Triloma EIG Energy Income Fund - Term I Inactive
Filed: 22 Feb 16, 12:00am
| Triloma EIG Global Energy Term Fund I |
| (Name of Issuer) |
| Common Shares, par value $.001 |
| (Title of Class of Securities) |
| 89620U 106 |
| (CUSIP Number) |
Hope Newsome c/o Triloma EIG Global Energy Term Fund I 201 North New York Avenue, Suite 250 Winter Park, FL 32789 (407) 636-7115 with a copy to: Richard Horowitz Dechert LLP 1095 Avenue of the Americas New York, NY 10036 |
| (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
| February 10, 2016 |
| (Date of Event Which Requires Filing of this Statement) |
| 1 | NAMES OF REPORTING PERSONS Deryck Harmer | ||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] | ||
| 3 | SEC USE ONLY | ||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. | ||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 2,001 | |
| 6 | SHARED VOTING POWER 0 | ||
| 7 | SOLE DISPOSITIVE POWER 2,001 | ||
| 8 | SHARED DISPOSITIVE POWER 0 | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,001 | ||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES Not applicable | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.0% | ||
| 12 | TYPE OF REPORTING PERSON IN | ||
| Item 1. | Security and Issuer. | |
| This statement on Schedule 13D relates to the common shares, par value $.001 (“Common Shares”), of Triloma EIG Global Energy Term Fund I, a Delaware statutory trust (the “Issuer”). The address of the principal executive offices of the Issuer is 201 North New York Avenue, Suite 250, Winter Park, FL 32789. | ||
| Item 2. | Identity and Background. | |
| (a) | This statement is filed on behalf of Deryck Harmer (the “Reporting Person”). | ||
| (b) | The business address of Mr. Harmer is 201 North New York Avenue, Suite 250, Winter Park, FL 32789. | ||
| (c) | Mr. Harmer is President and CEO of the Issuer. | ||
| (d) | During the last five years, Mr. Harmer has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). | ||
| (e) | During the last five years, Mr. Harmer has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violations with respect to such laws. | ||
| (f) | Mr. Harmer is a citizen of the United States of America. | ||
| Item 3. | Source and Amound of Funds. | ||
| The Reporting Person used approximately $50,025 in the aggregate to purchase the Common Shares reported in this Schedule 13D. | |||
| Item 4. | Purposes of Transaction. | |
| The Reporting Person acquired the Common Shares to which this Schedule 13D relates for investment purposes in the ordinary course of business, and not with the purpose nor with the effect of changing or influencing the control or management of the Issuer. The Reporting Person acquired the Common Shares because he believed that the Common Shares reported herein, when purchased, represented an attractive investment opportunity. | ||
| Except as set forth herein, the Reporting Person has no present plan or proposal that would relate to or result in any of the matters set forth in subparagraphs (a)–(j) of Item 4 of Schedule 13D. The Reporting Person has not entered into any agreement with any third party to act together for the purpose of acquiring, holding, voting or disposing of the Common Shares reported herein. The Reporting Person intends to review his investment in the Issuer on a continuing basis and may from time to time engage in discussions with management, the Board of Trustees, other shareholders of the Issuer and other relevant parties, including representatives of any of the foregoing, concerning matters with respect to the Reporting Person’s investment in the Common Shares, including, without limitation, the business, operations, governance, management, strategy and future plans of the Issuer. Depending on various factors, including, without limitation, the outcome of any discussions referenced above, the Issuer's financial position and strategic direction, actions taken by the Board of Trustees, price levels of the Common Shares, other investment opportunities available to the Reporting Person, conditions in the securities market and general economic and industry conditions, the Reporting Person may in the future take such actions with respect to his investment in the Issuer as he deems appropriate, including, without limitation, purchasing additional Common Shares or selling some or all of his Common Shares, engaging in hedging or similar transactions with respect to the Common Shares and/or otherwise changing his intention with respect to any and all matters referred to in Item 4 of Schedule 13D. | ||
| Item 5. | Interest in Securities of the Issuer. | |
Immediately following the transactions described herein, the Reporting Person may be deemed to be the beneficial owner of 2,001 shares of Common Shares, representing 5.0% of the total issued and outstanding shares of Common Shares. All percentages set forth in this statement on Schedule 13D are based upon the 39,983.583 shares of Common Shares issued and outstanding as of the date hereof. | ||
| Item 6. | Contracts, Arrangements, Understandings or Relationships with respect to Securities of the Issuer. | |
| Except for the matters described herein, Mr. Harmer has no contract, arrangement, understanding or relationship (legal or otherwise) with respect to securities of the Issuer. | ||
| Item 7. | Materials to Be Filed as Exhibits. | |
| None | ||
| Date: February 22, 2016 | |||
| By: | /s/ Deryck Harmer | ||
| Deryck Harmer | |||