UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): March 31, 2021
StHealth Capital Investment Corporation
(Exact Name of Registrant as Specified in Its Charter)
Maryland (State of other jurisdiction of
incorporation or organization) | 814-01137 (Commission File Number) | 47-1709055 (I.R.S. Employer Identification No.) |
| | 680 Fifth Ave., 21st Floor New York, NY 10019 (Address of principal executive offices) | |
| | 646-512-9054 (Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report) | |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading symbol(s) | Name of each exchange
on which registered |
| Common stock, par value $0.001 per share | N/A | Not registered on any exchange at this time |
| Preferred stock, par value $0.001 per share | N/A | Not registered on any exchange at this time |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 4.01.Changes in Registrant’s Certifying Accountant.
(a) Dismissal of Independent Registered Public Accountant
StHealth Capital Investment Corporation (the “Company”) has approved the appointment of RBSM LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. Malone Bailey, LLP the Company’s prior registered public accounting firm is no longer operating in the business development company (BDC) space and resigned for this reason.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: March 7, 2022
| | StHealth Capital Investment Corporation |
| | |
| | |
| | /s/ Derek Taller | |
| | Derek R. Taller |
| | Chief Executive Officer |
