The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPHABET INC | CAP STK CL A | 02079K305 | 415 | 237 | SH | SOLE | 237 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 349 | 199 | SH | SOLE | 199 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 2,166 | 665 | SH | SOLE | 665 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,200 | 9,040 | SH | SOLE | 9,040 | 0 | 0 | ||
ARK ETF TR | FINTECH INNOVA | 00214Q708 | 1,254 | 25,236 | SH | SOLE | 25,236 | 0 | 0 | ||
ARK ETF TR | GENOMIC REV ETF | 00214Q302 | 578 | 6,200 | SH | SOLE | 6,200 | 0 | 0 | ||
ARK ETF TR | INNOVATION ETF | 00214Q104 | 13,774 | 110,643 | SH | SOLE | 110,643 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 214 | 856 | SH | SOLE | 856 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,231 | 5,310 | SH | SOLE | 5,310 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 219 | 304 | SH | SOLE | 304 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 1,564 | 24,139 | SH | SOLE | 24,139 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 240 | 1,322 | SH | SOLE | 1,322 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 205 | 1,429 | SH | SOLE | 1,429 | 0 | 0 | ||
EXELON CORP | COM | 30161N101 | 200 | 4,731 | SH | SOLE | 4,731 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 469 | 1,717 | SH | SOLE | 1,717 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 | 272 | 2,431 | SH | SOLE | 2,431 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 | 395 | 5,855 | SH | SOLE | 5,855 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 | 1,435 | 23,893 | SH | SOLE | 23,893 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 750 | 2,391 | SH | SOLE | 2,391 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 414 | 22,853 | SH | SOLE | 22,853 | 0 | 0 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 280 | 3,242 | SH | SOLE | 3,242 | 0 | 0 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 783 | 5,888 | SH | SOLE | 5,888 | 0 | 0 | ||
ISHARES TR | CONSER ALLOC ETF | 464289883 | 258 | 6,666 | SH | SOLE | 6,666 | 0 | 0 | ||
ISHARES TR | CORE DIV GRWTH | 46434V621 | 15,339 | 342,237 | SH | SOLE | 342,237 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 200 | 2,175 | SH | SOLE | 2,175 | 0 | 0 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 856 | 9,930 | SH | SOLE | 9,930 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,256 | 6,011 | SH | SOLE | 6,011 | 0 | 0 | ||
ISHARES TR | ESG AWARE MODRTE | 46436E684 | 326 | 11,758 | SH | SOLE | 11,758 | 0 | 0 | ||
ISHARES TR | MODERT ALLOC ETF | 464289875 | 944 | 21,863 | SH | SOLE | 21,863 | 0 | 0 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 871 | 7,433 | SH | SOLE | 7,433 | 0 | 0 | ||
J P MORGAN EXCHANGE-TRADED F | MUNICIPAL ETF | 46641Q647 | 3,714 | 67,467 | SH | SOLE | 67,467 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,149 | 7,301 | SH | SOLE | 7,301 | 0 | 0 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 243 | 697 | SH | SOLE | 697 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 320 | 896 | SH | SOLE | 896 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 314 | 1,464 | SH | SOLE | 1,464 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 279 | 2,382 | SH | SOLE | 2,382 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 275 | 3,653 | SH | SOLE | 3,653 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,025 | 4,610 | SH | SOLE | 4,610 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 342 | 5,854 | SH | SOLE | 5,854 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 263 | 1,862 | SH | SOLE | 1,862 | 0 | 0 | ||
NORFOLK SOUTHN CORP | COM | 655844108 | 353 | 1,485 | SH | SOLE | 1,485 | 0 | 0 | ||
NUSHARES ETF TR | NUVEEN ESG SMLCP | 67092P607 | 17,243 | 449,727 | SH | SOLE | 449,727 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 405 | 775 | SH | SOLE | 775 | 0 | 0 | ||
OUTLOOK THERAPEUTICS INC | *W EXP 02/18/202 | 69012T115 | 2 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 439 | 1,873 | SH | SOLE | 1,873 | 0 | 0 | ||
PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 | 250 | 2,448 | SH | SOLE | 2,448 | 0 | 0 | ||
PIMCO ETF TR | INTER MUN BD ACT | 72201R866 | 10,836 | 190,989 | SH | SOLE | 190,989 | 0 | 0 | ||
PIMCO ETF TR | SHTRM MUN BD ACT | 72201R874 | 1,129 | 21,940 | SH | SOLE | 21,940 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 231 | 1,519 | SH | SOLE | 1,519 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 1,510 | 16,600 | SH | SOLE | 16,600 | 0 | 0 | ||
SEA LTD | SPONSORD ADS | 81141R100 | 353 | 1,773 | SH | SOLE | 1,773 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 403 | 732 | SH | SOLE | 732 | 0 | 0 | ||
SOUTHWEST AIRLS CO | COM | 844741108 | 424 | 9,103 | SH | SOLE | 9,103 | 0 | 0 | ||
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 | 705 | 2,306 | SH | SOLE | 2,306 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 9,711 | 54,444 | SH | SOLE | 54,444 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,139 | 3,047 | SH | SOLE | 3,047 | 0 | 0 | ||
SPDR SER TR | PORTFOLI S&P1500 | 78464A805 | 238 | 5,154 | SH | SOLE | 5,154 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO S&P400 | 78464A847 | 346 | 8,570 | SH | SOLE | 8,570 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO S&P500 | 78464A854 | 5,817 | 132,318 | SH | SOLE | 132,318 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO SHORT | 78464A474 | 673 | 21,440 | SH | SOLE | 21,440 | 0 | 0 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 1,095 | 10,336 | SH | SOLE | 10,336 | 0 | 0 | ||
TIDAL ETF TR | ATAC US ROTATION | 886364843 | 271 | 12,250 | SH | SOLE | 12,250 | 0 | 0 | ||
TRUSTCO BK CORP N Y | COM | 898349105 | 133 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
UNIVEST FINANCIAL CORPORATIO | COM | 915271100 | 1,056 | 51,314 | SH | SOLE | 51,314 | 0 | 0 | ||
VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | 47,293 | 509,348 | SH | SOLE | 509,348 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 697 | 2,752 | SH | SOLE | 2,752 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 345 | 1,005 | SH | SOLE | 1,005 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 564 | 2,897 | SH | SOLE | 2,897 | 0 | 0 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 234 | 873 | SH | SOLE | 873 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 21,361 | 109,744 | SH | SOLE | 109,744 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 35,061 | 378,706 | SH | SOLE | 378,706 | 0 | 0 | ||
VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | 27,164 | 492,187 | SH | SOLE | 492,187 | 0 | 0 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 1,724 | 12,213 | SH | SOLE | 12,213 | 0 | 0 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 893 | 18,922 | SH | SOLE | 18,922 | 0 | 0 | ||
VANGUARD WORLD FD | ESG US STK ETF | 921910733 | 462 | 6,590 | SH | SOLE | 6,590 | 0 | 0 | ||
VANGUARD WORLD FD | MEGA CAP INDEX | 921910873 | 217 | 1,623 | SH | SOLE | 1,623 | 0 | 0 | ||
VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 | 210 | 1,032 | SH | SOLE | 1,032 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 403 | 6,851 | SH | SOLE | 6,851 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 392 | 1,793 | SH | SOLE | 1,793 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 268 | 1,861 | SH | SOLE | 1,861 | 0 | 0 | ||
WATSCO INC | CL B CONV | 942622101 | 614 | 2,727 | SH | SOLE | 2,727 | 0 | 0 | ||
WATSCO INC | COM | 942622200 | 621 | 2,739 | SH | SOLE | 2,739 | 0 | 0 | ||
WISDOMTREE TR | CLOUD COMPUTNG | 97717Y691 | 413 | 7,706 | SH | SOLE | 7,706 | 0 | 0 | ||
WISDOMTREE TR | EM EX ST-OWNED | 97717X578 | 7,612 | 191,882 | SH | SOLE | 191,882 | 0 | 0 |