The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 370 | 6,065 | SH | SOLE | 6,065 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 1,774 | 19,145 | SH | SOLE | 19,145 | 0 | 0 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 546 | 3,336 | SH | SOLE | 3,336 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 345 | 1,860 | SH | SOLE | 1,860 | 0 | 0 | ||
ALLSTATE CORP | COM | 020002101 | 247 | 2,711 | SH | SOLE | 2,711 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 3,906 | 3,501 | SH | SOLE | 3,501 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 3,732 | 3,305 | SH | SOLE | 3,305 | 0 | 0 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 211 | 20,900 | SH | SOLE | 20,900 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,261 | 22,211 | SH | SOLE | 22,211 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 518 | 305 | SH | SOLE | 305 | 0 | 0 | ||
AMERICAN ELEC PWR INC | COM | 025537101 | 254 | 3,668 | SH | SOLE | 3,668 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 6,124 | 33,084 | SH | SOLE | 33,084 | 0 | 0 | ||
ARES CAP CORP | COM | 04010L103 | 1,880 | 114,259 | SH | SOLE | 114,259 | 0 | 0 | ||
ARISTA NETWORKS INC | COM | 040413106 | 262 | 1,019 | SH | SOLE | 1,019 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 556 | 17,327 | SH | SOLE | 17,327 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 1,305 | 9,726 | SH | SOLE | 9,726 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 1,531 | 6,300 | SH | SOLE | 6,300 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 259 | 9,177 | SH | SOLE | 9,177 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 5,143 | 27,555 | SH | SOLE | 27,555 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 1,707 | 3,421 | SH | SOLE | 3,421 | 0 | 0 | ||
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 2,681 | 83,336 | SH | SOLE | 83,336 | 0 | 0 | ||
BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 210 | 6,676 | SH | SOLE | 6,676 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 403 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
BOX INC | CL A | 10316T104 | 2,162 | 86,518 | SH | SOLE | 86,518 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,942 | 35,090 | SH | SOLE | 35,090 | 0 | 0 | ||
BROOKFIELD INFRAST PARTNERS | LP INT UNIT | G16252101 | 231 | 6,024 | SH | SOLE | 6,024 | 0 | 0 | ||
C H ROBINSON WORLDWIDE INC | COM NEW | 12541W209 | 251 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 947 | 11,922 | SH | SOLE | 11,922 | 0 | 0 | ||
CENTERPOINT ENERGY INC | COM | 15189T107 | 225 | 8,135 | SH | SOLE | 8,135 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 2,140 | 16,924 | SH | SOLE | 16,924 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 1,752 | 40,719 | SH | SOLE | 40,719 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 315 | 4,701 | SH | SOLE | 4,701 | 0 | 0 | ||
CMS ENERGY CORP | COM | 125896100 | 324 | 6,863 | SH | SOLE | 6,863 | 0 | 0 | ||
CONSTELLATION BRANDS INC | CL A | 21036P108 | 211 | 963 | SH | SOLE | 963 | 0 | 0 | ||
CORNING INC | COM | 219350105 | 221 | 8,051 | SH | SOLE | 8,051 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 258 | 4,010 | SH | SOLE | 4,010 | 0 | 0 | ||
DANAHER CORP DEL | COM | 235851102 | 1,185 | 12,012 | SH | SOLE | 12,012 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 1,977 | 39,916 | SH | SOLE | 39,916 | 0 | 0 | ||
DIAGEO P L C | SPON ADR NEW | 25243Q205 | 2,580 | 17,914 | SH | SOLE | 17,914 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 620 | 5,911 | SH | SOLE | 5,911 | 0 | 0 | ||
DOMINOS PIZZA INC | COM | 25754A201 | 488 | 1,731 | SH | SOLE | 1,731 | 0 | 0 | ||
DOWDUPONT INC | COM | 26078J100 | 912 | 13,839 | SH | SOLE | 13,839 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 206 | 1,462 | SH | SOLE | 1,462 | 0 | 0 | ||
ELLIE MAE INC | COM | 28849P100 | 2,325 | 22,387 | SH | SOLE | 22,387 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 475 | 5,738 | SH | SOLE | 5,738 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 4,613 | 23,738 | SH | SOLE | 23,738 | 0 | 0 | ||
FIVE9 INC | COM | 338307101 | 234 | 6,772 | SH | SOLE | 6,772 | 0 | 0 | ||
FORESCOUT TECHNOLOGIES INC | COM | 34553D101 | 861 | 25,143 | SH | SOLE | 25,143 | 0 | 0 | ||
FORMFACTOR INC | COM | 346375108 | 153 | 11,540 | SH | SOLE | 11,540 | 0 | 0 | ||
FORTIVE CORP | COM | 34959J108 | 470 | 6,099 | SH | SOLE | 6,099 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 430 | 6,067 | SH | SOLE | 6,067 | 0 | 0 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 478 | 11,868 | SH | SOLE | 11,868 | 0 | 0 | ||
HCP INC | COM | 40414L109 | 239 | 9,251 | SH | SOLE | 9,251 | 0 | 0 | ||
HILLENBRAND INC | COM | 431571108 | 1,309 | 27,756 | SH | SOLE | 27,756 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 4,228 | 85,063 | SH | SOLE | 85,063 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 411 | 2,941 | SH | SOLE | 2,941 | 0 | 0 | ||
INTREXON CORP | COM | 46122T102 | 215 | 15,390 | SH | SOLE | 15,390 | 0 | 0 | ||
INTUIT | COM | 461202103 | 403 | 1,972 | SH | SOLE | 1,972 | 0 | 0 | ||
INVESCO DB COMMDY INDX TRCK | UNIT | 46138B103 | 183 | 10,348 | SH | SOLE | 10,348 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS2018 COR | 46138J106 | 491 | 23,215 | SH | SOLE | 23,215 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2018 HY | 46138J205 | 665 | 26,492 | SH | SOLE | 26,492 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2019 CB | 46138J304 | 3,428 | 163,263 | SH | SOLE | 163,263 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2019 HY | 46138J403 | 4,192 | 173,382 | SH | SOLE | 173,382 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 CB | 46138J502 | 4,136 | 196,415 | SH | SOLE | 196,415 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 HY | 46138J601 | 1,446 | 59,619 | SH | SOLE | 59,619 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2021 CB | 46138J700 | 3,316 | 159,793 | SH | SOLE | 159,793 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2026 CB | 46138J791 | 1,720 | 91,947 | SH | SOLE | 91,947 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2021 HY | 46138J809 | 1,306 | 53,079 | SH | SOLE | 53,079 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 46138J825 | 1,993 | 100,710 | SH | SOLE | 100,710 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 HY | 46138J833 | 3,036 | 123,500 | SH | SOLE | 123,500 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 46138J841 | 3,146 | 156,768 | SH | SOLE | 156,768 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 HY | 46138J858 | 1,029 | 39,639 | SH | SOLE | 39,639 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 CB | 46138J866 | 3,278 | 162,343 | SH | SOLE | 162,343 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2022 HY | 46138J874 | 1,261 | 51,549 | SH | SOLE | 51,549 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2022 CB | 46138J882 | 3,310 | 160,307 | SH | SOLE | 160,307 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 335 | 3,292 | SH | SOLE | 3,292 | 0 | 0 | ||
IROBOT CORP | COM | 462726100 | 538 | 7,103 | SH | SOLE | 7,103 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 368 | 1,890 | SH | SOLE | 1,890 | 0 | 0 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 359 | 1,759 | SH | SOLE | 1,759 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 3,121 | 19,058 | SH | SOLE | 19,058 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 351 | 4,200 | SH | SOLE | 4,200 | 0 | 0 | ||
ISHARES TR | SP SMCP600VL ETF | 464287879 | 253 | 1,550 | SH | SOLE | 1,550 | 0 | 0 | ||
ISHARES TR | SHORT TREAS BD | 464288679 | 1,131 | 10,243 | SH | SOLE | 10,243 | 0 | 0 | ||
ISHARES TR | 0-5YR HI YL CP | 46434V407 | 231 | 4,945 | SH | SOLE | 4,945 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 960 | 7,911 | SH | SOLE | 7,911 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 3,392 | 32,552 | SH | SOLE | 32,552 | 0 | 0 | ||
KAYNE ANDERSON MLP INVT CO | COM | 486606106 | 1,318 | 69,965 | SH | SOLE | 69,965 | 0 | 0 | ||
KLA-TENCOR CORP | COM | 482480100 | 647 | 6,307 | SH | SOLE | 6,307 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 924 | 10,832 | SH | SOLE | 10,832 | 0 | 0 | ||
MACYS INC | COM | 55616P104 | 452 | 12,070 | SH | SOLE | 12,070 | 0 | 0 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 237 | 3,438 | SH | SOLE | 3,438 | 0 | 0 | ||
MCGRATH RENTCORP | COM | 580589109 | 218 | 3,448 | SH | SOLE | 3,448 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 332 | 5,465 | SH | SOLE | 5,465 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 230 | 2,528 | SH | SOLE | 2,528 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 315 | 3,197 | SH | SOLE | 3,197 | 0 | 0 | ||
NATUS MEDICAL INC DEL | COM | 639050103 | 251 | 7,271 | SH | SOLE | 7,271 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 473 | 2,830 | SH | SOLE | 2,830 | 0 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 400 | 5,728 | SH | SOLE | 5,728 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 275 | 6,237 | SH | SOLE | 6,237 | 0 | 0 | ||
PERFORMANT FINL CORP | COM | 71377E105 | 191 | 88,764 | SH | SOLE | 88,764 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 1,771 | 48,823 | SH | SOLE | 48,823 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 287 | 3,553 | SH | SOLE | 3,553 | 0 | 0 | ||
PINNACLE WEST CAP CORP | COM | 723484101 | 273 | 3,383 | SH | SOLE | 3,383 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 512 | 6,565 | SH | SOLE | 6,565 | 0 | 0 | ||
PUBLIC STORAGE | COM | 74460D109 | 342 | 1,508 | SH | SOLE | 1,508 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 1,456 | 25,939 | SH | SOLE | 25,939 | 0 | 0 | ||
ROCKWELL COLLINS INC | COM | 774341101 | 1,860 | 13,811 | SH | SOLE | 13,811 | 0 | 0 | ||
ROPER TECHNOLOGIES INC | COM | 776696106 | 414 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
ROSS STORES INC | COM | 778296103 | 396 | 4,672 | SH | SOLE | 4,672 | 0 | 0 | ||
SCHWAB CHARLES CORP NEW | COM | 808513105 | 406 | 7,944 | SH | SOLE | 7,944 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 433 | 6,664 | SH | SOLE | 6,664 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 247 | 4,659 | SH | SOLE | 4,659 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 2,532 | 43,608 | SH | SOLE | 43,608 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 1,558 | 14,258 | SH | SOLE | 14,258 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 676 | 8,905 | SH | SOLE | 8,905 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 319 | 1,852 | SH | SOLE | 1,852 | 0 | 0 | ||
SOUTHWEST AIRLS CO | COM | 844741108 | 1,284 | 25,236 | SH | SOLE | 25,236 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 433 | 1,595 | SH | SOLE | 1,595 | 0 | 0 | ||
SPDR SER TR | SPDR BLOOMBERG | 78468R663 | 916 | 10,006 | SH | SOLE | 10,006 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 300 | 6,145 | SH | SOLE | 6,145 | 0 | 0 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 267 | 12,306 | SH | SOLE | 12,306 | 0 | 0 | ||
TEREX CORP NEW | COM | 880779103 | 400 | 9,483 | SH | SOLE | 9,483 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 1,522 | 4,438 | SH | SOLE | 4,438 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 2,080 | 10,043 | SH | SOLE | 10,043 | 0 | 0 | ||
TRANSDIGM GROUP INC | COM | 893641100 | 215 | 624 | SH | SOLE | 624 | 0 | 0 | ||
UNILEVER N V | N Y SHS NEW | 904784709 | 2,685 | 48,189 | SH | SOLE | 48,189 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,164 | 4,745 | SH | SOLE | 4,745 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 635 | 7,793 | SH | SOLE | 7,793 | 0 | 0 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 3,272 | 24,098 | SH | SOLE | 24,098 | 0 | 0 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 2,100 | 16,835 | SH | SOLE | 16,835 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 1,039 | 6,673 | SH | SOLE | 6,673 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 7,516 | 178,106 | SH | SOLE | 178,106 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 759 | 13,530 | SH | SOLE | 13,530 | 0 | 0 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 6,910 | 161,076 | SH | SOLE | 161,076 | 0 | 0 | ||
VEDANTA LTD | SPONSORED ADR | 92242Y100 | 174 | 12,793 | SH | SOLE | 12,793 | 0 | 0 | ||
VEEVA SYS INC | CL A COM | 922475108 | 456 | 5,933 | SH | SOLE | 5,933 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,607 | 51,819 | SH | SOLE | 51,819 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 1,691 | 12,771 | SH | SOLE | 12,771 | 0 | 0 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 870 | 35,797 | SH | SOLE | 35,797 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 946 | 15,758 | SH | SOLE | 15,758 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 3,270 | 58,978 | SH | SOLE | 58,978 | 0 | 0 | ||
WISDOMTREE TR | US QTLY DIV GRT | 97717X669 | 217 | 5,282 | SH | SOLE | 5,282 | 0 | 0 | ||
WORKDAY INC | CL A | 98138H101 | 200 | 1,655 | SH | SOLE | 1,655 | 0 | 0 |