The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGNC INVESTMENT CORP | COMMON STOCK | 00123Q104 | 1,822 | 107,878 | SH | SOLE | 0 | 0 | 0 | ||
ALCOA CORPORATION | COMMON STOCK | 013872106 | 1,108 | 30,065 | SH | SOLE | 0 | 0 | 0 | ||
ALLIANCEBERNSTEIN HOLDING LP | COMMON STOCK | 01881G106 | 1,149 | 24,668 | SH | SOLE | 0 | 0 | 0 | ||
AMERICAN FINANCE TRUST INC | COMMON STOCK | 02607T109 | 275 | 32,463 | SH | SOLE | 0 | 0 | 0 | ||
AMERICAN INTERNATIONAL GROUP, INC. | COMMON STOCK | 026874784 | 230 | 4,835 | SH | SOLE | 0 | 0 | 0 | ||
AMERISAFE INC | COMMON STOCK | 03071H100 | 824 | 13,808 | SH | SOLE | 0 | 0 | 0 | ||
ANNALY CAPITAL MANAGEMENT, INC. | COMMON STOCK | 03676B102 | 1,876 | 211,283 | SH | SOLE | 0 | 0 | 0 | ||
ANTERO MIDSTREAM CORP | COMMON STOCK | 03762U105 | 2,058 | 198,064 | SH | SOLE | 0 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | COMMON STOCK | 03768E105 | 1,145 | 71,758 | SH | SOLE | 0 | 0 | 0 | ||
APOLLO GLOBAL MGMT INC | COMMON STOCK | 037833100 | 1,113 | 17,899 | SH | SOLE | 0 | 0 | 0 | ||
APPLE INC. | COMMON STOCK | 04316A108 | 3,715 | 27,128 | SH | SOLE | 0 | 0 | 0 | ||
ARES CAPITAL CORP COM | COMMON STOCK | G0751N103 | 2,857 | 145,848 | SH | SOLE | 0 | 0 | 0 | ||
ARTISAN PARTNERS ASSET MGMT INC | COMMON STOCK | 05351W103 | 913 | 17,969 | SH | SOLE | 0 | 0 | 0 | ||
AVANGRID INC | COMMON STOCK | 084670702 | 1,971 | 38,333 | SH | SOLE | 0 | 0 | 0 | ||
BP P.L.C. | COMMON STOCK | 09225M101 | 365 | 13,807 | SH | SOLE | 0 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC. | COMMON STOCK | 09253N104 | 3,241 | 11,661 | SH | SOLE | 0 | 0 | 0 | ||
BLACK STONE MINERALS LP | COMMON STOCK | 09253R105 | 991 | 92,145 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK MUN INCOME TR SH BEN INT | COMMON STOCK | 09254E103 | 3,239 | 209,790 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK LTD DURATION INC TR | COMMON STOCK | 09254F100 | 10,264 | 603,043 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK CR ALLOCATION INCOME | COMMON STOCK | 09259E108 | 11,800 | 756,902 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS FD INC | COMMON STOCK | 09260D107 | 7,861 | 468,460 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK MUNIVEST FD INC COM | COMMON STOCK | 09257R101 | 31,772 | 3,302,633 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK MUNIYIELD QUALITY | COMMON STOCK | 055622104 | 37,145 | 2,501,380 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK MUNIYILD QULT FD INC | COMMON STOCK | 14316J108 | 184 | 11,000 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK CORPORATE HIGH YIE | COMMON STOCK | G21082105 | 74,045 | 6,010,152 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK DEBT STR COM NEW | COMMON STOCK | 17275R102 | 14,791 | 1,291,867 | SH | SOLE | 0 | 0 | 0 | ||
BLACKSTONE STRATEGIC CREDIT FD | COMMON STOCK | 18539C204 | 179 | 12,841 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK TCP CAPITAL CORP COM | COMMON STOCK | 226344208 | 1,052 | 76,096 | SH | SOLE | 0 | 0 | 0 | ||
BLACKSTONE GROUP INC/THE | COMMON STOCK | 22758A105 | 1,130 | 11,629 | SH | SOLE | 0 | 0 | 0 | ||
CARLYLE GROUP INC | COMMON STOCK | 22788C105 | 1,045 | 22,479 | SH | SOLE | 0 | 0 | 0 | ||
CISCO SYSTEMS, INC. | COMMON STOCK | 24664T103 | 289 | 5,447 | SH | SOLE | 0 | 0 | 0 | ||
CLEARWAY ENERGY INC | COMMON STOCK | 27828H105 | 1,128 | 42,591 | SH | SOLE | 0 | 0 | 0 | ||
COHEN & STEERS LTD DURATION PFD COM | COMMON STOCK | 27827X101 | 25,512 | 931,449 | SH | SOLE | 0 | 0 | 0 | ||
COMPASS DIVERSIFIED | COMMON STOCK | 29414J107 | 1,256 | 49,259 | SH | SOLE | 0 | 0 | 0 | ||
CRESTWOOD EQUITY PARTNERS LP | COMMON STOCK | B38564108 | 2,907 | 96,981 | SH | SOLE | 0 | 0 | 0 | ||
CROSSAMERICA PARTNERS LP | COMMON STOCK | 379378201 | 1,255 | 65,853 | SH | SOLE | 0 | 0 | 0 | ||
Crowdstrike Holdings Inc | COMMON STOCK | 37946R109 | 234 | 932 | SH | SOLE | 0 | 0 | 0 | ||
DELEK LOGISTICS PARTNERS LP | COMMON STOCK | 41068X100 | 951 | 22,657 | SH | SOLE | 0 | 0 | 0 | ||
THE WALT DISNEY COMPANY | COMMON STOCK | 428103105 | 1,542 | 8,773 | SH | SOLE | 0 | 0 | 0 | ||
EATON VANCE MUN BD FD | COMMON STOCK | Y3262R100 | 38,227 | 2,794,372 | SH | SOLE | 0 | 0 | 0 | ||
EATON VANCE LTD DURATION INCOM | COMMON STOCK | 451100101 | 17,080 | 1,288,083 | SH | SOLE | 0 | 0 | 0 | ||
ENVIVA PARTNERS LP | COMMON STOCK | 46131B100 | 1,410 | 26,911 | SH | SOLE | 0 | 0 | 0 | ||
EQUITY COMMONWEALTH | COMMON STOCK | 46132C107 | 928 | 35,430 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TRUST INTERMEDIATE DUR | COMMON STOCK | 46131H107 | 12,162 | 484,344 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR HIGH INCOME L/S FD | COMMON STOCK | 46131M106 | 15,496 | 983,868 | SH | SOLE | 0 | 0 | 0 | ||
GLOBAL NET LEASE INC | COMMON STOCK | 49435R102 | 3,003 | 162,347 | SH | SOLE | 0 | 0 | 0 | ||
GLOBAL PARTNERS / GLP FIN CORP | COMMON STOCK | Y48125101 | 3,189 | 123,027 | SH | SOLE | 0 | 0 | 0 | ||
GRANITESHARES HIPS US HIGH INC | ETF | G54050102 | 236 | 15,000 | SH | SOLE | 0 | 0 | 0 | ||
HANNON ARMSTRONG SUST INFR CAP INC | COMMON STOCK | 550021109 | 1,560 | 27,779 | SH | SOLE | 0 | 0 | 0 | ||
HERCULES CAPITAL INC COM | COMMON STOCK | 559080106 | 2,787 | 163,380 | SH | SOLE | 0 | 0 | 0 | ||
HESS MIDSTREAM LP COM | COMMON STOCK | 594918104 | 984 | 38,978 | SH | SOLE | 0 | 0 | 0 | ||
THE HOME DEPOT, INC. | COMMON STOCK | 60786M105 | 532 | 1,669 | SH | SOLE | 0 | 0 | 0 | ||
ICAHN ENTERPRISES LP | COMMON STOCK | 647551100 | 2,793 | 50,790 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO MORTGAGE CAPITAL INC. | COMMON STOCK | 64828T201 | 2,426 | 622,007 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO SENIOR INCOME TRUST | COMMON STOCK | 652526203 | 56,312 | 12,626,022 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO VAN KAMPEN MUN TR COM | COMMON STOCK | 65341B106 | 30,628 | 2,232,359 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO TR INVT GRADE MUNS | COMMON STOCK | 654106103 | 26,914 | 1,919,621 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO MUN OPPORTUNITY TR | COMMON STOCK | 656531605 | 54,999 | 4,044,048 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO VALUE MUN INCOME TR | COMMON STOCK | 670346105 | 337 | 20,415 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO CEF INCOME COMPOSITE ETF | ETF | 670657105 | 26,880 | 1,097,124 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II SLR ETF | ETF | 67072C105 | 401 | 4,486 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | ETF | 67401P108 | 219 | 9,338 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES SHORT MATURITY BOND ETF | ETF | 67420T206 | 12,131 | 241,821 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES 0-5 YR HY CORP BOND | ETF | 68268W103 | 40,276 | 874,426 | SH | SOLE | 0 | 0 | 0 | ||
KIMBELL ROYALTY PARTNERS LP | COMMON STOCK | 70450Y103 | 1,122 | 87,339 | SH | SOLE | 0 | 0 | 0 | ||
LULULEMON ATHLETIC | COMMON STOCK | 78573L106 | 487 | 1,333 | SH | SOLE | 0 | 0 | 0 | ||
MAGELLAN MIDSTREAM PARTNERS LP | COMMON STOCK | 828806109 | 1,981 | 40,500 | SH | SOLE | 0 | 0 | 0 | ||
MESABI TRUST | COMMON STOCK | 84265V105 | 2,030 | 57,339 | SH | SOLE | 0 | 0 | 0 | ||
MICROSOFT CORPORATION | COMMON STOCK | 855244109 | 3,629 | 13,395 | SH | SOLE | 0 | 0 | 0 | ||
MOELIS & COMPANY | COMMON STOCK | 86765K109 | 3,006 | 52,834 | SH | SOLE | 0 | 0 | 0 | ||
NEUBERGER BERMAN HGH YLD FD | COMMON STOCK | 437076102 | 6,257 | 471,491 | SH | SOLE | 0 | 0 | 0 | ||
NEW MOUNTAIN FINANCE CORPORATION COM | COMMON STOCK | 254687106 | 1,720 | 130,576 | SH | SOLE | 0 | 0 | 0 | ||
NEW RESIDENTIAL INVT CORP | COMMON STOCK | 969457100 | 922 | 87,033 | SH | SOLE | 0 | 0 | 0 | ||
NEWTEK BUSINESS SERVICES CORPORATION | COMMON STOCK | 89151E109 | 1,055 | 30,208 | SH | SOLE | 0 | 0 | 0 | ||
NEXTERA ENERGY PARTNERS LP | COMMON STOCK | 89154Q588 | 1,859 | 24,350 | SH | SOLE | 0 | 0 | 0 | ||
NIKE, INC. | COMMON STOCK | 912909108 | 1,269 | 8,212 | SH | SOLE | 0 | 0 | 0 | ||
NORSK HYDRO A/S | COMMON STOCK | 90290N109 | 312 | 48,486 | SH | SOLE | 0 | 0 | 0 | ||
NUCOR CORPORATION | COMMON STOCK | 92838X102 | 336 | 3,499 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INCME | COMMON STOCK | 931142103 | 91,961 | 5,857,390 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN QUAL MUNI INCOME FD | COMMON STOCK | 95766K109 | 91,579 | 5,720,137 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN PFD & INCM SECURTIES FD | COMMON STOCK | 95768B107 | 31,964 | 3,209,243 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN PFD & INCM OPPORTNYS FD | COMMON STOCK | 09255P107 | 40,753 | 4,083,460 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN CREDIT STRAT INC FD | COMMON STOCK | 09249W101 | 67,644 | 10,021,320 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN CR OPPORTUNITIES 2022 COM | COMMON STOCK | 19248C105 | 674 | 81,125 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN CORP INC NOV 2021 TAGET TM FD | COMMON STOCK | 33738E109 | 5,133 | 544,892 | SH | SOLE | 0 | 0 | 0 | ||
OAKTREE SPECIALTY LENDING CORPORATION | COMMON STOCK | 46132P108 | 942 | 140,822 | SH | SOLE | 0 | 0 | 0 | ||
OASIS MIDSTREAM PARTNERS LP | COMMON STOCK | 67073D102 | 969 | 41,324 | SH | SOLE | 0 | 0 | 0 | ||
ONEMAIN HOLDINGS INCORPORATION | COMMON STOCK | 67073B106 | 2,115 | 35,298 | SH | SOLE | 0 | 0 | 0 | ||
PAYPAL HOLDINGS INCORPORATION | COMMON STOCK | 67066V101 | 887 | 3,042 | SH | SOLE | 0 | 0 | 0 | ||
PIMCO ETF TR | ETF | 94987B105 | 935 | 9,172 | SH | SOLE | 0 | 0 | 0 | ||
POTLATCHDELTIC CORPORATION | COMMON STOCK | 95766A101 | 1,686 | 31,718 | SH | SOLE | 0 | 0 | 0 | ||
SPDR S&P 500 ETF | ETF | 46131J103 | 1,740 | 4,064 | SH | SOLE | 0 | 0 | 0 | ||
SABRA HEALTH CARE REIT, INC. | COMMON STOCK | 92838U108 | 863 | 47,410 | SH | SOLE | 0 | 0 | 0 | ||
HEALTH CARE SELECT SECTOR SPDR FUND | ETF | 04010L103 | 703 | 5,585 | SH | SOLE | 0 | 0 | 0 | ||
FINANCIAL SELECT SECTOR SPDR FUND | ETF | 092508100 | 540 | 14,723 | SH | SOLE | 0 | 0 | 0 | ||
SIMON PROPERTY GROUP INC | COMMON STOCK | 09248F109 | 321 | 2,458 | SH | SOLE | 0 | 0 | 0 | ||
SIXTH STR SPECIALTY LENDING | COMMON STOCK | G16258108 | 816 | 36,771 | SH | SOLE | 0 | 0 | 0 | ||
SOUTHERN COPPER CORPORATION | COMMON STOCK | 20451Q104 | 777 | 12,077 | SH | SOLE | 0 | 0 | 0 | ||
STARBUCKS CORPORATION | COMMON STOCK | 33718W103 | 1,636 | 14,629 | SH | SOLE | 0 | 0 | 0 | ||
STARWOOD PROPERTY TRUST, INC. | COMMON STOCK | 427096508 | 2,163 | 82,668 | SH | SOLE | 0 | 0 | 0 | ||
SUNOCO LP / SUNOCO FINANCE CORP | COMMON STOCK | 590672101 | 1,424 | 37,783 | SH | SOLE | 0 | 0 | 0 | ||
TOTALENERGIES SE | COMMON STOCK | 83012A109 | 343 | 7,582 | SH | SOLE | 0 | 0 | 0 | ||
TOUCHSTONE STRATEGIC TR | COMMON STOCK | 89677Y100 | 3,625 | 319,682 | SH | SOLE | 0 | 0 | 0 | ||
TRIPLEPOINT VENTURE GROWTH BDC CORP | COMMON STOCK | 09255R202 | 863 | 56,798 | SH | SOLE | 0 | 0 | 0 | ||
USA COMPRESSION PARTNERS LP | COMMON STOCK | 035710409 | 1,849 | 112,224 | SH | SOLE | 0 | 0 | 0 | ||
UNITED STATES STEEL CORPORATION | COMMON STOCK | 294628102 | 513 | 21,392 | SH | SOLE | 0 | 0 | 0 | ||
VANECK VECTORS ETF TR | ETF | 737630103 | 8,738 | 290,000 | SH | SOLE | 0 | 0 | 0 | ||
VIRTUS ALLIANZGI CONV & INCOME FD II | COMMON STOCK | 85571B105 | 2,089 | 390,463 | SH | SOLE | 0 | 0 | 0 | ||
VIRTUS ALLIANZGI CONV & INCOME FD | COMMON STOCK | 92936U109 | 2,106 | 343,014 | SH | SOLE | 0 | 0 | 0 | ||
W. P. CAREY INC | COMMON STOCK | 46138E404 | 948 | 12,699 | SH | SOLE | 0 | 0 | 0 | ||
WALMART INC | COMMON STOCK | 46138G706 | 565 | 4,003 | SH | SOLE | 0 | 0 | 0 | ||
WELLS FARGO INCOME OPPORTUNITI | COMMON STOCK | 72201R833 | 25,604 | 2,912,895 | SH | SOLE | 0 | 0 | 0 | ||
WESTERN ASSET EMER COM | COMMON STOCK | 46431W507 | 171 | 12,174 | SH | SOLE | 0 | 0 | 0 | ||
WESTERN ASSET HIGH COM | COMMON STOCK | 78462F103 | 3,308 | 460,792 | SH | SOLE | 0 | 0 | 0 | ||
WESTERN ASSET HIGH INCOME OP | COMMON STOCK | 81369Y605 | 42,394 | 8,029,189 | SH | SOLE | 0 | 0 | 0 | ||
WESTERN ASSET HIGH YLD COM | COMMON STOCK | 38747R306 | 34,601 | 2,205,251 | SH | SOLE | 0 | 0 | 0 | ||
WESTERN ASSET GLOBAL CP DEFINE | COMMON STOCK | 81369Y209 | 1,395 | 75,000 | SH | SOLE | 0 | 0 | 0 | ||
THE WILLIAMS COMPANIES, INC. | COMMON STOCK | 46434V407 | 1,922 | 72,379 | SH | SOLE | 0 | 0 | 0 | ||
EURONAV N.V. | COMMON STOCK | 464288224 | 580 | 62,181 | SH | SOLE | 0 | 0 | 0 | ||
STRATEGIC INVS FDS | COMMON STOCK | 92189F460 | 147,042 | 1,283,870 | SH | SOLE | 0 | 0 | 0 | ||
STRATEGIC INVS FDS | COMMON STOCK | 09253R105 | 35,312 | 28,842 | SH | SOLE | 0 | 0 | 0 | ||
ATLANTICA SUSTAINABLE INFR PLC | COMMON STOCK | 09254E103 | 2,469 | 66,343 | SH | SOLE | 0 | 0 | 0 | ||
BROOKFIELD RENEWABLE PARTNER S.L.P | COMMON STOCK | 09255P107 | 2,274 | 58,963 | SH | SOLE | 0 | 0 | 0 | ||
CHINA YUCHAI INTER | COMMON STOCK | 09255R202 | 886 | 55,232 | SH | SOLE | 0 | 0 | 0 | ||
LAZARD LTD | COMMON STOCK | 19248C105 | 969 | 21,415 | SH | SOLE | 0 | 0 | 0 | ||
HOEGH LNG PARTNERS LP | COMMON STOCK | 27827X101 | 2,851 | 162,064 | SH | SOLE | 0 | 0 | 0 | ||
KNOT OFFSHORE PARTNERS LP | COMMON STOCK | 27828H105 | 1,993 | 99,734 | SH | SOLE | 0 | 0 | 0 |