Exhibit 1.01
Exterran Corporation
Conflict Minerals Report
Company and Product Overview
Exterran Corporation is a global systems and process company offering solutions in the oil, gas, water and power markets. As part of its business, Exterran Corporation manufactures products for which gold, tantalum, tin and/or tungsten (collectively, “3TG materials”) are necessary to the functionality or production of our products. Exterran Corporation is required to comply with Rule 13p-1 of the Securities Exchange Act of 1934, as amended (“Exchange Act”), as implemented through SEC Form SD (“Rule 13p-1”), which requires, among other things, that it file this Conflict Minerals Report (this “Report”). This Report covers the period from January 1, 2019 through December 31, 2019.
The products Exterran Corporation manufactures include the following, many of which it has determined, based on our supplier responses, include 3TG materials:
•Equipment used in production, treating and processing of crude oil and natural gas;
•Natural gas compression packages;
•Line heaters, oil and natural gas separators, glycol dehydration units, condensate stabilizers, dew point control plants, water treatment and power solutions, mechanical refrigeration, cryogenic plants, skid-mounted production facilities;
•Skid-mounted natural gas compression equipment;
•Water treatment equipment, including Sabian BWS filters, P-KLONE Hydrocyclone separators, ONYX pumps, Gas Liquid Reactors, REVOLIFT flotation systems and gas flotation tanks; and
•Marine and offshore equipment, including pressure vessels, FPSO (floating production, storage and offloading) process modules, terminal buoys, turrets, natural gas compression units and related equipment.
Conflict Minerals Program Overview
Exterran has taken a number of steps to implement a conflict minerals compliance program, including:
•Exterran Corporation has adopted a conflict minerals policy, which is publicly available on our website at www.exterran.com.
•Exterran Corporation has assembled an internal team to support supply chain due diligence.
•Exterran Corporation has worked to communicate expectations with regard to supplier performance, transparency and sourcing.
•Exterran Corporation is working with its suppliers and has identified many of the smelters or refiners (“SORs”) in its supply chain and plans to take measures intended to increase the supplier response rate for its RCOI process.
•Exterran Corporation has compared its Reasonable Country of Origin Inquiry (“RCOI”) results with information collected via independent conflict free smelter validation programs such as the Conflict Free Smelter Program sponsored by the Conflict Free Sourcing Initiative (“CFSI”), an initiative of the Electronic Industry Citizenship Coalition and Global e-Sustainability Initiative (“EICC/GeSI”).
•Exterran Corporation reports annually, as required by Rule 13p-1, on its sourcing due diligence efforts. This Report and the Form SD of which it is a part of are publicly available on our website at www.exterran.com.
Rule 13p-1 requires that Exterran Corporation conduct, in good faith, an RCOI that is reasonably designed to determine whether any of its 3TG materials originated in the Democratic Republic of the Congo or an adjoining country (each, a “covered country” and together, “DRC”). For 3TG materials that, based on our RCOI, Exterran Corporation knows originated in, or it has reason to believe may have, originated in, a covered country, Rule 13p-1 requires that Exterran Corporation exercise due diligence on the source and chain of custody of such 3TG materials.
Exterran Corporation's manufactured products were primarily assembled using components obtained from its suppliers. Exterran Corporation is several tiers removed from mining operations and SORs and has no visibility into the upstream supply chain beyond its direct suppliers. Exterran Corporation thus had to request its suppliers’ assistance in collecting information regarding the presence of 3TG materials in the components supplied to Exterran Corporation and, if present, information regarding the sourcing of such 3TG materials.
Information on the presence and sourcing of 3TG materials in the components supplied to Exterran Corporation was collected and stored using an online platform provided by a third party vendor, Source Intelligence (“SI”). This platform utilized the EICC-GeSI Conflict Minerals Due Diligence Template (the “EICC-GeSI Template”), which includes standard supply chain survey and information tracking methods, to determine whether Exterran Corporation's manufactured products contained 3TG materials minerals necessary to their functionality or production and to perform its RCOI. In an effort to increase awareness among Exterran Corporation's suppliers of its conflict minerals compliance program, as well as the applicable Securities and Exchange Commission ("SEC") regulations and related frequently asked questions ("FAQs") concerning conflict minerals compliance, SI introduced each of Exterran Corporation's suppliers to the Conflict Minerals Supplier Resource Center maintained by SI on its website. Exterran Corporation undertook this step as an elevated tool to facilitate a deeper understanding of its conflicts minerals program and why Exterran Corporation is requesting information from them.
Conflict Minerals Compliance Program (CMCP) Description
The SEC Final Conflict Minerals Rule1 (“SEC Final Rule”) requires a three-step compliance process: the first step is determining the applicability of the rule; the second step is conducting a RCOI to determine whether or not there is reason to believe that tin, tungsten, tantalum or gold (3TG), also referred to as conflict minerals, from the DRC are present in the company’s products; and if so, the third step is conducting due diligence to determine the source and origin of those conflict minerals based on the facilities (smelter or refiners, “SORs”) in which they were processed. Companies requiring due diligence must use a nationally or internationally recognized standard such as the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (“OECD Guidance”2) to meet the SEC regulatory requirements. The sections below describe SI’s approach to meet each of the three steps in the SEC Final Rule compliance process; these activities were completed in concert with Exterran Corporation’s internal regulatory compliance program activities.
SEC Final Rule Applicability Determination
The first step in SEC Final Rule compliance is examining rule applicability to a given organization’s activities. According to the SEC Final Rule, there are four decision criteria: (1) whether the organization files reports with the SEC under Sections 13(a) or 15(d) of the Exchange Act; (2) whether the organization manufactures or contracts to manufacture products; (3) whether conflict minerals are “necessary to the functionality” or “necessary to the production” of such products; and (4) whether the necessary conflict minerals were outside the supply chain prior to January 31, 2013.3
To aid Exterran Corporation in the supplier scoping process, all Tier 1 suppliers were included in the RCOI performed by SI. Prior to being asked to provide conflict minerals data, suppliers were asked a series of questions to determine whether the products they supply to Exterran Corporation contain 3TG which is necessary to the functionality or production, whether Exterran Corporation influences the design of such products, and whether the products were supplied to Exterran Corporation during the 2019 reporting year. This information was used to determine which suppliers were in scope for regulatory purposes and thus asked to provide additional conflict minerals information. Lists of suppliers classified as out of scope were provided to Exterran Corporation for review and suppliers re-engaged as needed if requested by Exterran Corporation based on additional information regarding the products they supply and the nature of the relationship with Exterran Corporation.
1 Securities and Exchange Commission, 17 CFR Parts 240 and 249b, http://www.sec.gov/rules/final/2012/34-67716.pdf.
2 OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, http://www.oecd.org/daf/inv/mne/GuidanceEdition2.pdf.
3 Conflict minerals are considered "outside the supply chain"if they were smelted or refined or were outside of a covered country prior to January 31, 2013.
Exterran Corporation provided to SI a list of Tier 1 suppliers determined to be in-scope for regulatory purposes based on Exterran Corporation’s influence over the manufacturing process (i.e., meeting the manufacture or contract to manufacture definitions in Rule 13p-1) and potential use of 3TG. These suppliers were engaged following the RCOI process described below.
Reasonable Country of Origin Inquiry (RCOI)
To complete the RCOI required by the SEC Final Rule, SI engaged Exterran Corporation’s suppliers to collect information about the presence and sourcing of tantalum, tin, tungsten and gold (3TG) used in the products and components supplied to Exterran Corporation. The program utilized the Conflict-Free Sourcing Initiative’s Conflict Minerals Reporting Template (CMRT). Only CMRT’s version 4.0 or higher were accepted. Suppliers were offered two options to submit the required information, either by uploading the (“CMRT”) in MS Excel format or by completing an online survey version of this template directly in the SI platform. In certain cases if a supplier was unable to complete on the platform, Exterran Corporation or SI uploaded the CMRT on their behalf.
Supplier Engagement
Exterran Corporation provided SI with at least one method of contact for each Tier 1 supplier designated as in-scope (email address, telephone number, facsimile number, or mailing address). Email was the preferred method of communication.
The RCOI began with an introduction email from Exterran Corporation to suppliers describing the Conflict Minerals Compliance Program (“CMCP”) requirements and identifying SI as a partner in the process. Following that introduction email, Source Intelligence sent a subsequent email to suppliers containing a registration and survey request link for the on-line data collection platform.
Subsequent engagement followed these steps:
•Following the initial introductions to the program and information request, up to 5 reminder emails were sent to each non-responsive supplier requesting survey completion.
•Suppliers who remained non-responsive to these email reminders were contacted by telephone and offered assistance. This assistance included, but was not limited to, further information about the Conflict Minerals Compliance Program, an explanation of why the information was being collected, a review of how the information would be used and clarification regarding how the information needed could be provided.
New Information Cut-off
In recognition that the information requested can take time to collect and aggregate, suppliers were given a final deadline of March 31, 2020 to provide information about the metal processors present in their supply chains for the 2019 reporting year.
Information Requested
Suppliers were asked to provide information regarding the sourcing of their materials with the ultimate goal of identifying the 3TG SORs and associated mine countries of origin. Suppliers who had already performed a RCOI through the use of the CMRT were asked to upload this document into the SI system or to provide this information in the online survey version.
Exterran Corporation chose to give their suppliers the ability to share information at a level with which they were most comfortable, i.e. company, product or user-defined, but the declaration scope had to be specified.
Suppliers were requested to provide an electronic signature before submitting their data to Exterran Corporation to verify that all answers submitted were accurate to the best of the supplier’s knowledge but the suppliers were not required to provide an electronic signature to submit their data.
Quality Assurance
Supplier responses were evaluated for plausibility, consistency, and gaps. If any of the following “quality control” (“QC”) flags were raised, suppliers were automatically contacted by the SI platform on a bi-weekly basis up to 3 contacts.
•One or more SORs were listed for an unused metal;
•SOR information was not provided for a used metal, or SOR information provided was not a verified metal processor;4
•Supplier answered yes to sourcing from the DRC, but none of the SORs listed are known to source from the region;
•Supplier indicated that they have not received conflict minerals data for each metal from all relevant suppliers;
•Supplier indicated they have not identified all of the SORs used for the products included in the declaration scope;
•Supplier indicated they have not provided all applicable SOR information received; and
•Supplier indicated 100% of the 3TG for products covered by the declaration originates from scrap/recycled sources, but one or more SORs listed are not known to be exclusive recyclers.
RCOI Results
A total of 410 Tier 1 suppliers were identified as in-scope for conflict mineral regulatory purposes and contacted as part of the RCOI process conducted by SI. The response rate among these suppliers was 30%. Of these responding suppliers, 32% indicated one or more of the regulated metals (3TG) as necessary to the functionality or production of the products they supply to Exterran Corporation. The attached SI RY 2019 CMCP Data Summary provides detailed information regarding the smelters/refiners reported to be in Exterran Corporation’s supply chain and the associated mine countries of origin (see Table 1). Based on SI’s smelter/refiner database, and as shown in the CMCP Data Summary, there was an indication of DRC sourcing or location in the DRC for 45 out of 303 verified smelters/refiners.5
SI Due Diligence Process
For those supply chains with SORs that are known or thought to be sourcing from the DRC, additional investigation is needed to determine the source and chain-of-custody of the regulated metals. SI relies on the following internationally accepted audit standards to determine which SORs are considered “DRC Conflict Free”: the Responsible Minerals Assurance Process (RMAP), the London Bullion Market Association Good Delivery Program and the Responsible Jewellery Council Chain-of-Custody Certification. SI has become an official vendor member of the Responsible Minerals Initiative (“RMI”) to further facilitate the exchange of supply chain data and technical information in the quest for global ethical sourcing of materials. This membership provides SI access to the following working groups: Engage with the CMRT Development Team, Smelter Engagement Team, Smelter Data Management Team, RMI Stakeholders Call, and RMI Plenary.
If the SOR is not certified by these internationally-recognized schemes, SI attempts to contact the SOR to gain more information about their sourcing practices, including countries of origin and transfer, and whether there are any internal due diligence procedures in place or other processes the SORs takes to track the chain-of-custody on the source of its mineral ores. Relevant information to review includes: whether the SOR has a documented, effective and communicated conflict-free policy, an accounting system to support a mass balance of materials processed, and traceability documentation. Internet research is also performed to determine whether there are any outside sources of information regarding the SOR’s sourcing practices. Up to three contact attempts are made by SI to SORs to gather information on mine country of origin and sourcing practices.
A list of Exterran Corporation’s SORs with indications of RMI Country Risk Levels along with certification statuses is provided in the attached Source Intelligence RY 2019 CMCP Data Summary.
4 Source Intelligence maintains a smelter/refiner database to document which companies are known metal processors (i.e., verified), which companies are exclusive recyclers, mine country of origin information, and DRC conflict-free certification status. Source Intelligence collects SOR data submitted by suppliers via CMRTs and compares it against its existing database. Supplier responses listing entities that are not verified smelters/refiners are flagged and suppliers are asked for further clarification.
5 The information in the smelter/refiner database begins with supplier-provided information (CMRT data); Source Intelligence then performs additional research (internet, industry and government associations) and outreach (email and telephone) directly with these companies to confirm the data provided via CMRTs. The Source Intelligence Smelter Verification and Outreach Process includes research in an attempt to verify types of metal processing performed (including exclusive recycling), mine countries of origin, conflict-free certification status, and due diligence measures being conducted for those entities who are not conflict-free certified.
Measures to Address Risks within the Supply Chain
In preparation for the due diligence performed for the reporting period, the Company worked with SI to improve the processes implemented last year. The Company intends to continue its due diligence efforts on the source and supply chain of its conflict minerals and to mitigate the risk that its conflict minerals benefit armed groups in the covered countries, including by working with SI to continue providing assistance and education for conflict minerals programs for our suppliers so that the compliance requirements can flow to more levels of our supply chain.
TABLE 1
Smelter/Refiner Disclosure
Set forth below are the known SORs that processed the 3TG materials present in our manufactured products and the possible countries of origin of such 3TG materials. The Company’s efforts to determine the mine or location of origin of these 3TGs are described above in this Conflicts Minerals Report.
| | | | | | | | | | | | | | |
| Metal | Official Smelter Name | RMI Smelter ID | Smelter Country | Conflict-Free Certifications |
| Gold | 8853 S.p.A. | | CID002763 | Italy | | RMAP | |
| Gold | Abington Reldan Metals, LLC | | CID002708 | United States | | | |
| Gold | Advanced Chemical Company | | CID000015 | United States | | RMAP | |
| Gold | African Gold Refinery | | CID003185 | Uganda | | | |
| Gold | Aida Chemical Industries Co., Ltd. | | CID000019 | Japan | | RMAP | |
| Gold | Al Etihad Gold Refinery DMCC | | CID002560 | United Arab Emirates | | RMAP | |
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | | CID000035 | Germany | | LBMA, RJC, RMAP | |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | | CID000041 | Uzbekistan | | LBMA, RMAP | |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | | CID000058 | Brazil | | LBMA, RMAP | |
| Gold | Argor-Heraeus S.A. | | CID000077 | Switzerland | | LBMA, RMAP | |
| Gold | Asahi Pretec Corp. | | CID000082 | Japan | | LBMA, RMAP | |
| Gold | Asahi Refining Canada Ltd. | | CID000924 | Canada | | LBMA, RMAP | |
| Gold | Asahi Refining USA Inc. | | CID000920 | United States | | LBMA, RMAP | |
| Gold | Asaka Riken Co., Ltd. | | CID000090 | Japan | | RMAP | |
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | | CID000103 | Turkey | | | |
| Gold | AU Traders and Refiners | | CID002850 | South Africa | | RJC, RMAP | |
| Gold | Aurubis AG | | CID000113 | Germany | | LBMA, RMAP | |
| Gold | Bangalore Refinery | | CID002863 | India | | RMAP | |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | | CID000128 | Philippines | | LBMA, RMAP | |
| Gold | Boliden AB | | CID000157 | Sweden | | LBMA, RMAP | |
| Gold | C. Hafner GmbH + Co. KG | | CID000176 | Germany | | LBMA, RJC, RMAP | |
| Gold | C.I Metales Procesados Industriales SAS | | CID003421 | Colombia | | | |
| Gold | Caridad | | CID000180 | Mexico | | | |
| Gold | CCR Refinery - Glencore Canada Corporation | | CID000185 | Canada | | LBMA, RMAP | |
| Gold | Cendres + Metaux S.A. | | CID000189 | Switzerland | | RMAP | |
| Gold | CGR Metalloys Pvt Ltd. | CID003382 | India | | | |
| Gold | Chimet S.p.A. | | CID000233 | Italy | | LBMA, RMAP | |
| Gold | Chugai Mining | | CID000264 | Japan | | RMAP | |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | | CID000343 | China | | | |
| Gold | Degussa Sonne / Mond Goldhandel GmbH | | CID002867 | Germany | | | |
| Gold | Dijllah Gold Refinery FZC | | CID003348 | United Arab Emirates | | | |
| Gold | DODUCO Contacts and Refining GmbH | | CID000362 | Germany | | RMAP | |
| Gold | Dowa | | CID000401 | Japan | | RMAP | |
| Gold | DS PRETECH Co., Ltd. | | CID003195 | Korea, Republic of | | RMAP | |
| Gold | DSC (Do Sung Corporation) | | CID000359 | Korea, Republic of | | RMAP | |
| Gold | Eco-System Recycling Co., Ltd. East Plant | | CID000425 | Japan | | RMAP | |
| Gold | Eco-System Recycling Co., Ltd. North Plant | | CID003424 | Japan | | RMAP | |
| Gold | Eco-System Recycling Co., Ltd. West Plant | | CID003425 | Japan | | RMAP | |
| Gold | Emirates Gold DMCC | | CID002561 | United Arab Emirates | | LBMA, RMAP | |
| Gold | Fidelity Printers and Refiners Ltd. | | CID002515 | Zimbabwe | | | |
| Gold | Fujairah Gold FZC | | CID002584 | United Arab Emirates | | | |
| Gold | GCC Gujrat Gold Centre Pvt. Ltd. | | CID002852 | India | | | |
| | | | | | | | | | | | | | |
| Metal | Official Smelter Name | RMI Smelter ID | Smelter Country | Conflict-Free Certifications |
| Gold | Geib Refining Corporation | | CID002459 | United States | | RMAP | |
| Gold | Gold Coast Refinery | | CID003186 | Ghana | | |
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | | CID002243 | China | | LBMA, RMAP | |
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | | CID001909 | China | | | |
| Gold | Guangdong Jinding Gold Limited | | CID002312 | China | | | |
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | | CID000651 | China | | | |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | | CID000671 | China | | | |
| Gold | Heimerle + Meule GmbH | | CID000694 | Germany | | LBMA, RMAP | |
| Gold | Heraeus Metals Hong Kong Ltd. | | CID000707 | China | | LBMA, RJC, RMAP | |
| Gold | Heraeus Precious Metals GmbH & Co. KG | | CID000711 | Germany | | LBMA, RMAP | |
| Gold | Hunan Chenzhou Mining Co., Ltd. | | CID000767 | China | | | |
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | | CID000773 | China | | | |
| Gold | HwaSeong CJ CO., LTD. | | CID000778 | Korea, Republic of | | | |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | | CID000801 | China | | LBMA, RMAP | |
| Gold | International Precious Metal Refiners | | CID002562 | United Arab Emirates | | | |
| Gold | Ishifuku Metal Industry Co., Ltd. | | CID000807 | Japan | | LBMA, RMAP | |
| Gold | Istanbul Gold Refinery | | CID000814 | Turkey | | LBMA, RMAP | |
| Gold | Italpreziosi | | CID002765 | Italy | | RJC, RMAP | |
| Gold | JALAN & Company | | CID002893 | India | | | |
| Gold | Japan Mint | | CID000823 | Japan | | LBMA, RMAP | |
| Gold | Jiangxi Copper Co., Ltd. | | CID000855 | China | | LBMA, RMAP | |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | | CID000927 | Russian Federation | | | |
| Gold | JSC Uralelectromed | | CID000929 | Russian Federation | | LBMA, RMAP | |
| Gold | JX Nippon Mining & Metals Co., Ltd. | | CID000937 | Japan | | LBMA, RMAP | |
| Gold | Kaloti Precious Metals | | CID002563 | United Arab Emirates | | | |
| Gold | Kazakhmys Smelting LLC | | CID000956 | Kazakhstan | | | |
| Gold | Kazzinc | | CID000957 | Kazakhstan | | LBMA, RMAP | |
| Gold | Kennecott Utah Copper LLC | | CID000969 | United States | | LBMA, RMAP | |
| Gold | KGHM Polska Miedz Spolka Akcyjna | | CID002511 | Poland | | RMAP | |
| Gold | Kojima Chemicals Co., Ltd. | | CID000981 | Japan | | RMAP | |
| Gold | Korea Zinc Co., Ltd. | | CID002605 | Korea, Republic of | | RMAP | |
| Gold | Kyrgyzaltyn JSC | | CID001029 | Kyrgyzstan | | LBMA, RMAP | |
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | | CID002865 | Russian Federation | | | |
| Gold | L'azurde Company For Jewelry | | CID001032 | Saudi Arabia | | | |
| Gold | L'Orfebre S.A. | | CID002762 | Andorra | | RMAP | |
| Gold | Lingbao Gold Co., Ltd. | | CID001056 | China | | | |
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | | CID001058 | China | | | |
| Gold | LS-NIKKO Copper Inc. | | CID001078 | Korea, Republic of | | LBMA, RMAP | |
| Gold | LT Metal Ltd. | | CID000689 | Korea, Republic of | | RMAP | |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | | CID001093 | China | | | |
| Gold | Marsam Metals | | CID002606 | Brazil | | RMAP | |
| Gold | Materion | | CID001113 | United States | | RMAP | |
| Gold | Matsuda Sangyo Co., Ltd. | | CID001119 | Japan | | LBMA, RMAP | |
| Gold | Metalor Technologies (Hong Kong) Ltd. | | CID001149 | China | | LBMA, RJC, RMAP | |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | | CID001152 | Singapore | | LBMA, RJC, RMAP | |
| Gold | Metalor Technologies (Suzhou) Ltd. | | CID001147 | China | | RJC, RMAP | |
| | | | | | | | | | | | | | |
| Metal | Official Smelter Name | RMI Smelter ID | Smelter Country | Conflict-Free Certifications |
| Gold | Metalor Technologies S.A. | | CID001153 | Switzerland | | LBMA, RJC, RMAP | |
| Gold | Metalor USA Refining Corporation | | CID001157 | United States | | LBMA, RJC, RMAP | |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | | CID001161 | Mexico | | LBMA, RMAP | |
| Gold | Mitsubishi Materials Corporation | | CID001188 | Japan | | LBMA, RMAP | |
| Gold | Mitsui Mining and Smelting Co., Ltd. | | CID001193 | Japan | | LBMA, RMAP | |
| Gold | MMTC-PAMP India Pvt., Ltd. | | CID002509 | India | | LBMA, RMAP | |
| Gold | Modeltech Sdn Bhd | | CID002857 | Malaysia | | | |
| Gold | Morris and Watson | | CID002282 | New Zealand | | | |
| Gold | Moscow Special Alloys Processing Plant | | CID001204 | Russian Federation | | LBMA, RMAP | |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | | CID001220 | Turkey | | LBMA, RMAP | |
| Gold | Navoi Mining and Metallurgical Combinat | | CID001236 | Uzbekistan | | | |
| Gold | NH Recytech Company | | CID003189 | Korea, Republic of | | | |
| Gold | Nihon Material Co., Ltd. | | CID001259 | Japan | | LBMA, RMAP | |
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | | CID002779 | Austria | | RJC, RMAP | |
| Gold | Ohura Precious Metal Industry Co., Ltd. | | CID001325 | Japan | | RMAP | |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | | CID001326 | Russian Federation | | LBMA, RMAP | |
| Gold | OJSC Novosibirsk Refinery | | CID000493 | Russian Federation | | LBMA, RMAP | |
| Gold | PAMP S.A. | | CID001352 | Switzerland | | LBMA, RMAP | |
| Gold | Pease & Curren | | CID002872 | United States | | | |
| Gold | Penglai Penggang Gold Industry Co., Ltd. | | CID001362 | China | | | |
| Gold | Planta Recuperadora de Metales SpA | | CID002919 | Chile | | RMAP | |
| Gold | Prioksky Plant of Non-Ferrous Metals | | CID001386 | Russian Federation | | LBMA, RMAP | |
| Gold | PT Aneka Tambang (Persero) Tbk | | CID001397 | Indonesia | | LBMA, RMAP | |
| Gold | PX Precinox S.A. | | CID001498 | Switzerland | | LBMA, RMAP | |
| Gold | QG Refining, LLC | | CID003324 | United States | | | |
| Gold | Rand Refinery (Pty) Ltd. | | CID001512 | South Africa | | LBMA, RMAP | |
| Gold | Refinery of Seemine Gold Co., Ltd. | | CID000522 | China | | | |
| Gold | REMONDIS PMR B.V. | | CID002582 | Netherlands | | RMAP | |
| Gold | Royal Canadian Mint | | CID001534 | Canada | | LBMA, RMAP | |
| Gold | SAAMP | | CID002761 | France | | RJC, RMAP | |
| Gold | Sabin Metal Corp. | | CID001546 | United States | | | |
| Gold | Safimet S.p.A | | CID002973 | Italy | | RMAP | |
| Gold | SAFINA A.S. | | CID002290 | Czech Republic | | RMAP - Active | |
| Gold | Sai Refinery | | CID002853 | India | | | |
| Gold | Samduck Precious Metals | | CID001555 | Korea, Republic of | | RMAP | |
| Gold | SAMWON METALS Corp. | | CID001562 | Korea, Republic of | | | |
| Gold | SAXONIA Edelmetalle GmbH | | CID002777 | Germany | | RMAP | |
| Gold | SEMPSA Joyeria Plateria S.A. | | CID001585 | Spain | | LBMA, RMAP | |
| Gold | Shandong Humon Smelting Co., Ltd. | | CID002525 | China | | | |
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | | CID001619 | China | | | |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | | CID001622 | China | | LBMA, RMAP | |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | | CID001736 | China | | LBMA, RMAP | |
| Gold | Singway Technology Co., Ltd. | | CID002516 | Taiwan | | RMAP | |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | | CID001756 | Russian Federation | | LBMA, RMAP | |
| Gold | Solar Applied Materials Technology Corp. | | CID001761 | Taiwan | | LBMA, RMAP | |
| Gold | Sovereign Metals | | CID003383 | India | | |
| | | | | | | | | | | | | | |
| Metal | Official Smelter Name | RMI Smelter ID | Smelter Country | Conflict-Free Certifications |
| Gold | State Research Institute Center for Physical Sciences and Technology | | CID003153 | Lithuania | | | |
| Gold | Sudan Gold Refinery | | CID002567 | Sudan | | | |
| Gold | Sumitomo Metal Mining Co., Ltd. | | CID001798 | Japan | | LBMA, RMAP | |
| Gold | SungEel HiMetal Co., Ltd. | | CID002918 | Korea, Republic of | | RMAP | |
| Gold | T.C.A S.p.A | | CID002580 | Italy | | LBMA, RMAP | |
| Gold | Tanaka Kikinzoku Kogyo K.K. | | CID001875 | Japan | | LBMA, RMAP | |
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. | | CID001916 | China | | LBMA, RMAP | |
| Gold | Tokuriki Honten Co., Ltd. | | CID001938 | Japan | | LBMA, RMAP | |
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | | CID001947 | China | | | |
| Gold | Tony Goetz NV | | CID002587 | Belgium | | | |
| Gold | TOO Tau-Ken-Altyn | | CID002615 | Kazakhstan | | RMAP | |
| Gold | Torecom | | CID001955 | Korea, Republic of | | RMAP | |
| Gold | Umicore Brasil Ltda. | | CID001977 | Brazil | | LBMA, RMAP | |
| Gold | Umicore Precious Metals Thailand | | CID002314 | Thailand | | RJC, RMAP | |
| Gold | Umicore S.A. Business Unit Precious Metals Refining | | CID001980 | Belgium | | LBMA, RMAP | |
| Gold | United Precious Metal Refining, Inc. | | CID001993 | United States | | RMAP | |
| Gold | Valcambi S.A. | | CID002003 | Switzerland | | LBMA, RJC, RMAP | |
| Gold | Western Australian Mint (T/a The Perth Mint) | | CID002030 | Australia | | LBMA, RMAP | |
| Gold | WIELAND Edelmetalle GmbH | | CID002778 | Germany | | RMAP | |
| Gold | Yamakin Co., Ltd. | | CID002100 | Japan | | RMAP | |
| Gold | Yokohama Metal Co., Ltd. | | CID002129 | Japan | | RMAP | |
| Gold | Yunnan Copper Industry Co., Ltd. | | CID000197 | China | | | |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | | CID002224 | China | | LBMA, RMAP | |
| Tantalum | Asaka Riken Co., Ltd. | | CID000092 | Japan | | RMAP | |
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | | CID000211 | China | | RMAP | |
| Tantalum | CP Metals Inc. | | CID003402 | United States | | RMAP - Active | |
| Tantalum | D Block Metals, LLC | | CID002504 | United States | | RMAP | |
| Tantalum | Exotech Inc. | | CID000456 | United States | | RMAP | |
| Tantalum | F&X Electro-Materials Ltd. | | CID000460 | China | | RMAP | |
| Tantalum | FIR Metals & Resource Ltd. | | CID002505 | China | | RMAP | |
| Tantalum | Global Advanced Metals Aizu | | CID002558 | Japan | | RMAP | |
| Tantalum | Global Advanced Metals Boyertown | | CID002557 | United States | | RMAP | |
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | | CID000616 | China | | RMAP | |
| Tantalum | H.C. Starck Co., Ltd. | | CID002544 | Thailand | | RMAP | |
| Tantalum | H.C. Starck Hermsdorf GmbH | | CID002547 | Germany | | RMAP | |
| Tantalum | H.C. Starck Inc. | | CID002548 | United States | | RMAP | |
| Tantalum | H.C. Starck Ltd. | | CID002549 | Japan | | RMAP | |
| Tantalum | H.C. Starck Smelting GmbH & Co. KG | | CID002550 | Germany | | RMAP | |
| Tantalum | H.C. Starck Tantalum and Niobium GmbH | | CID002545 | Germany | | RMAP | |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | | CID002492 | China | | RMAP | |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | | CID002512 | China | | RMAP | |
| Tantalum | Jiangxi Tuohong New Raw Material | | CID002842 | China | | RMAP | |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | | CID000914 | China | | RMAP | |
| Tantalum | Jiujiang Tanbre Co., Ltd. | | CID000917 | China | | RMAP | |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | | CID002506 | China | | RMAP | |
| Tantalum | KEMET Blue Metals | | CID002539 | Mexico | | RMAP | |
| Tantalum | LSM Brasil S.A. | | CID001076 | Brazil | | RMAP | |
| | | | | | | | | | | | | | |
| Metal | Official Smelter Name | RMI Smelter ID | Smelter Country | Conflict-Free Certifications |
| Tantalum | Metallurgical Products India Pvt., Ltd. | | CID001163 | India | | RMAP | |
| Tantalum | Mineracao Taboca S.A. | | CID001175 | Brazil | | RMAP | |
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | | CID001192 | Japan | | RMAP | |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | | CID001277 | China | | RMAP | |
| Tantalum | NPM Silmet AS | | CID001200 | Estonia | | RMAP | |
| Tantalum | PRG Dooel | | CID002847 | Macedonia, The Former Yugoslav Republic Of | | RMAP | |
| Tantalum | QuantumClean | | CID001508 | United States | | RMAP | |
| Tantalum | Resind Industria e Comercio Ltda. | | CID002707 | Brazil | | RMAP | |
| Tantalum | Solikamsk Magnesium Works OAO | | CID001769 | Russian Federation | | RMAP | |
| Tantalum | Taki Chemical Co., Ltd. | | CID001869 | Japan | | RMAP | |
| Tantalum | Telex Metals | | CID001891 | United States | | RMAP | |
| Tantalum | Ulba Metallurgical Plant JSC | | CID001969 | Kazakhstan | | RMAP | |
| Tantalum | XinXing Haorong Electronic Material Co., Ltd. | | CID002508 | China | | RMAP | |
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | | CID001522 | China | | RMAP | |
| Tin | Alpha | | CID000292 | United States | | RMAP | |
| Tin | An Vinh Joint Stock Mineral Processing Company | | CID002703 | Viet Nam | | | |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | | CID000228 | China | | RMAP | |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | | CID003190 | China | | RMAP | |
| Tin | China Tin Group Co., Ltd. | | CID001070 | China | | RMAP | |
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | | CID003356 | China | | | |
| Tin | Dowa | | CID000402 | Japan | | RMAP | |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | | CID002572 | Viet Nam | | | |
| Tin | EM Vinto | | CID000438 | Bolivia | | RMAP | |
| Tin | Estanho de Rondonia S.A. | | CID000448 | Brazil | | | |
| Tin | Fenix Metals | | CID000468 | Poland | | RMAP | |
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | | CID003410 | China | | | |
| Tin | Gejiu Kai Meng Industry and Trade LLC | | CID000942 | China | | RMAP | |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | | CID000538 | China | | RMAP | |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | | CID001908 | China | | RMAP | |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | | CID000555 | China | | RMAP | |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | | CID003116 | China | | RMAP | |
| Tin | Guanyang Guida Nonferrous Metal Smelting Plant | | CID002849 | China | | RMAP | |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | | CID002844 | China | | RMAP | |
| Tin | Huichang Jinshunda Tin Co., Ltd. | | CID000760 | China | | RMAP | |
| Tin | Jiangxi New Nanshan Technology Ltd. | | CID001231 | China | | RMAP | |
| Tin | Luna Smelter, Ltd. | | CID003387 | Rwanda | | RMAP | |
| Tin | Ma'anshan Weitai Tin Co., Ltd. | | CID003379 | China | | RMAP | |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | | CID002468 | Brazil | | RMAP | |
| Tin | Malaysia Smelting Corporation (MSC) | | CID001105 | Malaysia | | RMAP | |
| Tin | Melt Metais e Ligas S.A. | | CID002500 | Brazil | | RMAP | |
| Tin | Metallic Resources, Inc. | | CID001142 | United States | | RMAP | |
| Tin | Metallo Belgium N.V. | | CID002773 | Belgium | | RMAP | |
| Tin | Metallo Spain S.L.U. | | CID002774 | Spain | | RMAP | |
| Tin | Mineracao Taboca S.A. | | CID001173 | Brazil | | RMAP | |
| Tin | Minsur | | CID001182 | Peru | | RMAP | |
| Tin | Mitsubishi Materials Corporation | | CID001191 | Japan | | RMAP | |
| | | | | | | | | | | | | | |
| Metal | Official Smelter Name | RMI Smelter ID | Smelter Country | Conflict-Free Certifications |
| Tin | Modeltech Sdn Bhd | | CID002858 | Malaysia | | | |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | | CID002573 | Viet Nam | | | |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | | CID001314 | Thailand | | RMAP | |
| Tin | O.M. Manufacturing Philippines, Inc. | | CID002517 | Philippines | | RMAP | |
| Tin | Operaciones Metalurgicas S.A. | | CID001337 | Bolivia | | RMAP | |
| Tin | Pongpipat Company Limited | | CID003208 | Myanmar | | | |
| Tin | Precious Minerals and Smelting Limited | | CID003409 | India | | RMAP - Active | |
| Tin | PT Artha Cipta Langgeng | | CID001399 | Indonesia | | RMAP | |
| Tin | PT ATD Makmur Mandiri Jaya | | CID002503 | Indonesia | | RMAP | |
| Tin | PT Menara Cipta Mulia | | CID002835 | Indonesia | | RMAP | |
| Tin | PT Mitra Stania Prima | | CID001453 | Indonesia | | RMAP | |
| Tin | PT Refined Bangka Tin | | CID001460 | Indonesia | | RMAP | |
| Tin | PT Timah Tbk Kundur | | CID001477 | Indonesia | | RMAP | |
| Tin | PT Timah Tbk Mentok | | CID001482 | Indonesia | | RMAP | |
| Tin | Resind Industria e Comercio Ltda. | | CID002706 | Brazil | | RMAP | |
| Tin | Rui Da Hung | | CID001539 | Taiwan | | RMAP | |
| Tin | Soft Metais Ltda. | | CID001758 | Brazil | | RMAP | |
| Tin | Super Ligas | | CID002756 | Brazil | | | |
| Tin | Thai Nguyen Mining and Metallurgy Co., Ltd. | | CID002834 | Viet Nam | | RMAP | |
| Tin | Thaisarco | | CID001898 | Thailand | | RMAP | |
| Tin | Tin Technology & Refining | | CID003325 | United States | | RMAP | |
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | | CID002574 | Viet Nam | | | |
| Tin | White Solder Metalurgia e Mineracao Ltda. | | CID002036 | Brazil | | RMAP | |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | | CID002158 | China | | RMAP | |
| Tin | Yunnan Tin Company Limited | | CID002180 | China | | RMAP | |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | | CID003397 | China | | RMAP | |
| Tungsten | A.L.M.T. TUNGSTEN Corp. | | CID000004 | Japan | | RMAP | |
| Tungsten | ACL Metais Eireli | | CID002833 | Brazil | | RMAP | |
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | | CID003427 | Brazil | | RMAP - Active | |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | | CID002502 | Viet Nam | | RMAP | |
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | | CID002513 | China | | RMAP | |
| Tungsten | China Molybdenum Co., Ltd. | | CID002641 | China | | | |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | | CID000258 | China | | RMAP | |
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | | CID000281 | China | | | |
| Tungsten | CP Metals Inc. | | CID003448 | United States | | RMAP - Active | |
| Tungsten | Fujian Ganmin RareMetal Co., Ltd. | | CID003401 | China | | RMAP | |
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | | CID000499 | China | | RMAP | |
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | | CID002645 | China | | RMAP | |
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | | CID000875 | China | | RMAP | |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | | CID002315 | China | | RMAP | |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | | CID002494 | China | | RMAP | |
| Tungsten | Global Tungsten & Powders Corp. | | CID000568 | United States | | RMAP | |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | | CID000218 | China | | RMAP | |
| Tungsten | H.C. Starck Smelting GmbH & Co. KG | | CID002542 | Germany | | RMAP | |
| Tungsten | H.C. Starck Tungsten GmbH | | CID002541 | Germany | | RMAP | |
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | | CID000766 | China | | RMAP | |
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | | CID002579 | China | | RMAP | |
| | | | | | | | | | | | | | |
| Metal | Official Smelter Name | RMI Smelter ID | Smelter Country | Conflict-Free Certifications |
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | | CID000769 | China | | RMAP | |
| Tungsten | Hunan Litian Tungsten Industry Co., Ltd. | | CID003182 | China | | RMAP | |
| Tungsten | Hydrometallurg, JSC | | CID002649 | Russian Federation | | RMAP | |
| Tungsten | Japan New Metals Co., Ltd. | | CID000825 | Japan | | RMAP | |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | | CID002551 | China | | RMAP | |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | | CID002321 | China | | RMAP | |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | | CID002313 | China | | | |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | | CID002318 | China | | RMAP | |
| Tungsten | Jiangxi Xianglu Tungsten Co., Ltd. | | CID002647 | China | | RMAP - Active | |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | | CID002317 | China | | RMAP | |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | | CID002316 | China | | RMAP | |
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | | CID003408 | Russian Federation | | RMAP - Active | |
| Tungsten | Kennametal Fallon | | CID000966 | United States | | RMAP | |
| Tungsten | Kennametal Huntsville | | CID000105 | United States | | RMAP | |
| Tungsten | KGETS CO., LTD. | | CID003388 | Korea, Republic of | | RMAP | |
| Tungsten | Lianyou Metals Co., Ltd. | | CID003407 | Taiwan | | RMAP | |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | | CID002319 | China | | RMAP | |
| Tungsten | Masan Tungsten Chemical LLC (MTC) | | CID002543 | Viet Nam | | RMAP | |
| Tungsten | Moliren Ltd. | | CID002845 | Russian Federation | | RMAP | |
| Tungsten | Niagara Refining LLC | | CID002589 | United States | | RMAP | |
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | | CID002827 | Philippines | | RMAP | |
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | | CID001889 | Viet Nam | | RMAP | |
| Tungsten | Unecha Refractory Metals Plant | | CID002724 | Russian Federation | | RMAP | |
| Tungsten | Wolfram Bergbau und Hutten AG | | CID002044 | Austria | | RMAP | |
| Tungsten | Woltech Korea Co., Ltd. | | CID002843 | Korea, Republic of | | RMAP | |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | | CID002320 | China | | RMAP | |
| Tungsten | Xiamen Tungsten Co., Ltd. | | CID002082 | China | | RMAP | |
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | | CID002830 | China | | RMAP | |
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | | CID002095 | China | | RMAP | |
TABLE 2
Country of Origin
| | | | | | | | | | | | | | |
| Metal | Country of Origin | | Metal | Country of Origin |
| Gold | Andorra | | Gold | Luxembourg |
| Gold | Argentina | | Gold | Madagascar |
| Gold | Armenia | | Gold | Malaysia |
| Gold | Australia | | Gold | Mali |
| Gold | Austria | | Gold | Mexico |
| Gold | Belgium | | Gold | Mongolia |
| Gold | Bermuda | | Gold | Mozambique |
| Gold | Bolivia | | Gold | Myanmar |
| Gold | Brazil | | Gold | Namibia |
| Gold | Burundi | | Gold | Netherlands |
| Gold | Cambodia | | Gold | New Zealand |
| Gold | Canada | | Gold | Niger |
| Gold | Chile | | Gold | Nigeria |
| Gold | China | | Gold | Papua New Guinea |
| Gold | Colombia | | Gold | Peru |
| Gold | Congo (Brazzaville) | | Gold | Philippines |
| Gold | Czech Republic | | Gold | Poland |
| Gold | Djibouti | | Gold | Portugal |
| Gold | DRC- Congo (Kinshasa) | | Gold | Russian Federation |
| Gold | Ecuador | | Gold | Rwanda |
| Gold | Egypt | | Gold | Saudi Arabia |
| Gold | Estonia | | Gold | Sierra Leone |
| Gold | Ethiopia | | Gold | Singapore |
| Gold | Finland | | Gold | Slovakia |
| Gold | France | | Gold | South Africa |
| Gold | Germany | | Gold | Spain |
| Gold | Ghana | | Gold | Sudan |
| Gold | Guinea | | Gold | Suriname |
| Gold | Guyana | | Gold | Sweden |
| Gold | Hong Kong | | Gold | Switzerland |
| Gold | Hungary | | Gold | Taiwan |
| Gold | India | | Gold | Tajikistan |
| Gold | Indonesia | | Gold | Tanzania |
| Gold | Ireland | | Gold | Thailand |
| Gold | Israel | | Gold | Turkey |
| Gold | Italy | | Gold | Uganda |
| Gold | Ivory Coast | | Gold | United Arab Emirates |
| Gold | Japan | | Gold | United Kingdom |
| Gold | Jersey | | Gold | United States |
| Gold | Kazakhstan | | Gold | Uzbekistan |
| Gold | Korea, Republic of | | Gold | Viet Nam |
| Gold | Kyrgyzstan | | Gold | Zambia |
| Gold | Laos | | Gold | Zimbabwe |
| Gold | Lithuania | | Tantalum | Angola |
| | | | | | | | | | | | | | |
| Metal | Country of Origin | | Metal | Country of Origin |
| Tantalum | Argentina | | Tantalum | Mexico |
| Tantalum | Australia | | Tantalum | Mongolia |
| Tantalum | Austria | | Tantalum | Mozambique |
| Tantalum | Belarus | | Tantalum | Myanmar |
| Tantalum | Belgium | | Tantalum | Namibia |
| Tantalum | Bolivia | | Tantalum | Netherlands |
| Tantalum | Brazil | | Tantalum | Niger |
| Tantalum | Burundi | | Tantalum | Nigeria |
| Tantalum | Cambodia | | Tantalum | Peru |
| Tantalum | Canada | | Tantalum | Philippines |
| Tantalum | Central African Republic | | Tantalum | Poland |
| Tantalum | Chile | | Tantalum | Portugal |
| Tantalum | China | | Tantalum | Russian Federation |
| Tantalum | Colombia | | Tantalum | Rwanda |
| Tantalum | Congo (Brazzaville) | | Tantalum | Sierra Leone |
| Tantalum | Czech Republic | | Tantalum | Singapore |
| Tantalum | Djibouti | | Tantalum | Slovakia |
| Tantalum | DRC- Congo (Kinshasa) | | Tantalum | South Africa |
| Tantalum | Ecuador | | Tantalum | South Sudan |
| Tantalum | Egypt | | Tantalum | Spain |
| Tantalum | Estonia | | Tantalum | Suriname |
| Tantalum | Ethiopia | | Tantalum | Switzerland |
| Tantalum | France | | Tantalum | Taiwan |
| Tantalum | Germany | | Tantalum | Tanzania |
| Tantalum | Ghana | | Tantalum | Thailand |
| Tantalum | Guinea | | Tantalum | Uganda |
| Tantalum | Guyana | | Tantalum | United Kingdom |
| Tantalum | Hungary | | Tantalum | United States |
| Tantalum | India | | Tantalum | Viet Nam |
| Tantalum | Indonesia | | Tantalum | Zambia |
| Tantalum | Ireland | | Tantalum | Zimbabwe |
| Tantalum | Israel | | Tin | Angola |
| Tantalum | Italy | | Tin | Argentina |
| Tantalum | Ivory Coast | | Tin | Australia |
| Tantalum | Japan | | Tin | Austria |
| Tantalum | Jersey | | Tin | Belgium |
| Tantalum | Kazakhstan | | Tin | Bolivia |
| Tantalum | Kenya | | Tin | Brazil |
| Tantalum | Korea, Republic of | | Tin | Burundi |
| Tantalum | Laos | | Tin | Cambodia |
| Tantalum | Luxembourg | | Tin | Canada |
| Tantalum | Macedonia, The Former Yugoslav Rep Of | | Tin | Central African Republic |
| Tantalum | Madagascar | | Tin | Chile |
| Tantalum | Malaysia | | Tin | China |
| Tantalum | Mali | | Tin | Colombia |
| | | | | | | | | | | | | | |
| Metal | Country of Origin | | Metal | Country of Origin |
| Tin | Congo (Brazzaville) | | Tin | South Africa |
| Tin | Czech Republic | | Tin | South Sudan |
| Tin | Djibouti | | Tin | Spain |
| Tin | DRC- Congo (Kinshasa) | | Tin | Suriname |
| Tin | Ecuador | | Tin | Sweden |
| Tin | Egypt | | Tin | Switzerland |
| Tin | Estonia | | Tin | Taiwan |
| Tin | Ethiopia | | Tin | Tanzania |
| Tin | France | | Tin | Thailand |
| Tin | Germany | | Tin | Turkey |
| Tin | Guyana | | Tin | Uganda |
| Tin | Hong Kong | | Tin | United Kingdom |
| Tin | Hungary | | Tin | United States |
| Tin | India | | Tin | Uzbekistan |
| Tin | Indonesia | | Tin | Viet Nam |
| Tin | Ireland | | Tin | Zambia |
| Tin | Israel | | Tin | Zimbabwe |
| Tin | Ivory Coast | | Tungsten | Angola |
| Tin | Japan | | Tungsten | Argentina |
| Tin | Jersey | | Tungsten | Australia |
| Tin | Kazakhstan | | Tungsten | Austria |
| Tin | Kenya | | Tungsten | Belgium |
| Tin | Korea, Republic of | | Tungsten | Bolivia |
| Tin | Kyrgyzstan | | Tungsten | Brazil |
| Tin | Laos | | Tungsten | Burundi |
| Tin | Luxembourg | | Tungsten | Cambodia |
| Tin | Madagascar | | Tungsten | Canada |
| Tin | Malaysia | | Tungsten | Central African Republic |
| Tin | Mexico | | Tungsten | Chile |
| Tin | Mongolia | | Tungsten | China |
| Tin | Morocco | | Tungsten | Colombia |
| Tin | Mozambique | | Tungsten | Congo (Brazzaville) |
| Tin | Myanmar | | Tungsten | Czech Republic |
| Tin | Namibia | | Tungsten | Djibouti |
| Tin | Netherlands | | Tungsten | DRC- Congo (Kinshasa) |
| Tin | Nigeria | | Tungsten | Ecuador |
| Tin | Papua New Guinea | | Tungsten | Egypt |
| Tin | Peru | | Tungsten | Estonia |
| Tin | Philippines | | Tungsten | Ethiopia |
| Tin | Poland | | Tungsten | France |
| Tin | Portugal | | Tungsten | Germany |
| Tin | Russian Federation | | Tungsten | Guinea |
| Tin | Rwanda | | Tungsten | Guyana |
| Tin | Sierra Leone | | Tungsten | Hungary |
| Tin | Singapore | | Tungsten | India |
| Tin | Slovakia | | Tungsten | Indonesia |
| | | | | | | | | | | | | | |
| Metal | Country of Origin | | Metal | Country of Origin |
| Tungsten | Ireland | | Tungsten | Portugal |
| Tungsten | Israel | | Tungsten | Russian Federation |
| Tungsten | Ivory Coast | | Tungsten | Rwanda |
| Tungsten | Japan | | Tungsten | Sierra Leone |
| Tungsten | Kazakhstan | | Tungsten | Singapore |
| Tungsten | Korea, Republic of | | Tungsten | Slovakia |
| Tungsten | Laos | | Tungsten | South Africa |
| Tungsten | Luxembourg | | Tungsten | South Sudan |
| Tungsten | Madagascar | | Tungsten | Spain |
| Tungsten | Malaysia | | Tungsten | Suriname |
| Tungsten | Mexico | | Tungsten | Switzerland |
| Tungsten | Mongolia | | Tungsten | Taiwan |
| Tungsten | Mozambique | | Tungsten | Tanzania |
| Tungsten | Myanmar | | Tungsten | Thailand |
| Tungsten | Namibia | | Tungsten | Uganda |
| Tungsten | Netherlands | | Tungsten | United Kingdom |
| Tungsten | Niger | | Tungsten | United States |
| Tungsten | Nigeria | | Tungsten | Viet Nam |
| Tungsten | Papua New Guinea | | Tungsten | Zambia |
| Tungsten | Peru | | Tungsten | Zimbabwe |
| Tungsten | Philippines | | | |
Independent Private Sector Audit
We have determined that a private sector audit is not required under Rule 13p-1 for 2019.
