UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-23016
RESOURCE CREDIT INCOME FUND
(Exact name of registrant as specified in charter)
717 Fifth Avenue, 14th Floor,
New York, NY 10022
(Address of principal executive offices) (Zip code)
212-506-3899
(Registrant’s telephone number, including area code)
The Corporation Trust Company
Corporation Trust Center, 1209 Orange Street
Wilmington, DE 19801
(Name and address of agent for service)
Date of fiscal year end:September 30
Date of reporting period:July 1, 2018 - June 30, 2019
Item 1 – Proxy Voting Record.
RESOURCE CREDIT INCOME FUND
CIF
| Meeting Date | Company Name | CUSIP | Ticker | Who proposed the change | Proposal(s ) | Vote cast | Shares Voted | With or Against Management |
| 2/5/2019 | Pennantpark Floating Rate Capital Ltd. | 708062104 | PFLT | Issuer | 1. Election of Directors:
Adam K. Bernstein
Jeffrey Flug
2. Proposal to ratify RSM US LLP to serve as the Company's independent regsitered public accounting firm for the fiscal year ending September 30, 2019 | Not Voted | 203,698 | 1.N/A
2. N/A
|
| 4/25/2019 | Triplepoint Venture Growth BDC Corp. | 89677Y | TPVG | Issuer | 1. Election of Directors:
Gilbert E. Ahye
Steven P. Bird
2. To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fical year ending December 31, 2019. | Not Voted | 62,000 | 1. N/A
2. N/A
|
| 5/3/2019 | Blackrock Capital Investment | 92533 | BKCC | Issuer | 1. Election of Directors:
Mark S. Lies
Maureen K. Usifer
James E. Keenan
2. To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accountingfirm for the fical year ending December 31, 2019. | 1. For
2. For
| 530,851 | 1. With
2. With
|
| 5/8/2019 | Blackrock Capital Investment | 92533 | BKCC | Issuer | 1. To appove a proposal to authorize flexibility for the Company, with approval od its Board of Directors, to sell or otherwise issue shares of its common stock (during the next 12 months) at a price below the Company's then current net asset value per share in one or more offerings, subject to certain limitations se forth in the proxy statement for the Special Meeting. | 1. Against | 530,851 | 1. Against |
| 5/28/2019 | Great Ajax Corp. | 38983D300 | AJX | Issuer | 1. Election of Directors:
Lawrence Mendelsohn
Russell Schaub
Steven L. Begleiter
John C. Condas
Jonathan B Handley, Jr.
Paul Friedman
J. Kirk Ogren, Jr.
2.Proposal to ratify the public accounting firm for the fiscal year ending December 31, 2019
3. To approve, on an advisory basis, the compensation of the Company's names executive officers.
4.To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of the Company's named executive officers. | 1.For All
2. For
3. For
4. For 1 year | 14,186 | 1. With
2. With
3. With
4. Against |
| 6/4/2019 | GSV Capital Corp. | 36191J | GSVC | Issuer | 1. Election of Directors:
Leonard A. Potter
Ronald M. Lott
Marc Mazur
2.To approve the 2019 Equity Incentive Plan.
3. To recommend, in a non-binding vote, the frequency of an advisory vote to approve the compensation of the Company's named executive officers.
4. The radification of the selection of Deloitte & Touche LLP as the independent registered public accounting firm for GSV Capital Corp. for the fiscal year ending December 31, 2019 | 1.For All
2. Against
3. For 1 Year
4. For | 292,793 | 1.With
2. Against
3. With
4. With |
| 6/9/2019 | Ares Capital Corporation | 04010L104 | ARCC | Issuer | 1a. Election of Director R. Kipp deVerr to serve until 2022
1b. Election of Director Daniel G. Kelly Jr. to serve until 2022.
1c. Election of Director Eric B. Segal to serve until 2022
2. Proposal to ratify the public accounting firm for the fiscal year ending December 31, 2019 | 1a. For
1b. For
1c. For
2. For | 457,701 | 1a. With
1b. With
1c. With
2. With |
| 6/10/2019 | Ares Capital Corporation | 04010L103 | ARCC | Issuer | 1. To Authorize the Company, with the approval of its board of directors, to sell or otherwise issue shares of its common stock at a price below its then current net asset value per share subject to the limitations set forth in the proxy statement for the special meeting of stockholders. | 1. Against | 457,701 | 1. Against |
| 6/13/2019 | FS KKR Capital Corp. | 302635107 | FSK | Issuer | 1. Election of Directors: Barbara Adams Frederick Arnold Michael C. Forman Jerel A. Hopkins 2. To approve the application of the reduced asset coverage requirments in Section 61(a)(2) of the Investment Company Act of 1940, as amended, to the Company, which would permit the Company to increase the maximum amount of leverage that it is permitted to incur by reducing the asset coverage requirement applicable to the Company from 200% to 150%. 3. To approve the proposal to allow the Company in future offerings to sell its shares below net asset valuse per share in order to provide flexibility for future sales. | 1.For All
2. For
3. Against
| 433,189 | 1.With
2. With
3. Against
|
| 6/19/2019 | Monroe Capital Corporation | 610335101 | MRCC | Issuer | 1. Election of Directors:
Thomas J. Allison
Robert S. Rubin
2. To approve a proposal to authorize the Company, pursuant to approval of the Board of Directors of the Company, to sell shares of its common stock or warrants, options or rights to acquireits common stock during the next twelve months at the price below the Company's then current net asset value per share, subject to certain conditions as set forth i the proxt statement. | 1. For
2. Against
| 68,057 | 1. With
2. Against
|
| 6/24/2019 | Monitronics International Inc. | 609453 | MONINT | Issuer | 1. Vote on the Joint Partial Prepackaged Plan of Reorganization of Monitronics International, Inc. and Its Debtor Affiliates Under Chapter 11 of the Bankruptcy Code, dated June 3, 2019
2. Opt Out of Third- Party Release (For=Opt out, Again or Abstain = Do not opt out)
3. Eligible Holder Certification. (Select “For” if you are an eligible holder. Select “Against” if you are not an eligible holder. Abstain is not a valid voting option and will not count. | Not Voted | 2,650,000 | 1.N/A
2. N/A
3. N/A
|
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
RESOURCE CREDIT INCOME FUND
| By: | /s/ Lawrence S. Block | |
| | Lawrence S. Block | |
| | Chief Compliance Officer | |
| | | |
| Date: | August 27, 2019 | |
