVISORS | Management | ||||||||||||||||||
9 | TO REVIEW AND APPROVE 2014 WORK REPORT OF INDEPENDENT DIRECTORS AND THE MUTUAL EVALUATION REPORT | Management | ||||||||||||||||||
10 | TO REVIEW AND APPROVE 2014 WORK REPORT OF EXTERNAL SUPERVISORS AND THE MUTUAL EVALUATION REPORT | Management | ||||||||||||||||||
11 | REPORT ON RESULT OF 2014 CONNECTED TRANSACTIONS | Management | ||||||||||||||||||
12 | EXTENSION OF THE VALID PERIOD FOR THE AUTHORIZATION TO ISSUE FINANCIAL BONDS | Management | ||||||||||||||||||
13 | GENERAL MANDATE REGARDING SHARE OFFERING AND(OR) EQUITY ACQUISITION | Management | ||||||||||||||||||
14 | THE COMPANY'S ELIGIBILITY FOR NON- PUBLIC A-SHARE OFFERING TO SPECIFIC PARTIES | Management | ||||||||||||||||||
15.1 | SCHEME FOR NON-PUBLIC A-SHARE OFFERING TO SPECIFIC PARTIES: STOCK TYPE AND PAR VALUE | Management | ||||||||||||||||||
15.2 | SCHEME FOR NON-PUBLIC A-SHARE OFFERING TO SPECIFIC PARTIES: METHOD AND DATE OF ISSUANCE | Management | ||||||||||||||||||
15.3 | SCHEME FOR NON-PUBLIC A-SHARE OFFERING TO SPECIFIC PARTIES: ISSUANCE TARGETS AND SUBSCRIPTION METHOD | Management | ||||||||||||||||||
15.4 | SCHEME FOR NON-PUBLIC A-SHARE OFFERING TO SPECIFIC PARTIES: ISSUING PRICE AND PRICING PRINCIPLE | Management | ||||||||||||||||||
15.5 | SCHEME FOR NON-PUBLIC A-SHARE OFFERING TO SPECIFIC PARTIES: ISSUING VOLUME AND AMOUNT | Management | ||||||||||||||||||
15.6 | SCHEME FOR NON-PUBLIC A-SHARE OFFERING TO SPECIFIC PARTIES: LOCK-UP PERIOD | Management | ||||||||||||||||||
15.7 | SCHEME FOR NON-PUBLIC A-SHARE OFFERING TO SPECIFIC PARTIES: LISTING PLACE | Management | ||||||||||||||||||
15.8 | SCHEME FOR NON-PUBLIC A-SHARE OFFERING TO SPECIFIC PARTIES: PURPOSE OF THE RAISED FUNDS | Management | ||||||||||||||||||
15.9 | SCHEME FOR NON-PUBLIC A-SHARE OFFERING TO SPECIFIC PARTIES: ACCUMULATED PROFITS ARRANGEMENT BEFORE THE OFFERING | Management | ||||||||||||||||||
15.10 | SCHEME FOR NON-PUBLIC A-SHARE OFFERING TO SPECIFIC PARTIES: THE VALID PERIOD OF THE RESOLUTION | Management | ||||||||||||||||||
16 | 2015 FIRST PHASE STAFF SHAREHOLDING PLAN(DRAFT) AND ITS SUMMARY | Management | ||||||||||||||||||
17 | PREPLAN OF THE NON-PUBLIC A-SHARE OFFERING | Management | ||||||||||||||||||
18 | CONNECTED TRANSACTION INVOLVED IN THE NON-PUBLIC OFFERING | Management | ||||||||||||||||||
19 | FEASIBILITY REPORT ON THE USE OF FUNDS TO BE RAISED FROM THE NON- PUBLIC A-SHARE OFFERING | Management | ||||||||||||||||||
20 | REPORT ON THE USE OF PREVIOUSLY RAISED FUNDS | Management | ||||||||||||||||||
21 | AUTHORIZATION TO THE BOARD AND THE AUTHORIZED PERSONS BY THE BOARD TO HANDLE MATTERS IN RELATION TO NON- PUBLIC A-SHARE OFFERING | Management | ||||||||||||||||||
22 | TERMINATION OF THE STOCK APPRECIATION RIGHT TO H-SHARES | Management | ||||||||||||||||||
23 | TO SIGN THE CONDITIONAL AGREEMENT ON SUBSCRIPTION FOR NON-PUBLIC OFFERING SHARE WITH SUBSCRIPTION PARTIES | Management | ||||||||||||||||||
24 | THE PLAN FOR THE SHAREHOLDERS PROFIT RETURN FOR THE NEXT THREE YEARS(2015-2017) | Management | ||||||||||||||||||
25 | THE PLAN FOR CAPITAL MANAGEMENT (2015-2017) | Management | ||||||||||||||||||
26 | ANALYSIS ON INFLUENCE OF DILUTED IMMEDIATE RETURNS FOR THE ISSUANCE OF NON-PUBLIC SHARES AND FILLING MEASURES | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 2,048,628 | 0 | |||||||||||||||
CHINA MERCHANTS BANK CO LTD, SHENZHEN | ||||||||||||||||||||
Security | Y14896107 | Meeting Type | Class Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 19-Jun-2015 | ||||||||||||||||||
ISIN | CNE000001B33 | Agenda | 706114321 - Management | |||||||||||||||||
Record Date | 12-Jun-2015 | Holding Recon Date | 12-Jun-2015 | |||||||||||||||||
City / | Country | GUANGD ONG | / | China | Vote Deadline Date | 15-Jun-2015 | ||||||||||||||
SEDOL(s) | 6518723 - B0376M1 - BP3R273 - BSTJP64 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1.1 | SCHEME FOR NON-PUBLIC A-SHARE OFFERING TO SPECIFIC PARTIES: STOCK TYPE AND PAR VALUE | Management | ||||||||||||||||||
1.2 | SCHEME FOR NON-PUBLIC A-SHARE OFFERING TO SPECIFIC PARTIES: METHOD AND DATE OF ISSUANCE | Management | ||||||||||||||||||
1.3 | SCHEME FOR NON-PUBLIC A-SHARE OFFERING TO SPECIFIC PARTIES: ISSUANCE TARGETS AND SUBSCRIPTION METHOD | Management | ||||||||||||||||||
1.4 | SCHEME FOR NON-PUBLIC A-SHARE OFFERING TO SPECIFIC PARTIES: ISSUING PRICE AND PRICING PRINCIPLE | Management | ||||||||||||||||||
1.5 | SCHEME FOR NON-PUBLIC A-SHARE OFFERING TO SPECIFIC PARTIES: ISSUING VOLUME AND AMOUNT | Management | ||||||||||||||||||
1.6 | SCHEME FOR NON-PUBLIC A-SHARE OFFERING TO SPECIFIC PARTIES: LOCK-UP PERIOD | Management | ||||||||||||||||||
1.7 | SCHEME FOR NON-PUBLIC A-SHARE OFFERING TO SPECIFIC PARTIES: LISTING PLACE | Management | ||||||||||||||||||
1.8 | SCHEME FOR NON-PUBLIC A-SHARE OFFERING TO SPECIFIC PARTIES: PURPOSE OF THE RAISED FUNDS | Management | ||||||||||||||||||
1.9 | SCHEME FOR NON-PUBLIC A-SHARE OFFERING TO SPECIFIC PARTIES: ACCUMULATED PROFITS ARRANGEMENT BEFORE THE OFFERING | Management | ||||||||||||||||||
1.10 | SCHEME FOR NON-PUBLIC A-SHARE OFFERING TO SPECIFIC PARTIES: THE VALID PERIOD OF THE RESOLUTION | Management | ||||||||||||||||||
2 | PREPLAN FOR THE NON-PUBLIC A-SHARE OFFERING | Management | ||||||||||||||||||
3 | AUTHORIZATION TO THE BOARD AND THE AUTHORIZED PERSONS BY THE BOARD TO HANDLE MATTERS IN RELATION TO NON- PUBLIC SHARE OFFERING | Management | ||||||||||||||||||
CMMT | 15 MAY 2015: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM EGM TO CLS. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECI-DE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 2,048,628 | 0 | |||||||||||||||
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI | ||||||||||||||||||||
Security | Y3990B104 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 19-Jun-2015 | ||||||||||||||||||
ISIN | CNE000001P37 | Agenda | 706128332 - Management | |||||||||||||||||
Record Date | 19-May-2015 | Holding Recon Date | 19-May-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 27-May-2015 | ||||||||||||||
SEDOL(s) | B1G2JY3 - BP3R217 - BSTJNY8 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | ELECTION OF QIAN WENHUI AS SHAREHOLDER REPRESENTATIVE SUPERVISOR | Management | ||||||||||||||||||
4 | 2014 FINANCIAL RESOLUTION SCHEME | Management | ||||||||||||||||||
5 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 2.55400000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
6 | 2015 ANNUAL FIX ASSETS INVESTMENT BUDGET | Management | ||||||||||||||||||
7 | 2015 APPOINTMENT OF AUDIT FIRM | Management | ||||||||||||||||||
8 | GENERAL MANDATE FOR SHARE OFFERING | Management | ||||||||||||||||||
9 | ELECTION OF WANG XIQUAN AS EXECUTIVE DIRECTOR | Management | ||||||||||||||||||
10 | ELECTION OF KE QINGHUI AS INDEPENDENT DIRECTOR | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 4,610,000 | 0 | |||||||||||||||
PETROCHINA CO LTD, BEIJING | ||||||||||||||||||||
Security | Y6883Q138 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 23-Jun-2015 | ||||||||||||||||||
ISIN | CNE1000007Q1 | Agenda | 706247649 - Management | |||||||||||||||||
Record Date | 18-May-2015 | Holding Recon Date | 18-May-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 17-Jun-2015 | ||||||||||||||
SEDOL(s) | B28SLD9 - BP3R206 - BSTJNX7 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 460608 DUE TO ADDITION OF-RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 FINANCIAL REPORT | Management | ||||||||||||||||||
4 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS:1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 0.96010000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
5 | MANDATE TO THE BOARD TO DETERMINE 2015 INTERIM PROFIT DISTRIBUTION PLAN | Management | ||||||||||||||||||
6 | APPOINTMENT OF 2015 DOMESTIC AND OVERSEAS AUDIT FIRM AND MANDATE TO THE BOARD TO DETERMINE THEIR REMUNERATION | Management | ||||||||||||||||||
7.1 | ELECTION OF DIRECTOR: ZHAO ZHENGZHANG | Management | ||||||||||||||||||
7.2 | ELECTION OF DIRECTOR: WANG YILIN | Management | ||||||||||||||||||
8 | APPLY TO SHAREHOLDERS' GENERAL MEETINGS FOR GENERAL MANDATE TO THE BOARD FOR SHARE OFFERING | Management | ||||||||||||||||||
9 | GENERAL MANDATE FOR ISSUING DEBT FINANCING INSTRUMENTS | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 772,800 | 0 | |||||||||||||||
NEW CHINA LIFE INSURANCE CO LTD, BEIJING | ||||||||||||||||||||
Security | Y625A4107 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 24-Jun-2015 | ||||||||||||||||||
ISIN | CNE1000019Y0 | Agenda | 706157686 - Management | |||||||||||||||||
Record Date | 22-May-2015 | Holding Recon Date | 22-May-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 29-May-2015 | ||||||||||||||
SEDOL(s) | B75FVJ4 - BP3R3F8 - BSTJPZ3 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 ANNUAL REPORT AND ITS SUMMARY | Management | ||||||||||||||||||
4 | 2014 FINANCIAL RESOLUTION REPORT | Management | ||||||||||||||||||
5 | 2014 PROFIT DISTRIBUTION PLAN:THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY2.10000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
6 | 2014 DUTY PERFORMANCE REPORT OF DIRECTORS | Management | ||||||||||||||||||
7 | 2014 WORK REPORT OF INDEPENDENT DIRECTORS | Management | ||||||||||||||||||
8 | ESTIMATED CONTINUING CONNECTED TRANSACTIONS REGARDING THE APPLICATION OF THE COMPANY'S ENTRUSTED FUNDS | Management | ||||||||||||||||||
9 | AMENDMENTS TO THE CONNECTED TRANSACTION MANAGEMENT MEASURES | Management | ||||||||||||||||||
10 | GENERAL MANDATE TO THE BOARD TO ISSUE NEW SHARES | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 88,046 | 0 | |||||||||||||||
CHINA MERCHANTS SECURITIES CO LTD, SHENZHEN | ||||||||||||||||||||
Security | Y14904109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 24-Jun-2015 | ||||||||||||||||||
ISIN | CNE100000HK9 | Agenda | 706259151 - Management | |||||||||||||||||
Record Date | 17-Jun-2015 | Holding Recon Date | 17-Jun-2015 | |||||||||||||||||
City / | Country | GUANGD ONG | / | China | Vote Deadline Date | 16-Jun-2015 | ||||||||||||||
SEDOL(s) | B59QNS2 - BP3R303 - BSTK1R0 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1.1 | ISSUANCE OF STOCK PLEDGE FINANCING CREDITOR'S RIGHT ASSET SECURITIZATION PRODUCT: ISSUING VOLUME | Management | ||||||||||||||||||
1.2 | ISSUANCE OF STOCK PLEDGE FINANCING CREDITOR'S RIGHT ASSET SECURITIZATION PRODUCT: BOND DURATION | Management | ||||||||||||||||||
1.3 | ISSUANCE OF STOCK PLEDGE FINANCING CREDITOR'S RIGHT ASSET SECURITIZATION PRODUCT: INTEREST RATE AND ITS DETERMINATION METHOD | Management | ||||||||||||||||||
1.4 | ISSUANCE OF STOCK PLEDGE FINANCING CREDITOR'S RIGHT ASSET SECURITIZATION PRODUCT: PURPOSE OF THE RAISED FUNDS | Management | ||||||||||||||||||
1.5 | ISSUANCE OF STOCK PLEDGE FINANCING CREDITOR'S RIGHT ASSET SECURITIZATION PRODUCT: LISTING PLACE | Management | ||||||||||||||||||
1.6 | ISSUANCE OF STOCK PLEDGE FINANCING CREDITOR'S RIGHT ASSET SECURITIZATION PRODUCT: GUARANTEE MATTERS | Management | ||||||||||||||||||
1.7 | ISSUANCE OF STOCK PLEDGE FINANCING CREDITOR'S RIGHT ASSET SECURITIZATION PRODUCT: THE VALID PERIOD OF THE RESOLUTION | Management | ||||||||||||||||||
1.8 | ISSUANCE OF STOCK PLEDGE FINANCING CREDITOR'S RIGHT ASSET SECURITIZATION PRODUCT: MANDATE MATTERS | Management | ||||||||||||||||||
1.9 | ISSUANCE OF STOCK PLEDGE FINANCING CREDITOR'S RIGHT ASSET SECURITIZATION PRODUCT: REPAYMENT GUARANTEE MEASURES | Management | ||||||||||||||||||
2.1 | ISSUANCE OF SUBORDINATED BONDS AND PERPETUAL SUBORDINATED BOND: ISSUING VOLUME | Management | ||||||||||||||||||
2.2 | ISSUANCE OF SUBORDINATED BONDS AND PERPETUAL SUBORDINATED BOND: BOND DURATION | Management | ||||||||||||||||||
2.3 | ISSUANCE OF SUBORDINATED BONDS AND PERPETUAL SUBORDINATED BOND: INTEREST RATE AND ITS DETERMINATION METHOD, BOND EXTENSION AND INTEREST RATE ADJUSTMENT | Management | ||||||||||||||||||
2.4 | ISSUANCE OF SUBORDINATED BONDS AND PERPETUAL SUBORDINATED BOND: DEFERRED INTEREST PAYMENT | Management | ||||||||||||||||||
2.5 | ISSUANCE OF SUBORDINATED BONDS AND PERPETUAL SUBORDINATED BOND: MANDATORY PAYMENT OF THE INTERESTS | Management | ||||||||||||||||||
2.6 | ISSUANCE OF SUBORDINATED BONDS AND PERPETUAL SUBORDINATED BOND: PURPOSE OF THE RAISED FUNDS | Management | ||||||||||||||||||
2.7 | ISSUANCE OF SUBORDINATED BONDS AND PERPETUAL SUBORDINATED BOND: THE VALID PERIOD OF THE RESOLUTION | Management | ||||||||||||||||||
2.8 | ISSUANCE OF SUBORDINATED BONDS AND PERPETUAL SUBORDINATED BOND: MANDATE MATTERS | Management | ||||||||||||||||||
2.9 | ISSUANCE OF SUBORDINATED BONDS AND PERPETUAL SUBORDINATED BOND: REPAYMENT GUARANTEE MEASURES | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 216,187 | 0 | |||||||||||||||
HUANENG POWER INTERNATIONAL INC, BEIJING | ||||||||||||||||||||
Security | Y3744A113 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2015 | ||||||||||||||||||
ISIN | CNE000001998 | Agenda | 706149146 - Management | |||||||||||||||||
Record Date | 04-Jun-2015 | Holding Recon Date | 04-Jun-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 18-Jun-2015 | ||||||||||||||
SEDOL(s) | 6422136 - B0376K9 - BP3R314 - BSTK211 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 FINANCIAL RESOLUTION REPORT | Management | ||||||||||||||||||
4 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 3.80000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
5 | APPOINTMENT OF 2015 AUDIT FIRM | Management | ||||||||||||||||||
6 | ISSUING QUOTA OF COMMERCIAL PAPER | Management | ||||||||||||||||||
7 | ISSUING QUOTA OF SUPER AND SHORT- TERM COMMERCIAL PAPERS | Management | ||||||||||||||||||
8 | ISSUING QUOTA OF PRIVATE PLACEMENT NOTES | Management | ||||||||||||||||||
9 | GENERAL MANDATE TO ISSUE OF DOMESTIC AND OVERSEAS DEBT FINANCING INSTRUMENTS | Management | ||||||||||||||||||
10 | GENERAL MANDATE TO THE BOARD FOR ADDITIONAL OFFERING OF A-SHARE OR OVERSEAS LISTING FOREIGN SHARE | Management | ||||||||||||||||||
11.1 | ELECTION OF ZHU YOUSHENG AS NON- EXECUTIVE DIRECTOR | Management | ||||||||||||||||||
11.2 | ELECTION OF GENG JIANXIN AS INDEPENDENT DIRECTOR | Management | ||||||||||||||||||
11.3 | ELECTION OF XIA QING AS INDEPENDENT DIRECTOR | Management | ||||||||||||||||||
12 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 359,100 | 0 | |||||||||||||||
CHINA UNITED NETWORK COMMUNICATIONS LTD, BEIJING | ||||||||||||||||||||
Security | Y15117107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2015 | ||||||||||||||||||
ISIN | CNE000001CS2 | Agenda | 706262982 - Management | |||||||||||||||||
Record Date | 18-Jun-2015 | Holding Recon Date | 18-Jun-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 18-Jun-2015 | ||||||||||||||
SEDOL(s) | 6547998 - B0376P4 - BP3R2X9 - BSTJPX1 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | ELECTION OF JIANG ZHENGXIN AS SUPERVISOR | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 1,232,800 | 0 | |||||||||||||||
AGRICULTURAL BANK OF CHINA | ||||||||||||||||||||
Security | Y00289101 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 29-Jun-2015 | ||||||||||||||||||
ISIN | CNE100000RJ0 | Agenda | 706171408 - Management | |||||||||||||||||
Record Date | 29-May-2015 | Holding Recon Date | 29-May-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 04-Jun-2015 | ||||||||||||||
SEDOL(s) | B620Y41 - BP3R228 - BSTJNZ9 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | GENERAL MANDATE TO THE BOARD TO ISSUE SHARES | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
3 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
4 | 2014 FINANCIAL RESOLUTION SCHEME | Management | ||||||||||||||||||
5 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY1.82000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
6 | 2015 FIXED ASSETS INVESTMENT BUDGET ARRANGEMENT | Management | ||||||||||||||||||
7 | ELECTION OF CAI HUAXIANG AS EXECUTIVE DIRECTOR | Management | ||||||||||||||||||
8 | ELECTION OF YUAN CHANGQING AS SHAREHOLDER REPRESENTATIVE SUPERVISORS | Management | ||||||||||||||||||
9 | ELECTION OF LI WANG AS EXTERNAL SUPERVISORS | Management | ||||||||||||||||||
10 | ELECTION OF LV SHUQIN AS EXTERNAL SUPERVISORS | Management | ||||||||||||||||||
11 | 2015 APPOINTMENT OF AUDIT FIRM | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 5,027,900 | 0 | |||||||||||||||
BANK OF COMMUNICATIONS CO LTD, SHANGHAI | ||||||||||||||||||||
Security | Y06988110 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 29-Jun-2015 | ||||||||||||||||||
ISIN | CNE1000000S2 | Agenda | 706196501 - Management | |||||||||||||||||
Record Date | 29-May-2015 | Holding Recon Date | 29-May-2015 | |||||||||||||||||
City / | Country | SHANGHA I | / | China | Vote Deadline Date | 04-Jun-2015 | ||||||||||||||
SEDOL(s) | B1W9Z06 - BP3R2G2 - BSTJP53 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 484479 DUE TO DELETION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2015 APPOINTMENT OF AUDIT FIRM | Management | ||||||||||||||||||
4 | 2015 FIXED ASSETS INVESTMENT PLAN | Management | ||||||||||||||||||
5 | 2014 REMUNERATION PLAN FOR DIRECTORS | Management | ||||||||||||||||||
6 | 2014 REMUNERATION PLAN FOR SUPERVISORS | Management | ||||||||||||||||||
7 | ELECTION OF HOU WEIDONG AS EXECUTIVE DIRECTOR | Management | ||||||||||||||||||
8 | ELECTION OF HUANG BIJUAN AS NON- EXECUTIVE DIRECTOR | Management | ||||||||||||||||||
9 | AMENDMENT TO MANDATE SCHEME FOR THE BOARD | Management | ||||||||||||||||||
10 | GENERAL MANDATE TO THE BOARD TO ISSUE SHARES | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 3,206,500 | 0 | |||||||||||||||
CHINA SHIPBUILDING INDUSTRY COMPANY LTD, BEIJING | ||||||||||||||||||||
Security | Y1504X109 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 30-Jun-2015 | ||||||||||||||||||
ISIN | CNE100000J75 | Agenda | 706290171 - Management | |||||||||||||||||
Record Date | 19-May-2015 | Holding Recon Date | 19-May-2015 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 19-Jun-2015 | ||||||||||||||
SEDOL(s) | B4X9DB3 - BP3R2R3 - BSTJPT7 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 490648 DUE TO ADDITION OF-RESOLUTION NUMBER 15. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISRE-GARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS A POSTPONEMENT OF THE MEETING HELD ON 26 MAY 2015. | Non-Voting | ||||||||||||||||||
1 | 2014 WORK REPORT OF THE BOARD OF DIRECTORS | Management | ||||||||||||||||||
2 | 2014 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | ||||||||||||||||||
3 | 2014 ANNUAL REPORT AND ITS SUMMARY | Management | ||||||||||||||||||
4 | 2014 FINANCIAL RESOLUTION REPORT | Management | ||||||||||||||||||
5 | 2014 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 0.38000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | ||||||||||||||||||
6 | APPOINTMENT OF 2015 FINANCIAL AUDIT FIRM AND INNER CONTROL AUDIT FIRM | Management | ||||||||||||||||||
7.1 | THE COMPANY'S CONTINUING CONNECTED TRANSACTIONS: 2014 IMPLEMENTATION OF CONTINUING CONNECTED TRANSACTIONS | Management | ||||||||||||||||||
7.2 | THE COMPANY'S CONTINUING CONNECTED TRANSACTIONS: AGREEMENT ON 2015 PRODUCT PURCHASE AND SALES PRINCIPLES TO BE SIGNED BETWEEN THE COMPANY AND A COMPANY AND 2015 ESTIMATED TRANSACTION CEILING | Management | ||||||||||||||||||
7.3 | THE COMPANY'S CONTINUING CONNECTED TRANSACTIONS: AGREEMENT ON 2015 SERVICE PRINCIPLES TO BE SIGNED BETWEEN THE COMPANY AND A COMPANY AND 2015 ESTIMATED TRANSACTION CEILING | Management | ||||||||||||||||||
7.4 | THE COMPANY'S CONTINUING CONNECTED TRANSACTIONS: 2015 ESTIMATED UPPER LIMIT FOR THE DEPOSIT AND LOAN BUSINESS AMONG THE COMPANY, ITS SUBSIDIARIES AND A COMPANY | Management | ||||||||||||||||||
7.5 | THE COMPANY'S CONTINUING CONNECTED TRANSACTIONS: 2015 ESTIMATED ENTRUSTED LOAN CEILING TO THE COMPANY AND ITS SUBSIDIARIES FROM A COMPANY AND OTHER RELATED PARTIES | Management | ||||||||||||||||||
8 | RELATED ASSETS LEASING FROM 2015 TO 2017 | Management | ||||||||||||||||||
9 | CEILING OF GUARANTEE QUOTA FOR SUBORDINATE SUBSIDIARIES | Management | ||||||||||||||||||
10 | INCREASE IN THE REGISTERED CAPITAL OF THE COMPANY AND AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | ||||||||||||||||||
11 | CHANGE OF SOME PROJECTS INVESTED WITH RAISED FUND | Management | ||||||||||||||||||
12 | ADJUSTMENT TO THE COMPLETION TIME FOR PROJECTS INVESTED WITH RAISED FUNDS | Management | ||||||||||||||||||
13 | TO PERMANENTLY REPLENISH WORKING CAPITAL WITH SURPLUS OVER-RAISED FUND FROM IPO | Management | ||||||||||||||||||
14 | BY-ELECTION OF DIRECTORS | Management | ||||||||||||||||||
15 | BY-ELECTION OF AN INDEPENDENT DIRECTOR | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
4002473 | CSOP FTSE CHINA A50 ETF | 4002473 | BROWN BROTHERS HARRIMAN AND CO | 1,362,300 | 0 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant)
CSOP ETF Trust | |
By: | /s/ Kaison Luk |
Kaison Luk | |
Principal Executive Officer | |
Date: | August 28, 2015 |
* Print the name and title of each officer under his or her signature.