COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED DISP SVCS INC DEL | COM | 00790X101 | 9,117 | 367,903 | PRN | | SOLE | | 367,903 | 0 | 0 |
ADVANCED DRAIN SYS INC DEL | COM | 00790R104 | 3,152 | 110,409 | PRN | | SOLE | | 110,409 | 0 | 0 |
AIRCASTLE LTD | COM | G0129K104 | 539 | 26,306 | PRN | | SOLE | | 26,306 | 0 | 0 |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 5,566 | 30,000 | PRN | | SOLE | | 30,000 | 0 | 0 |
ALTA MESA RES INC | *W EXP 03/28/202 | 02133L117 | 93 | 66,296 | PRN | | SOLE | | 66,296 | 0 | 0 |
ALTAIR ENGR INC | COM CL A | 021369103 | 3,828 | 112,000 | PRN | | SOLE | | 112,000 | 0 | 0 |
AMERICAN AXLE & MFG HLDGS IN | COM | 024061103 | 1,556 | 100,000 | PRN | | SOLE | | 100,000 | 0 | 0 |
APTINYX INC | COM | 03836N103 | 3,867 | 160,000 | PRN | | SOLE | | 160,000 | 0 | 0 |
AQUAVENTURE HLDGS LTD | SHS | G0443N107 | 860 | 55,190 | PRN | | SOLE | | 55,190 | 0 | 0 |
ARDELYX INC | COM | 039697107 | 1,406 | 380,000 | PRN | | SOLE | | 380,000 | 0 | 0 |
ASURE SOFTWARE INC | COM | 04649U102 | 1,276 | 80,000 | PRN | | SOLE | | 80,000 | 0 | 0 |
AT HOME GROUP INC | COM | 04650Y100 | 6,851 | 175,000 | PRN | | SOLE | | 175,000 | 0 | 0 |
ATENTO S A | SHS | L0427L105 | 1,747 | 255,000 | PRN | | SOLE | | 255,000 | 0 | 0 |
AUTOLUS THERAPEUTICS PLC | SPON ADS | 05280R100 | 3,483 | 130,000 | PRN | | SOLE | | 130,000 | 0 | 0 |
AVALARA INC | COM | 05338G106 | 5,070 | 95,000 | PRN | | SOLE | | 95,000 | 0 | 0 |
AVROBIO INC | COM | 05455M100 | 2,999 | 105,000 | PRN | | SOLE | | 105,000 | 0 | 0 |
AXA EQUITABLE HLDGS INC | COM | 054561105 | 36,758 | 1,783,519 | PRN | | SOLE | | 1,783,519 | 0 | 0 |
AXOGEN INC | COM | 05463X106 | 996 | 19,813 | PRN | | SOLE | | 19,813 | 0 | 0 |
AZUL S A | SPONSR ADR PFD | 05501U106 | 4,090 | 250,000 | PRN | | SOLE | | 250,000 | 0 | 0 |
BANDWIDTH INC | COM CL A | 05988J103 | 2,849 | 75,000 | PRN | | SOLE | | 75,000 | 0 | 0 |
BANK OF NT BUTTERFIELD&SON L | SHS NEW | G0772R208 | 389 | 8,500 | PRN | | SOLE | | 8,500 | 0 | 0 |
BERRY GLOBAL GROUP INC | COM | 08579W103 | 1,838 | 40,000 | PRN | | SOLE | | 40,000 | 0 | 0 |
BJS WHSL CLUB HLDGS INC | COM | 05550J101 | 15,609 | 660,000 | PRN | | SOLE | | 660,000 | 0 | 0 |
BLACKLINE INC | COM | 09239B109 | 1,086 | 25,000 | PRN | | SOLE | | 25,000 | 0 | 0 |
BOTTOMLINE TECH DEL INC | COM | 101388106 | 2,242 | 45,000 | PRN | | SOLE | | 45,000 | 0 | 0 |
BOX INC | CL A | 10316T104 | 1,937 | 77,500 | PRN | | SOLE | | 77,500 | 0 | 0 |
BRIGHTHOUSE FINL INC | COM | 10922N103 | 7,012 | 175,000 | PRN | | SOLE | | 175,000 | 0 | 0 |
BRIGHTVIEW HLDGS INC | COM | 10948C107 | 6,805 | 310,000 | PRN | | SOLE | | 310,000 | 0 | 0 |
CALYXT INC | COM | 13173L107 | 1,839 | 98,500 | PRN | | SOLE | �� | 98,500 | 0 | 0 |
CANADA GOOSE HOLDINGS INC | SHS SUB VTG | 135086106 | 13,830 | 235,000 | PRN | | SOLE | | 235,000 | 0 | 0 |
CARRIZO OIL & GAS INC | COM | 144577103 | 3,465 | 124,400 | PRN | | SOLE | | 124,400 | 0 | 0 |
CASA SYS INC | COM | 14713L102 | 1,960 | 120,000 | PRN | | SOLE | | 120,000 | 0 | 0 |
CHARAH SOLUTIONS INC | COM | 15957P105 | 3,993 | 365,000 | PRN | | SOLE | | 365,000 | 0 | 0 |
CHERRY HILL MTG INVT CORP | COM | 164651101 | 893 | 50,000 | PRN | | SOLE | | 50,000 | 0 | 0 |
CIDARA THERAPEUTICS INC | COM | 171757107 | 2,500 | 480,851 | PRN | | SOLE | | 480,851 | 0 | 0 |
CISION LTD | SHS | G1992S109 | 8,146 | 544,900 | PRN | | SOLE | | 544,900 | 0 | 0 |
CLOVIS ONCOLOGY INC | NOTE 1.250% 5/0 | 189464AC4 | 459 | 459 | PRN | | SOLE | | 459 | 0 | 0 |
COLONY CR REAL ESTATE INC | COM CL A | 19625T101 | 726 | 35,000 | PRN | | SOLE | | 35,000 | 0 | 0 |
COMMVAULT SYSTEMS INC | COM | 204166102 | 1,646 | 25,000 | PRN | | SOLE | | 25,000 | 0 | 0 |
CONNS INC | COM | 208242107 | 577 | 17,488 | PRN | | SOLE | | 17,488 | 0 | 0 |
CONVERGEONE HLDGS INC | COM CL A | 212481105 | 540 | 57,500 | PRN | | SOLE | | 57,500 | 0 | 0 |
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 949 | 20,000 | PRN | | SOLE | | 20,000 | 0 | 0 |
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 5,679 | 144,322 | PRN | | SOLE | | 144,322 | 0 | 0 |
DFB HEALTHCARE ACQUISTION CO | *W EXP 04/11/202 | 23291E117 | 257 | 198,606 | PRN | | SOLE | | 198,606 | 0 | 0 |
DOMO INC | COM CL B | 257554105 | 3,413 | 125,000 | PRN | | SOLE | | 125,000 | 0 | 0 |
EASTERLY GOVT PPTYS INC | COM | 27616P103 | 4,940 | 250,000 | PRN | | SOLE | | 250,000 | 0 | 0 |
EIDOS THERAPEUTICS INC | COM | 28249H104 | 2,543 | 125,000 | PRN | | SOLE | | 125,000 | 0 | 0 |
ELECTROCORE INC | COM | 28531P103 | 413 | 25,000 | PRN | | SOLE | | 25,000 | 0 | 0 |
ENTERGY CORP NEW | COM | 29364G103 | 3,342 | 41,368 | PRN | | SOLE | | 41,368 | 0 | 0 |
EQUITY BANCSHARES INC | COM CL A | 29460X109 | 778 | 18,767 | PRN | | SOLE | | 18,767 | 0 | 0 |
ESQUIRE FINL HLDGS INC | COM | 29667J101 | 1,995 | 75,600 | PRN | | SOLE | | 75,600 | 0 | 0 |
ESSENTIAL PPTYS RLTY TR INC | COM | 29670E107 | 6,804 | 502,500 | PRN | | SOLE | | 502,500 | 0 | 0 |
EVERQUOTE INC | COM CL A | 30041R108 | 2,537 | 140,000 | PRN | | SOLE | | 140,000 | 0 | 0 |
FAR PT ACQUISITION CORP | UNIT 06/01/2025 | 30734W208 | 4,076 | 400,000 | PRN | | SOLE | | 400,000 | 0 | 0 |
FB FINL CORP | COM | 30257X104 | 407 | 10,000 | PRN | | SOLE | | 10,000 | 0 | 0 |
FEDERAL STR ACQUISITION CORP | *W EXP 07/24/202 | 31421V115 | 325 | 249,999 | PRN | | SOLE | | 249,999 | 0 | 0 |
FIRST DATA CORP NEW | COM CL A | 32008D106 | 837 | 40,000 | PRN | | SOLE | | 40,000 | 0 | 0 |
FIRST INTERNET BANCORP | COM | 320557101 | 2,728 | 80,000 | PRN | | SOLE | | 80,000 | 0 | 0 |
FLAGSTAR BANCORP INC | COM PAR .001 | 337930705 | 17,130 | 500,000 | PRN | | SOLE | | 500,000 | 0 | 0 |
FORESCOUT TECHNOLOGIES INC | COM | 34553D101 | 2,912 | 85,000 | PRN | | SOLE | | 85,000 | 0 | 0 |
FORTY SEVEN INC | COM | 34983P104 | 848 | 53,000 | PRN | | SOLE | | 53,000 | 0 | 0 |
FOUNDATION BLDG MATLS INC | COM | 350392106 | 621 | 40,406 | PRN | | SOLE | | 40,406 | 0 | 0 |
GALMED PHARMACEUTICALS LTD | SHS | M47238106 | 379 | 31,865 | PRN | | SOLE | | 31,865 | 0 | 0 |
GLOBANT S A | COM | L44385109 | 6,531 | 115,000 | PRN | | SOLE | | 115,000 | 0 | 0 |
GODADDY INC | CL A | 380237107 | 11,086 | 157,032 | PRN | | SOLE | | 157,032 | 0 | 0 |
GREEN BRICK PARTNERS INC | COM | 392709101 | 4,655 | 475,000 | PRN | | SOLE | | 475,000 | 0 | 0 |
GREEN PLAINS PARTNERS LP | COM REP PTR IN | 393221106 | 1,896 | 110,546 | PRN | | SOLE | | 110,546 | 0 | 0 |
GREENSKY INC | CL A | 39572G100 | 6,178 | 292,110 | PRN | | SOLE | | 292,110 | 0 | 0 |
GRIFFON CORP | COM | 398433102 | 4,361 | 245,000 | PRN | | SOLE | | 245,000 | 0 | 0 |
GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 5,100 | 500,000 | PRN | | SOLE | | 500,000 | 0 | 0 |
HENNESSY CAP ACQUSTON CORP I | *W EXP 06/15/202 | 42588L113 | 324 | 224,999 | PRN | | SOLE | | 224,999 | 0 | 0 |
HERON THERAPEUTICS INC | COM | 427746102 | 12,208 | 314,235 | PRN | | SOLE | | 314,235 | 0 | 0 |
HOULIHAN LOKEY INC | CL A | 441593100 | 7,256 | 141,664 | PRN | | SOLE | | 141,664 | 0 | 0 |
HUAMI CORP | SPONSORED ADS | 44331K103 | 679 | 68,899 | PRN | | SOLE | | 68,899 | 0 | 0 |
I3 VERTICALS INC | COM CL A | 46571Y107 | 1,065 | 70,000 | PRN | | SOLE | | 70,000 | 0 | 0 |
IMMUNOGEN INC | COM | 45253H101 | 2,676 | 275,000 | PRN | | SOLE | | 275,000 | 0 | 0 |
IMMUNOMEDICS INC | COM | 452907108 | 5,918 | 250,000 | PRN | | SOLE | | 250,000 | 0 | 0 |
INTELSAT S A | COM | L5140P101 | 4,082 | 245,000 | PRN | | SOLE | | 245,000 | 0 | 0 |
IQVIA HLDGS INC | COM | 46266C105 | 16,398 | 164,276 | PRN | | SOLE | | 164,276 | 0 | 0 |
JERNIGAN CAP INC | COM | 476405105 | 953 | 50,000 | PRN | | SOLE | | 50,000 | 0 | 0 |
KADMON HLDGS INC | COM | 48283N106 | 2,394 | 600,000 | PRN | | SOLE | | 600,000 | 0 | 0 |
KAYNE ANDERSON ACQUISITION | *W EXP 06/30/202 | 48661U110 | 80 | 66,666 | PRN | | SOLE | | 66,666 | 0 | 0 |
KEZAR LIFE SCIENCES INC | COM | 49372L100 | 1,730 | 100,000 | PRN | | SOLE | | 100,000 | 0 | 0 |
KINDRED BIOSCIENCES INC | COM | 494577109 | 1,065 | 100,000 | PRN | | SOLE | | 100,000 | 0 | 0 |
KURA ONCOLOGY INC | COM | 50127T109 | 3,185 | 175,000 | PRN | | SOLE | | 175,000 | 0 | 0 |
LEO HOLDINGS CORP | COM CL A | G5463L105 | 105 | 74,999 | PRN | | SOLE | | 74,999 | 0 | 0 |
LEVEL ONE BANCORP INC | COM | 52730D208 | 652 | 24,000 | PRN | | SOLE | | 24,000 | 0 | 0 |
LIMONEIRA CO | COM | 532746104 | 2,955 | 120,064 | PRN | | SOLE | | 120,064 | 0 | 0 |
LOGMEIN INC | COM | 54142L109 | 1,600 | 15,500 | PRN | | SOLE | | 15,500 | 0 | 0 |
M I ACQUISITIONS INC | COM | 55304A104 | 263 | 25,000 | PRN | | SOLE | | 25,000 | 0 | 0 |
MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 1,398 | 5,000 | PRN | | SOLE | | 5,000 | 0 | 0 |
MAGENTA THERAPEUTICS INC | COM | 55910K108 | 1,856 | 137,500 | PRN | | SOLE | | 137,500 | 0 | 0 |
MAMMOTH ENERGY SVCS INC | COM | 56155L108 | 13,584 | 400,000 | PRN | | SOLE | | 400,000 | 0 | 0 |
MELINTA THERAPEUTICS INC | COM | 58549G100 | 2,506 | 394,600 | PRN | | SOLE | | 394,600 | 0 | 0 |
MINDBODY INC | COM CL A | 60255W105 | 1,737 | 45,000 | PRN | | SOLE | | 45,000 | 0 | 0 |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 3,451 | 70,000 | PRN | | SOLE | | 70,000 | 0 | 0 |
MUDRICK CAP ACQUISITION CORP | *W EXP 02/12/202 | 624745113 | 128 | 200,000 | PRN | | SOLE | | 200,000 | 0 | 0 |
MYERS INDS INC | COM | 628464109 | 1,114 | 58,000 | PRN | | SOLE | | 58,000 | 0 | 0 |
MYOKARDIA INC | COM | 62857M105 | 596 | 12,000 | PRN | | SOLE | | 12,000 | 0 | 0 |
NATIONAL ENERGY SERVICES REU | *W EXP 05/05/202 | G6375R115 | 2,755 | 2,295,802 | PRN | | SOLE | | 2,295,802 | 0 | 0 |
NATIONAL ENERGY SERVICES REU | SHS | G6375R107 | 31,967 | 3,062,000 | PRN | | SOLE | | 3,062,000 | 0 | 0 |
NEBULA ACQUISITION CORP | *W EXP 03/12/202 | 629076118 | 83 | 33,333 | PRN | | SOLE | | 33,333 | 0 | 0 |
NEON THERAPEUTICS INC | COM | 64050Y100 | 1,575 | 125,000 | PRN | | SOLE | | 125,000 | 0 | 0 |
NEURONETICS INC | COM | 64131A105 | 825 | 31,000 | PRN | | SOLE | | 31,000 | 0 | 0 |
NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 875 | 50,000 | PRN | | SOLE | | 50,000 | 0 | 0 |
OBSEVA SA | COM | H5861P103 | 1,514 | 100,000 | PRN | | SOLE | | 100,000 | 0 | 0 |
ONCOBIOLOGICS INC | *W EXP 02/18/201 | 68235M113 | 3 | 25,000 | PRN | | SOLE | | 25,000 | 0 | 0 |
ONE MADISON CORP | *W EXP 99/99/999 | G6772P126 | 102 | 99,999 | PRN | | SOLE | | 99,999 | 0 | 0 |
OPTINOSE INC | COM | 68404V100 | 2,798 | 100,000 | PRN | | SOLE | | 100,000 | 0 | 0 |
OSPREY ENERGY ACQUISITION CO | *W EXP 07/21/202 | 688397116 | 160 | 100,000 | PRN | | SOLE | | 100,000 | 0 | 0 |
PAGSEGURO DIGITAL LTD | COM CL A | G68707101 | 12,879 | 464,100 | PRN | | SOLE | | 464,100 | 0 | 0 |
PDL CMNTY BANCORP | COM | 69290X101 | 418 | 26,619 | PRN | | SOLE | | 26,619 | 0 | 0 |
PLATINUM EAGLE ACQUISITIN CO | *W EXP 01/17/202 | G7126L118 | 93 | 66,666 | PRN | | SOLE | | 66,666 | 0 | 0 |
PURE STORAGE INC | CL A | 74624M102 | 10,865 | 455,000 | PRN | | SOLE | | 455,000 | 0 | 0 |
REALPAGE INC | COM | 75606N109 | 751 | 13,629 | PRN | | SOLE | | 13,629 | 0 | 0 |
REDWOOD TR INC | COM | 758075402 | 824 | 50,000 | PRN | | SOLE | | 50,000 | 0 | 0 |
REGALWOOD GLOBAL ENERGY LTD | *W EXP 12/05/202 | G74760128 | 125 | 99,999 | PRN | | SOLE | | 99,999 | 0 | 0 |
REV GROUP INC | COM | 749527107 | 571 | 33,548 | PRN | | SOLE | | 33,548 | 0 | 0 |
RHYTHM PHARMACEUTICALS INC | COM | 76243J105 | 3,595 | 115,000 | PRN | | SOLE | | 115,000 | 0 | 0 |
RISE ED CAYMAN LTD | SPONSORED ADR | 76761L102 | 1,765 | 125,000 | PRN | | SOLE | | 125,000 | 0 | 0 |
SAGE THERAPEUTICS INC | COM | 78667J108 | 5,635 | 36,000 | PRN | | SOLE | | 36,000 | 0 | 0 |
SCHOLAR ROCK HLDG CORP | COM | 80706P103 | 1,058 | 67,800 | PRN | | SOLE | | 67,800 | 0 | 0 |
SENDGRID INC | COM | 816883102 | 1,856 | 70,000 | PRN | | SOLE | | 70,000 | 0 | 0 |
SENTINEL ENERGY SVCS INC | *W EXP 11/02/202 | G8062D110 | 87 | 83,333 | PRN | | SOLE | | 83,333 | 0 | 0 |
SOCIAL CAP HEDOSOPHIA HLDGS | *W EXP 09/14/202 | G8250R129 | 180 | 99,999 | PRN | | SOLE | | 99,999 | 0 | 0 |
STARS GROUP INC | COM | 85570W100 | 4,175 | 115,000 | PRN | | SOLE | | 115,000 | 0 | 0 |
STERLING BANCORP INC | COM | 85917W102 | 3,138 | 234,855 | PRN | | SOLE | | 234,855 | 0 | 0 |
T2 BIOSYSTEMS INC | COM | 89853L104 | 1,161 | 150,000 | PRN | | SOLE | | 150,000 | 0 | 0 |
TPG PACE ENERGY HLDGS CORP | *W EXP 99/99/999 | 872656111 | 227 | 133,332 | PRN | | SOLE | | 133,332 | 0 | 0 |
TPG SPECIALTY LENDING INC | COM | 87265K102 | 2,512 | 140,000 | PRN | | SOLE | | 140,000 | 0 | 0 |
TRANSLATE BIO INC | COM | 89374L104 | 1,581 | 125,000 | PRN | | SOLE | | 125,000 | 0 | 0 |
TREMONT MTG TR | COM | 894789106 | 655 | 49,800 | PRN | | SOLE | | 49,800 | 0 | 0 |
TRICIDA INC | COM | 89610F101 | 1,794 | 60,000 | PRN | | SOLE | | 60,000 | 0 | 0 |
TRISTATE CAP HLDGS INC | COM | 89678F100 | 3,132 | 120,000 | PRN | | SOLE | | 120,000 | 0 | 0 |
TYME TECHNOLOGIES INC | COM | 90238J103 | 63 | 20,000 | PRN | | SOLE | | 20,000 | 0 | 0 |
UNITI GROUP INC | COM | 91325V108 | 1,002 | 50,000 | PRN | | SOLE | | 50,000 | 0 | 0 |
UNIVAR INC | COM | 91336L107 | 1,961 | 74,723 | PRN | | SOLE | | 74,723 | 0 | 0 |
UNIVERSAL STAINLESS & ALLOY | COM | 913837100 | 563 | 23,782 | PRN | | SOLE | | 23,782 | 0 | 0 |
US XPRESS ENTERPRISES INC | COM CL A | 90338N202 | 3,758 | 248,190 | PRN | | SOLE | | 248,190 | 0 | 0 |
USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | 5,049 | 300,000 | PRN | | SOLE | | 300,000 | 0 | 0 |
UXIN LTD | ADS | 91818X108 | 1,776 | 196,500 | PRN | | SOLE | | 196,500 | 0 | 0 |
VECTOIQ ACQUISITION CORP | UNIT 05/11/2023 | 92243N202 | 1,761 | 175,000 | PRN | | SOLE | | 175,000 | 0 | 0 |
VERITONE INC | COM | 92347M100 | 673 | 40,000 | PRN | | SOLE | | 40,000 | 0 | 0 |
VERRICA PHARMACEUTICALS INC | COM | 92511W108 | 1,973 | 100,000 | PRN | | SOLE | | 100,000 | 0 | 0 |
VIKING THERAPEUTICS INC | COM | 92686J106 | 1,424 | 150,000 | PRN | | SOLE | | 150,000 | 0 | 0 |
WARRIOR MET COAL INC | COM | 93627C101 | 8,271 | 300,000 | PRN | | SOLE | | 300,000 | 0 | 0 |
WMIH CORP | COM | 92936P100 | 3,618 | 2,700,000 | PRN | | SOLE | | 2,700,000 | 0 | 0 |
WORLDPAY INC | CL A | 981558109 | 8,178 | 100,000 | PRN | | SOLE | | 100,000 | 0 | 0 |
XERIS PHARMACEUTICALS INC | COM | 98422L107 | 2,941 | 154,949 | PRN | | SOLE | | 154,949 | 0 | 0 |
YATRA ONLINE INC | ORD SHS | G98338109 | 536 | 100,000 | PRN | | SOLE | | 100,000 | 0 | 0 |
ZAFGEN INC | COM | 98885E103 | 1,023 | 100,000 | PRN | | SOLE | | 100,000 | 0 | 0 |
ZILLOW GROUP INC | CL C CAP STK | 98954M200 | 6,792 | 115,000 | PRN | | SOLE | | 115,000 | 0 | 0 |
ZYMEWORKS INC | COM | 98985W102 | 2,956 | 200,000 | PRN | | SOLE | | 200,000 | 0 | 0 |