Nuveen Dividend Growth ETF (NDVG)
Portfolio of Investments January 31, 2022
(Unaudited)
Shares | Description (1) | Value | ||||
LONG-TERM INVESTMENTS – 98.6% | ||||||
COMMON STOCKS – 98.6% | ||||||
Aerospace & Defense – 2.2% | ||||||
361 | Lockheed Martin Corp | $140,476 | ||||
Banks – 2.9% | ||||||
1,245 | JPMorgan Chase & Co | 185,007 | ||||
Beverages – 1.9% | ||||||
690 | PepsiCo Inc | 119,729 | ||||
Biotechnology – 2.8% | ||||||
1,305 | AbbVie Inc | 178,641 | ||||
Building Products – 2.0% | ||||||
749 | Trane Technologies PLC | 129,652 | ||||
Capital Markets – 2.8% | ||||||
2,007 | Charles Schwab Corp | 176,014 | ||||
Chemicals – 4.5% | ||||||
894 | International Flavors & Fragrances Inc | 117,937 | ||||
531 | Linde PLC | 169,219 | ||||
Total Chemicals | 287,156 | |||||
Communications Equipment – 4.8% | ||||||
2,390 | Cisco Systems Inc | 133,051 | ||||
750 | Motorola Solutions Inc | 173,955 | ||||
Total Communications Equipment | 307,006 | |||||
Consumer Finance – 2.5% | ||||||
894 | American Express Co | 160,759 | ||||
Containers & Packaging – 1.4% | ||||||
583 | Packaging Corp of America | 87,817 | ||||
Electric Utilities – 1.7% | ||||||
1,396 | NextEra Energy Inc | 109,056 | ||||
Equity Real Estate Investment Trust – 2.4% | ||||||
2,625 | Duke Realty Corp | 151,672 | ||||
Food & Staples Retailing – 1.5% | ||||||
703 | Walmart Inc | 98,286 |
1
Nuveen Dividend Growth ETF (NDVG) (continued)
Portfolio of Investments January 31, 2022
(Unaudited)
Shares | Description (1) | Value | ||||
Food Products – 1.8% | ||||||
1,766 | Mondelez International Inc, Class A | $118,375 | ||||
Health Care Equipment & Supplies – 5.9% | ||||||
946 | Abbott Laboratories | 120,577 | ||||
1,747 | Baxter International Inc | 149,264 | ||||
1,016 | Medtronic PLC | 105,146 | ||||
Total Health Care Equipment & Supplies | 374,987 | |||||
Health Care Providers & Services – 5.2% | ||||||
265 | Anthem Inc | 116,862 | ||||
459 | UnitedHealth Group Inc | 216,910 | ||||
Total Health Care Providers & Services | 333,772 | |||||
Hotels, Restaurants & Leisure – 2.4% | ||||||
582 | McDonald's Corp | 151,000 | ||||
Industrial Conglomerates – 2.0% | ||||||
638 | Honeywell International Inc | 130,458 | ||||
Insurance – 3.8% | ||||||
582 | Chubb Ltd | 114,817 | ||||
847 | Marsh & McLennan Cos Inc, Class A | 130,133 | ||||
Total Insurance | 244,950 | |||||
IT Services – 6.2% | ||||||
655 | Accenture PLC, Class A | 231,595 | ||||
1,347 | Fidelity National Information Services Inc | 161,532 | ||||
Total IT Services | 393,127 | |||||
Media – 2.4% | ||||||
3,051 | Comcast Corp, Class A | 152,519 | ||||
Multi-Utilities – 2.4% | ||||||
1,592 | WEC Energy Group Inc | 154,488 | ||||
Oil, Gas & Consumable Fuels – 3.4% | ||||||
943 | Chevron Corp | 123,844 | ||||
1,087 | Phillips 66 | 92,167 | ||||
Total Oil, Gas & Consumable Fuels | 216,011 | |||||
Pharmaceuticals – 1.6% | ||||||
1,233 | Merck & Co Inc | 100,465 | ||||
Road & Rail – 2.5% | ||||||
655 | Union Pacific Corp | 160,180 |
2
Shares | Description (1) | Value | ||||
Semiconductors & Semiconductor Equipment – 5.6% | ||||||
334 | Broadcom Inc | $195,684 | ||||
918 | Texas Instruments Inc | 164,772 | ||||
Total Semiconductors & Semiconductor Equipment | 360,456 | |||||
Software – 6.4% | ||||||
1,309 | Microsoft Corp | 407,073 | ||||
Specialty Retail – 5.4% | ||||||
847 | Lowe's Cos Inc | 201,036 | ||||
1,995 | TJX Cos Inc | 143,580 | ||||
Total Specialty Retail | 344,616 | |||||
Technology Hardware, Storage & Peripherals – 6.0% | ||||||
2,201 | Apple Inc | 384,691 | ||||
Tobacco – 2.2% | ||||||
1,354 | Philip Morris International Inc | 139,259 | ||||
Total Long-Term Investments (cost $5,946,476) | 6,297,698 | |||||
Other Assets Less Liabilities – 1.4% | 88,732 | |||||
Net Assets – 100% | $6,386,430 |
Part F of Form N-PORT was prepared in accordance with U.S. generally accepted accounting principles (“U.S. GAAP”) and in conformity with the applicable rules and regulations of the U.S. Securities and Exchange Commission (“SEC”) related to interim filings. Part F of Form N-PORT does not include all information and footnotes required by U.S. GAAP for complete financial statements. Certain footnote disclosures normally included in financial statements prepared in accordance with U.S. GAAP have been condensed or omitted from this report pursuant to the rules of the SEC. For a full set of the Fund’s notes to financial statements, please refer to the Fund’s most recently filed annual or semi-annual report.
Fair Value Measurements
The Fund's investments in securities are recorded at their estimated fair value utilizing valuation methods approved by the Board of Directors/Trustees. Fair value is defined as the price that would be received upon selling an investment or transferring a liability in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment. U.S. GAAP establishes the three-tier hierarchy which is used to maximize the use of observable market data and minimize the use of unobservable inputs and to establish classification of fair value measurements for disclosure purposes. Observable inputs reflect the assumptions market participants would use in pricing the asset or liability. Observable inputs are based on market data obtained from sources independent of the reporting entity. Unobservable inputs reflect management’s assumptions about the assumptions market participants would use in pricing the asset or liability. Unobservable inputs are based on the best information available in the circumstances. The following is a summary of the three-tiered hierarchy of valuation input levels.
Level 1 – Inputs are unadjusted and prices are determined using quoted prices in active markets for identical securities.
Level 2 – Prices are determined using other significant observable inputs (including quoted prices for similar securities, interest rates, credit spreads, etc.).
Level 3 – Prices are determined using significant unobservable inputs (including management’s assumptions in determining the fair value of investments).
3
Nuveen Dividend Growth ETF (NDVG) (continued)
Portfolio of Investments January 31, 2022
(Unaudited)
The following table summarizes the market value of the Fund's investments as of the end of the reporting period, based on the inputs used to value them:
Level 1 | Level 2 | Level 3 | Total | |
Long-Term Investments: | ||||
Common Stocks | $6,297,698 | $ — | $ — | $6,297,698 |
For Fund portfolio compliance purposes, the Fund’s industry classifications refer to any one or more of the industry sub-classifications used by one or more widely recognized market indexes or ratings group indexes, and/or as defined by Fund management. This definition may not apply for purposes of this report, which may combine industry sub-classifications into sectors for reporting ease. | ||
(1) | All percentages shown in the Portfolio of Investments are based on net assets. |
4
Nuveen Growth Opportunities ETF (NUGO)
Portfolio of Investments January 31, 2022
(Unaudited)
Shares | Description (1) | Value | ||||
LONG-TERM INVESTMENTS – 98.6% | ||||||
COMMON STOCKS – 98.6% | ||||||
Auto Components – 1.0% | ||||||
216,820 | Aptiv PLC, (2) | $29,613,276 | ||||
Automobiles – 3.3% | ||||||
107,907 | Tesla Inc, (2) | 101,078,645 | ||||
Beverages – 0.6% | ||||||
205,888 | Monster Beverage Corp, (2) | 17,854,607 | ||||
Biotechnology – 1.4% | ||||||
463,258 | Horizon Therapeutics Plc, (2) | 43,235,869 | ||||
Building Products – 1.4% | ||||||
908,692 | Carrier Global Corp | 43,326,435 | ||||
Capital Markets – 2.9% | ||||||
507,804 | Charles Schwab Corp | 44,534,411 | ||||
426,053 | Morgan Stanley | 43,687,474 | ||||
Total Capital Markets | 88,221,885 | |||||
Chemicals – 1.5% | ||||||
159,541 | Sherwin-Williams Co | 45,710,092 | ||||
Electrical Equipment – 0.7% | ||||||
77,208 | Generac Holdings Inc, (2) | 21,801,995 | ||||
Food & Staples Retailing – 2.0% | ||||||
119,954 | Costco Wholesale Corp | 60,592,364 | ||||
Health Care Equipment & Supplies – 3.9% | ||||||
1,562 | Abbott Laboratories | 199,092 | ||||
77,208 | Align Technology Inc, (2) | 38,214,872 | ||||
102,944 | Dexcom Inc, (2) | 44,315,333 | ||||
130,181 | Edwards Lifesciences Corp, (2) | 14,215,765 | ||||
77,977 | Intuitive Surgical Inc, (2) | 22,159,504 | ||||
Total Health Care Equipment & Supplies | 119,104,566 | |||||
Health Care Technology – 0.4% | ||||||
55,000 | Veeva Systems Inc, Class A, (2) | 13,009,700 | ||||
Hotels, Restaurants & Leisure – 1.9% | ||||||
297,875 | Caesars Entertainment Inc, (2) | 22,680,202 |
6
Nuveen Growth Opportunities ETF (NUGO) (continued)
Portfolio of Investments January 31, 2022
(Unaudited)
Shares | Description (1) | Value | ||||
Hotels, Restaurants & Leisure (continued) | ||||||
10,667 | Chipotle Mexican Grill Inc, (2) | $15,846,682 | ||||
434,246 | Las Vegas Sands Corp, (2) | 19,019,975 | ||||
1,169 | Starbucks Corp | 114,936 | ||||
Total Hotels, Restaurants & Leisure | 57,661,795 | |||||
Interactive Media & Services – 12.9% | ||||||
82,994 | Alphabet Inc, Class A, (2) | 224,587,573 | ||||
283,096 | Match Group Inc, (2) | 31,904,919 | ||||
348,500 | Meta Platforms Inc, Class A, (2) | 109,171,110 | ||||
478,266 | ZoomInfo Technologies Inc, (2) | 25,281,141 | ||||
Total Interactive Media & Services | 390,944,743 | |||||
Internet & Direct Marketing Retail – 5.2% | ||||||
52,723 | Amazon.com Inc, (2) | 157,719,273 | ||||
IT Services – 9.2% | ||||||
92,886 | Block Inc, (2) | 11,359,029 | ||||
43,127 | EPAM Systems Inc, (2) | 20,534,490 | ||||
423,579 | Mastercard Inc, Class A | 163,662,454 | ||||
353,200 | PayPal Holdings Inc, (2) | 60,729,208 | ||||
115,990 | Twilio Inc, Class A, (2) | 23,907,859 | ||||
Total IT Services | 280,193,040 | |||||
Life Sciences Tools & Services – 1.1% | ||||||
897,489 | Avantor Inc, (2) | 33,503,264 | ||||
Machinery – 0.6% | ||||||
47,717 | Deere & Co | 17,960,679 | ||||
Oil, Gas & Consumable Fuels – 1.0% | ||||||
272,470 | EOG Resources Inc | 30,374,956 | ||||
Personal Products – 1.2% | ||||||
115,812 | Estee Lauder Cos Inc, Class A | 36,109,023 | ||||
Pharmaceuticals – 2.7% | ||||||
545,580 | AstraZeneca PLC, Sponsored ADR | 31,758,212 | ||||
243,944 | Zoetis Inc | 48,737,572 | ||||
Total Pharmaceuticals | 80,495,784 | |||||
Semiconductors & Semiconductor Equipment – 8.8% | ||||||
43,369 | Broadcom Inc | 25,409,030 | ||||
99,940 | Lam Research Corp | 58,956,605 | ||||
84,596 | Monolithic Power Systems Inc | 34,086,266 | ||||
515,595 | NVIDIA Corp | 126,248,592 |
7
Shares | Description (1) | Value | ||||
Semiconductors & Semiconductor Equipment (continued) | ||||||
115,806 | NXP Semiconductors NV | $23,791,184 | ||||
Total Semiconductors & Semiconductor Equipment | 268,491,677 | |||||
Software – 20.9% | ||||||
59,762 | Crowdstrike Holdings Inc, Class A, (2) | 10,795,408 | ||||
71,003 | Intuit Inc | 39,422,996 | ||||
1,245,787 | Microsoft Corp | 387,414,841 | ||||
54,406 | Palo Alto Networks Inc, (2) | 28,149,664 | ||||
295,957 | salesforce.com Inc, (2) | 68,848,477 | ||||
85,761 | ServiceNow Inc, (2) | 50,237,079 | ||||
82,389 | Synopsys Inc, (2) | 25,581,784 | ||||
98,100 | Zscaler Inc, (2) | 25,222,491 | ||||
Total Software | 635,672,740 | |||||
Specialty Retail – 3.5% | ||||||
167,284 | Burlington Stores Inc, (2) | 39,634,598 | ||||
283,096 | Lowe's Cos Inc | 67,192,836 | ||||
Total Specialty Retail | 106,827,434 | |||||
Technology Hardware, Storage & Peripherals – 8.4% | ||||||
1,454,577 | Apple Inc | 254,230,968 | ||||
Textiles, Apparel & Luxury Goods – 2.1% | ||||||
434,142 | NIKE Inc, Class B | 64,283,406 | ||||
Total Long-Term Investments (cost $3,249,990,502) | 2,998,018,216 | |||||
Other Assets Less Liabilities – 1.4% | 41,293,837 | |||||
Net Assets – 100% | $3,039,312,053 |
Part F of Form N-PORT was prepared in accordance with U.S. generally accepted accounting principles (“U.S. GAAP”) and in conformity with the applicable rules and regulations of the U.S. Securities and Exchange Commission (“SEC”) related to interim filings. Part F of Form N-PORT does not include all information and footnotes required by U.S. GAAP for complete financial statements. Certain footnote disclosures normally included in financial statements prepared in accordance with U.S. GAAP have been condensed or omitted from this report pursuant to the rules of the SEC. For a full set of the Fund’s notes to financial statements, please refer to the Fund’s most recently filed annual or semi-annual report.
Fair Value Measurements
The Fund's investments in securities are recorded at their estimated fair value utilizing valuation methods approved by the Board of Directors/Trustees. Fair value is defined as the price that would be received upon selling an investment or transferring a liability in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment. U.S. GAAP establishes the three-tier hierarchy which is used to maximize the use of observable market data and minimize the use of unobservable inputs and to establish classification of fair value measurements for disclosure purposes. Observable inputs reflect the assumptions market participants would use in pricing the asset or liability. Observable inputs are based on market data obtained from sources independent of the reporting entity. Unobservable inputs reflect management’s assumptions about the assumptions market participants would use in pricing the asset or liability. Unobservable inputs are based on the best information available in the circumstances. The following is a summary of the three-tiered hierarchy of valuation input levels.
Level 1 – Inputs are unadjusted and prices are determined using quoted prices in active markets for identical securities.
8
Nuveen Growth Opportunities ETF (NUGO) (continued)
Portfolio of Investments January 31, 2022
(Unaudited)
Level 2 – Prices are determined using other significant observable inputs (including quoted prices for similar securities, interest rates, credit spreads, etc.).
Level 3 – Prices are determined using significant unobservable inputs (including management’s assumptions in determining the fair value of investments).
The following table summarizes the market value of the Fund's investments as of the end of the reporting period, based on the inputs used to value them:
Level 1 | Level 2 | Level 3 | Total | |
Long-Term Investments: | ||||
Common Stocks | $2,998,018,216 | $ — | $ — | $2,998,018,216 |
For Fund portfolio compliance purposes, the Fund’s industry classifications refer to any one or more of the industry sub-classifications used by one or more widely recognized market indexes or ratings group indexes, and/or as defined by Fund management. This definition may not apply for purposes of this report, which may combine industry sub-classifications into sectors for reporting ease. | ||
(1) | All percentages shown in the Portfolio of Investments are based on net assets. | |
(2) | Non-income producing; issuer has not declared an ex-dividend date within the past twelve months. | |
ADR | American Depositary Receipt |
9
Nuveen Small-Cap Select ETF (NSCS)
Portfolio of Investments January 31, 2022
(Unaudited)
Shares | Description (1) | Value | ||||
LONG-TERM INVESTMENTS – 98.8% | ||||||
COMMON STOCKS – 98.8% | ||||||
Air Freight & Logistics – 1.0% | ||||||
839 | Hub Group Inc, Class A, (2) | $63,529 | ||||
Airlines – 1.3% | ||||||
2,903 | Sun Country Airlines Holdings Inc, (2) | 77,162 | ||||
Auto Components – 0.3% | ||||||
803 | Dana Inc | 17,393 | ||||
Banks – 11.2% | ||||||
1,323 | Ameris Bancorp | 65,237 | ||||
1,788 | Banner Corp | 111,053 | ||||
3,075 | Home BancShares Inc/AR | 72,447 | ||||
1,886 | PacWest Bancorp | 87,567 | ||||
859 | Pinnacle Financial Partners Inc | 83,074 | ||||
1,015 | Preferred Bank/Los Angeles CA | 79,231 | ||||
1,872 | Veritex Holdings Inc | 75,161 | ||||
1,176 | Wintrust Financial Corp | 115,330 | ||||
Total Banks | 689,100 | |||||
Beverages – 1.3% | ||||||
1,062 | MGP Ingredients Inc | 80,351 | ||||
Biotechnology – 3.1% | ||||||
494 | Arena Pharmaceuticals Inc, (2) | 45,438 | ||||
260 | Arrowhead Pharmaceuticals Inc, (2) | 13,718 | ||||
329 | Blueprint Medicines Corp, (2) | 25,366 | ||||
513 | Fate Therapeutics Inc, (2) | 21,295 | ||||
797 | Halozyme Therapeutics Inc, (2) | 27,584 | ||||
250 | Intellia Therapeutics Inc, (2) | 23,642 | ||||
511 | Natera Inc, (2) | 36,102 | ||||
Total Biotechnology | 193,145 | |||||
Building Products – 1.4% | ||||||
2,590 | AZEK Co Inc, (2) | 85,548 | ||||
Capital Markets – 2.7% | ||||||
467 | Evercore Inc, Class A | 58,291 | ||||
703 | Piper Sandler Cos | 108,417 | ||||
Total Capital Markets | 166,708 |
11
Nuveen Small-Cap Select ETF (NSCS) (continued)
Portfolio of Investments January 31, 2022
(Unaudited)
Shares | Description (1) | Value | ||||
Chemicals – 2.8% | ||||||
1,852 | Avient Corp | $92,174 | ||||
1,122 | HB Fuller Co | 80,526 | ||||
Total Chemicals | 172,700 | |||||
Commercial Services & Supplies – 1.4% | ||||||
2,211 | MillerKnoll Inc | 85,389 | ||||
Construction Materials – 1.3% | ||||||
2,272 | Summit Materials Inc, Class A, (2) | 80,792 | ||||
Consumer Finance – 0.8% | ||||||
960 | Regional Management Corp | 48,730 | ||||
Diversified Telecommunication Services – 0.8% | ||||||
797 | Bandwidth Inc, Class A, (2) | 49,900 | ||||
Electrical Equipment – 1.6% | ||||||
633 | Regal Rexnord Corp | 100,318 | ||||
Electronic Equipment, Instruments & Components – 1.9% | ||||||
518 | Advanced Energy Industries Inc | 44,641 | ||||
5,355 | TTM Technologies Inc, (2) | 72,078 | ||||
Total Electronic Equipment, Instruments & Components | 116,719 | |||||
Equity Real Estate Investment Trust – 5.5% | ||||||
4,562 | Brandywine Realty Trust | 58,667 | ||||
421 | EastGroup Properties Inc | 84,162 | ||||
2,606 | Industrial Logistics Properties Trust | 59,756 | ||||
2,030 | STAG Industrial Inc | 86,742 | ||||
5,684 | Summit Hotel Properties Inc, (2) | 53,543 | ||||
Total Equity Real Estate Investment Trust | 342,870 | |||||
Gas Utilities – 1.3% | ||||||
1,226 | Spire Inc | 80,818 | ||||
Health Care Equipment & Supplies – 4.5% | ||||||
1,087 | AtriCure Inc, (2) | 71,351 | ||||
1,102 | Axonics Inc, (2) | 52,268 | ||||
1,321 | BioLife Solutions Inc, (2) | 39,418 | ||||
956 | Establishment Labs Holdings Inc, (2) | 50,037 | ||||
575 | Tandem Diabetes Care Inc, (2) | 67,913 | ||||
Total Health Care Equipment & Supplies | 280,987 | |||||
Health Care Providers & Services – 6.8% | ||||||
1,181 | Acadia Healthcare Co Inc, (2) | 62,180 | ||||
1,771 | HealthEquity Inc, (2) | 94,642 |
12
Shares | Description (1) | Value | ||||
Health Care Providers & Services (continued) | ||||||
2,721 | Option Care Health Inc, (2) | $63,590 | ||||
2,702 | Select Medical Holdings Corp | 62,767 | ||||
1,419 | Surgery Partners Inc, (2) | 60,549 | ||||
1,036 | Tenet Healthcare Corp, (2) | 76,788 | ||||
Total Health Care Providers & Services | 420,516 | |||||
Health Care Technology – 1.2% | ||||||
474 | Omnicell Inc, (2) | 71,166 | ||||
Hotels, Restaurants & Leisure – 4.2% | ||||||
3,189 | Everi Holdings Inc, (2) | 63,047 | ||||
4,584 | Noodles & Co, (2) | 38,551 | ||||
547 | Papa John's International Inc | 67,527 | ||||
1,036 | Texas Roadhouse Inc | 88,464 | ||||
Total Hotels, Restaurants & Leisure | 257,589 | |||||
Household Durables – 1.1% | ||||||
646 | Meritage Homes Corp, (2) | 65,911 | ||||
Interactive Media & Services – 1.4% | ||||||
3,266 | Eventbrite Inc, Class A, (2) | 46,802 | ||||
380 | Ziff Davis Inc, (2) | 39,923 | ||||
Total Interactive Media & Services | 86,725 | |||||
IT Services – 2.0% | ||||||
1,501 | BigCommerce Holdings Inc, (2) | 49,068 | ||||
4,849 | Verra Mobility Corp, (2) | 76,808 | ||||
Total IT Services | 125,876 | |||||
Leisure Products – 1.0% | ||||||
2,585 | Callaway Golf Co, (2) | 61,678 | ||||
Machinery – 5.9% | ||||||
1,656 | Altra Industrial Motion Corp | 79,952 | ||||
461 | EnPro Industries Inc | 48,414 | ||||
931 | ESCO Technologies Inc | 74,275 | ||||
2,089 | Shyft Group Inc | 87,613 | ||||
1,428 | SPX Corp, (2) | 74,513 | ||||
Total Machinery | 364,767 | |||||
Media – 0.8% | ||||||
3,663 | Magnite Inc, (2) | 49,707 | ||||
Metals & Mining – 0.7% | ||||||
782 | Alcoa Corp | 44,347 |
13
Nuveen Small-Cap Select ETF (NSCS) (continued)
Portfolio of Investments January 31, 2022
(Unaudited)
Shares | Description (1) | Value | ||||
Mortgage Real Estate Investment Trust – 0.9% | ||||||
4,666 | Ladder Capital Corp | $55,479 | ||||
Multi-Utilities – 1.4% | ||||||
1,299 | Black Hills Corp | 87,994 | ||||
Oil, Gas & Consumable Fuels – 5.1% | ||||||
2,096 | Civitas Resources Inc | 114,232 | ||||
4,492 | Northern Oil and Gas Inc | 105,652 | ||||
1,640 | PDC Energy Inc | 97,203 | ||||
Total Oil, Gas & Consumable Fuels | 317,087 | |||||
Personal Products – 1.3% | ||||||
2,768 | elf Beauty Inc, (2) | 81,822 | ||||
Pharmaceuticals – 1.2% | ||||||
1,169 | Pacira BioSciences Inc, (2) | 73,378 | ||||
Professional Services – 2.6% | ||||||
712 | ASGN Inc, (2) | 81,788 | ||||
806 | ICF International Inc | 76,078 | ||||
Total Professional Services | 157,866 | |||||
Road & Rail – 0.7% | ||||||
158 | Saia Inc, (2) | 44,916 | ||||
Semiconductors & Semiconductor Equipment – 4.2% | ||||||
1,331 | Lattice Semiconductor Corp, (2) | 73,498 | ||||
1,598 | MACOM Technology Solutions Holdings Inc, (2) | 97,813 | ||||
520 | Silicon Laboratories Inc, (2) | 85,899 | ||||
Total Semiconductors & Semiconductor Equipment | 257,210 | |||||
Software – 5.5% | ||||||
1,167 | CommVault Systems Inc, (2) | 78,726 | ||||
315 | CyberArk Software Ltd, (2) | 43,202 | ||||
1,804 | Jamf Holding Corp, (2) | 59,640 | ||||
1,598 | Tenable Holdings Inc, (2) | 82,137 | ||||
632 | Workiva Inc, (2) | 74,753 | ||||
Total Software | 338,458 | |||||
Specialty Retail – 1.0% | ||||||
2,126 | Urban Outfitters Inc, (2) | 61,059 | ||||
Textiles, Apparel & Luxury Goods – 2.3% | ||||||
1,047 | Kontoor Brands Inc | 51,607 | ||||
2,230 | Steven Madden Ltd | 91,742 | ||||
Total Textiles, Apparel & Luxury Goods | 143,349 |
14
Shares | Description (1) | Value | ||||
Trading Companies & Distributors – 3.3% | ||||||
914 | Applied Industrial Technologies Inc | $89,554 | ||||
1,451 | Beacon Roofing Supply Inc, (2) | 79,616 | ||||
4,949 | MRC Global Inc, (2) | 36,672 | ||||
Total Trading Companies & Distributors | 205,842 | |||||
Total Long-Term Investments (cost $6,309,317) | 6,104,901 | |||||
Other Assets Less Liabilities – 1.2% | 74,537 | |||||
Net Assets – 100% | $6,179,438 |
Part F of Form N-PORT was prepared in accordance with U.S. generally accepted accounting principles (“U.S. GAAP”) and in conformity with the applicable rules and regulations of the U.S. Securities and Exchange Commission (“SEC”) related to interim filings. Part F of Form N-PORT does not include all information and footnotes required by U.S. GAAP for complete financial statements. Certain footnote disclosures normally included in financial statements prepared in accordance with U.S. GAAP have been condensed or omitted from this report pursuant to the rules of the SEC. For a full set of the Fund’s notes to financial statements, please refer to the Fund’s most recently filed annual or semi-annual report.
Fair Value Measurements
The Fund's investments in securities are recorded at their estimated fair value utilizing valuation methods approved by the Board of Directors/Trustees. Fair value is defined as the price that would be received upon selling an investment or transferring a liability in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment. U.S. GAAP establishes the three-tier hierarchy which is used to maximize the use of observable market data and minimize the use of unobservable inputs and to establish classification of fair value measurements for disclosure purposes. Observable inputs reflect the assumptions market participants would use in pricing the asset or liability. Observable inputs are based on market data obtained from sources independent of the reporting entity. Unobservable inputs reflect management’s assumptions about the assumptions market participants would use in pricing the asset or liability. Unobservable inputs are based on the best information available in the circumstances. The following is a summary of the three-tiered hierarchy of valuation input levels.
Level 1 – Inputs are unadjusted and prices are determined using quoted prices in active markets for identical securities.
Level 2 – Prices are determined using other significant observable inputs (including quoted prices for similar securities, interest rates, credit spreads, etc.).
Level 3 – Prices are determined using significant unobservable inputs (including management’s assumptions in determining the fair value of investments).
The following table summarizes the market value of the Fund's investments as of the end of the reporting period, based on the inputs used to value them:
Level 1 | Level 2 | Level 3 | Total | |
Long-Term Investments: | ||||
Common Stocks | $6,104,901 | $ — | $ — | $6,104,901 |
For Fund portfolio compliance purposes, the Fund’s industry classifications refer to any one or more of the industry sub-classifications used by one or more widely recognized market indexes or ratings group indexes, and/or as defined by Fund management. This definition may not apply for purposes of this report, which may combine industry sub-classifications into sectors for reporting ease. | ||
(1) | All percentages shown in the Portfolio of Investments are based on net assets. | |
(2) | Non-income producing; issuer has not declared an ex-dividend date within the past twelve months. |
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Nuveen Winslow Large-Cap Growth ESG ETF (NWLG)
Portfolio of Investments January 31, 2022
(Unaudited)
Shares | Description (1) | Value | ||||
LONG-TERM INVESTMENTS – 99.4% | ||||||
COMMON STOCKS – 99.4% | ||||||
Auto Components – 1.5% | ||||||
587 | Aptiv PLC, (2) | $80,172 | ||||
Capital Markets – 3.8% | ||||||
189 | Moody's Corp | 64,827 | ||||
618 | Morgan Stanley | 63,370 | ||||
145 | MSCI Inc | 77,737 | ||||
Total Capital Markets | 205,934 | |||||
Chemicals – 2.0% | ||||||
340 | Linde PLC | 108,351 | ||||
Containers & Packaging – 1.9% | ||||||
1,039 | Ball Corp | 100,887 | ||||
Diversified Consumer Services – 1.2% | ||||||
515 | Bright Horizons Family Solutions Inc, (2) | 66,131 | ||||
Electrical Equipment – 0.9% | ||||||
2,582 | Fluence Energy Inc, (2) | 48,283 | ||||
Electronic Equipment, Instruments & Components – 1.9% | ||||||
720 | TE Connectivity Ltd | 102,967 | ||||
Health Care Equipment & Supplies – 3.2% | ||||||
169 | Align Technology Inc, (2) | 83,648 | ||||
307 | Intuitive Surgical Inc, (2) | 87,244 | ||||
Total Health Care Equipment & Supplies | 170,892 | |||||
Health Care Providers & Services – 1.4% | ||||||
163 | UnitedHealth Group Inc | 77,029 | ||||
Health Care Technology – 2.0% | ||||||
1,220 | Doximity Inc, Class A, (2) | 55,595 | ||||
225 | Veeva Systems Inc, Class A, (2) | 53,222 | ||||
Total Health Care Technology | 108,817 | |||||
Hotels, Restaurants & Leisure – 4.3% | ||||||
67 | Chipotle Mexican Grill Inc, (2) | 99,534 | ||||
482 | Hilton Worldwide Holdings Inc, (2) | 69,943 |
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Shares | Description (1) | Value | ||||
Hotels, Restaurants & Leisure (continued) | ||||||
255 | McDonald's Corp | $66,160 | ||||
Total Hotels, Restaurants & Leisure | 235,637 | |||||
Interactive Media & Services – 7.6% | ||||||
70 | Alphabet Inc, Class A, (2) | 189,425 | ||||
83 | Alphabet Inc, Class C, (2) | 225,259 | ||||
Total Interactive Media & Services | 414,684 | |||||
Internet & Direct Marketing Retail – 7.2% | ||||||
130 | Amazon.com Inc, (2) | 388,891 | ||||
IT Services – 7.1% | ||||||
453 | Mastercard Inc, Class A | 175,030 | ||||
640 | PayPal Holdings Inc, (2) | 110,041 | ||||
445 | Visa Inc, Class A | 100,646 | ||||
Total IT Services | 385,717 | |||||
Life Sciences Tools & Services – 4.6% | ||||||
870 | Agilent Technologies Inc | 121,208 | ||||
170 | Bio-Techne Corp | 63,990 | ||||
255 | IQVIA Holdings Inc, (2) | 62,450 | ||||
Total Life Sciences Tools & Services | 247,648 | |||||
Machinery – 3.8% | ||||||
207 | Deere & Co | 77,915 | ||||
252 | Parker-Hannifin Corp | 78,122 | ||||
6,500 | Proterra Inc, (2) | 51,415 | ||||
Total Machinery | 207,452 | |||||
Personal Products – 1.5% | ||||||
259 | Estee Lauder Cos Inc, Class A | 80,754 | ||||
Pharmaceuticals – 1.9% | ||||||
529 | Zoetis Inc | 105,689 | ||||
Real Estate Management & Development – 0.0% | ||||||
169 | Compass Inc, Class A, (2) | 1,450 | ||||
Semiconductors & Semiconductor Equipment – 10.2% | ||||||
686 | Advanced Micro Devices Inc, (2) | 78,375 | ||||
634 | Analog Devices Inc | 103,957 | ||||
228 | ASML Holding NV | 154,402 | ||||
896 | NVIDIA Corp | 219,395 | ||||
Total Semiconductors & Semiconductor Equipment | 556,129 | |||||
Software – 25.5% | ||||||
293 | Adobe Inc, (2) | 156,550 |
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Nuveen Winslow Large-Cap Growth ESG ETF (NWLG) (continued)
Portfolio of Investments January 31, 2022
(Unaudited)
Shares | Description (1) | Value | ||||
Software (continued) | ||||||
263 | Atlassian Corp PLC, Class A, (2) | $85,301 | ||||
243 | Intuit Inc | 134,921 | ||||
2,071 | Microsoft Corp | 644,040 | ||||
743 | salesforce.com Inc, (2) | 172,844 | ||||
172 | ServiceNow Inc, (2) | 100,754 | ||||
368 | Workday Inc, Class A, (2) | 93,108 | ||||
Total Software | 1,387,518 | |||||
Specialty Retail – 2.1% | ||||||
469 | Lowe's Cos Inc | 111,317 | ||||
Textiles, Apparel & Luxury Goods – 3.8% | ||||||
222 | Lululemon Athletica Inc, (2) | 74,095 | ||||
907 | NIKE Inc, Class B | 134,299 | ||||
Total Textiles, Apparel & Luxury Goods | 208,394 | |||||
Total Long-Term Investments (cost $5,673,805) | 5,400,743 | |||||
Other Assets Less Liabilities – 0.6% | 31,398 | |||||
Net Assets – 100% | $5,432,141 |
Part F of Form N-PORT was prepared in accordance with U.S. generally accepted accounting principles (“U.S. GAAP”) and in conformity with the applicable rules and regulations of the U.S. Securities and Exchange Commission (“SEC”) related to interim filings. Part F of Form N-PORT does not include all information and footnotes required by U.S. GAAP for complete financial statements. Certain footnote disclosures normally included in financial statements prepared in accordance with U.S. GAAP have been condensed or omitted from this report pursuant to the rules of the SEC. For a full set of the Fund’s notes to financial statements, please refer to the Fund’s most recently filed annual or semi-annual report.
Fair Value Measurements
The Fund's investments in securities are recorded at their estimated fair value utilizing valuation methods approved by the Board of Directors/Trustees. Fair value is defined as the price that would be received upon selling an investment or transferring a liability in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment. U.S. GAAP establishes the three-tier hierarchy which is used to maximize the use of observable market data and minimize the use of unobservable inputs and to establish classification of fair value measurements for disclosure purposes. Observable inputs reflect the assumptions market participants would use in pricing the asset or liability. Observable inputs are based on market data obtained from sources independent of the reporting entity. Unobservable inputs reflect management’s assumptions about the assumptions market participants would use in pricing the asset or liability. Unobservable inputs are based on the best information available in the circumstances. The following is a summary of the three-tiered hierarchy of valuation input levels.
Level 1 – Inputs are unadjusted and prices are determined using quoted prices in active markets for identical securities.
Level 2 – Prices are determined using other significant observable inputs (including quoted prices for similar securities, interest rates, credit spreads, etc.).
Level 3 – Prices are determined using significant unobservable inputs (including management’s assumptions in determining the fair value of investments).
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The following table summarizes the market value of the Fund's investments as of the end of the reporting period, based on the inputs used to value them:
Level 1 | Level 2 | Level 3 | Total | |
Long-Term Investments: | ||||
Common Stocks | $5,400,743 | $ — | $ — | $5,400,743 |
For Fund portfolio compliance purposes, the Fund’s industry classifications refer to any one or more of the industry sub-classifications used by one or more widely recognized market indexes or ratings group indexes, and/or as defined by Fund management. This definition may not apply for purposes of this report, which may combine industry sub-classifications into sectors for reporting ease. | ||
(1) | All percentages shown in the Portfolio of Investments are based on net assets. | |
(2) | Non-income producing; issuer has not declared an ex-dividend date within the past twelve months. |
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