The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACACIA RESH CORP ACACIA TCH CO | COM | 003881307 | 287 | 66,933 | SH | SOLE | 5,223 | 0 | 61,710 | ||
AERIE PHARMACEUTICALS INC COM | COM | 00771v108 | 628 | 25,797 | SH | SOLE | 2,010 | 0 | 23,787 | ||
AEROCENTURY CORP COM | COM | 007737109 | 684 | 53,844 | SH | SOLE | 4,224 | 0 | 49,620 | ||
AKORN INC COM | COM | 009728106 | 286 | 7,654 | SH | SOLE | 596 | 0 | 7,058 | ||
ALCOBRA LTD SHS | COM | m2239p109 | 151 | 24,073 | SH | SOLE | 1,760 | 0 | 22,313 | ||
ALLERGAN PLC SHS | COM | g0177j108 | 257 | 821 | SH | SOLE | 0 | 0 | 821 | ||
ALLSTATE CORP COM | COM | 020002101 | 1,622 | 26,116 | SH | SOLE | 660 | 0 | 25,456 | ||
ALPHABET INC CAP STK CL A | COM | 02079k305 | 1,622 | 2,085 | SH | SOLE | 49 | 0 | 2,036 | ||
ALPHABET INC CAP STK CL C | COM | 02079k107 | 972 | 1,281 | SH | SOLE | 22 | 0 | 1,259 | ||
AMAZON COM INC COM | COM | 023135106 | 239 | 353 | SH | SOLE | 0 | 0 | 353 | ||
AMERCO COM | COM | 023586100 | 734 | 1,885 | SH | SOLE | 145 | 0 | 1,740 | ||
AMERICAN EXPRESS CO COM | COM | 025816109 | 1,494 | 21,483 | SH | SOLE | 423 | 0 | 21,060 | ||
AMERIPRISE FINL INC COM | COM | 03076c106 | 1,707 | 16,040 | SH | SOLE | 321 | 0 | 15,719 | ||
APPLE INC COM | COM | 037833100 | 2,176 | 20,671 | SH | SOLE | 322 | 0 | 20,349 | ||
ARROWHEAD RESH CORP COM NEW | COM | 042797209 | 106 | 17,313 | SH | SOLE | 1,333 | 0 | 15,980 | ||
AT&T INC COM | COM | 00206r102 | 204 | 5,923 | SH | SOLE | 264 | 0 | 5,659 | ||
BERKSHIRE HATHAWAY INC DEL CL | COM | 084670702 | 252 | 1,905 | SH | SOLE | 0 | 0 | 1,905 | ||
BRISTOL MYERS SQUIBB CO COM | COM | 110122108 | 277 | 4,030 | SH | SOLE | 906 | 0 | 3,125 | ||
CENTRUS ENERGY CORP CL A | COM | 15643u104 | 22 | 16,303 | SH | SOLE | 1,261 | 0 | 15,042 | ||
CHEVRON CORP NEW COM | COM | 166764100 | 1,846 | 20,515 | SH | SOLE | 299 | 0 | 20,216 | ||
CHUBB CORP COM | COM | 171232101 | 216 | 1,632 | SH | SOLE | 0 | 0 | 1,632 | ||
CITIGROUP INC COM NEW | COM | 172967424 | 1,347 | 26,036 | SH | SOLE | 0 | 0 | 26,036 | ||
COLGATE PALMOLIVE CO COM | COM | 194162103 | 465 | 6,986 | SH | SOLE | 0 | 0 | 6,986 | ||
CONOCOPHILLIPS COM | COM | 20825c104 | 1,078 | 23,084 | SH | SOLE | 505 | 0 | 22,579 | ||
CONSUMER PORTFOLIO SVCS INC CO | COM | 210502100 | 313 | 60,255 | SH | SOLE | 4,796 | 0 | 55,459 | ||
CORELOGIC INC COM | COM | 21871d103 | 419 | 12,367 | SH | SOLE | 0 | 0 | 12,367 | ||
COSTCO WHSL CORP NEW COM | COM | 22160K105 | 2,323 | 14,384 | SH | SOLE | 283 | 0 | 14,101 | ||
CRYOLIFE INC COM | COM | 228903100 | 203 | 18,807 | SH | SOLE | 1,461 | 0 | 17,346 | ||
CVS HEALTH CORP COM | COM | 126650100 | 2,426 | 24,813 | SH | SOLE | 496 | 0 | 24,317 | ||
DEVON ENERGY CORP NEW COM | COM | 25179m103 | 615 | 19,231 | SH | SOLE | 630 | 0 | 18,601 | ||
DISNEY WALT CO COM DISNEY | COM | 254687106 | 459 | 4,369 | SH | SOLE | 0 | 0 | 4,369 | ||
DOMINION RES INC VA NEW COM | COM | 25746u109 | 242 | 3,570 | SH | SOLE | �� | 0 | 0 | 3,570 | |
EASTMAN KODAK CO COM NEW | COM | 277461406 | 133 | 10,571 | SH | SOLE | 829 | 0 | 9,742 | ||
ENDOCYTE INC COM | COM | 29269a102 | 119 | 29,655 | SH | SOLE | 2,267 | 0 | 27,388 | ||
ENERGOUS CORP COM | COM | 29272c103 | 107 | 13,551 | SH | SOLE | 1,057 | 0 | 12,494 | ||
ENZO BIOCHEM INC COM | COM | 294100102 | 165 | 36,705 | SH | SOLE | 2,893 | 0 | 33,812 | ||
EXACT SCIENCES CORP COM | COM | 30063p105 | 173 | 18,762 | SH | SOLE | 1,457 | 0 | 17,305 | ||
EXPRESS SCRIPTS HLDG CO COM | COM | 30219g108 | 1,490 | 17,050 | SH | SOLE | 453 | 0 | 16,597 | ||
EXXON MOBIL CORP COM | COM | 30231g102 | 2,674 | 34,308 | SH | SOLE | 413 | 0 | 33,895 | ||
FIDELITY NATIONAL FINANCIAL IN | COM | 31620r303 | 275 | 7,946 | SH | SOLE | 0 | 0 | 7,946 | ||
FIDELITY NATL INFORMATION SVCS | COM | 31620m106 | 274 | 4,518 | SH | SOLE | 0 | 0 | 4,518 | ||
FIRST AMERN FINL CORP COM | COM | 31847r102 | 434 | 12,100 | SH | SOLE | 0 | 0 | 12,100 | ||
FORD MTR CO DEL COM PAR $0.01 | COM | 345370860 | 1,273 | 90,342 | SH | SOLE | 2,058 | 0 | 88,284 | ||
GENCO SHIPPING & TRADING LTD S | COM | y2685t115 | 71 | 47,565 | SH | SOLE | 3,707 | 0 | 43,858 | ||
GENERAL DYNAMICS CORP COM | COM | 369550108 | 1,920 | 13,975 | SH | SOLE | 338 | 0 | 13,637 | ||
GENERAL ELECTRIC CO COM | COM | 369604103 | 2,158 | 69,285 | SH | SOLE | 1,224 | 0 | 68,061 | ||
GOLDMAN SACHS GROUP INC COM | COM | 38141g104 | 626 | 3,471 | SH | SOLE | 0 | 0 | 3,471 | ||
GROUPON INC COM CL A | COM | 399473107 | 199 | 64,789 | SH | SOLE | 5,053 | 0 | 59,736 | ||
HALOZYME THERAPEUTICS INC COM | COM | 40637h109 | 437 | 25,196 | SH | SOLE | 1,890 | 0 | 23,306 | ||
HOME DEPOT INC COM | COM | 437076102 | 2,729 | 20,633 | SH | SOLE | 381 | 0 | 20,252 | ||
INTEL CORP COM | COM | 458140100 | 251 | 7,275 | SH | SOLE | 0 | 0 | 7,275 | ||
INTERNATIONAL BUSINESS MACHS C | COM | 459200101 | 285 | 2,070 | SH | SOLE | 0 | 0 | 2,070 | ||
JOHNSON & JOHNSON COM | COM | 478160104 | 2,034 | 19,801 | SH | SOLE | 326 | 0 | 19,475 | ||
JPMORGAN CHASE & CO COM | COM | 46625h100 | 1,956 | 29,622 | SH | SOLE | 571 | 0 | 29,051 | ||
JUNIPER NETWORKS INC COM | COM | 48203r104 | 668 | 24,188 | SH | SOLE | 615 | 0 | 23,573 | ||
KIMBERLY CLARK CORP COM | COM | 494368103 | 2,417 | 18,985 | SH | SOLE | 344 | 0 | 18,641 | ||
LOWES COS INC COM | COM | 548661107 | 438 | 5,766 | SH | SOLE | 0 | 0 | 5,766 | ||
MCKESSON CORP COM | COM | 58155q103 | 279 | 1,415 | SH | SOLE | 0 | 0 | 1,415 | ||
MICROSOFT CORP COM | COM | 594918104 | 2,382 | 42,931 | SH | SOLE | 767 | 0 | 42,164 | ||
MOSAIC CO NEW COM | COM | 61945c103 | 678 | 24,576 | SH | SOLE | 613 | 0 | 23,963 | ||
NABORS INDUSTRIES LTD SHS | COM | g6359f103 | 119 | 13,939 | SH | SOLE | 977 | 0 | 12,962 | ||
NEKTAR THERAPEUTICS COM | COM | 640268108 | 278 | 16,514 | SH | SOLE | 1,196 | 0 | 15,318 | ||
NIKE INC CL B | COM | 654106103 | 375 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
OFFICE DEPOT INC COM | COM | 676220106 | 161 | 28,575 | SH | SOLE | 2,198 | 0 | 26,377 | ||
OHR PHARMACEUTICAL INC COM NEW | COM | 67778h200 | 419 | 68,256 | SH | SOLE | 5,323 | 0 | 62,933 | ||
ORACLE CORP COM | COM | 68389x105 | 1,215 | 33,253 | SH | SOLE | 785 | 0 | 32,468 | ||
OVERSEAS SHIPHOLDING GROUP INC | COM | 69036r400 | 184 | 55,643 | SH | SOLE | 4,627 | 0 | 51,016 | ||
PENGROWTH ENERGY CORP COM | COM | 70706p104 | 54 | 74,312 | SH | SOLE | 5,775 | 0 | 68,537 | ||
PEPSICO INC COM | COM | 713448108 | 1,789 | 17,903 | SH | SOLE | 337 | 0 | 17,566 | ||
PFIZER INC COM | COM | 717081103 | 1,919 | 59,441 | SH | SOLE | 1,075 | 0 | 58,366 | ||
PHILLIPS 66 COM | COM | 718546104 | 1,280 | 15,651 | SH | SOLE | 307 | 0 | 15,344 | ||
PICO HLDGS INC COM NEW | COM | 693366205 | 334 | 32,383 | SH | SOLE | 2,522 | 0 | 29,861 | ||
PPG INDS INC COM | COM | 693506107 | 2,053 | 20,772 | SH | SOLE | 410 | 0 | 20,362 | ||
PROCTER & GAMBLE CO COM | COM | 742718109 | 1,624 | 20,456 | SH | SOLE | 357 | 0 | 20,099 | ||
QUALCOMM INC COM | COM | 747525103 | 1,501 | 30,037 | SH | SOLE | 493 | 0 | 29,544 | ||
REAL IND INC COM | COM | 75601w104 | 312 | 38,906 | SH | SOLE | 3,027 | 0 | 35,879 | ||
RITE AID CORP COM | COM | 767754104 | 122 | 15,500 | SH | SOLE | 0 | 0 | 15,500 | ||
SANGAMO BIOSCIENCES INC COM | COM | 800677106 | 403 | 44,188 | SH | SOLE | 3,304 | 0 | 40,884 | ||
SCHLUMBERGER LTD COM | COM | 806857108 | 1,084 | 15,548 | SH | SOLE | 325 | 0 | 15,223 | ||
SCHWAB CHARLES CORP NEW COM | COM | 808513105 | 1,939 | 58,885 | SH | SOLE | 1,472 | 0 | 57,413 | ||
SEI INVESTMENTS CO COM | COM | 784117103 | 226 | 4,305 | SH | SOLE | 0 | 0 | 4,305 | ||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369y886 | 1,382 | 31,924 | SH | SOLE | 746 | 0 | 31,178 | ||
TEEKAY CORPORATION COM | COM | y8564w103 | 130 | 13,167 | SH | SOLE | 1,028 | 0 | 12,139 | ||
TESORO CORP COM | COM | 881609101 | 527 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
UNITED CONTL HLDGS INC COM | COM | 910047109 | 2,019 | 35,236 | SH | SOLE | 786 | 0 | 34,450 | ||
UNITED PARCEL SERVICE INC CL B | COM | 911312106 | 1,617 | 16,800 | SH | SOLE | 629 | 0 | 16,171 | ||
UNITED TECHNOLOGIES CORP COM | COM | 913017109 | 1,494 | 15,548 | SH | SOLE | 302 | 0 | 15,246 | ||
VALEANT PHARMACEUTICALS INTL I | COM | 91911k102 | 277 | 2,728 | SH | SOLE | 214 | 0 | 2,514 | ||
VERIFONE SYS INC COM | COM | 92342y109 | 270 | 9,638 | SH | SOLE | 743 | 0 | 8,895 | ||
VIACOM INC NEW CL B | COM | 92553p201 | 457 | 11,101 | SH | SOLE | 226 | 0 | 10,875 | ||
VRINGO INC COM NEW | COM | 92911n302 | 154 | 62,495 | SH | SOLE | 4,856 | 0 | 57,639 | ||
WELLS FARGO & CO NEW COM | COM | 949746101 | 2,488 | 45,777 | SH | SOLE | 709 | 0 | 45,068 | ||
WESTERN UN CO COM | COM | 959802109 | 532 | 29,729 | SH | SOLE | 809 | 0 | 28,920 | ||
WYNN RESORTS LTD COM | COM | 983134107 | 506 | 7,314 | SH | SOLE | 569 | 0 | 6,745 | ||
YAHOO INC COM | COM | 984332106 | 398 | 11,962 | SH | SOLE | 1,185 | 0 | 10,777 | ||
ALPS ETF TR ALERIAN MLP | ETF | 00162q866 | 5,307 | 440,389 | SH | SOLE | 15,573 | 0 | 424,816 | ||
SCHWAB STRATEGIC TR INTL EQTY | ETF | 808524805 | 657 | 23,826 | SH | SOLE | 812 | 0 | 23,014 | ||
SCHWAB STRATEGIC TR US LRG CAP | ETF | 808524201 | 2,220 | 45,697 | SH | SOLE | 2,293 | 0 | 43,404 | ||
SCHWAB STRATEGIC TR US MID-CAP | ETF | 808524508 | 5,734 | 143,095 | SH | SOLE | 4,922 | 0 | 138,173 | ||
SCHWAB STRATEGIC TR US SML CAP | ETF | 808524607 | 521 | 10,006 | SH | SOLE | 236 | 0 | 9,770 | ||
CLAYMORE EXCHANGE TRD FD TR GU | INDEX UNIT FIXED | 18383m522 | 1,142 | 54,745 | SH | SOLE | 6,062 | 0 | 48,683 | ||
GUGGENHEIM BULLETSHARES 2017 C | INDEX UNIT FIXED | 18383m548 | 900 | 39,969 | SH | SOLE | 2,966 | 0 | 37,003 | ||
GUGGENHEIM BULLETSHARES 2018 C | INDEX UNIT FIXED | 18383m530 | 792 | 37,671 | SH | SOLE | 3,019 | 0 | 34,652 | ||
PIMCO ETF TR ENHAN SHRT MA AC | INDEX UNIT FIXED | 72201r833 | 495 | 4,920 | SH | SOLE | 0 | 0 | 4,920 | ||
SPDR SERIES TRUST NUVN BR SHT | INDEX UNIT FIXED | 78464a425 | 3,503 | 143,809 | SH | SOLE | 3,912 | 0 | 139,897 | ||
NUVEEN CAL AMT-FREE MUN INC FD | CLOSED END FUND | 670651108 | 2,217 | 144,366 | SH | SOLE | 13,500 | 0 | 130,866 | ||
HCP INC COM | COM | 40414L109 | 642 | 16,800 | SH | SOLE | 0 | 0 | 16,800 | ||
SABRA HEALTH CARE REIT INC COM | COM | 78573l106 | 3,585 | 177,227 | SH | SOLE | 0 | 0 | 177,227 |