The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMTECH SYS INC | COM PAR $0.01N | 032332504 | 3,630 | 600,000 | SH | DFND | 0 | 600,000 | 0 | 0 | |
AMTECH SYS INC | COM PAR $0.01N | 032332504 | 9,982 | 1,650,000 | SH | OTR | 0 | 0 | 1,650,000 | 0 | |
ARGAN INC | COM | 04010E109 | 672 | 16,398 | SH | DFND | 0 | 16,398 | 0 | 0 | |
AUTOWEB INC | COM | 05335B100 | 3,193 | 706,400 | SH | DFND | 0 | 706,400 | 0 | 0 | |
EVOLVING SYS INC | COM NEW | 30049R209 | 3,563 | 1,250,000 | SH | DFND | 0 | 1,250,000 | 0 | 0 | |
GULF ISLAND FABRICATION INC | COM | 402307102 | 13,500 | 1,500,000 | SH | DFND | 0 | 1,500,000 | 0 | 0 | |
HILL INTERNATIONAL INC | COM | 431466101 | 940 | 159,309 | SH | DFND | 0 | 159,309 | 0 | 0 |