The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLEGION PUB LTD CO | ORD SHS | G0176J109 | 6,818 | 84,053 | SH | SOLE | 84,053 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 25,628 | 105,430 | SH | SOLE | 105,430 | 0 | 0 | ||
COSAN LTD | SHS A | G25343107 | 10,651 | 1,661,660 | SH | SOLE | 1,661,660 | 0 | 0 | ||
JOHNSON CTLS INTL PLC | SHS | G51502105 | 12,529 | 288,969 | SH | SOLE | 288,969 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 8,923 | 81,531 | SH | SOLE | 81,531 | 0 | 0 | ||
BROADCOM LTD | SHS | Y09827109 | 3,784 | 16,239 | SH | SOLE | 16,239 | 0 | 0 | ||
AMAG PHARMACEUTICALS INC | NOTE 2.500% 2/1 | 00163UAD8 | 4,814 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 2,377 | 32,794 | SH | SOLE | 32,794 | 0 | 0 | ||
ACCELERON PHARMA INC | COM | 00434H108 | 725 | 23,878 | SH | SOLE | 23,878 | 0 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 1,632 | 11,410 | SH | SOLE | 11,410 | 0 | 0 | ||
ALCOA CORP | COM | 013872106 | 46 | 1,418 | SH | SOLE | 1,418 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 15,153 | 16,675 | SH | SOLE | 0 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K305 | 6,851 | 7,370 | SH | SOLE | 7,370 | 0 | 0 | ||
ANADARKO PETE CORP | COM | 032511107 | 1,100 | 24,279 | SH | SOLE | 24,279 | 0 | 0 | ||
ANTHEM INC | COM | 036752103 | 1,750 | 9,304 | SH | SOLE | 9,304 | 0 | 0 | ||
ARAMARK | COM | 03852U106 | 9,577 | 233,701 | SH | SOLE | 233,701 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 10,443 | 430,493 | SH | SOLE | 430,493 | 0 | 0 | ||
BANK AMER CORP | COM | 060505682 | 6,309 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
BARCLAYS BANK PLC | IPTH JPY/USD ETN | 06739H305 | 579 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | NOTE 1.875% 4/2 | 09061G101 | 1,892 | 20,834 | SH | SOLE | 20,834 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 2,063 | 7,603 | SH | SOLE | 7,603 | 0 | 0 | ||
CDK GLOBAL INC | COM | 12508E101 | 2,280 | 36,751 | SH | SOLE | 36,751 | 0 | 0 | ||
CALLON PETE CO DEL | COM | 13123X102 | 4,615 | 434,986 | SH | SOLE | 434,986 | 0 | 0 | ||
CARLYLE GROUP L P | COM UTS LTD PTN | 14309L102 | 2,183 | 110,546 | SH | SOLE | 110,546 | 0 | 0 | ||
CHENIERE ENERGY INC | DEBT 4.875% 5/2 | 16411R208 | 1,844 | 37,872 | SH | SOLE | 37,872 | 0 | 0 | ||
CITIZENS FINL GROUP INC | COM | 174610105 | 8,420 | 236,002 | SH | SOLE | 236,002 | 0 | 0 | ||
COLUMBIA ETF TR II | BEYOND BRICS ETF | 19762B707 | 208 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 16,339 | 419,811 | SH | SOLE | 49,244 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 0.500% 9/1 | 22943F100 | 5 | 100 | SH | SOLE | 25 | 0 | 0 | ||
CYRUSONE INC | COM | 23283R100 | 10,043 | 180,144 | SH | SOLE | 180,144 | 0 | 0 | ||
DENTSPLY SIRONA INC | COM | 24906P109 | 1,733 | 26,737 | SH | SOLE | 26,737 | 0 | 0 | ||
DYNEGY INC NEW DEL | COM | 26817R405 | 3,730 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
EOG RES INC | COM | 26875P101 | 3,210 | 35,466 | SH | SOLE | 35,466 | 0 | 0 | ||
EMERGENT BIOSOLUTIONS INC | NOTE 2.875% 1/1 | 29089Q105 | 14 | 434 | SH | SOLE | 434 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 4,865 | 32,229 | SH | SOLE | 32,229 | 0 | 0 | ||
FLEXION THERAPEUTICS INC | COM | 33938J106 | 1,167 | 57,719 | SH | SOLE | 57,719 | 0 | 0 | ||
FOOT LOCKER INC | COM | 344849104 | 1,232 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 19 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 2,310 | 32,639 | SH | SOLE | 32,639 | 0 | 0 | ||
GLOBAL X FDS | FTSE NORDIC REG | 37954Y871 | 263 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
HDFC BANK LTD | ADR REPS 3 SHS | 40415F101 | 4,675 | 53,764 | SH | SOLE | 53,764 | 0 | 0 | ||
HILTON WORLDWIDE HLDGS INC | COM | 43300A203 | 2,565 | 41,483 | SH | SOLE | 41,483 | 0 | 0 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 392 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G822 | 32,320 | 602,441 | SH | SOLE | 602,441 | 0 | 0 | ||
KEYCORP NEW | COM | 493267108 | 13,683 | 730,191 | SH | SOLE | 730,191 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 9,684 | 117,670 | SH | SOLE | 117,670 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 5,413 | 69,821 | SH | SOLE | 69,821 | 0 | 0 | ||
MACQUARIE INFRASTRUCTURE COR | NOTE 2.875% 7/1 | 55608B105 | 3,136 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 16,795 | 243,654 | SH | SOLE | 243,654 | 0 | 0 | ||
MICRON TECHNOLOGY INC | NOTE 1.625% 2/1 | 595112103 | 12,513 | 419,061 | SH | SOLE | 419,061 | 0 | 0 | ||
MOLINA HEALTHCARE INC | NOTE 1.125% 1/1 | 60855R100 | 4,669 | 67,500 | SH | SOLE | 67,500 | 0 | 0 | ||
MOLSON COORS BREWING CO | CL A | 60871R209 | 11,557 | 133,859 | SH | SOLE | 133,859 | 0 | 0 | ||
NEWFIELD EXPL CO | COM | 651290108 | 4,180 | 146,892 | SH | SOLE | 146,892 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 7,889 | 133,720 | SH | SOLE | 133,720 | 0 | 0 | ||
OPEN TEXT CORP | COM | 683715106 | 1,789 | 56,753 | SH | SOLE | 56,753 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 28,001 | 558,470 | SH | SOLE | 558,470 | 0 | 0 | ||
OTONOMY INC | COM | 68906L105 | 365 | 19,371 | SH | SOLE | 19,371 | 0 | 0 | ||
PIONEER NAT RES CO | COM | 723787107 | 2,690 | 16,859 | SH | SOLE | 16,859 | 0 | 0 | ||
POWERSHS DB MULTI SECT COMM | DB ENERGY FUND | 73936B408 | 496 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 125 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
RPM INTL INC | NOTE 2.250%12/1 | 749685103 | 3,829 | 70,196 | SH | SOLE | 70,196 | 0 | 0 | ||
RADIUS HEALTH INC | COM NEW | 750469207 | 493 | 10,907 | SH | SOLE | 10,907 | 0 | 0 | ||
RAMBUS INC DEL | NOTE 1.125% 8/1 | 750917AE6 | 2,181 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
RAYONIER ADVANCED MATLS INC | COM | 75508B203 | 8,853 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
SPDR SERIES TRUST | MORGAN TECH ETF | 78464A755 | 1,290 | 43,050 | SH | SOLE | 43,050 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y209 | 16,000 | 201,919 | SH | SOLE | 201,919 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y506 | 9,279 | 142,939 | SH | SOLE | 142,939 | 0 | 0 | ||
SERVICENOW INC | NOTE11/0 | 81762P102 | 619 | 5,844 | SH | SOLE | 5,844 | 0 | 0 | ||
SYNCHRONY FINL | COM | 87165B103 | 11,803 | 395,814 | SH | SOLE | 395,814 | 0 | 0 | ||
T MOBILE US INC | COM | 872590104 | 4,612 | 76,090 | SH | SOLE | 76,090 | 0 | 0 | ||
US FOODS HLDG CORP | COM | 912008109 | 5,198 | 190,988 | SH | SOLE | 190,988 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 6,095 | 49,919 | SH | SOLE | 49,919 | 0 | 0 | ||
UNIVAR INC | COM | 91336L107 | 3,447 | 118,048 | SH | SOLE | 118,048 | 0 | 0 | ||
VEON LTD | SPONSORED ADR | 91822M106 | 1,689 | 432,000 | SH | SOLE | 432,000 | 0 | 0 | ||
VALE S A | ADR | 91912E105 | 2,489 | 284,500 | SH | SOLE | 284,500 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 220 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
VEECO INSTRS INC DEL | NOTE 2.700% 1/1 | 922417AD2 | 6,156 | 6,000,000 | SH | SOLE | 6,000,000 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 3,342 | 35,646 | SH | SOLE | 35,646 | 0 | 0 | ||
WILLIAMS COS INC DEL | COM | 969457100 | 5,669 | 187,221 | SH | SOLE | 187,221 | 0 | 0 | ||
ZAYO GROUP HLDGS INC | COM | 98919V105 | 3,177 | 102,832 | SH | SOLE | 102,832 | 0 | 0 |