The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Berkshire Hathaway Inc | CL B NEW | 84670702 | 412 | 2,905 | SH | SOLE | 0 | 0 | 2,905 | ||
PIMCO Enhanced Short Maturity Active ETF | ENHAN SHRT MA AC | 72201R833 | 496 | 4,920 | SH | SOLE | 0 | 0 | 4,920 | ||
Allergan Plc Shs | SHS | G0177J108 | 220 | 821 | SH | SOLE | 0 | 0 | 821 | ||
Aerie Pharmaceuticals Inc | COM | 00771V108 | 314 | 25,797 | SH | SOLE | 2,010 | 0 | 23,787 | ||
Nuveen CA AMT-Tax Free Muni Income | COM | 670651108 | 2,336 | 145,846 | PRN | SOLE | 13,500 | 0 | 132,346 | ||
Exxon Mobil Corporation | COM | 30231G102 | 2,870 | 34,336 | SH | SOLE | 298 | 0 | 34,038 | ||
Utilities Select Sector SPDR ETF | SBI INT-UTILS | 81369Y886 | 1,465 | 29,516 | SH | SOLE | 653 | 0 | 28,863 | ||
Wynn Resorts Ltd | COM | 983134107 | 502 | 5,374 | SH | SOLE | 421 | 0 | 4,953 | ||
Western Union Co | COM | 959802109 | 588 | 30,462 | SH | SOLE | 689 | 0 | 29,773 | ||
Wells Fargo & Co | COM | 949746101 | 2,197 | 45,427 | SH | SOLE | 536 | 0 | 44,891 | ||
Energous Corp | COM | 29272C103 | 212 | 21,027 | SH | SOLE | 1,647 | 0 | 19,380 | ||
Viacom Inc | CL B | 92553P201 | 474 | 11,483 | SH | SOLE | 195 | 0 | 11,288 | ||
United Technologies Corp | COM | 913017109 | 1,576 | 15,748 | SH | SOLE | 268 | 0 | 15,480 | ||
U.S. Bancorp | COM NEW | 902973304 | 244 | 6,013 | SH | SOLE | 0 | 0 | 6,013 | ||
United Parcel Service Inc (UPS) | CL B | 911312106 | 1,808 | 17,139 | SH | SOLE | 539 | 0 | 16,600 | ||
Amerco Inc | COM | 23586100 | 658 | 1,842 | SH | SOLE | 145 | 0 | 1,697 | ||
United Continental Holdings Inc | COM | 910047109 | 2,085 | 34,830 | SH | SOLE | 638 | 0 | 34,192 | ||
Tesoro Corp | COM | 881609101 | 430 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
At&T Inc | COM | 00206R102 | 205 | 5,230 | SH | SOLE | 168 | 0 | 5,062 | ||
Schlumberger NV | COM | 806857108 | 1,172 | 15,892 | SH | SOLE | 287 | 0 | 15,605 | ||
SPDR Nuveen Barclays ST Muni Bd ETF | NUVN BR SHT MUNI | 78468R739 | 3,536 | 72,436 | SH | SOLE | 706 | 0 | 71,730 | ||
Sangamo BioSciences Inc | COM | 800677106 | 257 | 42,397 | SH | SOLE | 3,304 | 0 | 39,093 | ||
Schwab US Large-Cap ETF | US LRG CAP ETF | 808524201 | 2,012 | 41,202 | SH | SOLE | 1,843 | 0 | 39,359 | ||
Charles Schwab Corp | COM | 808513105 | 1,678 | 59,892 | SH | SOLE | 1,148 | 0 | 58,744 | ||
Schwab US Mid-Cap ETF | US MID-CAP ETF | 808524508 | 5,549 | 136,697 | SH | SOLE | 4,596 | 0 | 132,101 | ||
Schwab International Equity ETF | INTL EQTY ETF | 808524805 | 655 | 24,151 | SH | SOLE | 980 | 0 | 23,171 | ||
Schwab US Small-Cap ETF | US SML CAP ETF | 808524607 | 505 | 9,707 | SH | SOLE | 279 | 0 | 9,428 | ||
Sabra Health Care REIT Inc | COM | 78573L106 | 3,615 | 179,934 | SH | SOLE | 0 | 0 | 179,934 | ||
Real Industry Inc | COM | 75601W104 | 338 | 38,906 | SH | SOLE | 3,027 | 0 | 35,879 | ||
Rite Aid Corp | COM | 767754104 | 126 | 15,500 | SH | SOLE | 0 | 0 | 15,500 | ||
Qualcomm Inc | COM | 747525103 | 1,595 | 31,194 | SH | SOLE | 386 | 0 | 30,808 | ||
Phillips 66 | COM | 718546104 | 1,346 | 15,544 | SH | SOLE | 187 | 0 | 15,357 | ||
Public Storage | COM | 74460D109 | 210 | 760 | SH | SOLE | 0 | 0 | 760 | ||
PPG Industries Inc | COM | 693506107 | 2,311 | 20,729 | SH | SOLE | 320 | 0 | 20,409 | ||
PICO Holdings Inc | COM NEW | 693366205 | 331 | 32,383 | SH | SOLE | 2,522 | 0 | 29,861 | ||
Pengrowth Energy Corp | COM | 70706P104 | 97 | 74,312 | SH | SOLE | 5,775 | 0 | 68,537 | ||
Procter & Gamble Co | COM | 742718109 | 1,706 | 20,729 | SH | SOLE | 306 | 0 | 20,423 | ||
Pfizer Inc | COM | 717081103 | 1,749 | 59,005 | SH | SOLE | 797 | 0 | 58,208 | ||
PepsiCo Inc | COM | 713448108 | 1,815 | 17,708 | SH | SOLE | 294 | 0 | 17,414 | ||
VeriFone Systems Inc | COM | 92342Y109 | 364 | 12,872 | SH | SOLE | 999 | 0 | 11,873 | ||
Overseas Shipholding Group Inc | COM CL B | 69036R400 | 113 | 52,591 | SH | SOLE | 4,627 | 0 | 47,964 | ||
Overseas Shipholding Group Inc | COM CL A | 69036R301 | 241 | 128,087 | SH | SOLE | 9,452 | 0 | 118,635 | ||
Oracle Corporation | COM | 68389X105 | 1,405 | 34,335 | SH | SOLE | 686 | 0 | 33,649 | ||
Ohr Pharmaceutical Inc. | COM NEW | 67778H200 | 219 | 68,256 | SH | SOLE | 5,323 | 0 | 62,933 | ||
Nektar Therapeutics Inc | COM | 640268108 | 208 | 15,136 | SH | SOLE | 1,196 | 0 | 13,940 | ||
Nike Inc | CL B | 654106103 | 369 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
Microsoft Corp | COM | 594918104 | 2,360 | 42,735 | SH | SOLE | 668 | 0 | 42,067 | ||
Mosaic Co | COM | 61945C103 | 750 | 27,774 | SH | SOLE | 561 | 0 | 27,213 | ||
McKesson Corp | COM | 58155Q103 | 223 | 1,415 | SH | SOLE | 0 | 0 | 1,415 | ||
Lowe s Companies Inc | COM | 548661107 | 437 | 5,766 | SH | SOLE | 0 | 0 | 5,766 | ||
Centrus Energy Corp Cl A | CL A | 15643U104 | 74 | 16,303 | SH | SOLE | 1,261 | 0 | 15,042 | ||
Eastman Kodak Co | COM NEW | 277461406 | 115 | 10,571 | SH | SOLE | 829 | 0 | 9,742 | ||
Kimberly-Clark Corp | COM | 494368103 | 2,493 | 18,537 | SH | SOLE | 261 | 0 | 18,276 | ||
JPMorgan Chase & Co | COM | 46625H100 | 1,758 | 29,679 | SH | SOLE | 497 | 0 | 29,182 | ||
Juniper Networks Inc | COM | 48203R104 | 636 | 24,937 | SH | SOLE | 433 | 0 | 24,504 | ||
Johnson & Johnson | COM | 478160104 | 2,119 | 19,581 | SH | SOLE | 274 | 0 | 19,307 | ||
Intel Corp | COM | 458140100 | 215 | 6,658 | SH | SOLE | 0 | 0 | 6,658 | ||
International Business Machines Corp | COM | 459200101 | 314 | 2,070 | SH | SOLE | 0 | 0 | 2,070 | ||
H&R Block Inc | COM | 93671105 | 230 | 8,700 | SH | SOLE | 681 | 0 | 8,019 | ||
Home Depot Inc | COM | 437076102 | 2,795 | 20,950 | SH | SOLE | 343 | 0 | 20,607 | ||
HCP Inc | COM | 40414L109 | 547 | 16,800 | SH | SOLE | 0 | 0 | 16,800 | ||
Halozyme Therapeutics Inc | COM | 40637H109 | 284 | 30,017 | SH | SOLE | 2,351 | 0 | 27,666 | ||
Goldman Sachs Group Inc | COM | 38141G104 | 534 | 3,404 | SH | SOLE | 0 | 0 | 3,404 | ||
Groupon Inc | COM CL A | 399473107 | 341 | 85,539 | SH | SOLE | 6,681 | 0 | 78,858 | ||
Alphabet Inc. - CL A | CAP STK CL A | 02079K305 | 1,641 | 2,151 | SH | SOLE | 33 | 0 | 2,118 | ||
Alphabet Inc. - CL C | CAP STK CL C | 02079K107 | 985 | 1,322 | SH | SOLE | 22 | 0 | 1,300 | ||
General Electric Co | COM | 369604103 | 2,168 | 68,205 | SH | SOLE | 1,096 | 0 | 67,109 | ||
General Dynamics Corp | COM | 369550108 | 1,825 | 13,896 | SH | SOLE | 272 | 0 | 13,624 | ||
Fidelity National Financial Inc | FNF GROUP COM | 31620R303 | 269 | 7,946 | SH | SOLE | 0 | 0 | 7,946 | ||
Fidelity National Information Services Inc | COM | 31620M106 | 286 | 4,518 | SH | SOLE | 0 | 0 | 4,518 | ||
First American Financial Corp | COM | 31847R102 | 461 | 12,100 | SH | SOLE | 0 | 0 | 12,100 | ||
Ford Motor Co | COM PAR $0.01 | 345370860 | 1,261 | 93,433 | SH | SOLE | 1,872 | 0 | 91,561 | ||
Exact Sciences Corp | COM | 30063P105 | 126 | 18,762 | SH | SOLE | 1,457 | 0 | 17,305 | ||
Express Scripts Holding Co | COM | 30219G108 | 1,210 | 17,619 | SH | SOLE | 354 | 0 | 17,265 | ||
Enzo Biochem Inc | COM | 294100102 | 129 | 28,405 | SH | SOLE | 2,222 | 0 | 26,183 | ||
Endocyte Inc | COM | 29269A102 | 92 | 29,655 | SH | SOLE | 2,267 | 0 | 27,388 | ||
Devon Energy Corp | COM | 25179M103 | 577 | 21,014 | SH | SOLE | 522 | 0 | 20,492 | ||
Walt Disney Co | COM DISNEY | 254687106 | 427 | 4,303 | SH | SOLE | 0 | 0 | 4,303 | ||
Dominion Resources Inc | COM | 25746U109 | 251 | 3,342 | SH | SOLE | 0 | 0 | 3,342 | ||
Cytokinetics Inc | COM NEW | 23282W605 | 79 | 11,200 | SH | SOLE | 876 | 0 | 10,324 | ||
Chevron Corp | COM | 166764100 | 1,973 | 20,680 | SH | SOLE | 259 | 0 | 20,421 | ||
CVS Health Corp | COM | 126650100 | 2,566 | 24,735 | SH | SOLE | 405 | 0 | 24,330 | ||
Cisco Systems Inc | COM | 17275R102 | 211 | 7,407 | SH | SOLE | 0 | 0 | 7,407 | ||
Cryolife Inc | COM | 228903100 | 202 | 18,807 | SH | SOLE | 1,461 | 0 | 17,346 | ||
Consumer Portfolio Services Inc | COM | 210502100 | 255 | 60,255 | SH | SOLE | 4,796 | 0 | 55,459 | ||
Costco Wholesale Corp | COM | 22160K105 | 2,248 | 14,263 | SH | SOLE | 222 | 0 | 14,041 | ||
ConocoPhillips | COM | 20825C104 | 909 | 22,564 | SH | SOLE | 471 | 0 | 22,093 | ||
Chimerix Inc | COM | 16934W106 | 153 | 30,000 | SH | SOLE | 2,347 | 0 | 27,653 | ||
CoreLogic Inc. | COM | 21871D103 | 429 | 12,367 | SH | SOLE | 0 | 0 | 12,367 | ||
Colgate-Palmolive Co | COM | 194162103 | 494 | 6,986 | SH | SOLE | 0 | 0 | 6,986 | ||
Guggenheim BulletShrs 2019 Corp Bd ETF | GUG BULL2019 E | 18383M522 | 972 | 45,800 | SH | SOLE | 3,420 | 0 | 42,380 | ||
Guggenheim BulletShrs 2018 Corp Bd ETF | GUG BULL2018 E | 18383M530 | 709 | 33,566 | SH | SOLE | 3,019 | 0 | 30,547 | ||
Guggenheim BulletShrs 2017 Corp Bd ETF | GUGG CRP BD 2017 | 18383M548 | 814 | 35,965 | SH | SOLE | 2,966 | 0 | 32,999 | ||
Bristol-Myers Squibb Company | COM | 110122108 | 269 | 4,213 | SH | SOLE | 800 | 0 | 3,413 | ||
American Express Co | COM | 25816109 | 1,341 | 21,843 | SH | SOLE | 388 | 0 | 21,455 | ||
Ameriprise Financial Inc | COM | 03076C106 | 1,541 | 16,392 | SH | SOLE | 300 | 0 | 16,092 | ||
Allstate Corp | COM | 20002101 | 1,772 | 26,296 | SH | SOLE | 516 | 0 | 25,780 | ||
AeroCentury Corp | COM | 7737109 | 579 | 53,844 | SH | SOLE | 4,224 | 0 | 49,620 | ||
Acacia Research Corporation | ACACIA TCH COM | 3881307 | 254 | 66,933 | SH | SOLE | 5,223 | 0 | 61,710 | ||
Apple Inc | COM | 37833100 | 2,417 | 22,180 | SH | SOLE | 253 | 0 | 21,927 |