The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
10X GENOMICS INC | CL A COM | 88025U109 | 968 | 12,294 | SH | SOLE | 12,294 | 0 | 0 | ||
ABBOTT LABS | COM | 002824100 | 318 | 3,494 | SH | SOLE | 3,494 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 3,175 | 37,165 | SH | SOLE | 37,165 | 0 | 0 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 598 | 3,316 | SH | SOLE | 3,316 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 899 | 4,604 | SH | SOLE | 4,604 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 4,881 | 3,623 | SH | SOLE | 3,623 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 4,799 | 3,567 | SH | SOLE | 3,567 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 8,907 | 3,788 | SH | SOLE | 3,788 | 0 | 0 | ||
AMERICAN ELEC PWR CO INC | COM | 025537101 | 374 | 4,745 | SH | SOLE | 4,745 | 0 | 0 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 291 | 2,471 | SH | SOLE | 2,471 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 8,109 | 26,974 | SH | SOLE | 26,974 | 0 | 0 | ||
ARC DOCUMENT SOLUTIONS INC | COM | 00191G103 | 249 | 303,135 | SH | SOLE | 303,135 | 0 | 0 | ||
ARES CAPITAL CORP | COM | 04010L103 | 1,674 | 126,791 | SH | SOLE | 126,791 | 0 | 0 | ||
ARISTA NETWORKS INC | COM | 040413106 | 212 | 1,019 | SH | SOLE | 1,019 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 1,697 | 58,945 | SH | SOLE | 58,945 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 6,950 | 40,318 | SH | SOLE | 40,318 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 233 | 10,410 | SH | SOLE | 10,410 | 0 | 0 | ||
BLACKROCK CR ALLOCATION INCO | COM | 092508100 | 369 | 27,588 | SH | SOLE | 27,588 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 1,941 | 4,016 | SH | SOLE | 4,016 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 3,966 | 77,483 | SH | SOLE | 77,483 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 2,612 | 42,734 | SH | SOLE | 42,734 | 0 | 0 | ||
BROOKFIELD INFRAST PARTNERS | LP INT UNIT | G16252101 | 225 | 5,809 | SH | SOLE | 5,809 | 0 | 0 | ||
CAL MAINE FOODS INC | COM NEW | 128030202 | 213 | 4,928 | SH | SOLE | 4,928 | 0 | 0 | ||
CALAMOS CONV & HIGH INCOME F | COM SHS | 12811P108 | 586 | 60,167 | SH | SOLE | 60,167 | 0 | 0 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 364 | 7,679 | SH | SOLE | 7,679 | 0 | 0 | ||
CELLDEX THERAPEUTICS INC NEW | COM NEW | 15117B202 | 27 | 11,332 | SH | SOLE | 11,332 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 950 | 10,552 | SH | SOLE | 10,552 | 0 | 0 | ||
CHINA MOBILE LIMITED | SPONSORED ADR | 16941M109 | 254 | 6,659 | SH | SOLE | 6,659 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 1,860 | 45,203 | SH | SOLE | 45,203 | 0 | 0 | ||
CLOUDFLARE INC | CL A COM | 18915M107 | 261 | 10,462 | SH | SOLE | 10,462 | 0 | 0 | ||
CMS ENERGY CORP | COM | 125896100 | 359 | 6,575 | SH | SOLE | 6,575 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 248 | 7,055 | SH | SOLE | 7,055 | 0 | 0 | ||
CONSTELLATION BRANDS INC | CL A | 21036P108 | 411 | 2,483 | SH | SOLE | 2,483 | 0 | 0 | ||
COOPER COS INC | COM NEW | 216648402 | 521 | 1,767 | SH | SOLE | 1,767 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 490 | 1,586 | SH | SOLE | 1,586 | 0 | 0 | ||
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 304 | 4,202 | SH | SOLE | 4,202 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 244 | 4,038 | SH | SOLE | 4,038 | 0 | 0 | ||
CYTOKINETICS INC | COM NEW | 23282W605 | 1,619 | 97,354 | SH | SOLE | 97,354 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 2,224 | 13,563 | SH | SOLE | 13,563 | 0 | 0 | ||
DELL TECHNOLOGIES INC | CL C | 24703L202 | 249 | 6,141 | SH | SOLE | 6,141 | 0 | 0 | ||
DIAGEO P L C | SPON ADR NEW | 25243Q205 | 2,874 | 21,014 | SH | SOLE | 21,014 | 0 | 0 | ||
DIREXION SHS ETF TR | NAS100 EQL WGT | 25459Y207 | 211 | 4,031 | SH | SOLE | 4,031 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 2,521 | 24,988 | SH | SOLE | 24,988 | 0 | 0 | ||
ECOLAB INC | COM | 278865100 | 360 | 1,865 | SH | SOLE | 1,865 | 0 | 0 | ||
EXTREME NETWORKS INC | COM | 30226D106 | 1,056 | 343,925 | SH | SOLE | 343,925 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 4,873 | 23,375 | SH | SOLE | 23,375 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 | 515 | 17,812 | SH | SOLE | 17,812 | 0 | 0 | ||
FIRST TR STOXX EUROPEAN SELE | COMMON SHS | 33735T109 | 125 | 13,589 | SH | SOLE | 13,589 | 0 | 0 | ||
FIVE9 INC | COM | 338307101 | 1,043 | 9,921 | SH | SOLE | 9,921 | 0 | 0 | ||
FORMFACTOR INC | COM | 346375108 | 535 | 22,670 | SH | SOLE | 22,670 | 0 | 0 | ||
FORTIVE CORP | COM | 34959J108 | 426 | 7,372 | SH | SOLE | 7,372 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 2,311 | 29,831 | SH | SOLE | 29,831 | 0 | 0 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 560 | 13,205 | SH | SOLE | 13,205 | 0 | 0 | ||
GLOBAL X FDS | FINTECH ETF | 37954Y814 | 585 | 20,392 | SH | SOLE | 20,392 | 0 | 0 | ||
HEALTHPEAK PROPERTIES INC | COM | 42250P103 | 237 | 9,870 | SH | SOLE | 9,870 | 0 | 0 | ||
HILL ROM HLDGS INC | COM | 431475102 | 1,041 | 9,894 | SH | SOLE | 9,894 | 0 | 0 | ||
HILLENBRAND INC | COM | 431571108 | 1,448 | 76,800 | SH | SOLE | 76,800 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 5,766 | 97,431 | SH | SOLE | 97,431 | 0 | 0 | ||
INTUIT | COM | 461202103 | 2,362 | 8,561 | SH | SOLE | 8,561 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 995 | 1,943 | SH | SOLE | 1,943 | 0 | 0 | ||
INVESCO CALIF VALUE MUN INCO | COM | 46132H106 | 186 | 16,371 | SH | SOLE | 16,371 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 CB | 46138J502 | 4,119 | 193,301 | SH | SOLE | 193,301 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 HY | 46138J601 | 6,257 | 270,965 | SH | SOLE | 270,965 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2021 CB | 46138J700 | 7,147 | 335,704 | SH | SOLE | 335,704 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2021 HY | 46138J809 | 8,132 | 363,203 | SH | SOLE | 363,203 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 HY | 46138J817 | 230 | 10,560 | SH | SOLE | 10,560 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 46138J825 | 368 | 17,153 | SH | SOLE | 17,153 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 HY | 46138J833 | 582 | 25,808 | SH | SOLE | 25,808 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 46138J841 | 2,163 | 100,702 | SH | SOLE | 100,702 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 HY | 46138J858 | 786 | 34,070 | SH | SOLE | 34,070 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 CB | 46138J866 | 6,587 | 308,529 | SH | SOLE | 308,529 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2022 HY | 46138J874 | 4,903 | 224,786 | SH | SOLE | 224,786 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2022 CB | 46138J882 | 6,554 | 303,722 | SH | SOLE | 303,722 | 0 | 0 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 59 | 17,825 | SH | SOLE | 17,825 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 2,442 | 151,305 | SH | SOLE | 151,305 | 0 | 0 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 4,630 | 36,453 | SH | SOLE | 36,453 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 316 | 2,989 | SH | SOLE | 2,989 | 0 | 0 | ||
ISHARES TR | CORE S&P US VLU | 464287663 | 287 | 5,838 | SH | SOLE | 5,838 | 0 | 0 | ||
ISHARES TR | CORE S&P US GWT | 464287671 | 216 | 3,329 | SH | SOLE | 3,329 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 397 | 3,579 | SH | SOLE | 3,579 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,100 | 7,428 | SH | SOLE | 7,428 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 3,093 | 34,261 | SH | SOLE | 34,261 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 776 | 52,689 | SH | SOLE | 52,689 | 0 | 0 | ||
KKR & CO INC | CL A | 48251W104 | 2,076 | 79,766 | SH | SOLE | 79,766 | 0 | 0 | ||
KLA CORPORATION | COM NEW | 482480100 | 1,031 | 6,295 | SH | SOLE | 6,295 | 0 | 0 | ||
LAZARD LTD | SHS A | G54050102 | 667 | 27,114 | SH | SOLE | 27,114 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 240 | 1,355 | SH | SOLE | 1,355 | 0 | 0 | ||
MCGRATH RENTCORP | COM | 580589109 | 406 | 7,943 | SH | SOLE | 7,943 | 0 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 2,231 | 28,929 | SH | SOLE | 28,929 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 3,405 | 18,653 | SH | SOLE | 18,653 | 0 | 0 | ||
MIMECAST LTD | ORD SHS | G14838109 | 982 | 24,289 | SH | SOLE | 24,289 | 0 | 0 | ||
NATUS MED INC DEL | COM | 639050103 | 427 | 18,447 | SH | SOLE | 18,447 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 498 | 1,147 | SH | SOLE | 1,147 | 0 | 0 | ||
NEW RELIC INC | COM | 64829B100 | 228 | 4,223 | SH | SOLE | 4,223 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 631 | 2,834 | SH | SOLE | 2,834 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 1,547 | 18,128 | SH | SOLE | 18,128 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 442 | 8,525 | SH | SOLE | 8,525 | 0 | 0 | ||
PAGERDUTY INC | COM | 69553P100 | 643 | 29,103 | SH | SOLE | 29,103 | 0 | 0 | ||
PERFORMANT FINL CORP | COM | 71377E105 | 313 | 405,987 | SH | SOLE | 405,987 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 2,021 | 52,469 | SH | SOLE | 52,469 | 0 | 0 | ||
PIMCO DYNAMIC CR & MTG INC F | COM SHS | 72202D106 | 1,266 | 70,629 | SH | SOLE | 70,629 | 0 | 0 | ||
PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | 804 | 33,865 | SH | SOLE | 33,865 | 0 | 0 | ||
PINNACLE WEST CAP CORP | COM | 723484101 | 287 | 3,991 | SH | SOLE | 3,991 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 945 | 8,356 | SH | SOLE | 8,356 | 0 | 0 | ||
PROOFPOINT INC | COM | 743424103 | 313 | 2,542 | SH | SOLE | 2,542 | 0 | 0 | ||
PROSHARES TR | SHORT S&P 500 NE | 74347B425 | 20,061 | 812,512 | SH | SOLE | 812,512 | 0 | 0 | ||
PROSHARES TR | SHRT RUSSELL2000 | 74348A210 | 7,044 | 165,535 | SH | SOLE | 165,535 | 0 | 0 | ||
PUBLIC STORAGE | COM | 74460D109 | 310 | 1,758 | SH | SOLE | 1,758 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 419 | 5,318 | SH | SOLE | 5,318 | 0 | 0 | ||
RINGCENTRAL INC | CL A | 76680R206 | 1,051 | 4,288 | SH | SOLE | 4,288 | 0 | 0 | ||
ROPER TECHNOLOGIES INC | COM | 776696106 | 527 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
ROSS STORES INC | COM | 778296103 | 456 | 5,137 | SH | SOLE | 5,137 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 1,864 | 11,388 | SH | SOLE | 11,388 | 0 | 0 | ||
SAP SE | SPON ADR | 803054204 | 1,651 | 14,593 | SH | SOLE | 14,593 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 207 | 3,047 | SH | SOLE | 3,047 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 287 | 3,150 | SH | SOLE | 3,150 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 1,046 | 21,147 | SH | SOLE | 21,147 | 0 | 0 | ||
SIMPSON MANUFACTURING CO INC | COM | 829073105 | 530 | 7,402 | SH | SOLE | 7,402 | 0 | 0 | ||
SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 353 | 12,789 | SH | SOLE | 12,789 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 284 | 999 | SH | SOLE | 999 | 0 | 0 | ||
TABULA RASA HEALTHCARE INC | COM | 873379101 | 3,038 | 51,131 | SH | SOLE | 51,131 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 3,412 | 10,181 | SH | SOLE | 10,181 | 0 | 0 | ||
TRINET GROUP INC | COM | 896288107 | 854 | 17,771 | SH | SOLE | 17,771 | 0 | 0 | ||
TUFIN SOFTWARE TECHNOLOGIS L | SHS | M8893U102 | 595 | 62,725 | SH | SOLE | 62,725 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 678 | 24,481 | SH | SOLE | 24,481 | 0 | 0 | ||
UNILEVER N V | N Y SHS NEW | 904784709 | 2,663 | 56,462 | SH | SOLE | 56,462 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 2,259 | 7,824 | SH | SOLE | 7,824 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 255 | 7,200 | SH | SOLE | 7,200 | 0 | 0 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 438 | 3,944 | SH | SOLE | 3,944 | 0 | 0 | ||
VARONIS SYS INC | COM | 922280102 | 282 | 3,975 | SH | SOLE | 3,975 | 0 | 0 | ||
VEEVA SYS INC | CL A COM | 922475108 | 1,187 | 6,151 | SH | SOLE | 6,151 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 3,282 | 58,988 | SH | SOLE | 58,988 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 3,066 | 17,150 | SH | SOLE | 17,150 | 0 | 0 | ||
WISDOMTREE TR | US QTLY DIV GRT | 97717X669 | 242 | 5,750 | SH | SOLE | 5,750 | 0 | 0 | ||
WORKDAY INC | CL A | 98138H101 | 876 | 5,750 | SH | SOLE | 5,750 | 0 | 0 | ||
WP CAREY INC | COM | 92936U109 | 393 | 6,654 | SH | SOLE | 6,654 | 0 | 0 | ||
ZIX CORP | COM | 98974P100 | 2,533 | 435,984 | SH | SOLE | 435,984 | 0 | 0 |