The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 929 | 11,619 | SH | SOLE | 549 | 0 | 11,070 | ||
ACACIA RESH CORP | ACACIA TCH COM | 003881307 | 102 | 31,202 | SH | SOLE | 29,093 | 0 | 2,109 | ||
ADAMIS PHARMACEUTICALS COR | COM NEW | 00547W208 | 244 | 115,724 | SH | SOLE | 107,880 | 0 | 7,844 | ||
ADOBE INC | COM | 00724F101 | 650 | 2,440 | SH | SOLE | 142 | 0 | 2,298 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 407 | 8,558 | SH | SOLE | 7,980 | 0 | 578 | ||
AEROCENTURY CORP | COM | 007737109 | 578 | 50,300 | SH | SOLE | 46,929 | 0 | 3,371 | ||
AK STL HLDG CORP | COM | 001547108 | 204 | 74,289 | SH | SOLE | 69,230 | 0 | 5,059 | ||
AKORN INC | COM | 009728106 | 150 | 42,740 | SH | SOLE | 39,868 | 0 | 2,872 | ||
ALLSTATE CORP | COM | 020002101 | 1,524 | 16,183 | SH | SOLE | 958 | 0 | 15,225 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 763 | 650 | SH | SOLE | 16 | 0 | 634 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,370 | 1,164 | SH | SOLE | 46 | 0 | 1,118 | ||
ALTRIA GROUP INC | COM | 02209S103 | 567 | 9,874 | SH | SOLE | 609 | 0 | 9,265 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 205 | 9,870 | SH | SOLE | 9,198 | 0 | 672 | ||
AMAZON COM INC | COM | 023135106 | 641 | 360 | SH | SOLE | 2 | 0 | 358 | ||
AMERCO | COM | 023586100 | 605 | 1,629 | SH | SOLE | 1,516 | 0 | 113 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 909 | 8,314 | SH | SOLE | 654 | 0 | 7,660 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 750 | 5,854 | SH | SOLE | 419 | 0 | 5,435 | ||
APPLE INC | COM | 037833100 | 3,592 | 18,912 | SH | SOLE | 452 | 0 | 18,460 | ||
AQUA METALS INC | COM | 03837J101 | 508 | 165,337 | SH | SOLE | 154,160 | 0 | 11,177 | ||
AQUABOUNTY TECHNOLOGIES IN | COM NEW | 03842K200 | 66 | 30,316 | PRN | SOLE | 28,286 | 0 | 2,030 | ||
ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 738 | 9,447 | SH | SOLE | 499 | 0 | 8,948 | ||
AT&T INC | COM | 00206R102 | 793 | 25,296 | SH | SOLE | 1,522 | 0 | 23,774 | ||
AUTONATION INC | COM | 05329W102 | 518 | 14,490 | SH | SOLE | 777 | 0 | 13,713 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 580 | 11,493 | SH | SOLE | 671 | 0 | 10,822 | ||
BB&T CORP | COM | 054937107 | 578 | 12,419 | SH | SOLE | 801 | 0 | 11,618 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 563 | 2,805 | SH | SOLE | 0 | 0 | 2,805 | ||
BLACKROCK INC | COM | 09247X101 | 590 | 1,380 | SH | SOLE | 71 | 0 | 1,309 | ||
BOEING CO | COM | 097023105 | 373 | 979 | SH | SOLE | 0 | 0 | 979 | ||
BROADCOM INC | COM | 11135F101 | 899 | 2,988 | SH | SOLE | 154 | 0 | 2,834 | ||
CAPITAL ONE FINL CORP | COM | 14040H105 | 525 | 6,424 | SH | SOLE | 365 | 0 | 6,059 | ||
CARBON BLACK INC | COM | 14081R103 | 187 | 13,429 | SH | SOLE | 0 | 0 | 13,429 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 712 | 14,786 | SH | SOLE | 1,002 | 0 | 13,784 | ||
CENTRUS ENERGY CORP | CL A | 15643U104 | 111 | 39,754 | SH | SOLE | 37,059 | 0 | 2,695 | ||
CHEVRON CORP NEW | COM | 166764100 | 989 | 8,030 | SH | SOLE | 56 | 0 | 7,974 | ||
CHIMERIX INC | COM | 16934W106 | 56 | 26,634 | SH | SOLE | 24,787 | 0 | 1,847 | ||
CHUBB LIMITED | COM | H1467J104 | 227 | 1,624 | SH | SOLE | 0 | 0 | 1,624 | ||
CISCO SYS INC | COM | 17275R102 | 948 | 17,556 | SH | SOLE | 804 | 0 | 16,752 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 434 | 6,336 | SH | SOLE | 0 | 0 | 6,336 | ||
COMMUNITY BK SYS INC | COM | 203607106 | 538 | 9,000 | SH | SOLE | 0 | 0 | 9,000 | ||
CONOCOPHILLIPS | COM | 20825C104 | 1,201 | 17,998 | SH | SOLE | 1,071 | 0 | 16,927 | ||
CONSUMER PORTFOLIO SVCS IN | COM | 210502100 | 186 | 53,158 | SH | SOLE | 49,458 | 0 | 3,700 | ||
CORELOGIC INC | COM | 21871D103 | 485 | 13,011 | SH | SOLE | 0 | 0 | 13,011 | ||
COSTAR GROUP INC | COM | 22160N109 | 835 | 1,790 | SH | SOLE | 87 | 0 | 1,703 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 1,707 | 7,048 | SH | SOLE | 299 | 0 | 6,749 | ||
CVS HEALTH CORP | COM | 126650100 | 459 | 8,511 | SH | SOLE | 144 | 0 | 8,367 | ||
CYNERGISTEK INC | COM | 23258P105 | 88 | 17,688 | SH | SOLE | 16,467 | 0 | 1,221 | ||
DARDEN RESTAURANTS INC | COM | 237194105 | 794 | 6,534 | SH | SOLE | 338 | 0 | 6,196 | ||
DEERE & CO | COM | 244199105 | 623 | 3,897 | SH | SOLE | 241 | 0 | 3,656 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 1,226 | 11,040 | SH | SOLE | 400 | 0 | 10,640 | ||
DOMINION ENERGY INC | COM | 25746U109 | 875 | 11,419 | SH | SOLE | 497 | 0 | 10,922 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 633 | 3,308 | SH | SOLE | 166 | 0 | 3,142 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 875 | 8,608 | SH | SOLE | 540 | 0 | 8,068 | ||
ENERGOUS CORP | COM | 29272C103 | 187 | 29,559 | SH | SOLE | 27,456 | 0 | 2,103 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,126 | 13,931 | SH | SOLE | 246 | 0 | 13,685 | ||
FACEBOOK INC | CL A | 30303M102 | 733 | 4,397 | SH | SOLE | 227 | 0 | 4,170 | ||
FEDEX CORP | COM | 31428X106 | 525 | 2,896 | SH | SOLE | 148 | 0 | 2,748 | ||
FIRST AMERN FINL CORP | COM | 31847R102 | 648 | 12,586 | SH | SOLE | 0 | 0 | 12,586 | ||
FRIEDMAN INDS INC | COM | 358435105 | 172 | 22,466 | SH | SOLE | 20,941 | 0 | 1,525 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 1,038 | 6,132 | SH | SOLE | 330 | 0 | 5,802 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 195 | 19,471 | SH | SOLE | 14,513 | 0 | 4,958 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 582 | 3,034 | SH | SOLE | 0 | 0 | 3,034 | ||
GROUPON INC | COM | 399473107 | 328 | 92,528 | SH | SOLE | 86,220 | 0 | 6,308 | ||
HOME DEPOT INC | COM | 437076102 | 2,251 | 11,730 | SH | SOLE | 500 | 0 | 11,230 | ||
HONEYWELL INTL INC | COM | 438516106 | 229 | 1,442 | SH | SOLE | 0 | 0 | 1,442 | ||
HORMEL FOODS CORP | COM | 440452100 | 721 | 16,097 | SH | SOLE | 986 | 0 | 15,111 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 793 | 5,523 | SH | SOLE | 260 | 0 | 5,263 | ||
INTEL CORP | COM | 458140100 | 989 | 18,418 | SH | SOLE | 466 | 0 | 17,952 | ||
INTERNATIONAL BUSINESS MAC | COM | 459200101 | 203 | 1,438 | SH | SOLE | 0 | 0 | 1,438 | ||
INVESCO EXCH TRD SLF IDX F | BULSHS 2019 CB | 46138J304 | 856 | 40,616 | SH | SOLE | 2,850 | 0 | 37,766 | ||
INVESCO EXCH TRD SLF IDX F | BULSHS 2020 CB | 46138J502 | 1,178 | 55,512 | SH | SOLE | 3,432 | 0 | 52,080 | ||
INVESCO EXCH TRD SLF IDX F | BULSHS 2021 CB | 46138J700 | 1,161 | 55,216 | SH | SOLE | 4,308 | 0 | 50,908 | ||
JOHNSON & JOHNSON | COM | 478160104 | 2,105 | 15,056 | SH | SOLE | 546 | 0 | 14,510 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,068 | 20,429 | SH | SOLE | 952 | 0 | 19,477 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 305 | 11,961 | SH | SOLE | 0 | 0 | 11,961 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 658 | 5,307 | SH | SOLE | 226 | 0 | 5,081 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 632 | 31,603 | SH | SOLE | 2,190 | 0 | 29,413 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 866 | 2,884 | SH | SOLE | 176 | 0 | 2,708 | ||
LOWES COS INC | COM | 548661107 | 1,080 | 9,867 | SH | SOLE | 247 | 0 | 9,620 | ||
MARATHON PETE CORP | COM | 56585A102 | 499 | 8,337 | SH | SOLE | 0 | 0 | 8,337 | ||
MASCO CORP | COM | 574599106 | 604 | 15,371 | SH | SOLE | 924 | 0 | 14,447 | ||
MERCK & CO INC | COM | 58933Y105 | 1,100 | 13,225 | SH | SOLE | 474 | 0 | 12,751 | ||
MICROSOFT CORP | COM | 594918104 | 2,397 | 20,325 | SH | SOLE | 708 | 0 | 19,617 | ||
MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | 659 | 4,693 | SH | SOLE | 290 | 0 | 4,403 | ||
NIKE INC | CL B | 654106103 | 570 | 6,774 | SH | SOLE | 0 | 0 | 6,774 | ||
NUVEEN CA QUALTY MUN INCOM | COM | 67066Y105 | 161 | 11,693 | PRN | SOLE | 0 | 0 | 11,693 | ||
NUVEEN CALIFORNIA AMT QLT | COM | 670651108 | 2,294 | 164,820 | PRN | SOLE | 15,139 | 0 | 149,681 | ||
OCCIDENTAL PETE CORP | COM | 674599105 | 547 | 8,259 | SH | SOLE | 510 | 0 | 7,749 | ||
OPUS BK IRVINE CALIF | COM | 684000102 | 229 | 11,564 | SH | SOLE | 10,777 | 0 | 787 | ||
ORACLE CORP | COM | 68389X105 | 527 | 9,803 | SH | SOLE | 624 | 0 | 9,179 | ||
OVERSEAS SHIPHOLDING GROUP | CL A NEW | 69036R863 | 62 | 26,937 | SH | SOLE | 24,489 | 0 | 2,448 | ||
PAYCHEX INC | COM | 704326107 | 768 | 9,579 | SH | SOLE | 493 | 0 | 9,086 | ||
PEPSICO INC | COM | 713448108 | 1,515 | 12,362 | SH | SOLE | 562 | 0 | 11,800 | ||
PFIZER INC | COM | 717081103 | 1,072 | 25,233 | SH | SOLE | 535 | 0 | 24,698 | ||
PHILLIPS 66 | COM | 718546104 | 660 | 6,938 | SH | SOLE | 207 | 0 | 6,731 | ||
PIMCO ETF TR | INTER MUN BD ACT | 72201R866 | 490 | 9,079 | SH | SOLE | 0 | 0 | 9,079 | ||
PPG INDS INC | COM | 693506107 | 903 | 8,000 | SH | SOLE | 266 | 0 | 7,734 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,757 | 16,888 | SH | SOLE | 692 | 0 | 16,196 | ||
PUBLIC SVC ENTERPRISE GRP | COM | 744573106 | 747 | 12,573 | SH | SOLE | 732 | 0 | 11,841 | ||
PVH CORP | COM | 693656100 | 601 | 4,928 | SH | SOLE | 240 | 0 | 4,688 | ||
QUALCOMM INC | COM | 747525103 | 1,476 | 25,876 | SH | SOLE | 1,015 | 0 | 24,861 | ||
REPUBLIC SVCS INC | COM | 760759100 | 763 | 9,487 | SH | SOLE | 493 | 0 | 8,994 | ||
RESONANT INC | COM | 76118L102 | 239 | 79,575 | SH | SOLE | 74,232 | 0 | 5,343 | ||
RITE AID CORP | COM | 767754104 | 108 | 170,443 | SH | SOLE | 158,892 | 0 | 11,551 | ||
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 622 | 8,230 | SH | SOLE | 453 | 0 | 7,777 | ||
SABRA HEALTH CARE REIT INC | COM | 78573L106 | 4,620 | 237,267 | SH | SOLE | 0 | 0 | 237,267 | ||
SANGAMO THERAPEUTICS INC | COM | 800677106 | 359 | 37,656 | SH | SOLE | 35,053 | 0 | 2,603 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 5,038 | 74,510 | SH | SOLE | 4,066 | 0 | 70,444 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 7,212 | 130,207 | SH | SOLE | 7,291 | 0 | 122,916 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 1,787 | 25,554 | SH | SOLE | 3,289 | 0 | 22,265 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 2,256 | 72,069 | SH | SOLE | 10,009 | 0 | 62,060 | ||
SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | 3,855 | 119,524 | SH | SOLE | 7,076 | 0 | 112,448 | ||
SOUTHWEST AIRLS CO | COM | 844741108 | 582 | 11,204 | SH | SOLE | 647 | 0 | 10,557 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 793 | 2,807 | SH | SOLE | 0 | 0 | 2,807 | ||
SPDR SER TR | NUVEEN BLMBRG SR | 78468R739 | 3,491 | 72,001 | PRN | SOLE | 2,526 | 0 | 69,475 | ||
SPDR SER TR | NUVEEN BRC MUNIC | 78468R721 | 400 | 8,116 | PRN | SOLE | 0 | 0 | 8,116 | ||
STARBUCKS CORP | COM | 855244109 | 925 | 12,447 | SH | SOLE | 509 | 0 | 11,938 | ||
SYSCO CORP | COM | 871829107 | 653 | 9,779 | SH | SOLE | 511 | 0 | 9,268 | ||
THE CHARLES SCHWAB CORPORA | COM | 808513105 | 1,371 | 32,073 | SH | SOLE | 1,228 | 0 | 30,845 | ||
UNITED CONTL HLDGS INC | COM | 910047109 | 985 | 12,350 | SH | SOLE | 1,263 | 0 | 11,087 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 679 | 6,080 | SH | SOLE | 110 | 0 | 5,970 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 768 | 5,955 | SH | SOLE | 263 | 0 | 5,692 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 745 | 3,013 | SH | SOLE | 140 | 0 | 2,873 | ||
V F CORP | COM | 918204108 | 802 | 9,223 | SH | SOLE | 567 | 0 | 8,656 | ||
VANGUARD MUN BD FD INC | TAX EXEMPT BD | 922907746 | 491 | 9,422 | SH | SOLE | 0 | 0 | 9,422 | ||
VISA INC | COM CL A | 92826C839 | 825 | 5,280 | SH | SOLE | 256 | 0 | 5,024 | ||
VOLITIONRX LTD | COM | 928661107 | 225 | 69,337 | SH | SOLE | 64,625 | 0 | 4,712 | ||
W P CAREY INC | COM | 92936U109 | 205 | 2,613 | SH | SOLE | 0 | 0 | 2,613 | ||
WELLS FARGO CO NEW | COM | 949746101 | 666 | 13,785 | SH | SOLE | 0 | 0 | 13,785 | ||
WEYERHAEUSER CO | COM | 962166104 | 631 | 23,962 | SH | SOLE | 1,797 | 0 | 22,165 | ||
WYNN RESORTS LTD | COM | 983134107 | 476 | 3,993 | SH | SOLE | 3,726 | 0 | 267 |