COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 920 | 4,368 | SH | | SOLE | | 0 | 0 | 4,368 |
ABBVIE INC | COM | 00287Y109 | 1,015 | 10,729 | SH | | SOLE | | 0 | 0 | 10,729 |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 2,808 | 16,498 | SH | | SOLE | | 0 | 0 | 16,498 |
AGNC INVT CORP | COM | 00123Q104 | 449 | 24,095 | SH | | SOLE | | 0 | 0 | 24,095 |
ALPHABET INC | CAP STK CL C | 02079K107 | 372 | 312 | SH | | SOLE | | 0 | 0 | 312 |
ALPHABET INC | CAP STK CL A | 02079K305 | 443 | 367 | SH | | SOLE | | 0 | 0 | 367 |
ALPS ETF TR | INTL SEC DV DOG | 00162Q718 | 733 | 27,300 | SH | | SOLE | | 0 | 0 | 27,300 |
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 2,997 | 65,350 | SH | | SOLE | | 0 | 0 | 65,350 |
ALTRIA GROUP INC | COM | 02209S103 | 843 | 13,979 | SH | | SOLE | | 0 | 0 | 13,979 |
AMAZON COM INC | COM | 023135106 | 625 | 312 | SH | | SOLE | | 0 | 0 | 312 |
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 1,960 | 22,277 | SH | | SOLE | | 0 | 0 | 22,277 |
AMGEN INC | COM | 031162100 | 1,399 | 6,750 | SH | | SOLE | | 0 | 0 | 6,750 |
ANALOG DEVICES INC | COM | 032654105 | 589 | 6,369 | SH | | SOLE | | 0 | 0 | 6,369 |
ANSYS INC | COM | 03662Q105 | 2,457 | 13,162 | SH | | SOLE | | 0 | 0 | 13,162 |
APPLE INC | COM | 037833100 | 3,490 | 15,459 | SH | | SOLE | | 0 | 0 | 15,459 |
AQUABOUNTY TECHNOLOGIES INC | COM NEW | 03842K200 | 32 | 10,018 | SH | | SOLE | | 0 | 0 | 10,018 |
ARES CAP CORP | COM | 04010L103 | 815 | 47,423 | SH | | SOLE | | 0 | 0 | 47,423 |
AT&T INC | COM | 00206R102 | 630 | 18,750 | SH | | SOLE | | 0 | 0 | 18,750 |
BANK NEW YORK MELLON CORP | COM | 064058100 | 570 | 11,175 | SH | | SOLE | | 0 | 0 | 11,175 |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 990 | 4,622 | SH | | SOLE | | 0 | 0 | 4,622 |
BHP BILLITON LTD | SPONSORED ADR | 088606108 | 216 | 4,337 | SH | | SOLE | | 0 | 0 | 4,337 |
BIOGEN INC | COM | 09062X103 | 604 | 1,710 | SH | | SOLE | | 0 | 0 | 1,710 |
BLACKROCK CAPITAL INVESTMENT | COM | 092533108 | 440 | 74,500 | SH | | SOLE | | 0 | 0 | 74,500 |
BOEING CO | COM | 097023105 | 798 | 2,147 | SH | | SOLE | | 0 | 0 | 2,147 |
BROADRIDGE FINL SOLUTIONS IN | COM | 11133T103 | 3,945 | 29,895 | SH | | SOLE | | 0 | 0 | 29,895 |
CALAMOS GBL DYN INCOME FUND | COM | 12811L107 | 114 | 12,600 | SH | | SOLE | | 0 | 0 | 12,600 |
CHEVRON CORP NEW | COM | 166764100 | 920 | 7,523 | SH | | SOLE | | 0 | 0 | 7,523 |
CHURCH & DWIGHT INC | COM | 171340102 | 1,777 | 29,939 | SH | | SOLE | | 0 | 0 | 29,939 |
CIMAREX ENERGY CO | COM | 171798101 | 222 | 2,385 | SH | | SOLE | | 0 | 0 | 2,385 |
CISCO SYS INC | COM | 17275R102 | 887 | 18,229 | SH | | SOLE | | 0 | 0 | 18,229 |
CLOROX CO DEL | COM | 189054109 | 1,490 | 9,908 | SH | | SOLE | | 0 | 0 | 9,908 |
COCA COLA CO | COM | 191216100 | 426 | 9,223 | SH | | SOLE | | 0 | 0 | 9,223 |
COLGATE PALMOLIVE CO | COM | 194162103 | 257 | 3,840 | SH | | SOLE | | 0 | 0 | 3,840 |
COLONY CR REAL ESTATE INC | COM CL A | 19625T101 | 730 | 33,183 | SH | | SOLE | | 0 | 0 | 33,183 |
CONCHO RES INC | COM | 20605P101 | 1,502 | 9,831 | SH | | SOLE | | 0 | 0 | 9,831 |
CONOCOPHILLIPS | COM | 20825C104 | 206 | 2,665 | SH | | SOLE | | 0 | 0 | 2,665 |
CORPORATE CAP TR INC | COM | 219880101 | 244 | 15,960 | SH | | SOLE | | 0 | 0 | 15,960 |
COSTCO WHSL CORP NEW | COM | 22160K105 | 2,041 | 8,689 | SH | | SOLE | | 0 | 0 | 8,689 |
DANAHER CORP DEL | COM | 235851102 | 2,800 | 25,766 | SH | | SOLE | | 0 | 0 | 25,766 |
DIGITAL RLTY TR INC | COM | 253868103 | 413 | 3,670 | SH | | SOLE | | 0 | 0 | 3,670 |
DISNEY WALT CO | COM DISNEY | 254687106 | 216 | 1,843 | SH | | SOLE | | 0 | 0 | 1,843 |
DOCUSIGN INC | COM | 256163106 | 471 | 8,965 | SH | | SOLE | | 0 | 0 | 8,965 |
EATON CORP PLC | SHS | G29183103 | 690 | 7,959 | SH | | SOLE | | 0 | 0 | 7,959 |
EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | 108 | 11,395 | SH | | SOLE | | 0 | 0 | 11,395 |
EOG RES INC | COM | 26875P101 | 1,816 | 14,235 | SH | | SOLE | | 0 | 0 | 14,235 |
EXXON MOBIL CORP | COM | 30231G102 | 1,156 | 13,592 | SH | | SOLE | | 0 | 0 | 13,592 |
FACEBOOK INC | CL A | 30303M102 | 376 | 2,287 | SH | | SOLE | | 0 | 0 | 2,287 |
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 299 | 2,742 | SH | | SOLE | | 0 | 0 | 2,742 |
FIRST TR EXCHANGE TRADED FD | NY ARCA BIOTECH | 33733E203 | 914 | 5,765 | SH | | SOLE | | 0 | 0 | 5,765 |
FIRST TR EXCHANGE TRADED FD | DORSEY WRIGHT | 33738R878 | 329 | 11,400 | SH | | SOLE | | 0 | 0 | 11,400 |
FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 | 1,204 | 38,056 | SH | | SOLE | | 0 | 0 | 38,056 |
FISERV INC | COM | 337738108 | 1,613 | 19,584 | SH | | SOLE | | 0 | 0 | 19,584 |
FORTIVE CORP | COM | 34959J108 | 1,037 | 12,310 | SH | | SOLE | | 0 | 0 | 12,310 |
GENERAL DYNAMICS CORP | COM | 369550108 | 837 | 4,088 | SH | | SOLE | | 0 | 0 | 4,088 |
GILEAD SCIENCES INC | COM | 375558103 | 580 | 7,517 | SH | | SOLE | | 0 | 0 | 7,517 |
GLADSTONE CAPITAL CORP | COM | 376535100 | 98 | 10,300 | SH | | SOLE | | 0 | 0 | 10,300 |
GLADSTONE INVT CORP | COM | 376546107 | 2,273 | 198,884 | SH | | SOLE | | 0 | 0 | 198,884 |
HARRIS CORP DEL | COM | 413875105 | 1,536 | 9,077 | SH | | SOLE | | 0 | 0 | 9,077 |
HELMERICH & PAYNE INC | COM | 423452101 | 224 | 3,250 | SH | | SOLE | | 0 | 0 | 3,250 |
HENRY JACK & ASSOC INC | COM | 426281101 | 1,628 | 10,168 | SH | | SOLE | | 0 | 0 | 10,168 |
HOME DEPOT INC | COM | 437076102 | 744 | 3,593 | SH | | SOLE | | 0 | 0 | 3,593 |
HONEYWELL INTL INC | COM | 438516106 | 1,224 | 7,356 | SH | | SOLE | | 0 | 0 | 7,356 |
IDEXX LABS INC | COM | 45168D104 | 1,619 | 6,485 | SH | | SOLE | | 0 | 0 | 6,485 |
ILLINOIS TOOL WKS INC | COM | 452308109 | 524 | 3,710 | SH | | SOLE | | 0 | 0 | 3,710 |
INTEL CORP | COM | 458140100 | 696 | 14,713 | SH | | SOLE | | 0 | 0 | 14,713 |
INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | 878 | 11,720 | SH | | SOLE | | 0 | 0 | 11,720 |
INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | 392 | 2,815 | SH | | SOLE | | 0 | 0 | 2,815 |
INTUIT | COM | 461202103 | 1,455 | 6,399 | SH | | SOLE | | 0 | 0 | 6,399 |
INVESCO EXCHANGE TRADED FD T | S&P 500 TOP 50 | 46137V233 | 382 | 1,825 | SH | | SOLE | | 0 | 0 | 1,825 |
INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 46137V266 | 1,331 | 11,070 | SH | | SOLE | | 0 | 0 | 11,070 |
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 630 | 5,900 | SH | | SOLE | | 0 | 0 | 5,900 |
INVESCO EXCHANGE TRADED FD T | NASDAQ INTERNT | 46137V530 | 3,117 | 23,146 | SH | | SOLE | | 0 | 0 | 23,146 |
INVESCO EXCHANGE TRADED FD T | DYNMC BIOTECH | 46137V787 | 1,794 | 30,178 | SH | | SOLE | | 0 | 0 | 30,178 |
INVESCO EXCHNG TRADED FD TR | S&P SMLCP HELT | 46138E149 | 2,512 | 17,897 | SH | | SOLE | | 0 | 0 | 17,897 |
INVESCO EXCHNG TRADED FD TR | S&P500 LOW VOL | 46138E354 | 2,251 | 45,464 | SH | | SOLE | | 0 | 0 | 45,464 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 3,639 | 19,587 | SH | | SOLE | | 0 | 0 | 19,587 |
ISHARES INC | MIN VOL GBL ETF | 464286525 | 693 | 7,890 | SH | | SOLE | | 0 | 0 | 7,890 |
ISHARES TR | CORE S&P500 ETF | 464287200 | 637 | 2,177 | SH | | SOLE | | 0 | 0 | 2,177 |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 548 | 12,774 | SH | | SOLE | | 0 | 0 | 12,774 |
ISHARES TR | MSCI EAFE ETF | 464287465 | 547 | 8,047 | SH | | SOLE | | 0 | 0 | 8,047 |
ISHARES TR | S&P MC 400GR ETF | 464287606 | 1,137 | 4,882 | SH | | SOLE | | 0 | 0 | 4,882 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 695 | 4,122 | SH | | SOLE | | 0 | 0 | 4,122 |
ISHARES TR | S&P MC 400VL ETF | 464287705 | 387 | 2,310 | SH | | SOLE | | 0 | 0 | 2,310 |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 333 | 3,821 | SH | | SOLE | | 0 | 0 | 3,821 |
ISHARES TR | S&P SML 600 GWT | 464287887 | 689 | 3,416 | SH | | SOLE | | 0 | 0 | 3,416 |
ISHARES TR | S&P US PFD STK | 464288687 | 654 | 17,623 | SH | | SOLE | | 0 | 0 | 17,623 |
ISHARES TR | US OIL GS EX ETF | 464288851 | 391 | 5,150 | SH | | SOLE | | 0 | 0 | 5,150 |
ISHARES TR | MIN VOL EAFE ETF | 46429B689 | 1,500 | 20,605 | SH | | SOLE | | 0 | 0 | 20,605 |
ISHARES TR | MIN VOL USA ETF | 46429B697 | 325 | 5,700 | SH | | SOLE | | 0 | 0 | 5,700 |
ISHARES TR | USA QUALITY FCTR | 46432F339 | 2,059 | 22,780 | SH | | SOLE | | 0 | 0 | 22,780 |
ISHARES TR | EDGE MSCI USA VL | 46432F388 | 324 | 3,690 | SH | | SOLE | | 0 | 0 | 3,690 |
JOHNSON & JOHNSON | COM | 478160104 | 2,017 | 14,600 | SH | | SOLE | | 0 | 0 | 14,600 |
JPMORGAN CHASE & CO | COM | 46625H100 | 1,445 | 12,806 | SH | | SOLE | | 0 | 0 | 12,806 |
LMP CAP & INCOME FD INC | COM | 50208A102 | 490 | 35,897 | SH | | SOLE | | 0 | 0 | 35,897 |
LOCKHEED MARTIN CORP | COM | 539830109 | 994 | 2,873 | SH | | SOLE | | 0 | 0 | 2,873 |
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 494 | 4,820 | SH | | SOLE | | 0 | 0 | 4,820 |
MAIN STREET CAPITAL CORP | COM | 56035L104 | 689 | 1,800 | SH | | SOLE | | 0 | 0 | 1,800 |
MEDLEY CAP CORP | COM | 58503F106 | 556 | 145,500 | SH | | SOLE | | 0 | 0 | 145,500 |
MEDLEY MGMT INC | CL A COM | 58503T106 | 93 | 17,700 | SH | | SOLE | | 0 | 0 | 17,700 |
MEDTRONIC PLC | SHS | G5960L103 | 359 | 3,654 | SH | | SOLE | | 0 | 0 | 3,654 |
MICROSOFT CORP | COM | 594918104 | 3,344 | 29,239 | SH | | SOLE | | 0 | 0 | 29,239 |
MONOLITHIC PWR SYS INC | COM | 609839105 | 699 | 5,570 | SH | | SOLE | | 0 | 0 | 5,570 |
MOODYS CORP | COM | 615369105 | 817 | 4,885 | SH | | SOLE | | 0 | 0 | 4,885 |
MSCI INC | COM | 55354G100 | 770 | 4,340 | SH | | SOLE | | 0 | 0 | 4,340 |
NASDAQ INC | COM | 631103108 | 1,170 | 13,635 | SH | | SOLE | | 0 | 0 | 13,635 |
NUCOR CORP | COM | 670346105 | 279 | 4,402 | SH | | SOLE | | 0 | 0 | 4,402 |
OAKTREE SPECIALTY LENDING CO | COM | 67401P108 | 50 | 10,000 | SH | | SOLE | | 0 | 0 | 10,000 |
ORGANOVO HLDGS INC | COM | 68620A104 | 18 | 15,500 | SH | | SOLE | | 0 | 0 | 15,500 |
PARSLEY ENERGY INC | CL A | 701877102 | 618 | 21,120 | SH | | SOLE | | 0 | 0 | 21,120 |
PAYCHEX INC | COM | 704326107 | 1,247 | 16,937 | SH | | SOLE | | 0 | 0 | 16,937 |
PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 1,902 | 144,619 | SH | | SOLE | | 0 | 0 | 144,619 |
PROTO LABS INC | COM | 743713109 | 227 | 1,401 | SH | | SOLE | | 0 | 0 | 1,401 |
QUALCOMM INC | COM | 747525103 | 310 | 4,306 | SH | | SOLE | | 0 | 0 | 4,306 |
REALTY INCOME CORP | COM | 756109104 | 764 | 13,431 | SH | | SOLE | | 0 | 0 | 13,431 |
ROLLINS INC | COM | 775711104 | 1,467 | 24,165 | SH | | SOLE | | 0 | 0 | 24,165 |
ROPER TECHNOLOGIES INC | COM | 776696106 | 2,619 | 8,842 | SH | | SOLE | | 0 | 0 | 8,842 |
SALESFORCE COM INC | COM | 79466L302 | 364 | 2,286 | SH | | SOLE | | 0 | 0 | 2,286 |
SARATOGA INVT CORP | COM NEW | 80349A208 | 910 | 39,449 | SH | | SOLE | | 0 | 0 | 39,449 |
SEASPAN CORP | SHS | Y75638109 | 682 | 81,900 | SH | | SOLE | | 0 | 0 | 81,900 |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 484 | 4,129 | SH | | SOLE | | 0 | 0 | 4,129 |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 1,685 | 61,103 | SH | | SOLE | | 0 | 0 | 61,103 |
SHERWIN WILLIAMS CO | COM | 824348106 | 1,395 | 3,064 | SH | | SOLE | | 0 | 0 | 3,064 |
SMITH A O | COM | 831865209 | 1,537 | 28,790 | SH | | SOLE | | 0 | 0 | 28,790 |
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 833 | 3,149 | SH | | SOLE | | 0 | 0 | 3,149 |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 296 | 2,626 | SH | | SOLE | | 0 | 0 | 2,626 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,498 | 8,591 | SH | | SOLE | | 0 | 0 | 8,591 |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 638 | 1,735 | SH | | SOLE | | 0 | 0 | 1,735 |
SPDR SERIES TRUST | S&P 600 SMCP GRW | 78464A201 | 1,908 | 28,260 | SH | | SOLE | | 0 | 0 | 28,260 |
SPDR SERIES TRUST | AEROSPACE DEF | 78464A631 | 3,042 | 30,555 | SH | | SOLE | | 0 | 0 | 30,555 |
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 98 | 10,248 | SH | | SOLE | | 0 | 0 | 10,248 |
SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 | 60 | 11,240 | SH | | SOLE | | 0 | 0 | 11,240 |
STRYKER CORP | COM | 863667101 | 1,334 | 7,506 | SH | | SOLE | | 0 | 0 | 7,506 |
SUN CMNTYS INC | COM | 866674104 | 284 | 2,795 | SH | | SOLE | | 0 | 0 | 2,795 |
TE CONNECTIVITY LTD | REG SHS | H84989104 | 675 | 7,675 | SH | | SOLE | | 0 | 0 | 7,675 |
TWO HBRS INVT CORP | COM NEW | 90187B408 | 576 | 40,675 | SH | | SOLE | | 0 | 0 | 40,675 |
UNDER ARMOUR INC | CL C | 904311206 | 601 | 30,900 | SH | | SOLE | | 0 | 0 | 30,900 |
UNILEVER PLC | SPON ADR NEW | 904767704 | 569 | 10,350 | SH | | SOLE | | 0 | 0 | 10,350 |
UNION PAC CORP | COM | 907818108 | 1,004 | 6,167 | SH | | SOLE | | 0 | 0 | 6,167 |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 984 | 7,042 | SH | | SOLE | | 0 | 0 | 7,042 |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,582 | 5,945 | SH | | SOLE | | 0 | 0 | 5,945 |
UNIVERSAL INS HLDGS INC | COM | 91359V107 | 499 | 10,285 | SH | | SOLE | | 0 | 0 | 10,285 |
VANGUARD GROUP | DIV APP ETF | 921908844 | 4,335 | 39,161 | SH | | SOLE | | 0 | 0 | 39,161 |
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 599 | 3,651 | SH | | SOLE | | 0 | 0 | 3,651 |
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 1,532 | 9,515 | SH | | SOLE | | 0 | 0 | 9,515 |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 1,535 | 10,257 | SH | | SOLE | | 0 | 0 | 10,257 |
VANGUARD STAR FD | VG TL INTL STK F | 921909768 | 358 | 6,622 | SH | | SOLE | | 0 | 0 | 6,622 |
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 5,728 | 65,776 | SH | | SOLE | | 0 | 0 | 65,776 |
VANGUARD WORLD FDS | CONSUM DIS ETF | 92204A108 | 2,081 | 11,530 | SH | | SOLE | | 0 | 0 | 11,530 |
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 598 | 3,317 | SH | | SOLE | | 0 | 0 | 3,317 |
VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 | 1,383 | 11,730 | SH | | SOLE | | 0 | 0 | 11,730 |
VEREIT INC | COM | 92339V100 | 82 | 11,351 | SH | | SOLE | | 0 | 0 | 11,351 |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 668 | 12,509 | SH | | SOLE | | 0 | 0 | 12,509 |
VISA INC | COM CL A | 92826C839 | 2,808 | 18,711 | SH | | SOLE | | 0 | 0 | 18,711 |
WASTE CONNECTIONS INC | COM | 94106B101 | 1,189 | 14,925 | SH | | SOLE | | 0 | 0 | 14,925 |