The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
A10 NETWORKS INC | COM | 002121101 | 48,958 | 7,883,675 | SH | SOLE | 7,883,675 | 0 | 0 | ||
BABCOCK & WILCOX ENTERPRIS I | COM | 05614L209 | 1,519 | 1,489,275 | SH | SOLE | 1,489,275 | 0 | 0 | ||
BABCOCK & WILCOX ENTERPRIS I | COM | 05614L209 | 204 | 200,400 | SH | Call | SOLE | 200,400 | 0 | 0 | |
CASA SYS INC | COM | 14713L102 | 350 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
EMCORE CORP | COM NEW | 290846203 | 6,044 | 2,698,139 | SH | SOLE | 2,698,139 | 0 | 0 | ||
EMCORE CORP | COM NEW | 290846203 | 138 | 61,800 | SH | Call | SOLE | 61,800 | 0 | 0 | |
ENDURANCE INTL GROUP HLDGS I | COM | 29272B105 | 692 | 358,300 | SH | Call | SOLE | 358,300 | 0 | 0 | |
EXTREME NETWORKS INC | COM | 30226D106 | 1,857 | 600,954 | SH | SOLE | 600,954 | 0 | 0 | ||
EXTREME NETWORKS INC | COM | 30226D106 | 3 | 1,100 | SH | Call | SOLE | 1,100 | 0 | 0 | |
IMMERSION CORP | COM | 452521107 | 20,077 | 3,745,832 | SH | SOLE | 3,745,832 | 0 | 0 | ||
REALNETWORKS INC | COM NEW | 75605L708 | 1,474 | 2,018,893 | SH | SOLE | 2,018,893 | 0 | 0 | ||
RED ROBIN GOURMET BURGERS IN | COM | 75689M101 | 1,946 | 228,400 | SH | Call | SOLE | 228,400 | 0 | 0 |