The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 373 | 6,228 | SH | SOLE | 368 | 0 | 5,860 | ||
ABBVIE INC | COM | 00287Y109 | 443 | 4,676 | SH | SOLE | 241 | 0 | 4,435 | ||
ACACIA RESH CORP | ACACIA TCH COM | 003881307 | 116 | 33,059 | SH | SOLE | 24,984 | 0 | 8,075 | ||
ADAMIS PHARMACEUTICALS CORP | COM NEW | 00547W208 | 504 | 143,925 | SH | SOLE | 109,059 | 0 | 34,866 | ||
ADOBE SYS INC | COM | 00724F101 | 269 | 1,244 | SH | SOLE | 105 | 0 | 1,139 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 921 | 16,973 | SH | SOLE | 12,861 | 0 | 4,112 | ||
AEROCENTURY CORP | COM | 007737109 | 807 | 46,620 | SH | SOLE | 35,493 | 0 | 11,127 | ||
AETNA INC NEW | COM | 00817Y108 | 207 | 1,225 | SH | SOLE | 0 | 0 | 1,225 | ||
AK STL HLDG CORP | COM | 001547108 | 217 | 47,921 | SH | SOLE | 36,342 | 0 | 11,579 | ||
AKORN INC | COM | 009728106 | 187 | 10,000 | SH | SOLE | 7,540 | 0 | 2,460 | ||
ALLSTATE CORP | COM | 020002101 | 1,723 | 18,172 | SH | SOLE | 802 | 0 | 17,370 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,646 | 1,587 | SH | SOLE | 44 | 0 | 1,543 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 805 | 780 | SH | SOLE | 7 | 0 | 773 | ||
AMAZON COM INC | COM | 023135106 | 680 | 470 | SH | SOLE | 0 | 0 | 470 | ||
AMERCO | COM | 023586100 | 597 | 1,731 | SH | SOLE | 1,349 | 0 | 382 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 1,376 | 14,747 | SH | SOLE | 750 | 0 | 13,997 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 1,616 | 10,926 | SH | SOLE | 491 | 0 | 10,435 | ||
ANDEAVOR | COM | 03349M105 | 503 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
APPLE INC | COM | 037833100 | 3,225 | 19,220 | SH | SOLE | 410 | 0 | 18,810 | ||
AQUA METALS INC | COM | 03837J101 | 454 | 175,182 | SH | SOLE | 132,065 | 0 | 43,117 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 267 | 7,642 | SH | SOLE | 5,326 | 0 | 2,316 | ||
AT&T INC | COM | 00206R102 | 315 | 8,836 | SH | SOLE | 804 | 0 | 8,032 | ||
AUTONATION INC | COM | 05329W102 | 257 | 5,494 | SH | SOLE | 482 | 0 | 5,012 | ||
BANK AMER CORP | COM | 060505104 | 369 | 12,316 | SH | SOLE | 0 | 0 | 12,316 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 265 | 5,138 | SH | SOLE | 438 | 0 | 4,700 | ||
BB&T CORP | COM | 054937107 | 263 | 5,053 | SH | SOLE | 430 | 0 | 4,623 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 606 | 3,040 | SH | SOLE | 0 | 0 | 3,040 | ||
BLACKROCK INC | COM | 09247X101 | 276 | 509 | SH | SOLE | 42 | 0 | 467 | ||
BOEING CO | COM | 097023105 | 360 | 1,097 | SH | SOLE | 0 | 0 | 1,097 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 230 | 3,641 | SH | SOLE | 355 | 0 | 3,286 | ||
CA INC | COM | 12673P105 | 259 | 7,634 | SH | SOLE | 663 | 0 | 6,971 | ||
CAPITAL ONE FINL CORP | COM | 14040H105 | 262 | 2,730 | SH | SOLE | 238 | 0 | 2,492 | ||
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 343 | 5,223 | SH | SOLE | 338 | 0 | 4,885 | ||
CENTRUS ENERGY CORP | CL A | 15643U104 | 150 | 42,123 | SH | SOLE | 31,930 | 0 | 10,193 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,806 | 15,839 | SH | SOLE | 384 | 0 | 15,455 | ||
CHIMERIX INC | COM | 16934W106 | 147 | 28,245 | SH | SOLE | 21,567 | 0 | 6,678 | ||
CISCO SYS INC | COM | 17275R102 | 573 | 13,348 | SH | SOLE | 519 | 0 | 12,829 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BULL2019 E | 18383M522 | 1,086 | 51,761 | SH | SOLE | 2,061 | 0 | 49,700 | ||
COHEN & STEERS CLOSED END OP | COM | 19248P106 | 135 | 10,944 | PRN | SOLE | 0 | 0 | 10,944 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 459 | 6,408 | SH | SOLE | 0 | 0 | 6,408 | ||
COMMUNITY BK SYS INC | COM | 203607106 | 509 | 9,500 | SH | SOLE | 0 | 0 | 9,500 | ||
CONOCOPHILLIPS | COM | 20825C104 | 1,323 | 22,320 | SH | SOLE | 1,102 | 0 | 21,218 | ||
CONSUMER PORTFOLIO SVCS INC | COM | 210502100 | 213 | 56,476 | SH | SOLE | 43,961 | 0 | 12,515 | ||
CORELOGIC INC | COM | 21871D103 | 559 | 12,367 | SH | SOLE | 0 | 0 | 12,367 | ||
COSTAR GROUP INC | COM | 22160N109 | 267 | 736 | SH | SOLE | 61 | 0 | 675 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 1,888 | 10,022 | SH | SOLE | 294 | 0 | 9,728 | ||
CVS HEALTH CORP | COM | 126650100 | 1,084 | 17,422 | SH | SOLE | 482 | 0 | 16,940 | ||
CYNERGISTEK INC | COM | 23258P105 | 93 | 18,766 | SH | SOLE | 14,307 | 0 | 4,459 | ||
DARDEN RESTAURANTS INC | COM | 237194105 | 257 | 3,017 | SH | SOLE | 264 | 0 | 2,753 | ||
DEERE & CO | COM | 244199105 | 269 | 1,734 | SH | SOLE | 146 | 0 | 1,588 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 388 | 12,207 | SH | SOLE | 47 | 0 | 12,160 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 505 | 5,029 | SH | SOLE | 100 | 0 | 4,929 | ||
DUNKIN BRANDS GROUP INC | COM | 265504100 | 257 | 4,299 | SH | SOLE | 373 | 0 | 3,926 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 1,056 | 7,571 | SH | SOLE | 260 | 0 | 7,311 | ||
ENDOCYTE INC | COM | 29269A102 | 253 | 27,778 | SH | SOLE | 21,492 | 0 | 6,286 | ||
ENERGOUS CORP | COM | 29272C103 | 505 | 31,488 | SH | SOLE | 23,392 | 0 | 8,096 | ||
EXXON MOBIL CORP | COM | 30231G102 | 2,082 | 27,902 | SH | SOLE | 462 | 0 | 27,440 | ||
FACEBOOK INC | CL A | 30303M102 | 303 | 1,896 | SH | SOLE | 146 | 0 | 1,750 | ||
FEDEX CORP | COM | 31428X106 | 350 | 1,459 | SH | SOLE | 95 | 0 | 1,364 | ||
FIRST AMERN FINL CORP | COM | 31847R102 | 710 | 12,100 | SH | SOLE | 0 | 0 | 12,100 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 667 | 60,186 | SH | SOLE | 6,389 | 0 | 53,797 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 254 | 14,469 | SH | SOLE | 1,288 | 0 | 13,181 | ||
FRIEDMAN INDS INC | COM | 358435105 | 140 | 23,806 | SH | SOLE | 18,053 | 0 | 5,753 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 2,139 | 9,684 | SH | SOLE | 415 | 0 | 9,269 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 556 | 41,274 | SH | SOLE | 338 | 0 | 40,936 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 841 | 3,341 | SH | SOLE | 0 | 0 | 3,341 | ||
GREAT PLAINS ENERGY INC | COM | 391164100 | 261 | 8,211 | SH | SOLE | 712 | 0 | 7,499 | ||
GROUPON INC | COM | 399473107 | 317 | 72,985 | SH | SOLE | 55,303 | 0 | 17,682 | ||
HOME DEPOT INC | COM | 437076102 | 2,538 | 14,238 | SH | SOLE | 600 | 0 | 13,638 | ||
HONEYWELL INTL INC | COM | 438516106 | 201 | 1,393 | SH | SOLE | 0 | 0 | 1,393 | ||
HORMEL FOODS CORP | COM | 440452100 | 263 | 7,656 | SH | SOLE | 662 | 0 | 6,994 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 456 | 2,911 | SH | SOLE | 142 | 0 | 2,769 | ||
INTEL CORP | COM | 458140100 | 604 | 11,590 | SH | SOLE | 433 | 0 | 11,157 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 583 | 3,802 | SH | SOLE | 146 | 0 | 3,656 | ||
INTL PAPER CO | COM | 460146103 | 275 | 5,156 | SH | SOLE | 425 | 0 | 4,731 | ||
ISHARES INC | MIN VOL GBL ETF | 464286525 | 251 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 221 | 1,071 | SH | SOLE | 0 | 0 | 1,071 | ||
ISHARES TR | US TELECOM ETF | 464287713 | 475 | 17,572 | SH | SOLE | 282 | 0 | 17,290 | ||
JOHNSON & JOHNSON | COM | 478160104 | 2,109 | 16,454 | SH | SOLE | 514 | 0 | 15,940 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,885 | 26,232 | SH | SOLE | 1,003 | 0 | 25,229 | ||
JUNIPER NETWORKS INC | COM | 48203R104 | 418 | 17,166 | SH | SOLE | 643 | 0 | 16,523 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 1,354 | 12,294 | SH | SOLE | 207 | 0 | 12,087 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 259 | 17,217 | SH | SOLE | 1,471 | 0 | 15,746 | ||
LOWES COS INC | COM | 548661107 | 520 | 5,928 | SH | SOLE | 258 | 0 | 5,670 | ||
MASCO CORP | COM | 574599106 | 255 | 6,302 | SH | SOLE | 549 | 0 | 5,753 | ||
MERCK & CO INC | COM | 58933Y105 | 427 | 7,844 | SH | SOLE | 412 | 0 | 7,432 | ||
MICROSOFT CORP | COM | 594918104 | 2,616 | 28,667 | SH | SOLE | 625 | 0 | 28,042 | ||
MORGAN STANLEY | COM NEW | 617446448 | 873 | 16,179 | SH | SOLE | 617 | 0 | 15,562 | ||
MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | 261 | 2,479 | SH | SOLE | 210 | 0 | 2,269 | ||
NEKTAR THERAPEUTICS | COM | 640268108 | 500 | 4,709 | SH | SOLE | 3,549 | 0 | 1,160 | ||
NEWELL BRANDS INC | COM | 651229106 | 225 | 8,828 | SH | SOLE | 6,673 | 0 | 2,155 | ||
NIKE INC | CL B | 654106103 | 424 | 6,377 | SH | SOLE | 0 | 0 | 6,377 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 157 | 11,693 | PRN | SOLE | 0 | 0 | 11,693 | ||
NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 | 2,153 | 158,984 | PRN | SOLE | 11,623 | 0 | 147,361 | ||
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 254 | 3,917 | SH | SOLE | 337 | 0 | 3,580 | ||
OHR PHARMACEUTICAL INC | COM NEW | 67778H200 | 14 | 64,251 | SH | SOLE | 49,460 | 0 | 14,791 | ||
ORACLE CORP | COM | 68389X105 | 978 | 21,377 | SH | SOLE | 891 | 0 | 20,486 | ||
OVERSEAS SHIPHOLDING GROUP I | CL A NEW | 69036R863 | 81 | 28,581 | SH | SOLE | 21,414 | 0 | 7,167 | ||
PAYCHEX INC | COM | 704326107 | 299 | 4,849 | SH | SOLE | 371 | 0 | 4,478 | ||
PENGROWTH ENERGY CORP | COM | 70706P104 | 115 | 180,708 | SH | SOLE | 137,638 | 0 | 43,070 | ||
PEPSICO INC | COM | 713448108 | 1,585 | 14,518 | SH | SOLE | 602 | 0 | 13,916 | ||
PFIZER INC | COM | 717081103 | 1,539 | 43,369 | SH | SOLE | 1,033 | 0 | 42,336 | ||
PHILLIPS 66 | COM | 718546104 | 1,040 | 10,841 | SH | SOLE | 359 | 0 | 10,482 | ||
POWERSHARES 2020 CB PORT | GUG BULL2020 E | 73939W508 | 1,180 | 56,033 | SH | SOLE | 2,749 | 0 | 53,284 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 272 | 1,700 | SH | SOLE | 0 | 0 | 1,700 | ||
PPG INDS INC | COM | 693506107 | 1,569 | 14,064 | SH | SOLE | 400 | 0 | 13,664 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,563 | 19,711 | SH | SOLE | 710 | 0 | 19,001 | ||
PUBLIC SVC ENTERPRISE GROUP | COM | 744573106 | 262 | 5,216 | SH | SOLE | 451 | 0 | 4,765 | ||
PVH CORP | COM | 693656100 | 273 | 1,805 | SH | SOLE | 154 | 0 | 1,651 | ||
QUALCOMM INC | COM | 747525103 | 1,360 | 24,551 | SH | SOLE | 664 | 0 | 23,887 | ||
REPUBLIC SVCS INC | COM | 760759100 | 269 | 4,068 | SH | SOLE | 337 | 0 | 3,731 | ||
RESONANT INC | COM | 76118L102 | 165 | 51,728 | SH | SOLE | 39,093 | 0 | 12,635 | ||
RITE AID CORP | COM | 767754104 | 303 | 180,624 | SH | SOLE | 136,565 | 0 | 44,059 | ||
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 269 | 3,480 | SH | SOLE | 290 | 0 | 3,190 | ||
SABRA HEALTH CARE REIT INC | COM | 78573L106 | 3,560 | 201,705 | SH | SOLE | 0 | 0 | 201,705 | ||
SANGAMO THERAPEUTICS INC | COM | 800677106 | 759 | 39,962 | SH | SOLE | 30,670 | 0 | 9,292 | ||
SCHLUMBERGER LTD | COM | 806857108 | 676 | 10,442 | SH | SOLE | 171 | 0 | 10,271 | ||
SCHWAB CHARLES CORP NEW | COM | 808513105 | 2,200 | 42,134 | SH | SOLE | 1,204 | 0 | 40,930 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 3,809 | 60,380 | SH | SOLE | 4,748 | 0 | 55,632 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 6,767 | 127,975 | SH | SOLE | 6,523 | 0 | 121,452 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 1,781 | 52,844 | SH | SOLE | 2,690 | 0 | 50,154 | ||
SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | 482 | 13,201 | SH | SOLE | 1,080 | 0 | 12,121 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 1,151 | 16,647 | SH | SOLE | 944 | 0 | 15,703 | ||
SEI INVESTMENTS CO | COM | 784117103 | 230 | 3,071 | SH | SOLE | 0 | 0 | 3,071 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 798 | 3,032 | SH | SOLE | 0 | 0 | 3,032 | ||
SPDR SER TR | NUVEEN BLMBRG SR | 78468R739 | 3,740 | 78,215 | SH | SOLE | 772 | 0 | 77,443 | ||
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 911 | 15,093 | SH | SOLE | 526 | 0 | 14,567 | ||
STARBUCKS CORP | COM | 855244109 | 295 | 5,103 | SH | SOLE | 385 | 0 | 4,718 | ||
SYSCO CORP | COM | 871829107 | 280 | 4,667 | SH | SOLE | 373 | 0 | 4,294 | ||
TEXAS INSTRS INC | COM | 882508104 | 233 | 2,243 | SH | SOLE | 0 | 0 | 2,243 | ||
TIFFANY & CO NEW | COM | 886547108 | 259 | 2,647 | SH | SOLE | 230 | 0 | 2,417 | ||
UNITED CONTL HLDGS INC | COM | 910047109 | 1,541 | 22,176 | SH | SOLE | 936 | 0 | 21,240 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 1,772 | 16,930 | SH | SOLE | 674 | 0 | 16,256 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 1,465 | 11,645 | SH | SOLE | 379 | 0 | 11,266 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 262 | 1,226 | SH | SOLE | 100 | 0 | 1,126 | ||
US BANCORP DEL | COM NEW | 902973304 | 295 | 5,850 | SH | SOLE | 0 | 0 | 5,850 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 206 | 4,314 | SH | SOLE | 0 | 0 | 4,314 | ||
VISA INC | COM CL A | 92826C839 | 284 | 2,373 | SH | SOLE | 188 | 0 | 2,185 | ||
VOLITIONRX LTD | COM | 928661107 | 176 | 73,484 | SH | SOLE | 55,788 | 0 | 17,696 | ||
WELLS FARGO CO NEW | COM | 949746101 | 695 | 13,261 | SH | SOLE | 0 | 0 | 13,261 | ||
WESTERN UN CO | COM | 959802109 | 394 | 20,470 | SH | SOLE | 980 | 0 | 19,490 | ||
WEYERHAEUSER CO | COM | 962166104 | 287 | 8,207 | SH | SOLE | 1,386 | 0 | 6,821 | ||
WYNN RESORTS LTD | COM | 983134107 | 615 | 3,374 | SH | SOLE | 2,552 | 0 | 822 |