The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADIENT LTD | Com | G0084W101 | 47 | 1,193 | SH | DFND | 1,193 | 0 | 0 | ||
AGRIBANK FCB - CALLABLE | Pref | 00850L203 | 4,862 | 45,650 | SH | DFND | 1,2,4,8,10 | 45,650 | 0 | 0 | |
AICI CAP TRUST PFD | Pref | 001338201 | 3 | 30,100 | SH | DFND | 10 | 30,100 | 0 | 0 | |
ALLERGEN PLC | Com | G0177J108 | 815 | 4,278 | SH | DFND | 4,278 | 0 | 0 | ||
ALLIANZGI CONV & INC FUND II-CALL | Pref | 018825802 | 1,990 | 80,000 | SH | DFND | 3,4,8,10 | 80,000 | 0 | 0 | |
ALLSTATE CORP - CALLABLE | Pref | 020002879 | 254 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
AMERICAN HOMES 4 RENT - CALL | Pref | 02665T876 | 697 | 30,000 | SH | DFND | 10 | 30,000 | 0 | 0 | |
AMGEN INC | Com | 031162100 | 30,057 | 145,000 | SH | DFND | 4,7,9 | 145,000 | 0 | 0 | |
APOLLO MANAGEMENT LLC - CALLABLE | Pref | 037612504 | 994 | 40,000 | SH | DFND | 2,9 | 40,000 | 0 | 0 | |
ARCH CAPITAL GROUP | Pref | 03939A206 | 462 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
AT&T INC | Com | 00206R102 | 1,679 | 50,000 | SH | DFND | 10 | 50,000 | 0 | 0 | |
AT&T INC - CALLABLE | Pref | 00206R409 | 2,480 | 100,000 | SH | DFND | 1,2,4,8,10 | 100,000 | 0 | 0 | |
AVNET INC | Com | 053807103 | 537 | 12,000 | SH | DFND | 12,000 | 0 | 0 | ||
BANK OF AMERICA CORP-CALLABLE | Pref | 060505195 | 1,023 | 40,000 | SH | DFND | 4 | 40,000 | 0 | 0 | |
BB LIQUIDATING INC - CLASS A | Com | 05532D107 | 1 | 54,211 | SH | DFND | 54,211 | 0 | 0 | ||
BB LIQUIDATING INC - CLASS B | Com | 05532D206 | 0 | 54,211 | SH | DFND | 54,211 | 0 | 0 | ||
BERKLEY WR CORP - CALLABLE | Pref | 084423607 | 487 | 20,000 | SH | DFND | 4 | 20,000 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL CL A | Com | 084670108 | 9,920 | 31 | SH | DFND | 4,10 | 31 | 0 | 0 | |
BLACKSTONE GROUP LP | Com | 09253U108 | 3,808 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
BOEING CO | Com | 097023105 | 10,190 | 27,400 | SH | DFND | 27,400 | 0 | 0 | ||
BP P.L.C. SPONSORED ADR - CMN | Com | 055622104 | 692 | 15,000 | SH | DFND | 3 | 15,000 | 0 | 0 | |
BRIGHTHOUSE FINANCIAL-CALLABLE | Pref | 10922N202 | 1,508 | 60,000 | SH | DFND | 2,4 | 60,000 | 0 | 0 | |
CAL DIVE INTERNATIONAL INC | Com | 12802T101 | 0 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
CARLYLE GROUP LP - CALLABLE | Pref | 14309L201 | 1,586 | 70,000 | SH | DFND | 1,2,9 | 70,000 | 0 | 0 | |
CASTLE BRANDS INC | Com | 148435100 | 268 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
CBL ASSOCIATES PROP - CALLABLE | Pref | 124830605 | 554 | 35,000 | SH | DFND | 2,9 | 35,000 | 0 | 0 | |
CDK GLOBAL INC | Com | 12508E101 | 2,575 | 41,164 | SH | DFND | 1,2,3,7,8 | 41,164 | 0 | 0 | |
CENTAUR FUNDING CORP -SER B 144A | Pref | 151327202 | 5,494 | 5,111 | SH | DFND | 2,3,4,8,9 | 5,111 | 0 | 0 | |
CHEVRON CORPORATION | Com | 166764100 | 1,956 | 16,000 | SH | DFND | 2,3 | 16,000 | 0 | 0 | |
CHIMERA INVEST CORP -CALLABLE | Pref | 16934Q505 | 1,507 | 60,000 | SH | DFND | 7,10 | 60,000 | 0 | 0 | |
CHINA FUND INC | Com | 169373107 | 1,341 | 68,399 | SH | DFND | 68,399 | 0 | 0 | ||
CMS ENERGY CORP - CALLABLE | Pref | 125896860 | 1,474 | 60,000 | SH | DFND | 1,2,4 | 60,000 | 0 | 0 | |
CMS ENERGY CORP - CALLABLE | Pref | 125896852 | 747 | 30,000 | SH | DFND | 4 | 30,000 | 0 | 0 | |
CMS ENERGY CORP - CALLABLE | Pref | 125896860 | 1,474 | 60,000 | SH | DFND | 8 | 60,000 | 0 | 0 | |
COBANK ACB | Pref | 19075Q862 | 2,316 | 21,853 | SH | DFND | 1,2 | 21,853 | 0 | 0 | |
COCA COLA COM | Com | 191216100 | 693 | 15,000 | SH | DFND | 8 | 15,000 | 0 | 0 | |
CONIFER HOLDINGS INC | Com | 20731J102 | 1,413 | 250,000 | SH | DFND | 4 | 250,000 | 0 | 0 | |
CORNING INC | Com | 219350105 | 11,033 | 312,550 | SH | DFND | 312,550 | 0 | 0 | ||
CORSA COAL CORP | Com | 22041E609 | 2,030 | 1,971,098 | SH | DFND | 1,971,098 | 0 | 0 | ||
DCP MIDSTREAM LP-CALLABLE | Pref | 23311P209 | 1,522 | 60,000 | SH | DFND | 1,8 | 60,000 | 0 | 0 | |
DELPHI FINANCIAL GROUP - CALLABLE | Pref | 247131303 | 1,789 | 77,797 | SH | DFND | 3,4 | 77,797 | 0 | 0 | |
DISNEY WALT CO | Com | 254687106 | 2,163 | 18,500 | SH | DFND | 18,500 | 0 | 0 | ||
DUKE ENERGY CORP - CALLABLE | Pref | 26441C402 | 2,500 | 100,000 | SH | DFND | 1,2,4 | 100,000 | 0 | 0 | |
EAGLE POINT CREDIT CO - CALL | Pref | 269809406 | 1,791 | 70,000 | SH | DFND | 2,4,10 | 70,000 | 0 | 0 | |
EAGLE POINT CREDIT CO - CALLABLE | Pref | 269809505 | 996 | 40,000 | SH | DFND | 1,9 | 40,000 | 0 | 0 | |
EMERSON ELEC CO | Com | 291011104 | 6,816 | 89,000 | SH | DFND | 2,8,10 | 89,000 | 0 | 0 | |
ENBRIDGE INC - CALLABLE | Pref | 29250N477 | 1,007 | 40,000 | SH | DFND | 2,4 | 40,000 | 0 | 0 | |
ENERGY TRANSFER PARTNERS-CALLABLE | Pref | 29278N400 | 3,104 | 120,000 | SH | DFND | 1,2,3,4,10 | 120,000 | 0 | 0 | |
ENSTAR GROUP LTD-CALLABLE | Pref | 29359U109 | 2,114 | 80,000 | SH | DFND | 3,4 | 80,000 | 0 | 0 | |
EPR PROPERTIES-CALLABLE | Pref | 26884U505 | 1,989 | 85,000 | SH | DFND | 2,4,10 | 85,000 | 0 | 0 | |
EXXON MOBIL CORP | Com | 30231G102 | 2,976 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
FARM CREDIT BK OF TEXAS - CALLABLE | Pref | 30767E307 | 1,140 | 1,000 | SH | DFND | 10 | 1,000 | 0 | 0 | |
GENERAL ELECTRIC CO | Com | 369604103 | 1,366 | 121,000 | SH | DFND | 1,2,3,9 | 121,000 | 0 | 0 | |
GENERAL MOTORS CO. WARRANT EXP | Com | 37045V126 | 19 | 1,145 | SH | DFND | 8,10 | 1,145 | 0 | 0 | |
GENERAL MOTORS COMPANY | Com | 37045V100 | 41 | 1,228 | SH | DFND | 1,228 | 0 | 0 | ||
GENUINE PARTS CO COM | Com | 372460105 | 1,899 | 19,108 | SH | DFND | 19,108 | 0 | 0 | ||
GLOBAL INDEMNITY LTD | Pref | G3933F139 | 771 | 30,000 | SH | DFND | 2,10 | 30,000 | 0 | 0 | |
GLOBAL INDEMNITY PLC - CALLABLE | Pref | G3933F121 | 514 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | Com | 38141G104 | 25,003 | 111,500 | SH | DFND | 4 | 111,500 | 0 | 0 | |
GRAMERCY PROPERTY TRUST - CALLABLE | Pref | 385002209 | 375 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
HANCOCK HLDG CO- CALLABLE | Pref | 410120307 | 376 | 15,000 | SH | DFND | 4 | 15,000 | 0 | 0 | |
HANOVER INSURANCE GROUP CALLABLE | Pref | 410867204 | 252 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
INTEGRYS ENERGY GROUP-CALLABLE | Pref | 45822P204 | 2,595 | 100,000 | SH | DFND | 2,3,4,8 | 100,000 | 0 | 0 | |
INTL BUSINESS MACHINES CORP | Com | 459200101 | 2,400 | 15,874 | SH | DFND | 1 | 15,874 | 0 | 0 | |
INTL BUSINESS MACHINES CORP | Com | 459200101 | 2,400 | 15,874 | SH | DFND | 1 | 15,874 | 0 | 0 | |
JACOBS ENGINEERING GROUP INC | Com | 469814107 | 2,831 | 37,000 | SH | DFND | 37,000 | 0 | 0 | ||
JEFFERIES FINANCIAL GROUP INC | Com | 47233W109 | 11,219 | 510,872 | SH | DFND | 4,7,9,10 | 510,872 | 0 | 0 | |
JOHNSON CTLS INTL PLC | Com | G51502105 | 836 | 23,874 | SH | DFND | 9 | 23,874 | 0 | 0 | |
JP MORGAN CHASE CO - CALLABLE | Pref | 48128B655 | 2,025 | 80,000 | SH | DFND | 7,10 | 80,000 | 0 | 0 | |
JPMORGAN CHASE & CO COM | Com | 46625H100 | 638 | 5,655 | SH | DFND | 5,655 | 0 | 0 | ||
KAISER ALUM CORP DEPOSITARY S CMN | Com | 483007704 | 8 | 70 | SH | DFND | 10 | 70 | 0 | 0 | |
KEYCORP - CALLABLE | Pref | 493267876 | 1,483 | 60,000 | SH | DFND | 3,4,10 | 60,000 | 0 | 0 | |
LADENBURG THALMAN FIN SVCS INC | Pref | 50575Q300 | 1,894 | 80,000 | SH | DFND | 3,9 | 80,000 | 0 | 0 | |
LEGG MASON INC COM | Com | 524901105 | 2,092 | 67,000 | SH | DFND | 2,4,7,9,10 | 67,000 | 0 | 0 | |
MCDONALDS CORP | Com | 580135101 | 1,046 | 6,250 | SH | DFND | 3 | 6,250 | 0 | 0 | |
MEDLEY LLC - CALLABLE | Pref | 58503Y105 | 976 | 40,000 | SH | DFND | 2,4 | 40,000 | 0 | 0 | |
MEDLEY LLC - CALLABLE | Pref | 58503Y204 | 1,002 | 40,000 | SH | DFND | 9,10 | 40,000 | 0 | 0 | |
MERCER INTERNATIONAL INC SBI | Com | 588056101 | 276,864 | 16,480,000 | SH | DFND | 1,2,4,7,9,10 | 16,480,000 | 0 | 0 | |
MERCK & CO, INC. | Com | 58933Y105 | 105 | 1,487 | SH | DFND | 1,487 | 0 | 0 | ||
MFC BANCORP LTD | Com | G60630103 | 16,668 | 2,732,477 | SH | DFND | 1,2,4,7,9,10 | 2,732,477 | 0 | 0 | |
MOTOROLA SOLUTIONS INC | Com | 620076307 | 3,221 | 24,750 | SH | DFND | 24,750 | 0 | 0 | ||
MOTORS LIQUIDATION COMPANY-TRUST | Pref | 62010U101 | 7 | 744 | SH | DFND | 8,10 | 744 | 0 | 0 | |
MYMETICS CORP | Com | 62856A102 | 109 | 2,186,473 | SH | DFND | 7,10 | 2,186,473 | 0 | 0 | |
NAM TAI PROPERTY INC | Com | G63907102 | 56,882 | 5,774,800 | SH | DFND | 1,2,3,4,7,9,10 | 5,774,800 | 0 | 0 | |
NATIONAL RETAIL PPTYS INC | Com | 637417106 | 583 | 13,000 | SH | DFND | 4 | 13,000 | 0 | 0 | |
NEW YORK MORTGAGE TRUST - CALLABLE | Pref | 649604881 | 481 | 20,000 | SH | DFND | 2 | 20,000 | 0 | 0 | |
NOW INC DE | Com | 67011P100 | 18 | 1,100 | SH | DFND | 2 | 1,100 | 0 | 0 | |
OAKTREE CAPITAL GRP LLC - CALLABLE | Pref | 674001409 | 1,868 | 75,000 | SH | DFND | 2,4,9 | 75,000 | 0 | 0 | |
PFSWEB INC | Com | 717098206 | 5,550 | 750,000 | SH | DFND | 2,10 | 750,000 | 0 | 0 | |
PRIORITY INCOME FUND INC - CALLABL | Pref | 74274W103 | 2,012 | 80,000 | SH | DFND | 1,3,4 | 80,000 | 0 | 0 | |
PROCTER & GAMBLE CO | Com | 742718109 | 3,279 | 39,400 | SH | DFND | 39,400 | 0 | 0 | ||
PROSPECT CAPITAL CORP-CALLABLE | Pref | 74348T409 | 749 | 30,000 | SH | DFND | 1,8 | 30,000 | 0 | 0 | |
PRUDENTIAL FINANCIAL INC - CALL | Pref | 744320805 | 1,490 | 60,000 | SH | DFND | 2,4,10 | 60,000 | 0 | 0 | |
QVC INC - CALLABLE | Pref | 747262301 | 2,400 | 100,000 | SH | DFND | 2,4 | 100,000 | 0 | 0 | |
QWEST CORP-CALLABLE | Pref | 74913G873 | 718 | 30,000 | SH | DFND | 4 | 30,000 | 0 | 0 | |
RAYMOND JAMES FNCL INC | Com | 754730109 | 20,007 | 217,350 | SH | DFND | 4,9 | 217,350 | 0 | 0 | |
RENAISSANCERE HOLDINGS | Pref | 75968N309 | 497 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
REXFORD INDUSTRIAL REALTY-CALL | Pref | 76169C209 | 371 | 15,000 | SH | DFND | 9 | 15,000 | 0 | 0 | |
RIVERNORTH MARKETPLACE-CALLABLE | Pref | 76882B207 | 1,257 | 50,000 | SH | DFND | 1,2 | 50,000 | 0 | 0 | |
ROOMSTORE INC - CMN | Com | 77638R108 | 0 | 43,661 | SH | DFND | 43,661 | 0 | 0 | ||
SCHWAB CHARLES CORP NEW | Com | 808513105 | 1,229 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
SELECTIVE INS GROUP- CALLABLE | Pref | 816300404 | 1,125 | 45,000 | SH | DFND | 3,4,8 | 45,000 | 0 | 0 | |
SELECTIVE INS GROUP INC | Com | 816300107 | 12,700 | 200,000 | SH | DFND | 10 | 200,000 | 0 | 0 | |
SENIOR HOUSING PROPERTIES TRUST | Pref | 81721M208 | 1,156 | 47,000 | SH | DFND | 1,8 | 47,000 | 0 | 0 | |
SPIRIT REALTY CAPITAL-CALLABLE | Pref | 84860W201 | 1,140 | 50,000 | SH | DFND | 1,9 | 50,000 | 0 | 0 | |
STIFEL FINANCIAL CORP - CALLABLE | Pref | 860630607 | 476 | 20,000 | SH | DFND | 10 | 20,000 | 0 | 0 | |
SUN HYDRAULICS CORP | Com | 866942105 | 16,434 | 300,000 | SH | DFND | 4,10 | 300,000 | 0 | 0 | |
TE CONNECTIVITY LIMITED | Com | H84989104 | 1,099 | 12,500 | SH | DFND | 12,500 | 0 | 0 | ||
TIDEWATER INC NEW | Com | 88642R109 | 17 | 557 | SH | DFND | 557 | 0 | 0 | ||
TIDEWATER INC WTS SERIES B 7/31/23 | Com | 88642R125 | 4 | 976 | SH | DFND | 976 | 0 | 0 | ||
TIDWATER INC WTS SERIES A 7/31/23 | Com | 88642R117 | 4 | 903 | SH | DFND | 903 | 0 | 0 | ||
TRAVELERS COS INC | Com | 89417E109 | 2,724 | 21,000 | SH | DFND | 21,000 | 0 | 0 | ||
TWENTY-FIRST CENTURY FOX INC-CL B | Com | 90130A200 | 3,437 | 75,000 | SH | DFND | 4 | 75,000 | 0 | 0 | |
UNITED PARCEL SERVICE, INC-CLASS B | Com | 911312106 | 2,335 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
UNUM GROUP - CALLABLE | Pref | 91529Y601 | 1,258 | 50,000 | SH | DFND | 1,3 | 50,000 | 0 | 0 | |
US BANCORP - CALLABLE | Pref | 902973759 | 1,006 | 40,000 | SH | DFND | 9,10 | 40,000 | 0 | 0 | |
US BANKCORP DEL COM NEW | Com | 902973304 | 1,072 | 20,300 | SH | DFND | 20,300 | 0 | 0 | ||
US CELLULAR CORP | Pref | 911684504 | 513 | 20,000 | SH | DFND | 9 | 20,000 | 0 | 0 | |
VAIL RESORTS INC. | Com | 91879Q109 | 23,051 | 84,000 | SH | DFND | 3,4,10 | 84,000 | 0 | 0 | |
VALIDUS HOLDINGS LTD | Pref | 91915W300 | 522 | 20,000 | SH | DFND | 8 | 20,000 | 0 | 0 | |
VENTAS REALTY LP CAP CORP | Pref | 92276M204 | 1,115 | 45,000 | SH | DFND | 1,3,9 | 45,000 | 0 | 0 | |
VISTRA ENERGY CORP | Com | 92840M128 | 50 | 33,717 | SH | DFND | 4,9,10 | 33,717 | 0 | 0 | |
VOLKSWAGEN AG | Com | 928CNV760 | 2,232 | 12,800 | SH | DFND | 12,800 | 0 | 0 | ||
W R BERKLEY CORPORATION | Pref | 084423706 | 487 | 20,000 | SH | DFND | 1,8 | 20,000 | 0 | 0 | |
W.R. BERKLEY CORP-CALLABLE | Pref | 084423409 | 489 | 20,000 | SH | DFND | 10 | 20,000 | 0 | 0 | |
WASHINGTON PRIME GROUP NEW | Pref | 93964W306 | 718 | 35,000 | SH | DFND | 2,10 | 35,000 | 0 | 0 | |
WELLS FARGO & CO NEW COM STK | Com | 949746101 | 2,628 | 50,000 | SH | DFND | 4 | 50,000 | 0 | 0 | |
WESTERN ALLIANCE BANCORP - CALL | Pref | 957638208 | 3,162 | 125,000 | SH | DFND | 1,3,4,9 | 125,000 | 0 | 0 | |
WILLIS TOWERS WATSON PLC | Com | G96629103 | 1,120 | 7,950 | SH | DFND | 7,950 | 0 | 0 | ||
XILINX INC | Com | 983919101 | 3,207 | 40,000 | SH | DFND | 2 | 40,000 | 0 | 0 | |
ZIEGLER COS INC THE | Com | 989506308 | 1,469 | 48,972 | SH | DFND | 48,972 | 0 | 0 |