The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 412 | 7,079 | SH | SOLE | 7,079 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 1,872 | 19,384 | SH | SOLE | 19,384 | 0 | 0 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 507 | 3,356 | SH | SOLE | 3,356 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 329 | 1,843 | SH | SOLE | 1,843 | 0 | 0 | ||
ALLSTATE CORP | COM | 020002101 | 265 | 2,714 | SH | SOLE | 2,714 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 3,341 | 3,280 | SH | SOLE | 3,280 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 3,553 | 3,492 | SH | SOLE | 3,492 | 0 | 0 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 211 | 20,900 | SH | SOLE | 20,900 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,272 | 22,666 | SH | SOLE | 22,666 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 418 | 267 | SH | SOLE | 267 | 0 | 0 | ||
AMERICAN ELEC PWR INC | COM | 025537101 | 257 | 3,667 | SH | SOLE | 3,667 | 0 | 0 | ||
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 583 | 10,416 | SH | SOLE | 10,416 | 0 | 0 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 233 | 2,697 | SH | SOLE | 2,697 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 6,066 | 36,703 | SH | SOLE | 36,703 | 0 | 0 | ||
ARES CAP CORP | COM | 04010L103 | 1,887 | 117,658 | SH | SOLE | 117,658 | 0 | 0 | ||
ARISTA NETWORKS INC | COM | 040413106 | 270 | 1,019 | SH | SOLE | 1,019 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 2,078 | 63,560 | SH | SOLE | 63,560 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 1,159 | 9,817 | SH | SOLE | 9,817 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 1,591 | 6,342 | SH | SOLE | 6,342 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 402 | 13,427 | SH | SOLE | 13,427 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 5,570 | 28,752 | SH | SOLE | 28,752 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 1,797 | 3,446 | SH | SOLE | 3,446 | 0 | 0 | ||
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 2,617 | 84,553 | SH | SOLE | 84,553 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 400 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,829 | 35,082 | SH | SOLE | 35,082 | 0 | 0 | ||
BROOKFIELD INFRAST PARTNERS | LP INT UNIT | G16252101 | 246 | 6,024 | SH | SOLE | 6,024 | 0 | 0 | ||
C H ROBINSON WORLDWIDE INC | COM NEW | 12541W209 | 276 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 1,042 | 11,967 | SH | SOLE | 11,967 | 0 | 0 | ||
CENTERPOINT ENERGY INC | COM | 15189T107 | 206 | 8,133 | SH | SOLE | 8,133 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 2,131 | 17,035 | SH | SOLE | 17,035 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 1,810 | 40,870 | SH | SOLE | 40,870 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 348 | 5,101 | SH | SOLE | 5,101 | 0 | 0 | ||
CMS ENERGY CORP | COM | 125896100 | 324 | 6,862 | SH | SOLE | 6,862 | 0 | 0 | ||
CONSTELLATION BRANDS INC | CL A | 21036P108 | 226 | 968 | SH | SOLE | 968 | 0 | 0 | ||
CORNING INC | COM | 219350105 | 219 | 8,111 | SH | SOLE | 8,111 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 376 | 5,391 | SH | SOLE | 5,391 | 0 | 0 | ||
DANAHER CORP DEL | COM | 235851102 | 1,215 | 12,112 | SH | SOLE | 12,112 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 2,094 | 40,099 | SH | SOLE | 40,099 | 0 | 0 | ||
DIAGEO P L C | SPON ADR NEW | 25243Q205 | 2,551 | 17,967 | SH | SOLE | 17,967 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 597 | 5,947 | SH | SOLE | 5,947 | 0 | 0 | ||
DOMINOS PIZZA INC | COM | 25754A201 | 424 | 1,754 | SH | SOLE | 1,754 | 0 | 0 | ||
DOWDUPONT INC | COM | 26078J100 | 877 | 13,866 | SH | SOLE | 13,866 | 0 | 0 | ||
ELLIE MAE INC | COM | 28849P100 | 2,174 | 22,439 | SH | SOLE | 22,439 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 462 | 5,938 | SH | SOLE | 5,938 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 4,127 | 23,994 | SH | SOLE | 23,994 | 0 | 0 | ||
FORTIVE CORP | COM | 34959J108 | 431 | 6,136 | SH | SOLE | 6,136 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 795 | 11,010 | SH | SOLE | 11,010 | 0 | 0 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 476 | 11,868 | SH | SOLE | 11,868 | 0 | 0 | ||
HCP INC | COM | 40414L109 | 216 | 9,238 | SH | SOLE | 9,238 | 0 | 0 | ||
HILLENBRAND INC | COM | 431571108 | 1,292 | 27,876 | SH | SOLE | 27,876 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 4,379 | 84,835 | SH | SOLE | 84,835 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 434 | 2,991 | SH | SOLE | 2,991 | 0 | 0 | ||
INTREXON CORP | COM | 46122T102 | 278 | 15,313 | SH | SOLE | 15,313 | 0 | 0 | ||
INTUIT | COM | 461202103 | 364 | 1,972 | SH | SOLE | 1,972 | 0 | 0 | ||
IROBOT CORP | COM | 462726100 | 416 | 7,122 | SH | SOLE | 7,122 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 181 | 14,325 | SH | SOLE | 14,325 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 353 | 1,890 | SH | SOLE | 1,890 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 327 | 4,200 | SH | SOLE | 4,200 | 0 | 0 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 452 | 2,364 | SH | SOLE | 2,364 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 3,613 | 23,566 | SH | SOLE | 23,566 | 0 | 0 | ||
ISHARES TR | SP SMCP600VL ETF | 464287879 | 252 | 1,640 | SH | SOLE | 1,640 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 997 | 7,879 | SH | SOLE | 7,879 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 3,617 | 33,253 | SH | SOLE | 33,253 | 0 | 0 | ||
KAYNE ANDERSON MLP INVT CO | COM | 486606106 | 1,253 | 70,180 | SH | SOLE | 70,180 | 0 | 0 | ||
KKR & CO L P DEL | COM UNITS | 48248M102 | 1,530 | 73,061 | SH | SOLE | 73,061 | 0 | 0 | ||
KLA-TENCOR CORP | COM | 482480100 | 642 | 6,307 | SH | SOLE | 6,307 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 927 | 11,436 | SH | SOLE | 11,436 | 0 | 0 | ||
MACYS INC | COM | 55616P104 | 386 | 12,439 | SH | SOLE | 12,439 | 0 | 0 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 226 | 3,436 | SH | SOLE | 3,436 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 294 | 4,993 | SH | SOLE | 4,993 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 214 | 2,553 | SH | SOLE | 2,553 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 338 | 3,612 | SH | SOLE | 3,612 | 0 | 0 | ||
NATUS MEDICAL INC DEL | COM | 639050103 | 249 | 7,522 | SH | SOLE | 7,522 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 464 | 2,830 | SH | SOLE | 2,830 | 0 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 348 | 5,776 | SH | SOLE | 5,776 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 389 | 8,517 | SH | SOLE | 8,517 | 0 | 0 | ||
PERFORMANT FINL CORP | COM | 71377E105 | 241 | 79,812 | SH | SOLE | 79,812 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 1,792 | 48,953 | SH | SOLE | 48,953 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 291 | 3,553 | SH | SOLE | 3,553 | 0 | 0 | ||
PINNACLE WEST CAP CORP | COM | 723484101 | 272 | 3,375 | SH | SOLE | 3,375 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 478 | 6,614 | SH | SOLE | 6,614 | 0 | 0 | ||
PUBLIC STORAGE | COM | 74460D109 | 304 | 1,508 | SH | SOLE | 1,508 | 0 | 0 | ||
ROCKWELL COLLINS INC | COM | 774341101 | 1,833 | 13,832 | SH | SOLE | 13,832 | 0 | 0 | ||
ROPER TECHNOLOGIES INC | COM | 776696106 | 396 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
ROSS STORES INC | COM | 778296103 | 358 | 4,429 | SH | SOLE | 4,429 | 0 | 0 | ||
SCHWAB CHARLES CORP NEW | COM | 808513105 | 442 | 7,944 | SH | SOLE | 7,944 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 268 | 5,395 | SH | SOLE | 5,395 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 227 | 4,297 | SH | SOLE | 4,297 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 412 | 6,508 | SH | SOLE | 6,508 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 657 | 8,897 | SH | SOLE | 8,897 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 1,480 | 14,275 | SH | SOLE | 14,275 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 2,495 | 43,757 | SH | SOLE | 43,757 | 0 | 0 | ||
SOUTHWEST AIRLS CO | COM | 844741108 | 1,329 | 25,147 | SH | SOLE | 25,147 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 435 | 1,645 | SH | SOLE | 1,645 | 0 | 0 | ||
SPDR SER TR | SPDR BLOOMBERG | 78468R663 | 666 | 7,273 | SH | SOLE | 7,273 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 431 | 7,489 | SH | SOLE | 7,489 | 0 | 0 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 258 | 12,306 | SH | SOLE | 12,306 | 0 | 0 | ||
TEREX CORP NEW | COM | 880779103 | 351 | 9,603 | SH | SOLE | 9,603 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 1,428 | 4,858 | SH | SOLE | 4,858 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 2,148 | 10,213 | SH | SOLE | 10,213 | 0 | 0 | ||
TRANSDIGM GROUP INC | COM | 893641100 | 201 | 627 | SH | SOLE | 627 | 0 | 0 | ||
UNILEVER N V | N Y SHS NEW | 904784709 | 2,756 | 48,253 | SH | SOLE | 48,253 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 885 | 10,966 | SH | SOLE | 10,966 | 0 | 0 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 2,090 | 17,188 | SH | SOLE | 17,188 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 595 | 7,820 | SH | SOLE | 7,820 | 0 | 0 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 3,209 | 24,694 | SH | SOLE | 24,694 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 1,000 | 6,782 | SH | SOLE | 6,782 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 8,191 | 179,306 | SH | SOLE | 179,306 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 847 | 14,260 | SH | SOLE | 14,260 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 490 | 6,270 | SH | SOLE | 6,270 | 0 | 0 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 7,220 | 161,123 | SH | SOLE | 161,123 | 0 | 0 | ||
VEDANTA LTD | SPONSORED ADR | 92242Y100 | 185 | 10,460 | SH | SOLE | 10,460 | 0 | 0 | ||
VEEVA SYS INC | CL A COM | 922475108 | 399 | 5,688 | SH | SOLE | 5,688 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,562 | 51,909 | SH | SOLE | 51,909 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 1,639 | 12,919 | SH | SOLE | 12,919 | 0 | 0 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 1,258 | 42,758 | SH | SOLE | 42,758 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 1,052 | 15,826 | SH | SOLE | 15,826 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 3,101 | 59,681 | SH | SOLE | 59,681 | 0 | 0 |