SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 10/15/2015 | 3. Issuer Name and Ticker or Trading Symbol WINNEBAGO INDUSTRIES INC [ WGO ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) 01/12/2015 | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $.50 par value | 1,835(1) | D | |
Common Stock, $.50 par value | 284(2) | D | |
Common Stock, $.50 par value | 550(3) | D | |
Common Stock, $.50 par value | 900(4) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. These shares are held in reporting person's personal brokerage account at time of reporting. |
2. Granted 10/10/2012 under the Winnebago Industries, Inc. 2004 Incentive Compensation Plan. Initial grant of 850 restricted shares to vest in three annual increments beginning 10/10/2013. These are the final increment of shares from this grant which will vest 10/10/2015. |
3. Granted 10/16/2013 under the Winnebago Industries, Inc. 2004 Incentive Compensation Plan. Initial grant was 825 restricted shares to vest in three annual increments beginning 10/16/2014. Remaining shares in this grant total 550 shares with next vesting to occur 10/16/2015. |
4. Granted 10/15/2014 under the Winnebago Industries, Inc. 2014 Omnibus Equity, Performance Awards, and Incentive Compensation Plan. Restricted awards vest in three annual increments with first vesting to occur 10/15/2015. |
/s/ Scott C. Folkers, Secretary, Winnebago Industries, Inc. under Power of Attorney | 10/15/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |