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10-12B/A Filing
Cable One (CABO) 10-12B/ARegistration of securities (amended)
Filed: 29 May 15, 12:00am
As filed with the Securities and Exchange Commission on May 28, 2015
File No. 001-36863
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No. 3
To
Form 10
GENERAL FORM FOR REGISTRATION OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g)
OF THE SECURITIES EXCHANGE ACT OF 1934
Cable One, Inc.
(Exact name of registrant as specified in its charter)
Delaware | 13-3060083 | |
(State or Other Jurisdiction of Incorporation or Organization) | (I.R.S. Employer Identification Number) | |
210 E. Earll Drive Phoenix, Arizona | 85012 | |
(Address of Principal Executive Offices) | (Zip Code) |
Registrant’s telephone number, including area code:
(602) 364-6000
Securities to be registered pursuant to Section 12(b) of the Act:
Title of Each Class to be so Registered | Name of Each Exchange on Which Each Class is to be Registered | |
Common Stock, par value $0.01 | New York Stock Exchange |
Securities to be registered pursuant to Section 12(g) of the Act:
None.
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer,
a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,”
“accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Securities Exchange Act of 1934.
Large accelerated filer | ¨ | Accelerated filer | ¨ | |||
Non-accelerated filer | x (Do not check if a smaller reporting company) | Smaller reporting company | ¨ |
Cable One, Inc.
Information Required in Registration Statement
Cross-Reference Sheet Between the Information Statement and Items of Form 10
This Registration Statement on Form 10 incorporates by reference information contained in our Information Statement filed as Exhibit 99.1 to this Form 10. For your convenience, we have provided below a cross-reference sheet identifying where the items required by Form 10 can be found in the Information Statement.
Item No. | Caption | Location in Information Statement | ||||
1. | Business | See “Summary,” “Risk Factors,” “Cautionary Statement Concerning Forward-Looking Statements,” “The Spin-Off,” “Capitalization,” “Business,” “Management’s Discussion and Analysis of Financial Condition and Results of Operations” and “Where You Can Find More Information” | ||||
1A. | Risk Factors | See “Risk Factors” and “Cautionary Statement Concerning Forward-Looking Statements” | ||||
2. | Financial Information | See “Summary,” “Risk Factors,” “Capitalization,” “Selected Historical Financial Data”, “Unaudited Pro Forma Condensed Financial Statements” and “Management’s Discussion and Analysis of Financial Condition and Results of Operations” | ||||
3. | Properties | See “Business—Properties” | ||||
4. | Security Ownership of Certain Beneficial Owners and Management | See “Security Ownership of Certain Beneficial Owners and Management” | ||||
5. | Directors and Executive Officers | See “Management” | ||||
6. | Executive Compensation | See “Management” and “Executive Compensation” | ||||
7. | Certain Relationships and Related Transactions, and Director Independence | See “Risk Factors,” “Management” and “Certain Relationships and Related Party Transactions” | ||||
8. | Legal Proceedings | See “Business—Legal Proceedings” | ||||
9. | Market Price of and Dividends on the Registrant’s Common Equity and Related Stockholder Matters | See “The Spin-Off,” “Dividend Policy,” “Security Ownership of Certain Beneficial Owners and Management” and “Description of Our Capital Stock” | ||||
10. | Recent Sales of Unregistered Securities | See “Description of Our Capital Stock” | ||||
11. | Description of Registrant’s Securities to be Registered | See “Description of Our Capital Stock” | ||||
12. | Indemnification of Directors and Officers | See “Description of Our Capital Stock” and “Certain Relationships and Related Party Transactions—Agreements with Graham—Separation and Distribution Agreement” | ||||
13. | Financial Statements and Supplementary Data | See “Summary,” “Selected Historical Financial Data”, “Unaudited Pro Forma Condensed Financial Statements” and “Index to Financial Statements” and the financial statements referenced therein |
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Item No. | Caption | Location in Information Statement | ||||
14. | Changes in and Disagreements with Accountants on Accounting and Financial Disclosure | None | ||||
15. | Financial Statements and Exhibits | (a) Financial Statements See “Unaudited Pro Forma Condensed Financial Statements” and “Index to Financial Statements” and the financial statements referenced therein (b) Exhibits See below |
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The following documents are filed as exhibits hereto:
Exhibit Number | Exhibit Description | |
2.1*† | Form of Separation and Distribution Agreement between Graham Holdings Company and Cable One, Inc. | |
3.1† | Form of Amended and Restated Certificate of Incorporation of Cable One, Inc. | |
3.2† | Form of Amended and Restated By-laws of Cable One, Inc. | |
10.1*† | Form of Transition Services Agreement between Graham Holdings Company and Cable One, Inc. | |
10.2† | Form of Tax Matters Agreement between Graham Holdings Company and Cable One, Inc. | |
10.3*† | Form of Employee Matters Agreement between Graham Holdings Company and Cable One, Inc. | |
10.4†† | Individual Deferred Compensation Arrangement between Cable One, Inc. and Thomas O. Might, dated June 25, 1999. | |
21.1† | List of subsidiaries of Cable One, Inc. | |
99.1 | Preliminary Information Statement of Cable One, Inc., subject to completion, dated May 28, 2015. |
* | Schedules have been omitted pursuant to Item 601(b)(2) of Regulation S-K. The registrant agrees to furnish supplementally a copy of any omitted schedule to the Securities and Exchange Commission on a confidential basis upon request. |
† | Previously filed on April 17, 2015. |
†† | Previously filed on May 15, 2015. |
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this Amendment No. 3 to its Registration Statement on Form 10 to be signed on its behalf by the undersigned, thereunto duly authorized.
CABLE ONE, INC. | ||||
By: | /s/ Thomas O. Might
| |||
Name: | Thomas O. Might | |||
Title: | Chief Executive Officer |
Dated: May 28, 2015
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EXHIBIT INDEX
Exhibit Number | Exhibit Description | |
2.1*† | Form of Separation and Distribution Agreement between Graham Holdings Company and Cable One, Inc. | |
3.1† | Form of Amended and Restated Certificate of Incorporation of Cable One, Inc. | |
3.2† | Form of Amended and Restated By-laws of Cable One, Inc. | |
10.1*† | Form of Transition Services Agreement between Graham Holdings Company and Cable One, Inc. | |
10.2† | Form of Tax Matters Agreement between Graham Holdings Company and Cable One, Inc. | |
10.3*† | Form of Employee Matters Agreement between Graham Holdings Company and Cable One, Inc. | |
10.4†† | Individual Deferred Compensation Arrangement between Cable One, Inc. and Thomas O. Might, dated June 25, 1999. | |
21.1† | List of subsidiaries of Cable One, Inc. | |
99.1 | Preliminary Information Statement of Cable One, Inc., subject to completion, dated May 28, 2015. |
* | Schedules have been omitted pursuant to Item 601(b)(2) of Regulation S-K. The registrant agrees to furnish supplementally a copy of any omitted schedule to the Securities and Exchange Commission on a confidential basis upon request. |
† | Previously filed on April 17, 2015. |
†† | Previously filed on May 15, 2015. |
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