The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPHABET INC | CAP STK CL A | 02079K305 | 346 | 236 | SH | SOLE | 236 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 304 | 207 | SH | SOLE | 207 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 2,084 | 662 | SH | SOLE | 662 | 0 | 0 | ||
AMBEV SA | SPONSORED ADR | 02319V103 | 28 | 12,394 | SH | SOLE | 12,394 | 0 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 302 | 1,248 | SH | SOLE | 1,248 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,056 | 9,115 | SH | SOLE | 9,115 | 0 | 0 | ||
ARK ETF TR | FINTECH INNOVA | 00214Q708 | 563 | 14,190 | SH | SOLE | 14,190 | 0 | 0 | ||
ARK ETF TR | INNOVATION ETF | 00214Q104 | 1,436 | 15,613 | SH | SOLE | 15,613 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,089 | 5,115 | SH | SOLE | 5,115 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 1,260 | 24,139 | SH | SOLE | 24,139 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 254 | 2,050 | SH | SOLE | 2,050 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 460 | 13,398 | SH | SOLE | 13,398 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 509 | 1,942 | SH | SOLE | 1,942 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 | 221 | 2,431 | SH | SOLE | 2,431 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 | 434 | 6,852 | SH | SOLE | 6,852 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 | 1,345 | 22,415 | SH | SOLE | 22,415 | 0 | 0 | ||
GALLAGHER ARTHUR J & CO | COM | 363576109 | 231 | 2,190 | SH | SOLE | 2,190 | 0 | 0 | ||
GLOBUS MED INC | CL A | 379577208 | 598 | 12,083 | SH | SOLE | 12,083 | 0 | 0 | ||
HEXO CORP | COM | 428304109 | 9 | 13,868 | SH | SOLE | 13,868 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 196 | 10,876 | SH | SOLE | 10,876 | 0 | 0 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 801 | 10,612 | SH | SOLE | 10,612 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,261 | 6,729 | SH | SOLE | 6,729 | 0 | 0 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 828 | 6,200 | SH | SOLE | 6,200 | 0 | 0 | ||
ISHARES TR | ESG AWARE MODRTE | 46436E684 | 421 | 15,994 | SH | SOLE | 15,994 | 0 | 0 | ||
ISHARES TR | CONSER ALLOC ETF | 464289883 | 259 | 6,979 | SH | SOLE | 6,979 | 0 | 0 | ||
ISHARES TR | CORE DIV GRWTH | 46434V621 | 458 | 11,505 | SH | SOLE | 11,505 | 0 | 0 | ||
ISHARES TR | MODERT ALLOC ETF | 464289875 | 918 | 22,365 | SH | SOLE | 22,365 | 0 | 0 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 280 | 3,242 | SH | SOLE | 3,242 | 0 | 0 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 853 | 7,355 | SH | SOLE | 7,355 | 0 | 0 | ||
J P MORGAN EXCHANGE-TRADED F | MUNICIPAL ETF | 46641Q647 | 3,637 | 66,716 | SH | SOLE | 66,716 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,081 | 7,260 | SH | SOLE | 7,260 | 0 | 0 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 230 | 697 | SH | SOLE | 697 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 303 | 896 | SH | SOLE | 896 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 389 | 1,772 | SH | SOLE | 1,772 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 297 | 2,858 | SH | SOLE | 2,858 | 0 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 347 | 4,187 | SH | SOLE | 4,187 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 983 | 4,672 | SH | SOLE | 4,672 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 335 | 5,826 | SH | SOLE | 5,826 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 241 | 1,923 | SH | SOLE | 1,923 | 0 | 0 | ||
NORFOLK SOUTHN CORP | COM | 655844108 | 443 | 2,070 | SH | SOLE | 2,070 | 0 | 0 | ||
NOVARTIS AG | SPONSORED ADR | 66987V109 | 241 | 2,768 | SH | SOLE | 2,768 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 419 | 775 | SH | SOLE | 775 | 0 | 0 | ||
OUTLOOK THERAPEUTICS INC | *W EXP 02/18/202 | 69012T115 | 1 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 369 | 1,873 | SH | SOLE | 1,873 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 243 | 1,751 | SH | SOLE | 1,751 | 0 | 0 | ||
PIMCO ETF TR | SHTRM MUN BD ACT | 72201R874 | 1,706 | 33,277 | SH | SOLE | 33,277 | 0 | 0 | ||
PIMCO ETF TR | INTER MUN BD ACT | 72201R866 | 2,667 | 47,449 | SH | SOLE | 47,449 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 1,091 | 13,697 | SH | SOLE | 13,697 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 | 278 | 4,733 | SH | SOLE | 4,733 | 0 | 0 | ||
SEA LTD | SPONSORD ADS | 81141R100 | 273 | 1,773 | SH | SOLE | 1,773 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 355 | 732 | SH | SOLE | 732 | 0 | 0 | ||
SOUTHWEST AIRLS CO | COM | 844741108 | 341 | 9,103 | SH | SOLE | 9,103 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 10,128 | 57,183 | SH | SOLE | 57,183 | 0 | 0 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 219 | 7,487 | SH | SOLE | 7,487 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,052 | 3,140 | SH | SOLE | 3,140 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO S&P500 | 78464A854 | 19,917 | 506,154 | SH | SOLE | 506,154 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO SHORT | 78464A474 | 667 | 21,256 | SH | SOLE | 21,256 | 0 | 0 | ||
SPDR SER TR | PORTFOLI S&P1500 | 78464A805 | 324 | 7,914 | SH | SOLE | 7,914 | 0 | 0 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 981 | 10,617 | SH | SOLE | 10,617 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO S&P400 | 78464A847 | 280 | 8,570 | SH | SOLE | 8,570 | 0 | 0 | ||
TRUSTCO BK CORP N Y | COM | 898349105 | 104 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
UNIVEST FINANCIAL CORPORATIO | COM | 915271100 | 737 | 51,314 | SH | SOLE | 51,314 | 0 | 0 | ||
VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | 46,425 | 496,627 | SH | SOLE | 496,627 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 23,721 | 139,279 | SH | SOLE | 139,279 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 663 | 2,914 | SH | SOLE | 2,914 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 462 | 3,004 | SH | SOLE | 3,004 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 4,026 | 49,924 | SH | SOLE | 49,924 | 0 | 0 | ||
VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | 695 | 12,763 | SH | SOLE | 12,763 | 0 | 0 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 972 | 7,557 | SH | SOLE | 7,557 | 0 | 0 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 706 | 17,258 | SH | SOLE | 17,258 | 0 | 0 | ||
VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 | 241 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
VANGUARD WORLD FD | ESG US STK ETF | 921910733 | 370 | 5,978 | SH | SOLE | 5,978 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 400 | 6,716 | SH | SOLE | 6,716 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 379 | 1,893 | SH | SOLE | 1,893 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 263 | 1,881 | SH | SOLE | 1,881 | 0 | 0 | ||
WATSCO INC | CL B CONV | 942622101 | 625 | 2,727 | SH | SOLE | 2,727 | 0 | 0 | ||
WATSCO INC | COM | 942622200 | 638 | 2,739 | SH | SOLE | 2,739 | 0 | 0 | ||
WISDOMTREE TR | EM EX ST-OWNED | 97717X578 | 6,039 | 179,370 | SH | SOLE | 179,370 | 0 | 0 | ||
WISDOMTREE TR | CLOUD COMPUTNG | 97717Y691 | 338 | 7,920 | SH | SOLE | 7,920 | 0 | 0 |