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FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811- 06565
Tekla World Healthcare Fund
(Exact name of registrant as specified in charter)
100 Federal Street, 19th Floor, Boston, MA | | 02110 |
(Address of principal executive offices) | | (Zip code) |
Laura Woodward
Tekla World Healthcare Fund
100 Federal Street, 19th Floor, Boston MA 02110
(Name and address of agent for service)
Registrant’s telephone number, including area code: 617-772-8500
Date of fiscal year end: September 30
Date of reporting period: 7/1/18-6/30/19
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, no later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
Item 1. Proxy Voting Record.
THW Vote Summary
ABBOTT LABORATORIES
Security | 002824100 | Meeting Type | Annual |
Ticker Symbol | ABT | Meeting Date | 26-Apr-2019 |
Record Date | 27-Feb-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | R.J. Alpern | | | | For | | For | |
| | 2 | R.S. Austin | | | | For | | For | |
| | 3 | S.E. Blount | | | | For | | For | |
| | 4 | M.A. Kumbier | | | | For | | For | |
| | 5 | E.M. Liddy | | | | For | | For | |
| | 6 | N. McKinstry | | | | For | | For | |
| | 7 | P.N. Novakovic | | | | For | | For | |
| | 8 | W.A. Osborn | | | | For | | For | |
| | 9 | S.C. Scott III | | | | For | | For | |
| | 10 | D.J. Starks | | | | For | | For | |
| | 11 | J.G. Stratton | | | | For | | For | |
| | 12 | G.F. Tilton | | | | For | | For | |
| | 13 | M.D. White | | | | For | | For | |
2. | | Ratification of Ernst & Young LLP as Auditors | | Management | | For | | For | |
3. | | Say on Pay - An Advisory Vote to Approve Executive Compensation | | Management | | For | | For | |
4. | | Shareholder Proposal - Independent Board Chairman | | Shareholder | | For | | Against | |
ABBVIE INC.
Security | 00287Y109 | Meeting Type | Annual |
Ticker Symbol | ABBV | Meeting Date | 03-May-2019 |
Record Date | 08-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | William H.L. Burnside | | | | For | | For | |
| | 2 | Brett J. Hart | | | | For | | For | |
| | 3 | Edward J. Rapp | | | | For | | For | |
2. | | Ratification of Ernst & Young LLP as AbbVie’s independent registered public accounting firm for 2019 | | Management | | For | | For | |
3. | | Say on Pay - An advisory vote on the approval of executive compensation | | Management | | For | | For | |
4. | | Approval of a management proposal regarding amendment of the certificate of incorporation for a simple majority vote | | Management | | For | | For | |
5. | | Stockholder Proposal - to Issue an Annual Report on Lobbying | | Shareholder | | Against | | For | |
6. | | Stockholder Proposal - to Issue a Compensation Committee Report on Drug Pricing | | Shareholder | | Against | | For | |
7. | | Stockholder Proposal - to Adopt a Policy to Require Independent Chairman | | Shareholder | | For | | Against | |
ACADIA HEALTHCARE COMPANY, INC.
Security | 00404A109 | Meeting Type | Annual |
Ticker Symbol | ACHC | Meeting Date | 02-May-2019 |
Record Date | 11-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1.1 | | Election of Director: William F. Grieco | | Management | | For | | For | |
1.2 | | Election of Director: Reeve B. Waud | | Management | | For | | For | |
2. | | Advisory vote on the compensation of the Company’s named executive officers as presented in the Proxy Statement. | | Management | | For | | For | |
3. | | Advisory vote on the frequency of the advisory vote on the compensation of the Company’s named executive officers. | | Management | | 1 Year | | For | |
4. | | Ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Management | | For | | For | |
ADAPTIMMUNE THERAPEUTICS PLC
Security | 00653A107 | Meeting Type | Annual |
Ticker Symbol | ADAP | Meeting Date | 02-May-2019 |
Record Date | 15-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
O1 | | To re-elect as a director, John Furey, who retires in accordance with the Articles of Association. | | Management | | For | | For | |
O2 | | To re-elect as a director, Ali Behbahani, who retires by rotation in accordance with the Articles of Association. | | Management | | For | | For | |
O3 | | To re-elect as a director, James Noble, who retires by rotation in accordance with the Articles of Association. | | Management | | For | | For | |
O4 | | To re-appoint KPMG LLP as auditors of the Company, to hold office until the conclusion of the next annual general meeting of shareholders. | | Management | | For | | For | |
O5 | | To authorize the Audit Committee to determine our auditors’ remuneration for the fiscal year ending December 31, 2019. | | Management | | For | | For | |
O6 | | To receive the U.K. statutory annual accounts and reports for the fiscal year ended December 31, 2018 and to note that the Directors do not recommend the payment of any dividend for the year ended December 31, 2018. | | Management | | For | | For | |
O7 | | To approve, on a non-binding, advisory basis, the compensation of the Company’s named executive officers for the year ended December 31, 2018. | | Management | | For | | For | |
O8 | | To indicate, on a non-binding, advisory basis, the preferred frequency of future shareholder advisory votes on the compensation of the Company’s named executive officers. | | Management | | 1 Year | | For | |
O9 | | To receive and approve our U.K. statutory directors’ remuneration report for the year ended December 31, 2018. | | Management | | For | | For | |
O10 | | To authorize the Directors under Section 551 of the U.K. Companies Act 2006 (the “2006 Act”) to allot shares or to grant rights to subscribe for or to convert any security into shares. | | Management | | For | | For | |
S11 | | To empower the Directors to allot equity securities for cash pursuant to Section 570(1) of the 2006 Act as if Section 561(1) of the 2006 Act did not apply to that allotment. | | Management | | For | | For | |
ALEXION PHARMACEUTICALS, INC.
Security | 015351109 | Meeting Type | Annual |
Ticker Symbol | ALXN | Meeting Date | 14-May-2019 |
Record Date | 15-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Felix J. Baker | | | | For | | For | |
| | 2 | David R. Brennan | | | | For | | For | |
| | 3 | Christopher J. Coughlin | | | | For | | For | |
| | 4 | Deborah Dunsire | | | | For | | For | |
| | 5 | Paul A. Friedman | | | | For | | For | |
| | 6 | Ludwig N. Hantson | | | | For | | For | |
| | 7 | John T. Mollen | | | | For | | For | |
| | 8 | Francois Nader | | | | For | | For | |
| | 9 | Judith A. Reinsdorf | | | | For | | For | |
| | 10 | Andreas Rummelt | | | | For | | For | |
2. | | Ratification of appointment by the Board of Directors of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm. | | Management | | For | | For | |
3. | | Approval of a non-binding advisory vote of the 2018 compensation paid to Alexion’s named executive officers. | | Management | | For | | For | |
4. | | Shareholder proposal requesting certain proxy access Bylaw amendments. | | Shareholder | | Against | | For | |
ALIGN TECHNOLOGY, INC.
Security | 016255101 | Meeting Type | Annual |
Ticker Symbol | ALGN | Meeting Date | 15-May-2019 |
Record Date | 20-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Kevin J. Dallas | | Management | | For | | For | |
1b. | | Election of Director: Joseph M. Hogan | | Management | | For | | For | |
1c. | | Election of Director: Joseph Lacob | | Management | | For | | For | |
1d. | | Election of Director: C. Raymond Larkin, Jr. | | Management | | For | | For | |
1e. | | Election of Director: George J. Morrow | | Management | | For | | For | |
1f. | | Election of Director: Thomas M. Prescott | | Management | | For | | For | |
1g. | | Election of Director: Andrea L. Saia | | Management | | For | | For | |
1h. | | Election of Director: Greg J. Santora | | Management | | For | | For | |
1i. | | Election of Director: Susan E. Siegel | | Management | | For | | For | |
1j. | | Election of Director: Warren S. Thaler | | Management | | For | | For | |
2. | | Ratification Of Appointment Of Independent Registered Public Accountant: Proposal to ratify the appointment of PricewaterhouseCoopers LLP as Align Technology, Inc.’s independent registered public accountants for the fiscal year ending December 31, 2019. | | Management | | For | | For | |
3. | | Advisory Vote To Approve Named Executive Officer Compensation. | | Management | | For | | For | |
ALLERGAN PLC
Security | G0177J108 | Meeting Type | Annual |
Ticker Symbol | AGN | Meeting Date | 01-May-2019 |
Record Date | 05-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Nesli Basgoz, M.D. | | Management | | For | | For | |
1b. | | Election of Director: Joseph H. Boccuzi | | Management | | For | | For | |
1c. | | Election of Director: Christopher W. Bodine | | Management | | For | | For | |
1d. | | Election of Director: Adriane M. Brown | | Management | | For | | For | |
1e. | | Election of Director: Christopher J. Coughlin | | Management | | For | | For | |
1f. | | Election of Director: Carol Anthony (John) Davidson | | Management | | For | | For | |
1g. | | Election of Director: Thomas C. Freyman | | Management | | For | | For | |
1h. | | Election of Director: Michael E. Greenberg, PhD | | Management | | For | | For | |
1i. | | Election of Director: Robert J. Hugin | | Management | | For | | For | |
1j. | | Election of Director: Peter J. McDonnell, M.D. | | Management | | For | | For | |
1k. | | Election of Director: Brenton L. Saunders | | Management | | For | | For | |
2. | | To approve, in a non-binding vote, Named Executive Officer compensation. | | Management | | For | | For | |
3. | | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company’s independent auditor for the fiscal year ending December 31, 2019 and to authorize, in a binding vote, the Board of Directors, acting through its Audit and Compliance Committee, to determine PricewaterhouseCoopers LLP’s remuneration. | | Management | | For | | For | |
4. | | To renew the authority of the directors of the Company (the “Directors”) to issue shares. | | Management | | For | | For | |
5a. | | To renew the authority of the Directors to issue shares for cash without first offering shares to existing shareholders. | | Management | | For | | For | |
5b. | | To authorize the Directors to allot new shares up to an additional 5% for cash in connection with an acquisition or other capital investment. | | Management | | For | | For | |
6. | | To consider a shareholder proposal requiring an independent Board Chairman (immediate change), if properly presented at the meeting. | | Shareholder | | For | | Against | |
AMARIN CORPORATION PLC
Security | 023111206 | Meeting Type | Annual |
Ticker Symbol | AMRN | Meeting Date | 20-May-2019 |
Record Date | 11-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | To re-elect Mr. Jan van Heek as a director. | | Management | | For | | For | |
2. | | To re-elect Ms. Kristine Peterson as a director. | | Management | | For | | For | |
3. | | To hold an advisory (non-binding) vote to approve the compensation of the Company’s “named executive officers” as described in full in the “Executive Compensation Discussion and Analysis” section, the tabular disclosure regarding such compensation, and the accompanying narrative disclosure on pages 25 to 55 of the accompanying Proxy Statement. | | Management | | For | | For | |
4. | | To appoint Ernst & Young LLP as auditors of the Company to hold office until the conclusion of the next general meeting at which accounts are laid before the Company and to authorize the Audit Committee of the Board of Directors of the Company to fix the auditors’ remuneration as described in full on pages 9 to 10 of the accompanying Proxy Statement. | | Management | | For | | For | |
5. | | To generally and unconditionally reauthorize the Board of Directors of the Company to exercise all powers of the Company to allot shares in the Company or grant rights to subscribe for or to convert any security into shares of the Company up to an aggregate nominal amount of GBP 148,000,000 (being the aggregate nominal amount of GBP 125,000,000 in respect of ordinary shares and GBP 23,000,000 in respect of preference shares) as described in full on pages 11 to 12 of the accompanying Proxy Statement. | | Management | | For | | For | |
6. | | To, subject to the passing of Resolution No. 5, disapply statutory pre-emption rights otherwise applicable to shares in the Company allotted by the Board of Directors, up to an aggregate nominal amount of GBP 148,000,000 (being the aggregate nominal amount of GBP 125,000,000 in respect of ordinary shares and GBP 23,000,000 in respect of preference shares) as described in full on pages 13 to 14 of the accompanying Proxy Statement. | | Management | | For | | For | |
AMERISOURCEBERGEN CORPORATION
Security | 03073E105 | Meeting Type | Annual |
Ticker Symbol | ABC | Meeting Date | 28-Feb-2019 |
Record Date | 31-Dec-2018 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1.1 | | Election of Director: Ornella Barra | | Management | | For | | For | |
1.2 | | Election of Director: Steven H. Collis | | Management | | For | | For | |
1.3 | | Election of Director: D. Mark Durcan | | Management | | For | | For | |
1.4 | | Election of Director: Richard W. Gochnauer | | Management | | For | | For | |
1.5 | | Election of Director: Lon R. Greenberg | | Management | | For | | For | |
1.6 | | Election of Director: Jane E. Henney, M.D. | | Management | | For | | For | |
1.7 | | Election of Director: Kathleen W. Hyle | | Management | | For | | For | |
1.8 | | Election of Director: Michael J. Long | | Management | | For | | For | |
1.9 | | Election of Director: Henry W. McGee | | Management | | For | | For | |
2. | | Ratification of Ernst & Young LLP as independent registered public accounting firm for fiscal year 2019. | | Management | | For | | For | |
3. | | Advisory vote to approve the compensation of named executive officers. | | Management | | For | | For | |
4. | | Stockholder proposal, if properly presented, to permit stockholders to act by written consent. | | Shareholder | | Against | | For | |
5. | | Stockholder proposal, if properly presented, to urge the Board to adopt a policy that no financial performance metric be adjusted to exclude legal or compliance costs in determining executive compensation. | | Shareholder | | Against | | For | |
AMGEN INC.
Security | 031162100 | Meeting Type | Annual |
Ticker Symbol | AMGN | Meeting Date | 21-May-2019 |
Record Date | 22-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Dr. Wanda M. Austin | | Management | | For | | For | |
1b. | | Election of Director: Mr. Robert A. Bradway | | Management | | For | | For | |
1c. | | Election of Director: Dr. Brian J. Druker | | Management | | For | | For | |
1d. | | Election of Director: Mr. Robert A. Eckert | | Management | | For | | For | |
1e. | | Election of Director: Mr. Greg C. Garland | | Management | | For | | For | |
1f. | | Election of Director: Mr. Fred Hassan | | Management | | For | | For | |
1g. | | Election of Director: Dr. Rebecca M. Henderson | | Management | | For | | For | |
1h. | | Election of Director: Mr. Charles M. Holley, Jr. | | Management | | For | | For | |
1i. | | Election of Director: Dr. Tyler Jacks | | Management | | For | | For | |
1j. | | Election of Director: Ms. Ellen J. Kullman | | Management | | For | | For | |
1k. | | Election of Director: Dr. Ronald D. Sugar | | Management | | For | | For | |
1l. | | Election of Director: Dr. R. Sanders Williams | | Management | | For | | For | |
2. | | Advisory vote to approve our executive compensation. | | Management | | For | | For | |
3. | | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2019. | | Management | | For | | For | |
ANTHEM, INC.
Security | 036752103 | Meeting Type | Annual |
Ticker Symbol | ANTM | Meeting Date | 15-May-2019 |
Record Date | 08-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1.1 | | Election of Director Nominee: Bahija Jallal | | Management | | For | | For | |
1.2 | | Election of Director Nominee: Elizabeth E. Tallett | | Management | | For | | For | |
2. | | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2019. | | Management | | For | | For | |
3. | | Advisory vote to approve the compensation of our named executive officers. | | Management | | For | | For | |
4. | | To approve proposed amendments to our Articles of Incorporation to eliminate the classified board structure when permitted under our contractual obligations with the Blue Cross and Blue Shield Association. | | Management | | For | | For | |
5. | | Shareholder proposal to elect each director annually. | | Shareholder | | For | | | |
ARDELYX, INC
Security | 039697107 | Meeting Type | Annual |
Ticker Symbol | ARDX | Meeting Date | 13-Jun-2019 |
Record Date | 18-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Geoffrey A. Block, M.D. | | | | For | | For | |
| | 2 | David Mott | | | | For | | For | |
| | 3 | Michael Raab | | | | For | | For | |
2. | | To ratify the selection, by the Audit Committee of our Board of Directors, of Ernst & Young, LLP as the independent registered public accounting firm of the Company for the fiscal year ended December 31, 2019. | | Management | | For | | For | |
ASTELLAS PHARMA INC.
Security | J03393105 | Meeting Type | Annual General Meeting |
Ticker Symbol | ALPMF | Meeting Date | 18-Jun-2019 |
Record Date | 31-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
| | Please reference meeting materials. | | Non-Voting | | | | | |
1 | | Approve Appropriation of Surplus | | Management | | For | | For | |
2 | | Amend Articles to: Allow the Board of Directors to Authorize Appropriation of Surplus and Purchase Own Shares | | Management | | For | | For | |
3.1 | | Appoint a Director who is not Audit and Supervisory Committee Member Hatanaka, Yoshihiko | | Management | | For | | For | |
3.2 | | Appoint a Director who is not Audit and Supervisory Committee Member Yasukawa, Kenji | | Management | | For | | For | |
3.3 | | Appoint a Director who is not Audit and Supervisory Committee Member Okamura, Naoki | | Management | | For | | For | |
3.4 | | Appoint a Director who is not Audit and Supervisory Committee Member Sekiyama, Mamoru | | Management | | For | | For | |
3.5 | | Appoint a Director who is not Audit and Supervisory Committee Member Yamagami, Keiko | | Management | | For | | For | |
3.6 | | Appoint a Director who is not Audit and Supervisory Committee Member Kawabe, Hiroshi | | Management | | For | | For | |
3.7 | | Appoint a Director who is not Audit and Supervisory Committee Member Ishizuka, Tatsuro | | Management | | For | | For | |
4 | | Appoint a Director who is Audit and Supervisory Committee Member Shibumura, Haruko | | Management | | For | | For | |
5 | | Appoint a Substitute Director who is Audit and Supervisory Committee Member Takahashi, Raita | | Management | | For | | For | |
6 | | Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | | Management | | For | | For | |
7 | | Approve Details of the Stock Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | | Management | | For | | For | |
8 | | Approve Payment of Bonuses to Directors (Excluding Directors who are Audit and Supervisory Committee Members) | | Management | | For | | For | |
ASTRAZENECA PLC
Security | 046353108 | Meeting Type | Annual |
Ticker Symbol | AZN | Meeting Date | 26-Apr-2019 |
Record Date | 05-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | To receive the Company’s Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2018 | | Management | | For | | For | |
2. | | To confirm dividends | | Management | | For | | For | |
3. | | To reappoint PricewaterhouseCoopers LLP as Auditor | | Management | | For | | For | |
4. | | To authorise the Directors to agree the remuneration of the Auditor | | Management | | For | | For | |
5a. | | To elect or re-elect of the Director: Leif Johansson | | Management | | For | | For | |
5b. | | To elect or re-elect of the Director: Pascal Soriot | | Management | | For | | For | |
5c. | | To elect or re-elect of the Director: Marc Dunoyer | | Management | | For | | For | |
5d. | | To elect or re-elect of the Director: Geneviève Berger | | Management | | For | | For | |
5e. | | To elect or re-elect of the Director: Philip Broadley | | Management | | For | | For | |
5f. | | To elect or re-elect of the Director: Graham Chipchase | | Management | | For | | For | |
5g. | | To elect or re-elect of the Director: Deborah DiSanzo | | Management | | For | | For | |
5h. | | To elect or re-elect of the Director: Sheri McCoy | | Management | | For | | For | |
5i. | | To elect or re-elect of the Director: Tony Mok | | Management | | For | | For | |
5j. | | To elect or re-elect of the Director: Nazneen Rahman | | Management | | For | | For | |
5k. | | To elect or re-elect of the Director: Marcus Wallenberg | | Management | | For | | For | |
6. | | To approve the Annual Report on Remuneration for the year ended 31 December 2018 | | Management | | For | | For | |
7. | | To authorise limited political donations | | Management | | For | | For | |
8. | | To authorise the Directors to allot shares | | Management | | For | | For | |
9. | | To authorise the Directors to disapply pre-emption rights | | Management | | For | | For | |
10. | | To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments | | Management | | For | | For | |
11. | | To authorise the Company to purchase its own shares | | Management | | For | | For | |
12. | | To reduce the notice period for general meetings | | Management | | For | | For | |
BAUSCH HEALTH COMPANIES
Security | 071734107 | Meeting Type | Annual |
Ticker Symbol | BHC | Meeting Date | 30-Apr-2019 |
Record Date | 04-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Richard U. De Schutter | | Management | | For | | For | |
1b. | | Election of Director: D. Robert Hale | | Management | | For | | For | |
1c. | | Election of Director: Dr. Argeris (Jerry) N. Karabelas | | Management | | For | | For | |
1d. | | Election of Director: Sarah B. Kavanagh | | Management | | For | | For | |
1e. | | Election of Director: Joseph C. Papa | | Management | | For | | For | |
1f. | | Election of Director: John A. Paulson | | Management | | For | | For | |
1g. | | Election of Director: Robert N. Power | | Management | | For | | For | |
1h. | | Election of Director: Russel C. Robertson | | Management | | For | | For | |
1i. | | Election of Director: Thomas W. Ross, Sr. | | Management | | For | | For | |
1j. | | Election of Director: Andrew C. von Eschenbach, M.D. | | Management | | For | | For | |
1k. | | Election of Director: Amy B. Wechsler, M.D. | | Management | | For | | For | |
2. | | The approval, in an advisory vote, of the compensation of our Named Executive Officers. | | Management | | For | | For | |
3. | | To appoint PricewaterhouseCoopers LLP as the auditors for the Company to hold office until the close of the 2020 Annual Meeting of Shareholders and to authorize the Company’s Board of Directors to fix the auditors’ remuneration. | | Management | | For | | For | |
BAXTER INTERNATIONAL INC.
Security | 071813109 | Meeting Type | Annual |
Ticker Symbol | BAX | Meeting Date | 07-May-2019 |
Record Date | 14-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: José (Joe) E. Almeida | | Management | | For | | For | |
1b. | | Election of Director: Thomas F. Chen | | Management | | For | | For | |
1c. | | Election of Director: John D. Forsyth | | Management | | For | | For | |
1d. | | Election of Director: James R. Gavin III | | Management | | For | | For | |
1e. | | Election of Director: Peter S. Hellman | | Management | | For | | For | |
1f. | | Election of Director: Michael F. Mahoney | | Management | | For | | For | |
1g. | | Election of Director: Patricia B. Morrison | | Management | | For | | For | |
1h. | | Election of Director: Stephen N. Oesterle | | Management | | For | | For | |
1i. | | Election of Director: Cathy R. Smith | | Management | | For | | For | |
1j. | | Election of Director: Thomas T. Stallkamp | | Management | | For | | For | |
1k. | | Election of Director: Albert P.L. Stroucken | | Management | | For | | For | |
1l. | | Election of Director: Amy A. Wendell | | Management | | For | | For | |
2. | | Advisory Vote to Approve Named Executive Officer Compensation | | Management | | For | | For | |
3. | | Ratification of Appointment of Independent Registered Public Accounting Firm | | Management | | For | | For | |
4. | | Stockholder Proposal - Independent Board Chairman | | Shareholder | | For | | Against | |
5. | | Stockholder Proposal- Right to Act by Written Consent | | Shareholder | | Against | | For | |
BAYER AG
Security | D0712D163 | Meeting Type | Annual General Meeting |
Ticker Symbol | BAYRY | Meeting Date | 26-Apr-2019 |
Record Date | 19-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | Distribution Of The Profit: Dividends Of EUR2.80 Per Share | | Management | | For | | For | |
2 | | Ratification Of The Actions Of The Board Of Management | | Management | | For | | For | |
3 | | Ratification Of The Actions Of The Supervisory Board | | Management | | For | | For | |
4 | | Supervisory Board Election: Simone Bagel-Trah | | Management | | For | | For | |
5.A | | Authorization To Acquire And Use Own Shares | | Management | | For | | For | |
5.B | | Authorization To Acquire Own Shares Using Derivatives | | Management | | For | | For | |
6 | | Election Of The Auditor (Full-Year, Half- Year And Q3 2019: Q1 2020): Deloitte GMBH | | Management | | For | | For | |
BECTON, DICKINSON AND COMPANY
Security | 075887109 | Meeting Type | Annual |
Ticker Symbol | BDX | Meeting Date | 22-Jan-2019 |
Record Date | 07-Dec-2018 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Catherine M. Burzik | | Management | | For | | For | |
1b. | | Election of Director: R. Andrew Eckert | | Management | | For | | For | |
1c. | | Election of Director: Vincent A. Forlenza | | Management | | For | | For | |
1d. | | Election of Director: Claire M. Fraser | | Management | | For | | For | |
1e. | | Election of Director: Jeffrey W. Henderson | | Management | | For | | For | |
1f. | | Election of Director: Christopher Jones | | Management | | For | | For | |
1g. | | Election of Director: Marshall O. Larsen | | Management | | For | | For | |
1h. | | Election of Director: David F. Melcher | | Management | | For | | For | |
1i. | | Election of Director: Claire Pomeroy | | Management | | For | | For | |
1j. | | Election of Director: Rebecca W. Rimel | | Management | | For | | For | |
1k. | | Election of Director: Timothy M. Ring | | Management | | For | | For | |
1l. | | Election of Director: Bertram L. Scott | | Management | | For | | For | |
2. | | Ratification of selection of independent registered public accounting firm. | | Management | | For | | For | |
3. | | Advisory vote to approve named executive officer compensation. | | Management | | For | | For | |
4. | | Amendment to BD’s Restated Certificate of Incorporation. | | Management | | For | | For | |
BEIGENE LTD
Security | 07725L102 | Meeting Type | Special |
Ticker Symbol | BGNE | Meeting Date | 07-Dec-2018 |
Record Date | 25-Oct-2018 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
S1 | | THAT the adoption of the official Chinese company name for BeiGene, Ltd. be and is hereby approved and adopted. Please see enclosed Company materials for full proposal. | | Management | | For | | For | |
S2 | | THAT the Fifth Amended and Restated Memorandum and Articles of Association of the Company be and are hereby approved and adopted. | | Management | | For | | For | |
O3 | | THAT the granting of a share issue mandate to the Board of Directors of the Company to issue, allot or deal with unissued ordinary shares and/or American Depositary Shares not exceeding 20% of the total number of issued ordinary shares of the Company as at the date of passing of this ordinary resolution ...(see enclosed Company materials for full proposal). | | Management | | For | | For | |
O4 | | THAT the Company and its underwriters be and are hereby authorized, at their sole discretion, to allocate to each of Baker Bros. Advisors LP and Hillhouse Capital Management, Ltd. and parties affiliated with each of them (the “Existing Shareholders”), up to a maximum amount of shares in order to ...(see enclosed Company materials for full proposal). | | Management | | For | | For | |
O5 | | THAT the BeiGene, Ltd. Second Amended and Restated 2016 Share Option and Incentive Plan be and is hereby approved and adopted. | | Management | | For | | For | |
O6 | | THAT the BeiGene, Ltd. Second Amended and Restated 2018 Employee Share Purchase Plan be and is hereby approved and adopted. | | Management | | For | | For | |
BEIGENE LTD
Security | 07725L102 | Meeting Type | Annual |
Ticker Symbol | BGNE | Meeting Date | 05-Jun-2019 |
Record Date | 18-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | THAT Ranjeev Krishana be and is hereby re-elected to serve as a Class III director of the Company until the 2022 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal. | | Management | | For | | For | |
2. | | THAT Xiaodong Wang be and is hereby re-elected to serve as a Class III director of the Company until the 2022 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal. | | Management | | For | | For | |
3. | | THAT Qingqing Yi be and is hereby re-elected to serve as a Class III director of the Company until the 2022 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal. | | Management | | For | | For | |
4. | | THAT Jing-Shyh (Sam) Su be and is hereby re-elected to serve as a Class I director of the Company until the 2020 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal. | | Management | | For | | For | |
5. | | THAT the appointment of Ernst & Young Hua Ming LLP and Ernst & Young as the Company’s independent registered public accounting firms for the year ending December 31, 2019 be and is hereby approved, ratified and confirmed. | | Management | | For | | For | |
6. | | THAT the granting of a share issue mandate to the Board of Directors of the Company to issue, allot or deal with unissued ordinary shares and/or American Depositary Shares not exceeding 20% of the total number of issued ordinary shares of the Company as at the date of passing of this ordinary resolution up to the next annual general meeting of the Company be and is hereby approved. | | Management | | For | | For | |
7. | | THAT the Company and its underwriters be and are hereby authorized, in their sole discretion, to allocate to each of Baker Bros. Advisors LP and Hillhouse Capital Management, Ltd. and parties affiliated with each of them (the “Existing Shareholders”), up to a maximum amount of shares in order to maintain the same shareholding percentage of each of the Existing Shareholders (based on the then-outstanding share ...(due to space limits, see proxy material for full proposal). | | Management | | For | | For | |
8. | | THAT, on a non-binding, advisory basis, the compensation of the Company’s named executive officers, as disclosed in the Proxy Statement, be and is hereby approved. | | Management | | For | | For | |
BIOCLIN THERAPEUTICS, INC.
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 4-Sep-2018 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | Director Election | | Management | | For | | For | |
2 | | General Authorizing Resolution | | Management | | For | | For | |
BIOCLIN THERAPEUTICS, INC.
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 4-Sep-2018 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | Director Removal | | Management | | For | | For | |
2 | | General Authorizing Resolution | | Management | | For | | For | |
BIOCLIN THERAPEUTICS, INC.
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 1-Nov-2018 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | Amendment of Certificate of Incorporation | | Management | | For | | For | |
2 | | Amendment and Restatement of 2013 Stock Option and Grant Plan | | Management | | For | | For | |
3 | | General Authorizing Resolution | | Management | | For | | For | |
BIOGEN INC.
Security | 09062X103 | Meeting Type | Annual |
Ticker Symbol | BIIB | Meeting Date | 19-Jun-2019 |
Record Date | 22-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: John R. Chiminski | | Management | | For | | For | |
1b. | | Election of Director: Alexander J. Denner | | Management | | For | | For | |
1c. | | Election of Director: Caroline D. Dorsa | | Management | | For | | For | |
1d. | | Election of Director: William A. Hawkins | | Management | | For | | For | |
1e. | | Election of Director: Nancy L. Leaming | | Management | | For | | For | |
1f. | | Election of Director: Jesus B. Mantas | | Management | | For | | For | |
1g. | | Election of Director: Richard C. Mulligan | | Management | | For | | For | |
1h. | | Election of Director: Robert W. Pangia | | Management | | For | | For | |
1i. | | Election of Director: Stelios Papadopoulos | | Management | | For | | For | |
1j. | | Election of Director: Brian S. Posner | | Management | | For | | For | |
1k. | | Election of Director: Eric K. Rowinsky | | Management | | For | | For | |
1l. | | Election of Director: Lynn Schenk | | Management | | For | | For | |
1m. | | Election of Director: Stephen A. Sherwin | | Management | | For | | For | |
1n. | | Election of Director: Michel Vounatsos | | Management | | For | | For | |
2. | | To ratify the selection of PricewaterhouseCoopers LLP as Biogen Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Management | | For | | For | |
3. | | Say on Pay - To approve an advisory vote on executive compensation. | | Management | | For | | For | |
BOSTON SCIENTIFIC CORPORATION
Security | 101137107 | Meeting Type | Annual |
Ticker Symbol | BSX | Meeting Date | 09-May-2019 |
Record Date | 15-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Nelda J. Connors | | Management | | For | | For | |
1b. | | Election of Director: Charles J. Dockendorff | | Management | | For | | For | |
1c. | | Election of Director: Yoshiaki Fujimori | | Management | | For | | For | |
1d. | | Election of Director: Donna A. James | | Management | | For | | For | |
1e. | | Election of Director: Edward J. Ludwig | | Management | | For | | For | |
1f. | | Election of Director: Stephen P. MacMillan | | Management | | For | | For | |
1g. | | Election of Director: Michael F. Mahoney | | Management | | For | | For | |
1h. | | Election of Director: David J. Roux | | Management | | For | | For | |
1i. | | Election of Director: John E. Sununu | | Management | | For | | For | |
1j. | | Election of Director: Ellen M. Zane | | Management | | For | | For | |
2. | | To approve, on a non-binding, advisory basis, named executive officer compensation. | | Management | | For | | For | |
3. | | To approve an amendment and restatement of our By- Laws to provide for a majority vote standard in uncontested director elections. | | Management | | For | | For | |
4. | | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2019 fiscal year. | | Management | | For | | For | |
BRISTOL-MYERS SQUIBB COMPANY
Security | 110122108 | Meeting Type | Contested-Special |
Ticker Symbol | BMY | Meeting Date | 12-Apr-2019 |
Record Date | 01-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | Stock Issuance Proposal: To approve the issuance of shares of Bristol-Myers Squibb Company common stock to stockholders of Celgene Corporation in the merger between Celgene Corporation and Burgundy Merger Sub, Inc., a wholly-owned subsidiary of Bristol-Myers Squibb Company, pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among Bristol-Myers Squibb Company, Burgundy Merger Sub, Inc. and Celgene Corporation. | | Management | | For | | For | |
2. | | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of the stockholders of Bristol- Myers Squibb Company if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. | | Management | | For | | For | |
BRISTOL-MYERS SQUIBB COMPANY
Security | 110122108 | Meeting Type | Annual |
Ticker Symbol | BMY | Meeting Date | 29-May-2019 |
Record Date | 30-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Peter J. Arduini | | Management | | For | | For | |
1B. | | Election of Director: Robert Bertolini | | Management | | For | | For | |
1C. | | Election of Director: Giovanni Caforio, M.D. | | Management | | For | | For | |
1D. | | Election of Director: Matthew W. Emmens | | Management | | For | | For | |
1E. | | Election of Director: Michael Grobstein | | Management | | For | | For | |
1F. | | Election of Director: Alan J. Lacy | | Management | | For | | For | |
1G. | | Election of Director: Dinesh C. Paliwal | | Management | | For | | For | |
1H. | | Election of Director: Theodore R. Samuels | | Management | | For | | For | |
1I. | | Election of Director: Vicki L. Sato, Ph.D. | | Management | | For | | For | |
1J. | | Election of Director: Gerald L. Storch | | Management | | For | | For | |
1K. | | Election of Director: Karen H. Vousden, Ph.D. | | Management | | For | | For | |
2. | | Advisory vote to approve the compensation of our Named Executive Officers | | Management | | For | | For | |
3. | | Ratification of the appointment of an independent registered public accounting firm | | Management | | For | | For | |
4. | | Shareholder Proposal on Right to Act by Written Consent | | Shareholder | | Against | | For | |
CARDINAL HEALTH, INC.
Security | 14149Y108 | Meeting Type | Annual |
Ticker Symbol | CAH | Meeting Date | 07-Nov-2018 |
Record Date | 10-Sep-2018 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of director: Colleen F. Arnold | | Management | | For | | For | |
1b. | | Election of director: Carrie S. Cox | | Management | | For | | For | |
1c. | | Election of director: Calvin Darden | | Management | | For | | For | |
1d. | | Election of director: Bruce L. Downey | | Management | | For | | For | |
1e. | | Election of director: Patricia A. Hemingway Hall | | Management | | For | | For | |
1f. | | Election of director: Akhil Johri | | Management | | For | | For | |
1g. | | Election of director: Michael C. Kaufmann | | Management | | For | | For | |
1h. | | Election of director: Gregory B. Kenny | | Management | | For | | For | |
1i. | | Election of director: Nancy Killefer | | Management | | For | | For | |
2. | | Proposal to ratify the appointment of Ernst & Young LLP as our independent auditor for the fiscal year ending June 30, 2019. | | Management | | For | | For | |
3. | | Proposal to approve, on a non-binding advisory basis, the compensation of our named executive officers. | | Management | | For | | For | |
4. | | Shareholder proposal, if properly presented, on a policy to not exclude legal and compliance costs for purposes of determining executive compensation. | | Shareholder | | Against | | For | |
5. | | Shareholder proposal, if properly presented, on the ownership threshold for calling a special meeting of shareholders. | | Shareholder | | Against | | For | |
CELGENE CORPORATION
Security | 151020104 | Meeting Type | Special |
Ticker Symbol | CELG | Meeting Date | 12-Apr-2019 |
Record Date | 01-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | Adoption of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time (the merger agreement), among Bristol-Myers Squibb Company, a Delaware corporation (Bristol-Myers Squibb), Burgundy Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of Bristol-Myers Squibb, and Celgene Corporation (Celgene), pursuant to which Burgundy Merger Sub, Inc. will be merged with and into Celgene (the merger). | | Management | | For | | For | |
2. | | Approval of the adjournment from time to time of the special meeting of the stockholders of Celgene (the Celgene special meeting) if necessary to solicit additional proxies if there are not sufficient votes to adopt the merger agreement at the time of the Celgene special meeting or any adjournment or postponement thereof. | | Management | | For | | For | |
3. | | Approval, on an advisory (non-binding) basis, of the compensation that will or may be paid or provided by Celgene to its named executive officers in connection with the merger. | | Management | | For | | For | |
CELLDEX THERAPEUTICS, INC.
Security | 15117B202 | Meeting Type | Annual |
Ticker Symbol | CLDX | Meeting Date | 19-Jun-2019 |
Record Date | 22-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 Anthony S. Marucci | | | | For | | For | |
| | 2 Keith L. Brownlie | | | | For | | For | |
| | 3 Herbert J. Conrad | | | | For | | For | |
| | 4 James J. Marino | | | | For | | For | |
| | 5 Harry H. Penner, Jr. | | | | For | | For | |
| | 6 Karen L. Shoos | | | | For | | For | |
2. | | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2019. | | Management | | For | | For | |
3. | | To approve an amendment to our 2008 Stock Option and Incentive Plan including an increase in the number of the shares reserved for issuance thereunder by 900,000 shares to 2,233,333 shares and certain other administrative changes. | | Management | | For | | For | |
4. | | To approve an amendment to our 2004 Employee Stock Purchase Plan to increase the shares reserved for issuance thereunder by 250,000 shares to 276,666 shares. | | Management | | For | | For | |
5. | | To approve, on an advisory basis, the compensation of the Company’s Named Executive Officers as disclosed in the proxy statement. | | Management | | For | | For | |
CELLECTIS S.A.
Security | 15117K103 | Meeting Type | Annual |
Ticker Symbol | CLLS | Meeting Date | 25-Jun-2019 |
Record Date | 10-Jun-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
O1 | | Approval of the financial statements for the financial year ended December 31, 2018 | | Management | | For | | For | |
O2 | | Approval of the consolidated financial statements for the financial year ended December 31, 2018 | | Management | | For | | For | |
O3 | | Allocation of income for the financial year ended December 31, 2018 | | Management | | For | | For | |
O4 | | Approval of the agreements referred to in articles L. 225-38 and the following sections of the French commercial code | | Management | | For | | For | |
O5 | | Approval of the agreements referred to in articles L. 225-38 and the following sections of the French commercial code | | Management | | For | | For | |
O6 | | Approval of the agreements referred to in articles L. 225-38 and the following sections of the French commercial code | | Management | | For | | For | |
O7 | | Approval of 2018 Stock Option Plan and payment for the stock (Due to space limits, see proxy material for full proposal) | | Management | | For | | For | |
O8 | | Authorization to be given to the board of directors to buy back Company shares | | Management | | For | | For | |
E9 | | Authorization to be given to the board of directors for the (Due to space limits, see proxy material for full proposal) | | Management | | For | | For | |
E10 | | Delegation of authority to be granted to the board of directors (Due to space limits, see proxy material for full proposal) | | Management | | For | | For | |
E11 | | Delegation of authority to be granted to the board of directors (Due to space limits, see proxy material for full proposal) | | Management | | For | | For | |
E12 | | Delegation of authority to be granted to the board of directors (Due to space limits, see proxy material for full proposal) | | Management | | For | | For | |
E13 | | Delegation of authority to be granted to the board of directors (Due to space limits, see proxy material for full proposal) | | Management | | For | | For | |
E14 | | Delegation of authority to be granted to the board of directors (Due to space limits, see proxy material for full proposal) | | Management | | For | | For | |
E15 | | Delegation of authority to be granted to the board of directors (Due to space limits, see proxy material for full proposal) | | Management | | For | | For | |
E16 | | Delegation granted to the board of directors to increase the (Due to space limits, see proxy material for full proposal) | | Management | | For | | For | |
E17 | | Overall limitations to the amount of issuances made under the (Due to space limits, see proxy material for full proposal) | | Management | | For | | For | |
E18 | | Delegation of authority to be granted to the board of directors (Due to space limits, see proxy material for full proposal) | | Management | | For | | For | |
E19 | | Authorization to be given to the board of directors to grant options to subscribe or purchase Company’s shares | | Management | | For | | For | |
E20 | | Authorization be given to the board of directors for the (Due to space limits, see proxy material for full proposal) | | Management | | For | | For | |
E21 | | Delegation of authority to be granted to the board of directors (Due to space limits, see proxy material for full proposal) | | Management | | For | | For | |
E22 | | Delegation of authority to be granted to the board of directors (Due to space limits, see proxy material for full proposal) | | Management | | For | | For | |
E23 | | Authorization for the board of directors to freely allocate (Due to space limits, see proxy material for full proposal) | | Management | | For | | For | |
E24 | | Overall limitations to the amount of issues made under the 19th (Due to space limits, see proxy material for full proposal) | | Management | | For | | For | |
E25 | | Delegation to be granted to the board of directors for the (Due to space limits, see proxy material for full proposal) | | Management | | For | | | |
CENTENE CORPORATION
Security | 15135B101 | Meeting Type | Special |
Ticker Symbol | CNC | Meeting Date | 28-Jan-2019 |
Record Date | 24-Dec-2018 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | Approval of an Amendment to the Company’s Certificate of Incorporation to Increase the Number of Authorized Shares of Common Stock. | | Management | | For | | For | |
CENTENE CORPORATION
Security | 15135B101 | Meeting Type | Annual |
Ticker Symbol | CNC | Meeting Date | 23-Apr-2019 |
Record Date | 22-Feb-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Orlando Ayala | | Management | | For | | For | |
1B. | | Election of Director: John R. Roberts | | Management | | For | | For | |
1C. | | Election of Director: Tommy G. Thompson | | Management | | For | | For | |
2. | | Advisory Resolution To Approve Executive Compensation. | | Management | | For | | For | |
3. | | Ratification Of Appointment Of KPMG LLP As Our Independent Registered Public Accounting Firm For The Fiscal Year Ending December 31, 2019. | | Management | | For | | For | |
4. | | The Stockholder Proposal Requesting Political Spending Disclosures As Described In The Proxy Statement. | | Shareholder | | Against | | For | |
CENTENE CORPORATION
Security | 15135B101 | Meeting Type | Special |
Ticker Symbol | CNC | Meeting Date | 24-Jun-2019 |
Record Date | 08-May-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | To approve the issuance of Centene Corporation (“Centene”) common stock, par value $0.001 per share, pursuant to the Agreement and Plan of Merger, dated as of March 26, 2019, by and among Centene, Wellington Merger Sub I, Inc., Wellington Merger Sub II, Inc. and WellCare Health Plans, Inc., as may be amended from time to time (the “Share Issuance Proposal”). | | Management | | For | | For | |
2. | | To approve any proposal to adjourn the Special Meeting of Stockholders of Centene (the “Centene Special Meeting”) from time to time, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Centene Special Meeting to approve the Share Issuance Proposal. | | Management | | For | | For | |
CHUGAI PHARMACEUTICAL CO.,LTD.
Security | J06930101 | Meeting Type | Annual General Meeting |
Ticker Symbol | CHGCF | Meeting Date | 28-Mar-2019 |
Record Date | 31-Dec-2018 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | Approve Appropriation of Surplus | | Management | | For | | For | |
2.1 | | Appoint a Director Oku, Masayuki | | Management | | For | | For | |
2.2 | | Appoint a Director Ichimaru, Yoichiro | | Management | | For | | For | |
2.3 | | Appoint a Director Christoph Franz | | Management | | For | | For | |
2.4 | | Appoint a Director William N. Anderson | | Management | | For | | For | |
2.5 | | Appoint a Director James H. Sabry | | Management | | For | | For | |
3.1 | | Appoint a Corporate Auditor Sato, Atsushi | | Management | | For | | For | |
3.2 | | Appoint a Corporate Auditor Maeda, Yuko | | Management | | For | | For | |
CIGNA CORPORATION
Security | 125523100 | Meeting Type | Annual |
Ticker Symbol | CI | Meeting Date | 24-Apr-2019 |
Record Date | 25-Feb-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: David M. Cordani | | Management | | For | | For | |
1b. | | Election of Director: William J. DeLaney | | Management | | For | | For | |
1c. | | Election of Director: Eric J. Foss | | Management | | For | | For | |
1d. | | Election of Director: Elder Granger, MD, MG, USA | | Management | | For | | For | |
1e. | | Election of Director: Isaiah Harris, Jr. | | Management | | For | | For | |
1f. | | Election of Director: Roman Martinez IV | | Management | | For | | For | |
1g. | | Election of Director: Kathleen M. Mazzarella | | Management | | For | | For | |
1h. | | Election of Director: Mark B. McClellan, MD, PhD | | Management | | For | | For | |
1i. | | Election of Director: John M. Partridge | | Management | | For | | For | |
1j. | | Election of Director: William L. Roper, MD, MPH | | Management | | For | | For | |
1k. | | Election of Director: Eric C. Wiseman | | Management | | For | | For | |
1l. | | Election of Director: Donna F. Zarcone | | Management | | For | | For | |
1m. | | Election of Director: William D. Zollars | | Management | | For | | For | |
2. | | Advisory approval of Cigna’s executive compensation. | | Management | | For | | For | |
3. | | Ratification of appointment of PricewaterhouseCoopers LLP as Cigna’s independent registered public accounting firm for 2019. | | Management | | For | | For | |
4. | | Shareholder proposal - Increase shareholder rights to include action by written consent. | | Shareholder | | Against | | For | |
5. | | Shareholder proposal - Cyber risk report | | Shareholder | | Against | | For | |
6. | | Shareholder proposal - Gender pay gap report | | Shareholder | | Against | | For | |
COMMUNITY HEALTH SYSTEMS, INC.
Security | 203668108 | Meeting Type | Annual |
Ticker Symbol | CYH | Meeting Date | 14-May-2019 |
Record Date | 18-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: John A. Clerico | | Management | | For | | For | |
1b. | | Election of Director: Michael Dinkins | | Management | | For | | For | |
1c. | | Election of Director: James S. Ely II | | Management | | For | | For | |
1d. | | Election of Director: John A. Fry | | Management | | For | | For | |
1e. | | Election of Director: Tim L. Hingtgen | | Management | | For | | For | |
1f. | | Election of Director: Elizabeth T. Hirsch | | Management | | For | | For | |
1g. | | Election of Director: William Norris Jennings, M.D. | | Management | | For | | For | |
1h. | | Election of Director: K. Ranga Krishnan, MBBS | | Management | | For | | For | |
1i. | | Election of Director: Julia B. North | | Management | | For | | For | |
1j. | | Election of Director: Wayne T. Smith | | Management | | For | | For | |
1k. | | Election of Director: H. James Williams, Ph.D. | | Management | | For | | For | |
2. | | Proposal to approve on an advisory (non-binding) basis the compensation of the Company’s named executive officers. | | Management | | For | | For | |
3. | | Proposal to ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Management | | For | | For | |
CSL LTD
Security | Q3018U109 | Meeting Type | Annual General Meeting |
Ticker Symbol | CSLLY | Meeting Date | 17-Oct-2018 |
Record Date | 15-Oct-2018 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
CMMT | | Please note that this is an amendment to Meeting ID 987749 due to due to deletion of Resolution 1. All votes received on the previous meeting will be disregarded and you will need to reinstruct on this meeting notice. Thank you | | Non-voting | | | | | |
CMMT | | Voting exclusions apply to this meeting for proposals 2.A., 2.B., 2.C., 3, 4, 5 and 6. Votes cast by any individual or related party who will benefit from the passing of the proposal/s will be disregarded by the Company. Hence, if you have obtained benefit or expect to obtain future benefit (as referred in the Company announcement) vote abstain on the relevant proposal items. By doing so, you acknowledge that you have obtained benefit or expect to obtain benefit by the passing of the relevant proposal/s. By voting (for or against) on the above-mentioned proposal/s, you acknowledge that you have not obtained benefit neither expect to obain benefit by the passing of the relevant proposal/s and you comply with the voting exclusion | | Non-voting | | | | | |
2.A | | To Elect Dr Brian McNamee Ao As A Director | | | | | | | |
2.B | | To Elect Mr Abbas Hussain As A Director | | Management | | For | | For | |
2.C | | To Elect Dr Andrew Cuthbertson Ao As A Director | | Management | | For | | For | |
3 | | Adoption Of The Remuneration Report | | Management | | For | | For | |
4 | | Grant Of Performance Share Units To The Chief Executive Officer and Managing Director, Mr Paul Perreault | | Management | | For | | For | |
5 | | Re-Approval Of The Global Employee Share Plan | | Management | | For | | For | |
6 | | Re-Approval Of The Performance Rights Plan | | Management | | For | | For | |
CMMT | | If a proportional takeover bid is made for the Company, a share transfer to the offer cannot be registered until the bid is approved by members not associated with the bidder. The resolution must be considered at a meeting held more than 14 days before the bid closes. Each member has one vote for each fully paid share held. The vote is decided on a simple majority. The bidder and its associates are not allowed to vote. | | Non-voting | | | | | |
7 | | Rnewal Of Proportional Takeover Approval Provisions in Constitution | | Management | | For | | For | |
CVS HEALTH CORPORATION
Security | 126650100 | Meeting Type | Annual |
Ticker Symbol | CVS | Meeting Date | 16-May-2019 |
Record Date | 21-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Fernando Aguirre | | Management | | For | | For | |
1b. | | Election of Director: Mark T. Bertolini | | Management | | For | | For | |
1c. | | Election of Director: Richard M. Bracken | | Management | | For | | For | |
1d. | | Election of Director: C. David Brown II | | Management | | For | | For | |
1e. | | Election of Director: Alecia A. DeCoudreaux | | Management | | For | | For | |
1f. | | Election of Director: Nancy-Ann M. DeParle | | Management | | For | | For | |
1g. | | Election of Director: David W. Dorman | | Management | | For | | For | |
1h. | | Election of Director: Roger N. Farah | | Management | | For | | For | |
1i. | | Election of Director: Anne M. Finucane | | Management | | For | | For | |
1j. | | Election of Director: Edward J. Ludwig | | Management | | For | | For | |
1k. | | Election of Director: Larry J. Merlo | | Management | | For | | For | |
1l. | | Election of Director: Jean-Pierre Millon | | Management | | For | | For | |
1m. | | Election of Director: Mary L. Schapiro | | Management | | For | | For | |
1n. | | Election of Director: Richard J. Swift | | Management | | For | | For | |
1o. | | Election of Director: William C. Weldon | | Management | | For | | For | |
1p. | | Election of Director: Tony L. White | | Management | | For | | For | |
2. | | Proposal to ratify appointment of independent registered public accounting firm for 2019. | | Management | | For | | For | |
3. | | Say on Pay, a proposal to approve, on an advisory basis, the Company’s executive compensation. | | Management | | For | | For | |
4. | | Stockholder proposal regarding exclusion of legal or compliance costs from financial performance adjustments for executive compensation. | | Shareholder | | Against | | For | |
DAIICHI SANKYO COMPANY, LIMITED
Security | J11257102 | Meeting Type | Annual General Meeting |
Ticker Symbol | DSNKY | Meeting Date | 17-Jun-2019 |
Record Date | 31-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
| | Please reference meeting materials. | | Non-voting | | | | | |
1 | | Approve Appropriation of Surplus | | Management | | For | | For | |
2.1 | | Appoint a Director Nakayama, Joji | | Management | | For | | For | |
2.2 | | Appoint a Director Manabe, Sunao | | Management | | For | | For | |
2.3 | | Appoint a Director Sai, Toshiaki | | Management | | For | | For | |
2.4 | | Appoint a Director Tojo, Toshiaki | | Management | | For | | For | |
2.5 | | Appoint a Director Uji, Noritaka | | Management | | For | | For | |
2.6 | | Appoint a Director Fukui, Tsuguya | | Management | | For | | For | |
2.7 | | Appoint a Director Kimura, Satoru | | Management | | For | | For | |
2.8 | | Appoint a Director Kama, Kazuaki | | Management | | For | | For | |
2.9 | | Appoint a Director Nohara, Sawako | | Management | | For | | For | |
3.1 | | Appoint a Corporate Auditor Watanabe, Ryoichi | | Management | | For | | For | |
3.2 | | Appoint a Corporate Auditor Sato, Kenji | | Management | | For | | For | |
4 | | Approve Payment of Bonuses to Directors | | Management | | For | | For | |
DANAHER CORPORATION
Security | 235851102 | Meeting Type | Annual |
Ticker Symbol | DHR | Meeting Date | 07-May-2019 |
Record Date | 11-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Donald J. Ehrlich | | Management | | For | | For | |
1B. | | Election of Director: Linda Hefner Filler | | Management | | For | | For | |
1C. | | Election of Director: Thomas P. Joyce, Jr. | | Management | | For | | For | |
1D. | | Election of Director: Teri List-Stoll | | Management | | For | | For | |
1E. | | Election of Director: Walter G. Lohr, Jr. | | Management | | For | | For | |
1F. | | Election of Director: Mitchell P. Rales | | Management | | For | | For | |
1G. | | Election of Director: Steven M. Rales | | Management | | For | | For | |
1H. | | Election of Director: John T. Schwieters | | Management | | For | | For | |
1I. | | Election of Director: Alan G. Spoon | | Management | | For | | For | |
1J. | | Election of Director: Raymond C. Stevens, Ph.D. | | Management | | For | | For | |
1K. | | Election of Director: Elias A. Zerhouni, M.D. | | Management | | For | | For | |
2. | | To ratify the selection of Ernst & Young LLP as Danaher’s independent registered public accounting firm for the year ending December 31, 2019. | | Management | | For | | For | |
3. | | To approve on an advisory basis the Company’s named executive officer compensation. | | Management | | For | | For | |
4. | | To act upon a shareholder proposal requesting adoption of a policy requiring an independent Board Chair whenever possible. | | Shareholder | | For | | Against | |
DECIPHER BIOSCIENCES, INC.
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 28-Jan-2019 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | Amendment of Amended and Restated Certificate of Incorporation | | Management | | For | | For | |
2 | | Approval of 2019 Bridge Financing | | Management | | For | | For | |
3 | | General Authorizing Resolution | | Management | | For | | For | |
DECIPHER BIOSCIENCES, INC.
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 21-Mar-2019 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | Amendment and Restatement of Certificate of Incorporation | | Management | | For | | For | |
2 | | Series 3 Preferred Stock Financing | | Management | | For | | For | |
3 | | Amendment of 2018 Equity Incentive Plan | | Management | | For | | For | |
4 | | General Authorizing Resolution | | Management | | For | | For | |
DENTSPLY SIRONA INC.
Security | 24906P109 | Meeting Type | Annual |
Ticker Symbol | XRAY | Meeting Date | 22-May-2019 |
Record Date | 25-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Michael C. Alfano | | Management | | For | | For | |
1b. | | Election of Director: Eric K. Brandt | | Management | | For | | For | |
1c. | | Election of Director: Donald M. Casey, Jr. | | Management | | For | | For | |
1d. | | Election of Director: Willie A. Deese | | Management | | For | | For | |
1e. | | Election of Director: Betsy D. Holden | | Management | | For | | For | |
1f. | | Election of Director: Arthur D. Kowaloff | | Management | | For | | For | |
1g. | | Election of Director: Harry M. Kraemer, Jr. | | Management | | For | | For | |
1h. | | Election of Director: Gregory T. Lucier | | Management | | For | | For | |
1i. | | Election of Director: Francis J. Lunger | | Management | | For | | For | |
1j. | | Election of Director: Leslie F. Varon | | Management | | For | | For | |
2. | | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accountants for 2019. | | Management | | For | | For | |
3. | | Approval, by non-binding vote, of the Company’s executive compensation. | | Management | | For | | For | |
DIPLOMAT PHARMACY, INC.
Security | 25456K101 | Meeting Type | Annual |
Ticker Symbol | DPLO | Meeting Date | 03-Jun-2019 |
Record Date | 09-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Kenneth O. Klepper | | | | For | | For | |
| | 2 | Benjamin Wolin | | | | For | | For | |
2. | | Ratification of the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Management | | For | | For | |
3. | | Advisory approval of named executive officer compensation. | | Management | | For | | For | |
DR. REDDY’S LABORATORIES LIMITED
Security | 256135203 | Meeting Type | Special |
Ticker Symbol | RDY | Meeting Date | 24-Mar-2019 |
Record Date | 22-Feb-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | Special Resolution - To approve continuation of directorship of Dr. Bruce L A Carter (DIN: 02331774) and further re-appoint him as a non-executive independent director for the second term of 3 (three) consecutive years. | | Management | | For | | For | |
EDWARDS LIFESCIENCES CORPORATION
Security | 28176E108 | Meeting Type | Annual |
Ticker Symbol | EW | Meeting Date | 08-May-2019 |
Record Date | 13-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Michael A. Mussallem | | Management | | For | | For | |
1b. | | Election of Director: Kieran T. Gallahue | | Management | | For | | For | |
1c. | | Election of Director: Leslie S. Heisz | | Management | | For | | For | |
1d. | | Election of Director: William J. Link, Ph.D. | | Management | | For | | For | |
1e. | | Election of Director: Steven R. Loranger | | Management | | For | | For | |
1f. | | Election of Director: Martha H. Marsh | | Management | | For | | For | |
1g. | | Election of Director: Wesley W. von Schack | | Management | | For | | For | |
1h. | | Election of Director: Nicholas J. Valeriani | | Management | | For | | For | |
2. | | Advisory Vote To Approve Compensation of Named Executive Officers | | Management | | For | | For | |
3. | | Ratification of the Appointment of Independent Registered Public Accounting Firm | | Management | | For | | For | |
4. | | Advisory Vote On A Stockholder Proporal Regarding An Independent Chair Policy | | Shareholder | | For | | Against | |
ELI LILLY AND COMPANY
Security | 532457108 | Meeting Type | Annual |
Ticker Symbol | LLY | Meeting Date | 06-May-2019 |
Record Date | 26-Feb-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of director for three-year term: R. Alvarez | | Management | | For | | For | |
1b. | | Election of director for three-year term: C. R. Bertozzi | | Management | | For | | For | |
1c. | | Election of director for three-year term: J. R. Luciano | | Management | | For | | For | |
1d. | | Election of director for three-year term: K. P. Seifert | | Management | | For | | For | |
2. | | Approval, by non-binding vote, of the compensation paid to the company’s named executive officers. | | Management | | For | | For | |
3. | | Ratification of Ernst & Young LLP as the principal independent auditor for 2019. | | Management | | For | | For | |
4. | | Approve amendments to the Articles of Incorporation to eliminate the classified board structure. | | Management | | For | | For | |
5. | | Approve amendments to the Articles of Incorporation to eliminate all supermajority voting provisions. | | Management | | For | | For | |
6. | | Shareholder proposal requesting a report regarding direct and indirect political expenditures. | | Shareholder | | Against | | For | |
ENDO INTERNATIONAL PLC
Security | G30401106 | Meeting Type | Annual |
Ticker Symbol | ENDP | Meeting Date | 11-Jun-2019 |
Record Date | 12-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Roger H. Kimmel | | Management | | For | | For | |
1b. | | Election of Director: Paul V. Campanelli | | Management | | For | | For | |
1c. | | Election of Director: Shane M. Cooke | | Management | | For | | For | |
1d. | | Election of Director: Nancy J. Hutson, Ph.D. | | Management | | For | | For | |
1e. | | Election of Director: Michael Hyatt | | Management | | For | | For | |
1f. | | Election of Director: Sharad S. Mansukani, M.D. | | Management | | For | | For | |
1g. | | Election of Director: William P. Montague | | Management | | For | | For | |
2. | | To approve, by advisory vote, named executive officer compensation. | | Management | | For | | For | |
3. | | To approve the Endo International plc Amended and Restated 2015 Stock Incentive Plan. | | Management | | For | | For | |
4. | | To renew the Board’s existing authority to issue shares under Irish law. | | Management | | For | | For | |
5. | | To renew the Board’s existing authority to opt-out of statutory pre-emption rights under Irish law. | | Management | | For | | For | |
6. | | To approve the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2019 and to authorize the Board of Directors, acting through the Audit Committee, to determine the independent registered public accounting firm’s remuneration. | | Management | | For | | For | |
EXPRESS SCRIPTS HOLDING COMPANY
Security | 30219G108 | Meeting Type | Special |
Ticker Symbol | ESRX | Meeting Date | 24-Aug-2018 |
Record Date | 12-Jul-2018 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | A proposal to adopt the Agreement and Plan of Merger, dated as of March 8, 2018, as amended by Amendment No. 1, dated as of June 27, 2018, and as it may be further amended from time to time (the “Merger Agreement”), by and among Cigna Corporation, Express Scripts Holding Company (“Express Scripts”), Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc. | | Management | | For | | For | |
2. | | A proposal to approve the adjournment of the Express Scripts special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the proposal to adopt the Merger Agreement. | | Management | | For | | For | |
3. | | A proposal to approve, by a non-binding advisory vote, certain compensation arrangements that may be paid or become payable to Express Scripts’ named executive officers in connection with the mergers contemplated by the Merger Agreement. | | Management | | For | | For | |
FOAMIX PHARMACEUTICALS LTD
Security | M46135105 | Meeting Type | Annual |
Ticker Symbol | FOMX | Meeting Date | 10-Apr-2019 |
Record Date | 28-Feb-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | Appoint Kesselman & Kesselman (a member firm of PricewaterhouseCoopers International Limited, or PwC) as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019, and authorize the Board (or the Audit Committee, if such authority is delegated to it by the Board) to fix the remuneration of such independent public accountants in accordance with the volume and nature of their services. | | Management | | For | | For | |
2a | | Ratify the election of Mr. Anthony Bruno as a director of the Company. | | Management | | For | | For | |
2b | | Ratify the election of Ms. Sharon Barbari as a director of the Company. | | Management | | For | | For | |
3a | | Approve certain retirement payment and benefits for Dr. Darrell Rigel, as set out in subclause (a) of Proposal 3 of the Company’s proxy statement. | | Management | | For | | For | |
3a1 | | For purposes of Proposal 3(a) please confirm that you are NOT a “controlling shareholder” and that you do NOT have a “personal interest” in the approval of Proposal 3(a), as such terms are defined in the Israeli Companies Law. (Note: If you do not mark the ‘FOR’ box, it will be deemed that you are a controlling shareholder and that you do have a personal interest and your vote will not be counted). | | Management | | For | | | |
3b | | Approve certain retirement payment and benefits for Dr. Dalia Megiddo, as set out in sub-clause (b) of Proposal 3 of the Company’s proxy statement. | | Management | | For | | For | |
3b1 | | For purposes of Proposal 3(b) please confirm that you are NOT a “controlling shareholder” and that you do NOT have a “personal interest” in the approval of Proposal 3(b), as such terms are defined in the Israeli Companies Law. (Note: If you do not mark the ‘FOR’ box, it will be deemed that you are a controlling shareholder and that you do have a personal interest and your vote will not be counted). | | Management | | For | | | |
4 | | Approve the Company’s 2019 Equity Incentive Plan. | | Management | | For | | For | |
5 | | Approve the Company’s 2019 Employee Stock Purchase Plan. | | Management | | For | | For | |
6a | | Approve an increase in Mr. Domzalski’s annual base salary to $560,000, effective January 1, 2019, as set out under sub- clause (a) of Proposal 6 in the Company’s proxy statement. | | Management | | For | | For | |
6a1 | | For purposes of Proposal 6(a) please confirm that you are NOT a “controlling shareholder” and that you do NOT have a “personal interest” in the approval of Proposal 6(a), as such terms are defined in the Israeli Companies Law. (Note: If you do not mark the ‘FOR’ box, it will be deemed that you are a controlling shareholder and that you do have a personal interest and your vote will not be counted). | | Management | | For | | | |
6b | | Approve the terms of Mr. Domzalski’s cash bonus and equity compensation for 2019, as set out under sub- clause (b) of Proposal 6 of the Company’s proxy statement. | | Management | | For | | For | |
6b1 | | For purposes of Proposal 6(b) please confirm that you are NOT a “controlling shareholder” and that you do NOT have a “personal interest” in the approval of Proposal 6(b), as such terms are defined in the Israeli Companies Law. (Note: If you do not mark the ‘FOR’ box, it will be deemed that you are a controlling shareholder and that you do have a personal interest and your vote will not be counted). | | Management | | For | | | |
6c | | Approve Mr. Domzalski’s eligibility to participate in the Company’s 2019 Employee Stock Purchase Plan, if approved, as set out under sub-clause (c) of Proposal 6 of the Company’s proxy statement. | | Management | | For | | For | |
6c1 | | For purposes of Proposal 6(b) please confirm that you are NOT a “controlling shareholder” and that you do NOT have a “personal interest” in the approval of Proposal 6(b), as such terms are defined in the Israeli Companies Law. (Note: If you do not mark the ‘FOR’ box, it will be deemed that you are a controlling shareholder and that you do have a personal interest and your vote will not be counted). | | Management | | For | | | |
7 | | Approve an increase of the authorized share capital of the Company from 90,000,000 to 135,000,000 ordinary shares with a nominal value of NIS 0.16 per share and a corresponding amendment to the Articles of Association of the Company. | | Management | | For | | For | |
GALAPAGOS N V
Security | 36315X101 | Meeting Type | Annual |
Ticker Symbol | GLPG | Meeting Date | 30-Apr-2019 |
Record Date | 22-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
O2 | | Acknowledgement and approval of the non-consolidated annual accounts of the Company for the financial year ended on 31 December 2018 and approval of the allocation of the annual result as proposed by the board of directors. | | Management | | For | | For | |
O5 | | Acknowledgement and approval of the remuneration report. | | Management | | For | | For | |
O6 | | Release from liability to be granted to the directors and the statutory auditor for the performance of their duties in the course of the financial year ended 31 December 2018. | | Management | | For | | For | |
O7 | | Revision of the remuneration of the statutory auditor. | | Management | | For | | For | |
O8 | | Appointment of Mr. Peter Guenter as director of the Company. | | Management | | For | | For | |
O9 | | Remuneration of directors. | | Management | | For | | For | |
O10 | | Offer of warrants. | | Management | | For | | For | |
S11 | | Application of article 556 of the Belgian Companies Code. | | Management | | For | | For | |
GALAPAGOS NV
Security | B44170106 | Meeting Type | Annual General Meeting |
Ticker Symbol | GLPGF | Meeting Date | 30-Apr-2019 |
Record Date | 16-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | Acknowledgement and Discussion of the Annual Report of Directors Relating to the Non-Consolidated and Consolidated Annual Accounts of the Company for the Financial Year Ended 31 December 2018, and of the Report of the Statutory Auditor Relating to the Non-Consolidated Annual Accounts of the Company for the Financial Year Ended on 31 December 2018. | | Non-Voting | | | | | |
2 | | Acknowledgement and Approval of the Non-Consolidated Annual Accounts of the Company for the Financial Year Edned on 31 December 2018 and Approval of the Allocation of the Annual Result as Proposed by the Board of Directors. | | Management | | For | | For | |
3 | | Acknowledgement and Discussion of the Report of the Statutory Auditor Relating to the Consolidated Annual Accounts of the Company for the Financial Year Ended on 31 December 2018. | | Non-Voting | | | | | |
4 | | Acknowledgement and Discussion of the Consolidated Annual Accounts of the Company for the Financial Year Ended on 31 December 2018. | | Non-Voting | | | | | |
5 | | Acknowledge and Approval of the Remuneration Report | | Management | | For | | For | |
6 | | Release from Liability to be Granted to the Directors and the Statutory Auditor for the Performance of their Duties in the Course of the Financial Year Ended 31 December 2018. | | Management | | For | | For | |
7 | | Revision of the Rumeration of the Statutory Auditor: the Shareholders’ Meeting Resolves to Increase the Annual Remuneration of the Statutory Auditor from EUR 350,000 to (I) EUR 430,000 for its Activities Relating to the Statutory Annual Accounts, the Consolidated Annual Accounts and the Interim Reporting of the Company and its Subsidiaries for the Financial Year Ended 31 December 2018 and (II) EUR 630,000 for its Activities Relating to the Statutory Annual Accounts, the Consolidated Annual Accounts and the Interim Reporting of the Company and its Subsidiaries for the Financial Year Ending 31 December 2018. | | Management | | For | | For | |
8 | | Appointment of a Director: The Shareholders’ Meeting Resolves to Appoint Mr. Peter Guenter (Residing in Barcelona, Spain) as Director of the Company, for a Period of Four Years Ending Immediately After the Annual Shareholders’ Meeting to be Held in 2023 and, Upon the Proposal of the Board of Directors and in Accordance with the Advice of the Company’s Nomination and Remuneration Committee, to Appoint Mr. Peter Guenter as an Independent Director as He Meets the Independence Criteria Set Forth in Article 526TER of the Belgian Companies Code. | | Management | | For | | For | |
9 | | Remuneration of Directors: Upon Recommendation of the Company’s Nomination and Remuneration Committee, the Shareholders’ Meeting Resolves That (A) the Compensation (Excluding Expenses) of the Non-Executive Directors for the Exercise of Their Mandate is Established as Follows: (I) Chairman of the Board: EUR 80,000 Per Annum; (II) Other Non-Executive Board Members: EUR 40,000 Each Per Annum; (III) Additional Compensation for Membership of a Board Committee: EUR 5,000 Per Annum; (IV) Additional Compensation for the Chairmanship of a Board Committee: EUR 10,000 Per Annum; and (B) A Power of Attorney is Granted to the Board of Directors to Determine the Total Remuneration Package of the Managing Director (CEO) for his Management Function in the Company, It Being Understood That This Remuneration Shall Include a Compensation for the Performance of his Mandate as a Director of the Company. | | Management | | For | | For | |
10 | | Offer of Warrants: Upon Recommendation of the Company’s Remuneration Committee, The Shareholders’ Meeting (I) Resolves to Offer 100,000 Warrants to Mr. Onno Van De Stolpe, 15, 0000 Warrants to Dr. Raj Parekh, and 7,500 Warrants Each to of Mr. Howard Rowe, Ms. Katrine Bosley, Dr. Mary Kerr and Mr. Peter Guenter, Under Warrant Plans Created (Or To Be Created) by the Board of Directors for the Benefit of Directors, Employees, and Independent Consultants of Galapagos and its Affiliates Within the Framework of the Authorized Capital (Jointly “Warrant Plan 2019”), the Key Conditions of Which Will Be In Line with Previous Warrant Plans of the Company, (II) Empowers the Managing Director, as well as Any Other Director as Regards the Offer to the Managing Director, to Implement this Offer, and (III) to the Extent Required, Approves the Offer of Warrants to Members of Galapagos’ Executive Committee under Warrant Plan 2019 in Accordance with Galapagos’ Remuneration Policy and Practices. In Accordance with Articles 520TER and 556 of the Belgian Companies Code, the Shareholders’ Meeting Expressly Approves the Particular Provisions that will be included in Warrant Plan 2019 pursuant to which, in Exceptional Circumstances (Including in the Event of a Change in Control of the Company), the Warrants Offered (to the Extent Accepted) Under Warrant Plan 2019 Can Be Exercised Early, Even Before the Third Anniversary of Their Award. | | Management | | For | | For | |
11 | | Application of Article 556 of the Belgian Companies Code: Proposed Resolution: In Accordance with Article 556 of the Belgian Companies Code, the Shareholders’ Meeting Resolves to Approve, And to the Extent Required, Ratify All of the Provisions Granting Rights to Third Parties Which Could Affect the Assets of the Company, Or Could Impose an Obligation on the Company, where the Exercise of Those Rights is Depedent on a Public Takeover Bid on the Shares of the Company or a Change of Control in Respect of the Company, as Included in: (A) The Second Amended and Restated Collaboration Agreement Between Galapagos NV and Abbvie S.A.R.L. Dated 24 October 2018 (The “Abbvie Agreement”) Including, But Not Limited To, Clause 11.2 (Change in Control of Galapagos) of the Abbvie Agreement, Entitling the Counterparty, in the Event of A Change in Control of the Company, to Oblige the Company to Take Appropriate Measures to Avoid the Disclosure of Confidential Information, to Limit Abbvie’s Reporting Obligations to the Company, or, Depending on the Stage in Which the Change of Control Occurs, to Terminate the Abbvie Agreement; (B) The Exclusive License Agreement Among Galapagos NV, Morphosys AG and Novartis Pharma AG Dated 19 July 2019 (the “Novartis Agreement”), Including, But Not Limited To, Clause 3.7 of the Novartis Agreement (Change of Control), Entitling Novartis, in the Event of a Change of Control of the Company, to Have The Company’s Representatives Removed from the Joint Committees; And (C) the Product Development, License And Commercialization Agreement Between Galapagos NV, Les Laboratoires Servier and Institut de Recherches Servier as Amended and Restated 8 May 2018 (The “Servier Agreement”), Including But Not Limited To Clause 13.4 (Termination by Servier Without Cause or Due to Galapagos Change of Control), Clause 13.5 (Rights on Termination) and Clause 13.7 (Change of Control), Entitling the Counterparty, In the Event of a Change of Control of the Company, To Elect to Terminate the Servier Agreement Subject to an Option for the Company to Choose from Two Contractual Termination Regimes, Both Including The Termination of the Licenses Granted by the Company to Servier and the Freedom for the Company to Conduct Research and Development Activities on Terminated Licensed Products, or to Have The Licenses Granted to Servier Continue, With All Payment Obligations Remaining in Place, but with Servier Having Full Control Over the Further Development and Patent Strategies for the Licensed Product in Servier’s Territory. The Shareholders’ Meeting Grants a Special Power of Attorney to Each Director of the Company, as well as to Mr. Xavier Maes, Ms. Ellen Lefever, Ms. Anneslies Denecker, and Ms. Lauran Diependaele, Each Acting Individually and with the Power of Substitution, to File this Resolution with the Clerk’s Office of the Commercial Court of Antwerp, Division of Mechelen, in Accordance with Article 556 of the Belgian Companies Code. | | Management | | For | | For | |
12 | | Miscellaneous | | Non-Voting | | | | | |
GALARA THERAPEUTICS, INC.
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 18-Sep-2018 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | Royalty Interest Financing | | Management | | For | | For | |
GALARA THERAPEUTICS, INC.
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 6-Nov-2018 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | Amendment to Royalty Interest Agreement | | Management | | For | | For | |
GALARA THERAPEUTICS, INC.
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 22-Mar-2019 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | Election of Kevin Loaky to the Board of Directors | | Management | | For | | For | |
2 | | General Enabling Resolutions | | Management | | For | | For | |
GENMAB A/S
Security | K3967W102 | Meeting Type | Annual General Meeting |
Ticker Symbol | GNMSF | Meeting Date | 29-Mar-2019 |
Record Date | 22-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | Report by the Board of Directors on the Company’s Activities during the year. | | Non-Voting | | | | | |
2 | | Adoption of the Audited Annual Report and discharge of the Board of Directors and the Executive Management | | Management | | For | | For | |
3 | | Deceision as to the Distribution of Profit according to the adopted Annual Report | | Management | | For | | For | |
4.A | | Re-election of Mats Pettersson as a Board of Director | | Management | | For | | For | |
4.B | | Re-Election of Deirdre P. Connelly as a Board of Director | | Management | | For | | For | |
4.C | | Re- Election of Pernille Erenbjerg as a Board of Director | | Management | | For | | For | |
4.D | | Re-election of Rolf Hoffman as a Board of Director | | Management | | For | | For | |
4.E | | Re-election of Dr. Paolo Paoletti as a Board of Director | | Management | | For | | For | |
4.F | | Re-Election of Dr. Anders Gersel Pedersen as a Board of Director | | Management | | For | | For | |
5 | | Re-election of PricewaterhouseCoopers STATSAUTORISERET REVISIONSPARTNERSELSKAB as an auditor | | Management | | For | | For | |
6.A | | Proposals from the Board of Directors: Amendment of the Remuneration Principles for the Board of Directors and the Executive Management | | Management | | For | | For | |
6.B | | Proposals from the Board of Directors: Approval of the Board of Directors’ remuneration for 2019 | | Management | | For | | For | |
6.C | | Proposals from the Board of Directors: Amendment of Article 5 (Authorization to Issue Warrants) | | Management | | For | | For | |
6.D | | Proposals from the Board of Directors: Authorization of the Board of Directors to Acquire Treasury Shares | | Management | | For | | For | |
7 | | Authorization of the Chairman of the General Meeting to register resolutions passed by the General Meeting | | Management | | For | | For | |
8 | | Miscellaneous | | Non-Voting | | | | | |
GENOMEDX BIOSCIENCES INC.
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 20-Jul-2018 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | Amendment and Restatement of Certification of Incorporation | | Management | | For | | For | |
2 | | Second Series E Preferred Stock Financing | | Management | | For | | For | |
3 | | Approval of 2018 Equity Incentive Plan | | Management | | For | | For | |
4 | | General Authorizing Resolution | | Management | | For | | For | |
GENOMEDX BIOSCIENCES INC.
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 3-Oct-2018 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | Amendment and Restatement of Certification of Incorporation | | Management | | For | | For | |
2 | | Second Series E Preferred Stock Financing | | Management | | For | | For | |
3 | | Board Composition | | Management | | For | | For | |
4 | | General Authorizing Resolution | | Management | | For | | For | |
GENOMEDX BIOSCIENCES INC.
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 19-Nov-2018 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | Approval of Amendment and Restatement of Certificate of Incorporation | | Management | | For | | For | |
2 | | General Authorization | | Management | | For | | For | |
GENOMEDX BIOSCIENCES INC.
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 28-Dec-2018 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | Approval of Note Financing | | Management | | For | | For | |
2 | | General Authorizing Resolution | | Management | | For | | For | |
GILEAD SCIENCES, INC.
Security | 375558103 | Meeting Type | Annual |
Ticker Symbol | GILD | Meeting Date | 08-May-2019 |
Record Date | 15-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Jacqueline K. Barton, Ph.D. | | Management | | For | | For | |
1b. | | Election of Director: John F. Cogan, Ph.D. | | Management | | For | | For | |
1c. | | Election of Director: Kelly A. Kramer | | Management | | For | | For | |
1d. | | Election of Director: Kevin E. Lofton | | Management | | For | | For | |
1e. | | Election of Director: Harish M. Manwani | | Management | | For | | For | |
1f. | | Election of Director: Daniel P. O’Day | | Management | | For | | For | |
1g. | | Election of Director: Richard J. Whitley, M.D. | | Management | | For | | For | |
1h. | | Election of Director: Gayle E. Wilson | | Management | | For | | For | |
1i. | | Election of Director: Per Wold-Olsen | | Management | | For | | For | |
2. | | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2019. | | Management | | For | | For | |
3. | | To approve an amendment to Gilead’s Restated Certificate of Incorporation to allow stockholders to act by written consent. | | Management | | For | | For | |
4. | | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | | Management | | For | | For | |
5. | | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | | Shareholder | | For | | Against | |
6. | | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board issue a report describing how Gilead plans to allocate tax savings as a result of the Tax Cuts and Jobs Act. | | Shareholder | | Against | | For | |
GLAXOSMITHKLINE PLC
Security | 37733W105 | Meeting Type | Annual |
Ticker Symbol | GSK | Meeting Date | 08-May-2019 |
Record Date | 29-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
A1 | | To receive and adopt the 2018 Annual Report | | Management | | For | | For | |
A2 | | To approve the Annual report on remuneration | | Management | | For | | For | |
A3 | | To elect Iain Mackay as a Director | | Management | | For | | For | |
A4 | | To re-elect Philip Hampton as a Director | | Management | | For | | For | |
A5 | | To re-elect Emma Walmsley as a Director | | Management | | For | | For | |
A6 | | To re-elect Vindi Banga as a Director | | Management | | For | | For | |
A7 | | To re-elect Dr Hal Barron as a Director | | Management | | For | | For | |
A8 | | To re-elect Dr Vivienne Cox as a Director | | Management | | For | | For | |
A9 | | To re-elect Lynn Elsenhans as a Director | | Management | | For | | For | |
A10 | | To re-elect Dr Laurie Glimcher as a Director | | Management | | For | | For | |
A11 | | To re-elect Dr Jesse Goodman as a Director | | Management | | For | | For | |
A12 | | To re-elect Judy Lewent as a Director | | Management | | For | | For | |
A13 | | To re-elect Urs Rohner as a Director | | Management | | For | | For | |
A14 | | To re-appoint the auditor | | Management | | For | | For | |
A15 | | To determine remuneration of the auditor | | Management | | For | | For | |
A16 | | To authorise the company and its subsidiaries to make donations to political organisations and incur political expenditure | | Management | | For | | For | |
A17 | | To authorise allotment of shares | | Management | | For | | For | |
A18 | | To disapply pre-emption rights - general power (special resolution) | | Management | | For | | For | |
A19 | | To disapply pre-emption rights - in connection with an acquisition or specified capital investment (special resolution) | | Management | | For | | For | |
A20 | | To authorise the company to purchase its own shares (special resolution) | | Management | | For | | For | |
A21 | | To authorise exemption from statement of name of senior statutory auditor | | Management | | For | | For | |
A22 | | To authorise reduced notice of a general meeting other than an AGM (special resolution) | | Management | | For | | For | |
1 | | To approve the transaction between GlaxoSmithKline plc, GlaxoSmithKline Consumer Healthcare Holdings Limited and Pfizer, Inc for the purposes of Chapter 11 of the Listing Rules of the Financial Conduct Authority | | Management | | For | | For | |
GLOBAL MEDICAL REIT INC.
Security | 37954A204 | Meeting Type | Annual |
Ticker Symbol | GMRE | Meeting Date | 29-May-2019 |
Record Date | 04-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1.1 | | Election of Director: Jeffrey M. Busch | | Management | | For | | For | |
1.2 | | Election of Director: Matthew Cypher | | Management | | For | | For | |
1.3 | | Election of Director: Zhang Jingguo | | Management | | For | | For | |
1.4 | | Election of Director: Ronald Marston | | Management | | For | | For | |
1.5 | | Election of Director: Roscoe Moore, Jr. | | Management | | For | | For | |
1.6 | | Election of Director: Henry E. Cole | | Management | | For | | For | |
1.7 | | Election of Director: Zhang Huiqi | | Management | | For | | For | |
1.8 | | Election of Director: Paula R. Crowley | | Management | | For | | For | |
1.9 | | Election of Director: Lori Wittman | | Management | | For | | For | |
2. | | Advisory vote to approve the compensation of the Company’s named executive officers. | | Management | | For | | For | |
3. | | To approve an amendment to our 2016 Equity Incentive Plan to increase the number of shares reserved for issuance thereunder by 1,000,000. | | Management | | For | | For | |
4. | | To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2019. | | Management | | For | | For | |
HCA HEALTHCARE, INC.
Security | 40412C101 | Meeting Type | Annual |
Ticker Symbol | HCA | Meeting Date | 26-Apr-2019 |
Record Date | 07-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Thomas F. Frist III | | Management | | For | | For | |
1b. | | Election of Director: Samuel N. Hazen | | Management | | For | | For | |
1c. | | Election of Director: Meg G. Crofton | | Management | | For | | For | |
1d. | | Election of Director: Robert J. Dennis | | Management | | For | | For | |
1e. | | Election of Director: Nancy-Ann DeParle | | Management | | For | | For | |
1f. | | Election of Director: William R. Frist | | Management | | For | | For | |
1g. | | Election of Director: Charles O. Holliday, Jr. | | Management | | For | | For | |
1h. | | Election of Director: Geoffrey G. Meyers | | Management | | For | | For | |
1i. | | Election of Director: Michael W. Michelson | | Management | | For | | For | |
1j. | | Election of Director: Wayne J. Riley, M.D. | | Management | | For | | For | |
1k. | | Election of Director: John W. Rowe, M.D. | | Management | | For | | For | |
2. | | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2019. | | Management | | For | | For | |
3. | | Advisory vote to approve named executive officer compensation. | | Management | | For | | For | |
4. | | To approve amendments to our amended and restated certificate of incorporation to eliminate supermajority voting requirements. | | Management | | For | | For | |
HCP, INC.
Security | 40414L109 | Meeting Type | Annual |
Ticker Symbol | HCP | Meeting Date | 25-Apr-2019 |
Record Date | 04-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Brian G. Cartwright | | Management | | For | | For | |
1b. | | Election of Director: Christine N. Garvey | | Management | | For | | For | |
1c. | | Election of Director: R. Kent Griffin, Jr. | | Management | | For | | For | |
1d. | | Election of Director: David B. Henry | | Management | | For | | For | |
1e. | | Election of Director: Thomas M. Herzog | | Management | | For | | For | |
1f. | | Election of Director: Lydia H. Kennard | | Management | | For | | For | |
1g. | | Election of Director: Katherine M. Sandstrom | | Management | | For | | For | |
2. | | Approval, on an advisory basis, of 2018 executive compensation. | | Management | | For | | For | |
3. | | Ratification of the appointment of Deloitte & Touche LLP as HCP’s independent registered public accounting firm for the year ending December 31, 2019. | | Management | | For | | For | |
HEALTHCARE REALTY TRUST INCORPORATED
Security | 421946104 | Meeting Type | Annual |
Ticker Symbol | HR | Meeting Date | 14-May-2019 |
Record Date | 15-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | David R. Emery | | | | For | | For | |
| | 2 | Todd J. Meredith | | | | For | | For | |
| | 3 | John V. Abbott | | | | For | | For | |
| | 4 | Nancy H. Agee | | | | For | | For | |
| | 5 | Edward H. Braman | | | | For | | For | |
| | 6 | Peter F. Lyle, Sr. | | | | For | | For | |
| | 7 | John Knox Singleton | | | | For | | For | |
| | 8 | Bruce D. Sullivan | | | | For | | For | |
| | 9 | Christann M. Vasquez | | | | For | | For | |
2. | | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for the Company and its subsidiaries for the Company’s 2019 fiscal year. | | Management | | For | | For | |
3. | | To vote to approve, on a non-binding advisory basis, a resolution approving the Company’s compensation of its Named Executive Officers as disclosed pursuant to Item 402 of Regulation S-K in the Company’s Proxy Statement for the 2019 Annual Meeting of Shareholders. | | Management | | For | | For | |
HEALTHCARE TRUST OF AMERICA, INC.
Security | 42225P501 | Meeting Type | Annual |
Ticker Symbol | HTA | Meeting Date | 09-Jul-2019 |
Record Date | 18-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Scott D. Peters | | Management | | For | | For | |
1b. | | Election of Director: W. Bradley Blair, II | | Management | | For | | For | |
1c. | | Election of Director: Vicki U. Booth | | Management | | For | | For | |
1d. | | Election of Director: Maurice J. DeWald | | Management | | For | | For | |
1e. | | Election of Director: Warren D. Fix | | Management | | For | | For | |
1f. | | Election of Director: Peter N. Foss | | Management | | For | | For | |
1g. | | Election of Director: Daniel S. Henson | | Management | | For | | For | |
1h. | | Election of Director: Larry L. Mathis | | Management | | For | | For | |
1i. | | Election of Director: Gary T. Wescombe | | Management | | For | | For | |
2. | | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | | Management | | For | | For | |
3. | | The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Management | | For | | For | |
HIKMA PHARMACEUTICALS PLC
Security | G4576K104 | Meeting Type | Annual General Meeting |
Ticker Symbol | HKMPF | Meeting Date | 17-May-2019 |
Record Date | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | To receive the accounts for the financial year ended 31 December 2018, together with the reports of the Directors and Auditors thereon | | Management | | For | | For | |
2 | | To declare a final dividend of 26 cents per ordinary share in respect of the year ended 31 December 2018 | | Management | | For | | For | |
3 | | To re-appoint PricewaterhouseCoopers LLC as Auditors of the Company | | Management | | For | | For | |
4 | | To authorise the Audit Committee to determine the Auditors’ remuneration | | Management | | For | | For | |
5 | | To re-elect Said Darwazah as a Director of the Company | | Management | | For | | For | |
6 | | To re-elect Siggi Olafsson as Director of the Company | | Management | | For | | For | |
7 | | To re-elect Mazen Darwazah as Director of the Company | | Management | | For | | For | |
8 | | To re-elect Robert Pickering as a Director of the Company | | Management | | For | | For | |
9 | | To re-elect Ali Al-Husry as a Director of the Company | | Management | | For | | For | |
10 | | To re-elect Patrick Butler as a Director of the Company | | Management | | For | | For | |
11 | | To re-elect Dr. Pamela Kirby as a Director of the Company | | Management | | For | | For | |
12 | | To re-elect Dr. Jochen Gann as a Director of the Company | | Management | | For | | For | |
13 | | To re-elect John Castellani as a Director of the Company | | Management | | For | | For | |
14 | | To re-elect Nina Henderson as a Director of the Company | | Management | | For | | For | |
15 | | To receive and approve the Remuneration Committee Report for the financial year ended 31 December 2018 | | Management | | For | | For | |
16 | | Authorise Directors to allot shares up to an aggregate nominal amount of GBP 8,054,329 | | Management | | For | | For | |
17 | | That subject to passing Resolution 16 above, the Directors be empowered to allot equity securities for cash on a non pre-emptive basis up to the aggregate nominal amount of GBP 1,208,149 | | Management | | For | | For | |
18 | | That subject to passing Resolution 16, the authorite under Resolution 17 be further extended to an aggregate nominal amount of GBP 1,208,149 to be used only for the purpose of financing a transaction which is determined to be an acquisition or other capital investment | | Management | | For | | For | |
19 | | Grant authority to make market purchases of own shares, up to GBP 2,416,298 representing 10% of the issued share capital of the company | | Management | | For | | For | |
20 | | That a General Meeting of Shareholders of the Company other than an Annual General Meeting may be called on not less than 14 clear days’ notice | | Management | | For | | For | |
HOLOGIC, INC.
Security | 436440101 | Meeting Type | Annual |
Ticker Symbol | HOLX | Meeting Date | 07-Mar-2019 |
Record Date | 07-Jan-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Stephen P. MacMillan | | | | For | | For | |
| | 2 | Sally W. Crawford | | | | For | | For | |
| | 3 | Charles J. Dockendorff | | | | For | | For | |
| | 4 | Scott T. Garrett | | | | For | | For | |
| | 5 | Ludwig N. Hantson | | | | For | | For | |
| | 6 | Namal Nawana | | | | For | | For | |
| | 7 | Christiana Stamoulis | | | | For | | For | |
| | 8 | Amy M. Wendell | | | | For | | For | |
2. | | A non-binding advisory resolution to approve executive compensation. | | Management | | For | | For | |
3. | | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2019. | | Management | | For | | For | |
HOYA CORPORATION
Security | J22848105 | Meeting Type | Annual General Meeting |
Ticker Symbol | HOCPF | Meeting Date | 26-Jun-2019 |
Record Date | 31-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
| | Please reference meeting materials. | | Non-Voting | | | | | |
1.1 | | Appoint a Director Uchinaga, Yukako | | Management | | For | | For | |
1.2 | | Appoint a Director Urano, Mitsudo | | Management | | For | | For | |
1.3 | | Appoint a Director Takasu, Takeo | | Management | | For | | For | |
1.4 | | Appoint a Director Kaihori, Shuzo | | Management | | For | | For | |
1.5 | | Appoint a Director Yoshihara, Hiroaki | | Management | | For | | For | |
1.6 | | Appoint a Director Suzuki, Hiroshi | | Management | | For | | For | |
HUMANA INC.
Security | 444859102 | Meeting Type | Annual |
Ticker Symbol | HUM | Meeting Date | 18-Apr-2019 |
Record Date | 25-Feb-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a) | | Election of Director: Kurt J. Hilzinger | | Management | | For | | For | |
1b) | | Election of Director: Frank J. Bisignano | | Management | | For | | For | |
1c) | | Election of Director: Bruce D. Broussard | | Management | | For | | For | |
1d) | | Election of Director: Frank A. D’Amelio | | Management | | For | | For | |
1e) | | Election of Director: Karen B. DeSalvo, M.D. | | Management | | For | | For | |
1f) | | Election of Director: W. Roy Dunbar | | Management | | For | | For | |
1g) | | Election of Director: David A. Jones, Jr. | | Management | | For | | For | |
1h) | | Election of Director: William J. McDonald | | Management | | For | | For | |
1i) | | Election of Director: James J. O’Brien | | Management | | For | | For | |
1j) | | Election of Director: Marissa T. Peterson | | Management | | For | | For | |
2. | | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm. | | Management | | For | | For | |
3. | | The approval of the compensation of the named executive officers as disclosed in the 2019 proxy statement. | | Management | | For | | For | |
4. | | The approval of the Amended and Restated Humana Inc. Stock Incentive Plan. | | Management | | For | | For | |
IDEXX LABORATORIES, INC.
Security | 45168D104 | Meeting Type | Annual |
Ticker Symbol | IDXX | Meeting Date | 08-May-2019 |
Record Date | 15-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Jonathan W. Ayers | | Management | | For | | For | |
1b. | | Election of Director: Stuart M. Essig, PhD | | Management | | For | | For | |
1c. | | Election of Director: M. Anne Szostak | | Management | | For | | For | |
2. | | Ratification of Appointment of Independent Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the current fiscal year. | | Management | | For | | For | |
3. | | Advisory Vote on Executive Compensation. To approve a nonbinding advisory resolution on the Company’s executive compensation. | | Management | | For | | For | |
ILLUMINA, INC.
Security | 452327109 | Meeting Type | Annual |
Ticker Symbol | ILMN | Meeting Date | 29-May-2019 |
Record Date | 01-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Frances Arnold, Ph.D. | | Management | | For | | For | |
1B. | | Election of Director: Francis A. deSouza | | Management | | For | | For | |
1C. | | Election of Director: Susan E. Siegel | | Management | | For | | For | |
2. | | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 29, 2019. | | Management | | For | | For | |
3. | | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | | Management | | For | | For | |
4. | | To approve an amendment to our Amended and Restated Certificate of Incorporation to declassify our Board of Directors. | | Management | | For | | For | |
5. | | To approve, on an advisory basis, a stockholder proposal to enhance election-related disclosures. | | Shareholder | | Against | | For | |
ILLUMINOSS MEDICAL, INC.
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 5-Mar-2019 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | Approval of Equity Incentive Plan | | Management | | For | | For | |
2 | | Anti-Dilution | | Management | | For | | For | |
3 | | General Resolutions | | Management | | For | | For | |
INCYTE CORPORATION
Security | 45337C102 | Meeting Type | Annual |
Ticker Symbol | INCY | Meeting Date | 26-Apr-2019 |
Record Date | 12-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1.1 | | Election of Director: Julian C. Baker | | Management | | For | | For | |
1.2 | | Election of Director: Jean-Jacques Bienaimé | | Management | | For | | For | |
1.3 | | Election of Director: Paul A. Brooke | | Management | | For | | For | |
1.4 | | Election of Director: Paul J. Clancy | | Management | | For | | For | |
1.5 | | Election of Director: Wendy L. Dixon | | Management | | For | | For | |
1.6 | | Election of Director: Jacqualyn A. Fouse | | Management | | For | | For | |
1.7 | | Election of Director: Paul A. Friedman | | Management | | For | | For | |
1.8 | | Election of Director: Hervé Hoppenot | | Management | | For | | For | |
2. | | To approve, on a non-binding, advisory basis, the compensation of the Company’s named executive officers. | | Management | | For | | For | |
3. | | To approve amendments to the Company’s Amended and Restated 2010 Stock Incentive Plan. | | Management | | For | | For | |
4. | | To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2019. | | Management | | For | | For | |
5. | | To vote on a stockholder proposal, if properly presented, described in more detail in the proxy statement. | | Shareholder | | For | | Against | |
INNATE PHARMA SA
Security | F5277D100 | Meeting Type | MIX |
Ticker Symbol | IPHYF | Meeting Date | 22-May-2019 |
Record Date | 17-May-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
O.1 | | Approval of the Corporate Financial Statements for the financial year ended 31 December 2018. | | Management | | For | | For | |
O.2 | | Approval of the Consolidated Financial Statements for the financial year ended 31 December 2018 | | Management | | For | | For | |
O.3 | | Allocation of income for the financial year ended 31 December 2018 | | Management | | For | | For | |
O.4 | | Regulated Agreements and Commitments | | Management | | For | | For | |
O.5 | | Renewal of Mr. Herve Brailly as member of the Supervisory Board | | Management | | For | | For | |
O.6 | | Renewal of Mr. Gilles Brisson as member of the Supervisory Board | | Management | | For | | For | |
O.7 | | Renewal of Mrs. Irina Staatz Granzer as member of the Supervisory Board | | Management | | For | | For | |
O.8 | | Renewal of NOVO NORDISK A/S COMPANY as member of the Supervisory Board | | Management | | For | | For | |
O.9 | | Renewal of Mrs. Veronique Chabernaud as member of the Supervisory Board | | Management | | For | | For | |
O.10 | | Renewal of Mr. Patrick Langlois as member of the Supervisory Board | | Management | | For | | For | |
O.11 | | Renewal of BPIFRANCE PARTICIPATIONS as member of the Supervisory Board | | Management | | For | | For | |
O.12 | | Renewal of Mr. Jean-Yves Blay as member of the Supervisory Board | | Management | | For | | For | |
O.13 | | Renewal of Mr. Oliver Martinez as Censor of the Supervisor Board | | Management | | For | | For | |
O.14 | | Setting the attendance fees to be allocated to members of the Supervisory Board | | Management | | For | | For | |
O.15 | | Approval of the principles and criteria for determining, distributing and allocating fixed, variable and exceptional elements making up the total compensation and benefits of any kind attributable to the Chairman of the Management Board for the financial year 2019 | | Management | | For | | For | |
O.16 | | Approval of the principles and criteria for determining, distributing and allocating fixed, variable and exceptional elements making up the total compensation and beneits of any kind attributable to the members of the Management Board for the financial year 2019 | | Management | | For | | For | |
O.17 | | Approval of the principles and criteria for determining, distributing and allocating fixed, variable and exceptional elements making up the total compensation and beneits of any kind attributable to the Chairman of the Supervisory Board for the financial year 2019 | | Management | | For | | For | |
O.18 | | Approval of the principles and criteria for determining, distributing and allocating fixed, variable and exceptional elements making up the total compensation and beneits of any kind attributable to the members of the Supervisory Board for the financial year 2019 | | Management | | For | | For | |
O.19 | | Approval of fixed, variable, exceptional elements making up the total compensation and benefits of any kind paid or allocated to the Chairman of the Management Board for the financial year 2018 | | Management | | For | | For | |
O.20 | | Approval of fixed, variable, exceptional elements making up the total compensation and benefits of any kind paid or allocated to the Mr. Yannis Morel as a member of the Management Board for the financial year 2018 | | Management | | For | | For | |
O.21 | | Approval of fixed, variable, exceptional elements making up the total compensation and benefits of any kind paid or allocated to the Chairman of the Supervisory Board for the financial year 2018 | | Management | | For | | For | |
O.22 | | Authorization to allow the Company to buy back its own shares | | Management | | For | | For | |
E.23 | | Authorization granted to the Management Board to proceed with free allocations of existing shares or shares to be issues to new executives (employees and/or corporate officers) of the Company or its subsidiaries | | Management | | For | | For | |
E.24 | | Authorization granted to the Management Board to proceed with free allocations of existing shares or shares to be issued for the benefit of the members of the salaried Executive Committee, salaried Senior Executives and/or Corporate Officers of the Company or its subsidiaries for their annual variable compensation | | Management | | For | | For | |
E.25 | | Authorization granted to the Management Board to proceed with free allocations of existing shares or shares to be issued on the basis of the achievement of performance criteria for the benefit of salaried Managers, members of the salaried Executive Committee, salaried Senior Executives and/or Corporate Officers of the Company or its subsidiaries | | Management | | For | | For | |
E.26 | | Authorization granted to the Management Board to proceed with free allocations of existing shares or shares to be issued on the basis of the achievement of performance criteria for the benefit of employees of the Company or its subsidiaries | | Management | | For | | For | |
E.27 | | Delegation of authority to the Management Board to issue ordinary shares of the Company and/or transferable securities granting access to the capital of the Company, with retention of the pre-emptive subscription right of the Shareholders | | Management | | For | | For | |
E.28 | | Delegation of authority to the Management Board to issue ordinary shares of the Company and/or transferable securities granting access to the capital of the Company, with cancellation of the Shareholders’ pre-emptive sunscription right, by a Public Offering | | Management | | For | | For | |
E.29 | | Delegation of authority to the Management Board to issue ordinary shares of the Company and/or transferable securities granting access to the capital of the Company, with cancellation of the pre-emptive subscription right of the Shareholders, in the context of an offer referred to in Section 11 of Article L. 411-2 of the French Monetary and Financial Code | | Management | | For | | For | |
E.30 | | Setting the issue price of the Ordinary Shares and/or any transferable securities granting access to the capital, in case of cancellation of the pre-emptive subscription right, within the annual limit of 10% of the capital | | Management | | For | | For | |
E.31 | | Delegation of authority to the Management Board to issue ordinary shres of the Company and/or transferable securities granting access to the Company’s capital, with cancellation of the Shareholders’ pre-emptive subscription right and for the benefit of categories of persons | | Management | | For | | For | |
E.32 | | Authorization granted to the Management Board in the event of a capital increase, with or without the cancellation of the Shareholders’ pre-emptive right, to increase the number of securities to be issued by 15% | | Management | | For | | For | |
E.33 | | Delegation of powers to the Management Board to issue ordinary shares and/or transferable securities granting access to the Company’s capital in consideration of contributions in kind consisting of equity securities or transferable securities granting access to the capital | | Management | | For | | For | |
E.34 | | Delegation of authority to the Management Board to issue ordinary shares and/or transferable securities granting access to the Company’s capital, in the event of a Public Exchange Offer initiated by the Company | | Management | | For | | For | |
E.35 | | Overall limitation of authorizations provided for in resolutions 27 to 29 and 31 to 35 above | | Management | | For | | For | |
E.36 | | Delegation of authority to the Management Board to issue ordinary shares and/or transferable securities granting access to the capital of the Company for the benefit of members of a Company Savings Plan | | Management | | For | | For | |
E.37 | | Delegation of authority granted to the Management Board with a view to canceling all or poart of the shares held by the Company pursuant to the share buyback authorization | | Management | | For | | For | |
E.38 | | Amendment to Article 27 of the Bylaws to allow the General Meetings to be held in Paris | | Management | | For | | For | |
E.39 | | Powers for completion of formalities | | Management | | For | | For | |
INTUITIVE SURGICAL, INC.
Security | 46120E602 | Meeting Type | Annual |
Ticker Symbol | ISRG | Meeting Date | 25-Apr-2019 |
Record Date | 01-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Craig H. Barratt, Ph.D. | | Management | | For | | For | |
1b. | | Election of Director: Gary S. Guthart, Ph.D. | | Management | | For | | For | |
1c. | | Election of Director: Amal M. Johnson | | Management | | For | | For | |
1d. | | Election of Director: Don R. Kania, Ph.D. | | Management | | For | | For | |
1e. | | Election of Director: Keith R. Leonard, Jr. | | Management | | For | | For | |
1f. | | Election of Director: Alan J. Levy, Ph.D. | | Management | | For | | For | |
1g. | | Election of Director: Jami Dover Nachtsheim | | Management | | For | | For | |
1h. | | Election of Director: Mark J. Rubash | | Management | | For | | For | |
1i. | | Election of Director: Lonnie M. Smith | | Management | | For | | For | |
2. | | To approve, by advisory vote, the compensation of the Company’s Named Executive Officers. | | Management | | For | | For | |
3. | | The ratification of appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Management | | For | | For | |
4. | | To approve the amendment and restatement of the 2010 Incentive Award Plan. | | Management | | For | | For | |
5. | | A stockholder proposal entitled “Simple Majority Vote.” | | Shareholder | | Against | | For | |
IQVIA HOLDINGS INC.
Security | 46266C105 | Meeting Type | Annual |
Ticker Symbol | IQV | Meeting Date | 09-Apr-2019 |
Record Date | 14-Feb-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | DIRECTOR | | Management | | | | | |
| | 1 | Carol J. Burt | | | | For | | For | |
| | 2 | John P. Connaughton | | | | For | | For | |
| | 3 | John G. Danhakl | | | | For | | For | |
| | 4 | James A. Fasano | | | | For | | For | |
2 | | The ratification of the appointment of PricewaterhouseCoopers LLP as IQVIA Holdings Inc.’s independent registered public accounting firm for the year ending December 31, 2019. | | Management | | For | | For | |
JOHNSON & JOHNSON
Security | 478160104 | Meeting Type | Annual |
Ticker Symbol | JNJ | Meeting Date | 25-Apr-2019 |
Record Date | 26-Feb-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Mary C. Beckerle | | Management | | For | | For | |
1b. | | Election of Director: D. Scott Davis | | Management | | For | | For | |
1c. | | Election of Director: Ian E. L. Davis | | Management | | For | | For | |
1d. | | Election of Director: Jennifer A. Doudna | | Management | | For | | For | |
1e. | | Election of Director: Alex Gorsky | | Management | | For | | For | |
1f. | | Election of Director: Marillyn A. Hewson | | Management | | For | | For | |
1g. | | Election of Director: Mark B. McClellan | | Management | | For | | For | |
1h. | | Election of Director: Anne M. Mulcahy | | Management | | For | | For | |
1i. | | Election of Director: William D. Perez | | Management | | For | | For | |
1j. | | Election of Director: Charles Prince | | Management | | For | | For | |
1k. | | Election of Director: A. Eugene Washington | | Management | | For | | For | |
1l. | | Election of Director: Ronald A. Williams | | Management | | For | | For | |
2. | | Advisory Vote to Approve Named Executive Officer Compensation. | | Management | | For | | For | |
3. | | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2019. | | Management | | For | | For | |
4. | | Shareholder Proposal - Clawback Disclosure | | Shareholder | | Against | | For | |
5. | | Shareholder Proposal - Executive Compensation and Drug Pricing Risks. | | Shareholder | | Against | | For | |
KONINKLIJKE PHILIPS ELECTRONICS N.V.
Security | 500472303 | Meeting Type | Annual |
Ticker Symbol | PHG | Meeting Date | 09-May-2019 |
Record Date | 11-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
2c. | | Proposal to adopt the financial statements | | Management | | For | | | |
2d. | | Proposal to adopt dividend | | Management | | For | | | |
2e. | | Proposal to discharge the members of the Board of Management | | Management | | For | | | |
2f. | | Proposal to discharge the members of the Supervisory Board | | Management | | For | | | |
3a. | | Composition of the Board of Management: Proposal to re-appoint Mr F.A. van Houten as President/Chief Executive Officer and member of the Board of Management | | Management | | For | | | |
3b. | | Composition of the Board of Management: Proposal to re-appoint Mr A. Bhattacharya as member of the Board of Management | | Management | | For | | | |
4a. | | Composition of the Supervisory Board: Proposal to re- appoint Mr D.E.I. Pyott as member of the Supervisory Board | | Management | | For | | | |
4b. | | Composition of the Supervisory Board: Proposal to appoint Ms E. Doherty as member of the Supervisory Board | | Management | | For | | | |
5. | | Proposal to re-appoint Ernst & Young Accountants LLP as the external auditor of the company | | Management | | For | | | |
6a. | | Proposal to authorize the Board of Management to: issue shares or grant rights to acquire shares | | Management | | For | | | |
6b. | | Proposal to authorize the Board of Management to: restrict or exclude preemption rights | | Management | | For | | | |
7. | | Proposal to authorize the Board of Management to acquire shares in the company | | Management | | For | | | |
8. | | Proposal to cancel shares | | Management | | For | | | |
LABORATORY CORP. OF AMERICA HOLDINGS
Security | 50540R409 | Meeting Type | Annual |
Ticker Symbol | LH | Meeting Date | 09-May-2019 |
Record Date | 22-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Kerrii B. Anderson | | Management | | For | | For | |
1b. | | Election of Director: Jean-Luc Bélingard | | Management | | For | | For | |
1c. | | Election of Director: D. Gary Gilliland, M.D., Ph.D. | | Management | | For | | For | |
1d. | | Election of Director: David P. King | | Management | | For | | For | |
1e. | | Election of Director: Garheng Kong, M.D., Ph.D. | | Management | | For | | For | |
1f. | | Election of Director: Peter M. Neupert | | Management | | For | | For | |
1g. | | Election of Director: Richelle P. Parham | | Management | | For | | For | |
1h. | | Election of Director: Adam H. Schechter | | Management | | For | | For | |
1i. | | Election of Director: R. Sanders Williams, M.D. | | Management | | For | | For | |
2. | | To approve, by non-binding vote, executive compensation. | | Management | | For | | For | |
3. | | Ratification of the appointment of PricewaterhouseCoopers LLP as Laboratory Corporation of America Holdings’ independent registered public accounting firm for 2019. | | Management | | For | | For | |
LIVANOVA PLC
Security | G5509L101 | Meeting Type | Annual |
Ticker Symbol | LIVN | Meeting Date | 18-Jun-2019 |
Record Date | 25-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Mr. Francesco Bianchi | | Management | | For | | For | |
1b. | | Election of Director: Ms. Stacy Enxing Seng | | Management | | For | | For | |
1c. | | Election of Director: Mr. William A. Kozy | | Management | | For | | For | |
1d. | | Election of Director: Mr. Damien McDonald | | Management | | For | | For | |
1e. | | Election of Director: Mr. Daniel J. Moore | | Management | | For | | For | |
1f. | | Election of Director: Mr. Hugh M. Morrison | | Management | | For | | For | |
1g. | | Election of Director: Mr. Alfred J. Novak | | Management | | For | | For | |
1h. | | Election of Director: Dr. Sharon O’Kane | | Management | | For | | For | |
1i. | | Election of Director: Dr. Arthur L. Rosenthal | | Management | | For | | For | |
1j. | | Election of Director: Ms. Andrea L. Saia | | Management | | For | | For | |
2. | | To approve, on an advisory basis, LivaNova’s compensation of its named executive officers (“US Say- on-Pay”) | | Management | | For | | For | |
3. | | To ratify PricewaterhouseCoopers LLP, a Delaware limited liability partnership (“PwC USA”) as the Company’s independent registered public accountancy firm | | Management | | For | | For | |
4. | | To approve, on an advisory basis, the U.K. directors’ remuneration report in the form set out in the Company’s U.K. annual report and accounts (“U.K. Annual Report”) for the period ended 31 December, 2018 | | Management | | For | | For | |
5. | | To approve the directors’ Remuneration Policy as set out in the UK Annual Report for the period ended 31 December 2018 | | Management | | For | | For | |
6. | | To receive and adopt the Company’s audited UK statutory accounts for the year ended December 31, 2018, together with the reports of the directors and the auditors thereon | | Management | | For | | For | |
7. | | To re-appoint PricewaterhouseCoopers LLP, a limited liability partnership registered in England, (“PwC UK”), as the Company’s UK statutory auditor | | Management | | For | | For | |
8. | | To authorize the directors and/or the Audit and Compliance Committee to determine the UK statutory auditor’s remuneration | | Management | | For | | For | |
LONZA GROUP AG
Security | H50524133 | Meeting Type | Annual General Meeting |
Ticker Symbol | LZAGF | Meeting Date | 18-Apr-2019 |
Record Date | 04-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | Annual Report, Consolidated Financial Statements and Financial Statements of Lonza | | Management | | For | | For | |
2 | | Consultative vote on the Remuneration Report | | Management | | For | | For | |
3 | | Discharge of the members of the Board of Directors and the Executive Committee | | Management | | For | | For | |
4 | | Appropriation of available earnings/reserves from capital contribution: if the above proposal for appropriation of available earnings and distribution of reserves from capital contributioons is approved, the divided of CHF 2.75 per share (as repayment from reserves from capital contribution) will be paid without deduction of Swiss Withholding Tax in accordance with ART. 5 PARA. 1BIS of the Federal Law on Withholding Tax | | Management | | For | | For | |
5.1.A | | Re-election of the following individual to the Board of Directors: PATRICK AEBISCHER | | Management | | For | | For | |
5.1.B | | Re-election of the following individual to the Board of Directors: WERNER BAUER | | Management | | For | | For | |
5.1.C | | Re-election of the following individual to the Board of Directors: ALBERT M. BAEHNY | | Management | | For | | For | |
5.1.D | | Re-election of the following individual to the Board of Directors: ANGELICA KOHLMANN | | Management | | For | | For | |
5.1.E | | Re-election of the following individual to the Board of Directors: CHRISTOPH MADER | | Management | | For | | For | |
5.1.F | | Re-election of the following individual to the Board of Directors: BARBARA RICHMOND | | Management | | For | | For | |
5.1.G | | Re-election of the following individual to the Board of Directors: MARGOT SCHELTEMA | | Management | | For | | For | |
5.1.H | | Re-election of the following individual to the Board of Directors: JURGEN STEINEMANN | | Management | | For | | For | |
5.1.I | | Re-election of the following individual to the Board of Directors: OLIVIER VERSCHEURE | | Management | | For | | For | |
5.2 | | Re-election of the Chairperson to the Board of Directors: ALBERT M. BAEHNY | | Management | | For | | For | |
5.3.A | | Re-election of the following individual to the Nomination and Compensation Committee: ANGELICA KOHLMANN | | Management | | For | | For | |
5.3.B | | Re-election of the following individual to the Nomination and Compensation Committee: CHRISTOPH MADER | | Management | | For | | For | |
5.3.C | | Re-election of the following individual to the Nomination and Compensation Committee: JURGEN STEINEMANN | | Management | | For | | For | |
6 | | Re-election of the Auditors: KPMG LTD, Zurich, Switzerland | | Management | | For | | For | |
7 | | Re-election of the Independent Proxy: DANIEL PLUSS | | Management | | For | | For | |
8 | | Compensation of the Board of Directors | | Management | | For | | For | |
9.1 | | Compensation of the Executive Committee: maximum aggregate amount of fixed compensation of the Executive Committee | | Management | | For | | For | |
9.2 | | Compensation of the Executive Committee: maximum aggregate amount of variable short-term compensation of the Executive Committee | | Management | | For | | For | |
9.3 | | Compensation of the Executive Committee: maximum aggregate amount of variable long-term compensation of the Executive Committee | | Management | | For | | For | |
10 | | Renewal of authorized capital: Article 4TER of the Articles of Association | | Management | | For | | For | |
LTC PROPERTIES, INC.
Security | 502175102 | Meeting Type | Annual |
Ticker Symbol | LTC | Meeting Date | 29-May-2019 |
Record Date | 15-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1.1 | | Election of Director: Boyd W. Hendrickson | | Management | | For | | For | |
1.2 | | Election of Director: James J. Pieczynski | | Management | | For | | For | |
1.3 | | Election of Director: Devra G. Shapiro | | Management | | For | | For | |
1.4 | | Election of Director: Wendy L. Simpson | | Management | | For | | For | |
1.5 | | Election of Director: Timothy J. Triche, M.D. | | Management | | For | | For | |
2. | | Ratification of independent registered public accounting firm. | | Management | | For | | For | |
3. | | Advisory vote to approve named executive officer compensation. | | Management | | For | | For | |
MALLINCKRODT PLC
Security | G5785G107 | Meeting Type | Annual |
Ticker Symbol | MNK | Meeting Date | 15-May-2019 |
Record Date | 11-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: David R. Carlucci | | Management | | For | | For | |
1b. | | Election of Director: J. Martin Carroll | | Management | | For | | For | |
1c. | | Election of Director: Paul R. Carter | | Management | | For | | For | |
1d. | | Election of Director: David Y. Norton | | Management | | For | | For | |
1e. | | Election of Director: JoAnn A. Reed | | Management | | For | | For | |
1f. | | Election of Director: Angus C. Russell | | Management | | For | | For | |
1g. | | Election of Director: Mark C. Trudeau | | Management | | For | | For | |
1h. | | Election of Director: Anne C. Whitaker | | Management | | For | | For | |
1i. | | Election of Director: Kneeland C. Youngblood, M.D. | | Management | | For | | For | |
2. | | Approve, in a non-binding vote, the re-appointment of the Independent Auditors and to authorize, in a binding vote, the Audit Committee to set the auditors’ remuneration. | | Management | | For | | For | |
3. | | Approve, in a non-binding advisory vote, the compensation of named executive officers. | | Management | | For | | For | |
4. | | Approve the authority of the Board to issue shares. | | Management | | For | | For | |
5. | | Authorize the Company and/or any subsidiary to make market purchases or overseas market purchases of Company shares. | | Management | | For | | For | |
6. | | Approve the change of name of the Company. (Special Resolution). | | Management | | For | | For | |
7. | | Approve the waiver of pre-emption rights. (Special Resolution). | | Management | | For | | For | |
8. | | Authorize the price range at which the Company can re- allot shares it holds as treasury shares. (Special Resolution). | | Management | | For | | For | |
9. | | Shareholder Proposal Regarding Incentive Compensation Clawback. | | Shareholder | | Against | | For | |
10. | | Shareholder Proposal Regarding Report on Governance Measures. | | Shareholder | | Against | | For | |
11. | | Shareholder Proposal Regarding Report on Lobbying Activities. | | Shareholder | | For | | For | |
MASIMO CORPORATION
Security | 574795100 | Meeting Type | Annual |
Ticker Symbol | MASI | Meeting Date | 30-May-2019 |
Record Date | 01-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A | | Election of Class III Director: Adam Mikkelson | | Management | | For | | For | |
1B | | Election of Class III Director: Craig Reynolds | | Management | | For | | For | |
2. | | To ratify the selection of Grant Thornton as the Company’s independent registered public accounting firm for fiscal year ending December 28, 2019. | | Management | | For | | For | |
3. | | Advisory vote to approve named executive officer compensation. | | Management | | For | | For | |
4. | | Stockholder proposal for proxy access. | | Shareholder | | Against | | For | |
MEDICAL PROPERTIES TRUST, INC.
Security | 58463J304 | Meeting Type | Annual |
Ticker Symbol | MPW | Meeting Date | 23-May-2019 |
Record Date | 21-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1.1 | | Election of Director: Edward K. Aldag, Jr. | | Management | | For | | For | |
1.2 | | Election of Director: G. Steven Dawson | | Management | | For | | For | |
1.3 | | Election of Director: R. Steven Hamner | | Management | | For | | For | |
1.4 | | Election of Director: Elizabeth N. Pitman | | Management | | For | | For | |
1.5 | | Election of Director: C. Reynolds Thompson, III | | Management | | For | | For | |
1.6 | | Election of Director: D. Paul Sparks, Jr. | | Management | | For | | For | |
1.7 | | Election of Director: Michael G. Stewart | | Management | | For | | For | |
2. | | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Management | | For | | For | |
3. | | Non-binding, advisory approval of the Company’s executive compensation. | | Management | | For | | For | |
4. | | To approve the Medical Properties Trust, Inc. 2019 Equity Incentive Plan. | | Management | | For | | For | |
MEDTRONIC PLC
Security | G5960L103 | Meeting Type | Annual |
Ticker Symbol | MDT | Meeting Date | 07-Dec-2018 |
Record Date | 09-Oct-2018 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Richard H. Anderson | | Management | | For | | For | |
1b. | | Election of Director: Craig Arnold | | Management | | For | | For | |
1c. | | Election of Director: Scott C. Donnelly | | Management | | For | | For | |
1d. | | Election of Director: Randall J. Hogan III | | Management | | For | | For | |
1e. | | Election of Director: Omar Ishrak | | Management | | For | | For | |
1f. | | Election of Director: Michael O. Leavitt | | Management | | For | | For | |
1g. | | Election of Director: James T. Lenehan | | Management | | For | | For | |
1h. | | Election of Director: Elizabeth Nabel, M.D. | | Management | | For | | For | |
1i. | | Election of Director: Denise M. O’Leary | | Management | | For | | For | |
1j. | | Election of Director: Kendall J. Powell | | Management | | For | | For | |
2. | | To ratify, in a non-binding vote, the re-appointment of PricewaterhouseCoopers LLP as Medtronic’s independent auditor for fiscal year 2019 and authorize the Board of Directors, acting through the Audit Committee, to set the auditor’s remuneration. | | Management | | For | | For | |
3. | | To approve in a non-binding advisory vote, named executive officer compensation (a “Say-on-Pay” vote). | | Management | | For | | For | |
MERCK & CO., INC.
Security | 58933Y105 | Meeting Type | Annual |
Ticker Symbol | MRK | Meeting Date | 28-May-2019 |
Record Date | 29-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Leslie A. Brun | | Management | | For | | For | |
1b. | | Election of Director: Thomas R. Cech | | Management | | For | | For | |
1c. | | Election of Director: Mary Ellen Coe | | Management | | For | | For | |
1d. | | Election of Director: Pamela J. Craig | | Management | | For | | For | |
1e. | | Election of Director: Kenneth C. Frazier | | Management | | For | | For | |
1f. | | Election of Director: Thomas H. Glocer | | Management | | For | | For | |
1g. | | Election of Director: Rochelle B. Lazarus | | Management | | For | | For | |
1h. | | Election of Director: Paul B. Rothman | | Management | | For | | For | |
1i. | | Election of Director: Patricia F. Russo | | Management | | For | | For | |
1j. | | Election of Director: Inge G. Thulin | | Management | | For | | For | |
1k. | | Election of Director: Wendell P. Weeks | | Management | | For | | For | |
1l. | | Election of Director: Peter C. Wendell | | Management | | For | | For | |
2. | | Non-binding advisory vote to approve the compensation of our named executive officers. | | Management | | For | | For | |
3. | | Proposal to adopt the 2019 Incentive Stock Plan. | | Management | | For | | For | |
4. | | Ratification of the appointment of the Company’s independent registered public accounting firm for 2019. | | Management | | For | | For | |
5. | | Shareholder proposal concerning an independent board chairman. | | Shareholder | | For | | Against | |
6. | | Shareholder proposal concerning executive incentives and stock buybacks. | | Shareholder | | Against | | For | |
7. | | Shareholder proposal concerning drug pricing. | | Shareholder | | Against | | For | |
METTLER-TOLEDO INTERNATIONAL INC.
Security | 592688105 | Meeting Type | Annual |
Ticker Symbol | MTD | Meeting Date | 09-May-2019 |
Record Date | 11-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1.1 | | Election of Director: Robert F. Spoerry | | Management | | For | | For | |
1.2 | | Election of Director: Wah-Hui Chu | | Management | | For | | For | |
1.3 | | Election of Director: Olivier A. Filliol | | Management | | For | | For | |
1.4 | | Election of Director: Elisha W. Finney | | Management | | For | | For | |
1.5 | | Election of Director: Richard Francis | | Management | | For | | For | |
1.6 | | Election of Director: Marco Gadola | | Management | | For | | For | |
1.7 | | Election of Director: Michael A. Kelly | | Management | | For | | For | |
1.8 | | Election of Director: Thomas P. Salice | | Management | | For | | For | |
2. | | Ratification of Independent Registered Public Account Firm | | Management | | For | | For | |
3. | | Advisory vote to approve Executive Compensation | | Management | | For | | For | |
MYLAN N.V.
Security | N59465109 | Meeting Type | Annual |
Ticker Symbol | MYL | Meeting Date | 21-Jun-2019 |
Record Date | 24-May-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Appointment of Director: Heather Bresch | | Management | | For | | For | |
1B. | | Appointment of Director: Hon. Robert J. Cindrich | | Management | | For | | For | |
1C. | | Appointment of Director: Robert J. Coury | | Management | | For | | For | |
1D. | | Appointment of Director: JoEllen Lyons Dillon | | Management | | For | | For | |
1E. | | Appointment of Director: Neil Dimick, C.P.A. | | Management | | For | | For | |
1F. | | Appointment of Director: Melina Higgins | | Management | | For | | For | |
1G. | | Appointment of Director: Harry A. Korman | | Management | | For | | For | |
1H. | | Appointment of Director: Rajiv Malik | | Management | | For | | For | |
1I. | | Appointment of Director: Richard Mark, C.P.A. | | Management | | For | | For | |
1J. | | Appointment of Director: Mark W. Parrish | | Management | | For | | For | |
1K. | | Appointment of Director: Pauline van der Meer Mohr | | Management | | For | | For | |
1L. | | Appointment of Director: Randall L. (Pete) Vanderveen, Ph.D. | | Management | | For | | For | |
1M. | | Appointment of Director: Sjoerd S. Vollebregt | | Management | | For | | For | |
2. | | Approval, on an advisory basis, of the compensation of the named executive officers of the Company | | Management | | For | | For | |
3. | | Adoption of the Dutch annual accounts for fiscal year 2018 | | Management | | For | | For | |
4. | | Ratification of the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for fiscal year 2019 | | Management | | For | | For | |
5. | | Instruction to Deloitte Accountants B.V. for the audit of the Company’s Dutch statutory annual accounts for fiscal year 2019 | | Management | | For | | For | |
6. | | Authorization of the Board to acquire shares in the capital of the Company | | Management | | For | | For | |
7. | | Delegation to the Board of the authority to issue ordinary shares and grant rights to subscribe for ordinary shares in the capital of the Company and to exclude or restrict pre-emptive rights | | Management | | For | | For | |
8. | | SHAREHOLDER VIEW ON DISCUSSION ITEM ONLY - indication of support for amending Company clawback policy similar to that suggested in the shareholder proposal(Agenda Item 10) | | Shareholder | | Against | | | |
NEKTAR THERAPEUTICS
Security | 640268108 | Meeting Type | Annual |
Ticker Symbol | NKTR | Meeting Date | 12-Jun-2019 |
Record Date | 15-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: R. Scott Greer | | Management | | For | | For | |
1b. | | Election of Director: Lutz Lingnau | | Management | | For | | For | |
2. | | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Management | | For | | For | |
3. | | To approve a non-binding advisory resolution regarding our executive compensation (a “say-on-pay” vote). | | Management | | For | | For | |
NEW SENIOR INVESTMENT GROUP INC.
Security | 648691103 | Meeting Type | Annual |
Ticker Symbol | SNR | Meeting Date | 12-Jun-2019 |
Record Date | 15-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Susan Givens | | | | For | | For | |
| | 2 | Michael D. Malone | | | | For | | For | |
| | 3 | David H. Milner | | | | For | | For | |
2. | | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for New Senior Investment Group Inc. for fiscal year 2019. | | Management | | For | | For | |
3. | | Approval of amendments to our Certificate of Incorporation and Bylaws to provide for the annual election of all directors. | | Management | | For | | For | |
4. | | Approval of amendments to our Certificate of Incorporation and Bylaws to eliminate certain provisions that are no longer applicable. | | Management | | For | | For | |
5. | | Approval of amendments to our Bylaws to implement majority voting in uncontested director elections. | | Management | | For | | For | |
NOVARTIS AG
Security | 66987V109 | Meeting Type | Annual |
Ticker Symbol | NVS | Meeting Date | 28-Feb-2019 |
Record Date | 25-Jan-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2018 Financial Year | | Management | | For | | For | |
2. | | Discharge from Liability of the Members of the Board of Directors and the Executive Committee | | Management | | For | | For | |
3. | | Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend | | Management | | For | | For | |
4. | | Reduction of Share Capital | | Management | | For | | For | |
5. | | Further Share Repurchase Program | | Management | | For | | For | |
6. | | Special Distribution by Way of a Dividend in Kind to Effect the Spin-off of Alcon Inc. | | Management | | For | | For | |
7a. | | Votes on Compensation for the Members of the Board of Directors and the Executive Committee: Binding Vote on the Maximum Aggregate Amount of Compensation for Members of the Board of Directors from the 2019 Annual General Meeting to the 2020 Annual General Meeting | | Management | | For | | For | |
7b. | | Votes on Compensation for the Members of the Board of Directors and the Executive Committee: Binding Vote on the Maximum Aggregate Amount of Compensation for Members of the Executive Committee for the next Financial Year, i.e. 2020 | | Management | | For | | For | |
7c. | | Votes on Compensation for the Members of the Board of Directors and the Executive Committee: Advisory Vote on the 2018 Compensation Report | | Management | | For | | For | |
8a. | | Re-election of Joerg Reinhardt, Ph.D., and re-election as Chairman of the Board of Directors (in a single vote) | | Management | | For | | For | |
8b. | | Re-election of Director: Nancy C. Andrews, M.D., Ph.D. | | Management | | For | | For | |
8c. | | Re-election of Director: Ton Buechner | | Management | | For | | For | |
8d. | | Re-election of Director: Srikant Datar, Ph.D. | | Management | | For | | For | |
8e. | | Re-election of Director: Elizabeth Doherty | | Management | | For | | For | |
8f. | | Re-election of Director: Ann Fudge | | Management | | For | | For | |
8g. | | Re-election of Director: Frans van Houten | | Management | | For | | For | |
8h. | | Re-election of Director: Andreas von Planta, Ph.D. | | Management | | For | | For | |
8i. | | Re-election of Director: Charles L. Sawyers, M.D. | | Management | | For | | For | |
8j. | | Re-election of Director: Enrico Vanni, Ph.D. | | Management | | For | | For | |
8k. | | Re-election of Director: William T. Winters | | Management | | For | | For | |
8l. | | Election of Director: Patrice Bula | | Management | | For | | For | |
9a. | | Re-election of Srikant Datar, Ph.D., as member of the Compensation Committee | | Management | | For | | For | |
9b. | | Re-election of Ann Fudge as member of the Compensation Committee | | Management | | For | | For | |
9c. | | Re-election of Enrico Vanni, Ph.D., as member of the Compensation Committee | | Management | | For | | For | |
9d. | | Re-election of William T. Winters as member of the Compensation Committee | | Management | | For | | For | |
9e. | | Election of Patrice Bula as member of the Compensation Committee | | Management | | For | | For | |
10. | | Re-election of the Statutory Auditor | | Management | | For | | For | |
11. | | Re-election of the Independent Proxy | | Management | | For | | For | |
12. | | General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations. | | Management | | For | | For | |
NOVAVAX, INC.
Security | 670002104 | Meeting Type | Special |
Ticker Symbol | NVAX | Meeting Date | 08-May-2019 |
Record Date | 25-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | An amendment to the Company’s Second Amended and Restated Certificate of Incorporation to effect a reverse stock split of the Company’s issued and outstanding common stock at a ratio of 1-for-20. | | Management | | For | | For | |
NOVAVAX, INC.
Security | 670002104 | Meeting Type | Annual |
Ticker Symbol | | Meeting Date | 28-Jun-2019 |
Record Date | 02-May-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Rachel K. King | | | | For | | For | |
| | 2 | Michael A. McManus, Jr. | | | | For | | For | |
| | 3 | James F. Young | | | | For | | For | |
2. | | To consider and vote whether to approve, on an advisory basis, the compensation paid to our Named Executive Officers. | | Management | | For | | For | |
3. | | To amend and restate the Novavax, Inc. Amended and Restated 2015 Stock Incentive Plan, as amended, to increase the number of shares of the Company’s common stock, par value $0.01, available for issuance thereunder by 1,000,000 shares. | | Management | | For | | For | |
4. | | To amend and restate the Novavax, Inc. Amended and Restated 2013 Employee Stock Purchase Plan, as amended, to increase the number of shares of the Company’s common stock, par value $0.01 available for issuance thereunder by 200,000 shares. | | Management | | For | | For | |
5. | | To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Management | | For | | For | |
OCULIS SA
Security | N/A | Meeting Type | Annual |
Ticker Symbol | N/A | Meeting Date | 28-Jun-2019 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | Approval of Annual Report including Financial Statements | | Management | | For | | For | |
2 | | Appropriation of Balance Sheet Results 2018 | | Management | | For | | For | |
3 | | Discharge of the Members of the Board and Management | | Management | | For | | For | |
4 | | Re-Election / Election of the board of Directors | | Management | | For | | For | |
5 | | Election of the Auditors | | Management | | For | | For | |
OMEGA HEALTHCARE INVESTORS, INC.
Security | 681936100 | Meeting Type | Annual |
Ticker Symbol | OHI | Meeting Date | 07-Jun-2019 |
Record Date | 15-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | Kapila K. Anand | | | | For | | For | |
| | 2 | Norman R. Bobins | | | | For | | For | |
| | 3 | Craig R. Callen | | | | For | | For | |
| | 4 | Barbara B. Hill | | | | For | | For | |
| | 5 | Edward Lowenthal | | | | For | | For | |
| | 6 | C. Taylor Pickett | | | | For | | For | |
| | 7 | Stephen D. Plavin | | | | For | | For | |
| | 8 | Burke W. Whitman | | | | For | | For | |
2. | | Ratification of Independent Auditors Ernst & Young LLP. | | Management | | For | | For | |
3. | | Approval, on an Advisory Basis, of Executive Compensation. | | Management | | For | | For | |
4. | | Approval of Employee Stock Purchase Plan. | | Management | | For | | For | |
OTSUKA HOLDINGS CO.,LTD.
Security | J63117105 | Meeting Type | Annual General Meeting |
Ticker Symbol | OTSKF | Meeting Date | 28-Mar-2019 |
Record Date | 31-Dec-2018 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
| | Please reference meeting materials. | | Non-Voting | | | | | |
1.1 | | Appoint a Director Otsuka, Ichiro | | Management | | For | | For | |
1.2 | | Appoint a Director Higuchi, Tatsuo | | Management | | For | | For | |
1.3 | | Appoint a Director Matsuo, Yoshiro | | Management | | For | | For | |
1.4 | | Appoint a Director Makino, Yuko | | Management | | For | | For | |
1.5 | | Appoint a Director Tobe, Sadanobu | | Management | | For | | For | |
1.6 | | Appoint a Director Makise, Atsumasa | | Management | | For | | For | |
1.7 | | Appoint a Director Kobayashi, Masayuki | | Management | | For | | For | |
1.8 | | Appoint a Director Tojo, Noriko | | Management | | For | | For | |
1.9 | | Appoint a Director Takagi, Shuichi | | Management | | For | | For | |
1.10 | | Appoint a Director Matsutani, Yukio | | Management | | For | | For | |
1.11 | | Appoint a Director Sekiguchi, Ko | | Management | | For | | For | |
1.12 | | Appoint a Director Aoki, Yoshihisa | | Management | | For | | For | |
2 | | Approve Details of the Restricted-Share Compensation to be received by Directors | | Management | | For | | For | |
PERRIGO COMPANY PLC
Security | G97822103 | Meeting Type | Annual |
Ticker Symbol | PRGO | Meeting Date | 26-Apr-2019 |
Record Date | 26-Feb-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Bradley A. Alford | | Management | | For | | For | |
1b. | | Election of Director: Rolf A. Classon | | Management | | For | | For | |
1c. | | Election of Director: Adriana Karaboutis | | Management | | For | | For | |
1d. | | Election of Director: Murray S. Kessler | | Management | | For | | For | |
1e. | | Election of Director: Jeffrey B. Kindler | | Management | | For | | For | |
1f. | | Election of Director: Erica L. Mann | | Management | | For | | For | |
1g. | | Election of Director: Donal O’Connor | | Management | | For | | For | |
1h. | | Election of Director: Geoffrey M. Parker | | Management | | For | | For | |
1i. | | Election of Director: Theodore R. Samuels | | Management | | For | | For | |
1j. | | Election of Director: Jeffrey C. Smith | | Management | | For | | For | |
2. | | Ratify the appointment of Ernst & Young LLP as our independent auditor for the period ending December 31, 2019, and authorize the Board of Directors, acting through the Audit Committee, to fix the remuneration of the auditor. | | Management | | For | | For | |
3. | | Advisory vote on the Company’s executive compensation. | | Management | | For | | For | |
4. | | Renew and restate the Company’s Long-Term Incentive Plan. | | Management | | For | | For | |
5. | | Approve the creation of distributable reserves by reducing some or all of the Company’s share premium. | | Management | | For | | For | |
6. | | Renew the Board’s authority to issue shares under Irish law. | | Management | | For | | For | |
7. | | Renew the Board’s authority to opt-out of statutory pre- emption rights under Irish law. | | Management | | For | | For | |
PFIZER INC.
Security | 717081103 | Meeting Type | Annual |
Ticker Symbol | PFE | Meeting Date | 25-Apr-2019 |
Record Date | 26-Feb-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Ronald E. Blaylock | | Management | | For | | For | |
1b. | | Election of Director: Albert Bourla | | Management | | For | | For | |
1c. | | Election of Director: W. Don Cornwell | | Management | | For | | For | |
1d. | | Election of Director: Joseph J. Echevarria | | Management | | For | | For | |
1e. | | Election of Director: Helen H. Hobbs | | Management | | For | | For | |
1f. | | Election of Director: James M. Kilts | | Management | | For | | For | |
1g. | | Election of Director: Dan R. Littman | | Management | | For | | For | |
1h. | | Election of Director: Shantanu Narayen | | Management | | For | | For | |
1i. | | Election of Director: Suzanne Nora Johnson | | Management | | For | | For | |
1j. | | Election of Director: Ian C. Read | | Management | | For | | For | |
1k. | | Election of Director: James C. Smith | | Management | | For | | For | |
2. | | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2019 | | Management | | For | | For | |
3. | | 2019 Advisory approval of executive compensation | | Management | | For | | For | |
4. | | Approval of the Pfizer Inc. 2019 Stock Plan | | Management | | For | | For | |
5. | | Shareholder proposal regarding right to act by written consent | | Shareholder | | Against | | For | |
6. | | Shareholder proposal regarding report on lobbying activities | | Shareholder | | Against | | For | |
7. | | Shareholder proposal regarding independent chair policy | | Shareholder | | For | | Against | |
8. | | Shareholder proposal regarding integrating drug pricing into executive compensation policies and programs | | Shareholder | | Against | | For | |
PHYSICIANS REALTY TRUST
Security | 71943U104 | Meeting Type | Annual |
Ticker Symbol | DOC | Meeting Date | 30-Apr-2019 |
Record Date | 25-Feb-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | DIRECTOR | | Management | | | | | |
| | 1 | John T. Thomas | | | | For | | For | |
| | 2 | Tommy G. Thompson | | | | For | | For | |
| | 3 | Stanton D. Anderson | | | | For | | For | |
| | 4 | Mark A. Baumgartner | | | | For | | For | |
| | 5 | Albert C. Black, Jr. | | | | For | | For | |
| | 6 | William A Ebinger M.D | | | | For | | For | |
| | 7 | Pamela J. Kessler | | | | For | | For | |
| | 8 | Richard A. Weiss | | | | For | | For | |
2. | | To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Management | | For | | For | |
3. | | To approve, on an advisory basis, the compensation of the Company’s named executive officers, as disclosed in the accompanying proxy statement. | | Management | | For | | For | |
4. | | To approve the Amended and Restated Physicians Realty Trust 2013 Equity Incentive Plan. | | Management | | For | | For | |
QUEST DIAGNOSTICS INCORPORATED
Security | 74834L100 | Meeting Type | Annual |
Ticker Symbol | DGX | Meeting Date | 14-May-2019 |
Record Date | 15-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1.1 | | Election of Director: Vicky B. Gregg | | Management | | For | | For | |
1.2 | | Election of Director: Timothy L. Main | | Management | | For | | For | |
1.3 | | Election of Director: Denise M. Morrison | | Management | | For | | For | |
1.4 | | Election of Director: Gary M. Pfeiffer | | Management | | For | | For | |
1.5 | | Election of Director: Timothy M. Ring | | Management | | For | | For | |
1.6 | | Election of Director: Stephen H. Rusckowski | | Management | | For | | For | |
1.7 | | Election of Director: Daniel C. Stanzione | | Management | | For | | For | |
1.8 | | Election of Director: Helen I. Torley | | Management | | For | | For | |
1.9 | | Election of Director: Gail R. Wilensky | | Management | | For | | For | |
2. | | An advisory resolution to approve the executive officer compensation disclosed in the Company’s 2019 proxy statement | | Management | | For | | For | |
3. | | Ratification of the appointment of our independent registered public accounting firm for 2019 | | Management | | For | | For | |
4. | | Approval of an amendment to the Amended and Restated Employee Long-Term Incentive Plan | | Management | | For | | For | |
QUORUM HEALTH CORPORATION
Security | 74909E106 | Meeting Type | Annual |
Ticker Symbol | QHC | Meeting Date | 31-May-2019 |
Record Date | 01-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1.1 | | Election of Director: Terry Allison Rappuhn | | Management | | For | | For | |
1.2 | | Election of Director: Robert H. Fish | | Management | | For | | For | |
1.3 | | Election of Director: Joseph A. Hastings, D.M.D. | | Management | | For | | For | |
1.4 | | Election of Director: Jon H. Kaplan | | Management | | For | | For | |
1.5 | | Election of Director: Barbara R. Paul, M.D. | | Management | | For | | For | |
1.6 | | Election of Director: William Paul Rutledge | | Management | | For | | For | |
1.7 | | Election of Director: Alice D. Schroeder | | Management | | For | | For | |
1.8 | | Election of Director: R. Lawrence Van Horn, Ph.D. | | Management | | For | | For | |
2. | | To approve the Quorum Health Corporation Amended and Restated 2016 Stock Award Plan. | | Management | | For | | For | |
3. | | To approve the Quorum Health Corporation 2018 Restricted Stock Plan. | | Management | | For | | For | |
4. | | To approve, in an advisory (non-binding) vote, the compensation of the Company’s named executive officers, as more fully described in the accompanying proxy statement (“say-on-pay”). | | Management | | For | | For | |
5. | | To ratify the appointment of Deloitte & Touche, LLP as our independent registered public accounting firm for the year ending December 31, 2019. | | Management | | For | | For | |
RAINIER THERAPEUTICS, INC.
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 30-Jan-2019 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | Authorization and Approval of Note Financing | | Management | | For | | For | |
2 | | Waiver of Anti-Dilution Rights | | Management | | For | | For | |
3 | | General Authorizing Resolution | | Management | | For | | For | |
RAINIER THERAPEUTICS, INC.
Security | N/A | Meeting Type | Written Consent |
Ticker Symbol | N/A | Meeting Date | 23-Apr-2019 |
Record Date | N/A | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1 | | Amendment of Certificate of Incorporation | | Management | | For | | For | |
2 | | Amendment and Restatement of 2013 Stock Option and Grant Plan | | Management | | For | | For | |
3 | | General Authorizing Resolution | | Management | | For | | For | |
REGENERON PHARMACEUTICALS, INC.
Security | 75886F107 | Meeting Type | Annual |
Ticker Symbol | REGN | Meeting Date | 14-Jun-2019 |
Record Date | 17-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Bonnie L. Bassler, Ph.D. | | Management | | For | | For | |
1b. | | Election of Director: Michael S. Brown, M.D. | | Management | | For | | For | |
1c. | | Election of Director: Leonard S. Schleifer, M.D., Ph.D. | | Management | | For | | For | |
1d. | | Election of Director: George D. Yancopoulos, M.D., Ph.D. | | Management | | For | | For | |
2. | | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Management | | For | | For | |
RESMED INC.
Security | 761152107 | Meeting Type | Annual |
Ticker Symbol | RMD | Meeting Date | 15-Nov-2018 |
Record Date | 17-Sep-2018 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of director to serve until our 2021 annual meeting: Peter Farrell | | Management | | For | | For | |
1b. | | Election of director to serve until our 2021 annual meeting: Harjit Gill | | Management | | For | | For | |
1c. | | Election of director to serve until our 2021 annual meeting: Ron Taylor | | Management | | For | | For | |
2. | | Ratify our selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2019. | | Management | | For | | For | |
3. | | Approve an amendment to the ResMed Inc. 2009 Employee Stock Purchase Plan, which increases the number of shares authorized for issue under the plan by 2 million shares, from 4.2 million shares to 6.2 million shares, and extends the term of the plan through November 15, 2028. | | Management | | For | | For | |
4. | | Approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in this proxy statement (“say-on-pay”). | | Management | | For | | For | |
SABRA HEALTH CARE REIT, INC.
Security | 78573L106 | Meeting Type | Annual |
Ticker Symbol | SBRA | Meeting Date | 21-Jun-2019 |
Record Date | 24-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Craig A. Barbarosh | | Management | | For | | For | |
1b. | | Election of Director: Robert A. Ettl | | Management | | For | | For | |
1c. | | Election of Director: Michael J. Foster | | Management | | For | | For | |
1d. | | Election of Director: Ronald G. Geary | | Management | | For | | For | |
1e. | | Election of Director: Lynne S. Katzmann | | Management | | For | | For | |
1f. | | Election of Director: Raymond J. Lewis | | Management | | For | | For | |
1g. | | Election of Director: Jeffrey A. Malehorn | | Management | | For | | For | |
1h. | | Election of Director: Richard K. Matros | | Management | | For | | For | |
1l. | | Election of Director: Milton J. Walters | | Management | | For | | For | |
2. | | Ratification of the appointment of PricewaterhouseCoopers LLP as Sabra’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Management | | For | | For | |
3. | | Approval, on an advisory basis, of the compensation of Sabra’s named executive officers. | | Management | | For | | For | |
SANOFI
Security | 80105N105 | Meeting Type | Annual |
Ticker Symbol | SNY | Meeting Date | 30-Apr-2019 |
Record Date | 27-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | Approval of the individual company financial statements for the year ended December 31, 2018 | | Management | | For | | For | |
2. | | Approval of the consolidated financial statements for the year ended December 31, 2018 | | Management | | For | | For | |
3. | | Appropriation of profits for the year ended December 31, 2018 and declaration of dividend | | Management | | For | | For | |
4. | | Reappointment of Serge Weinberg as a Director | | Management | | For | | For | |
5. | | Reappointment of Suet-Fern Lee as a Director | | Management | | For | | For | |
6. | | Ratification of the Board’s appointment by cooptation of Christophe Babule as Director | | Management | | For | | For | |
7. | | Compensation policy for the Chairman of the Board of Directors | | Management | | For | | For | |
8. | | Compensation policy for the Chief Executive Officer | | Management | | For | | For | |
9. | | Approval of the payment, in respect of the year ended December 31, 2018, and of the award, of the fixed, variable and ..(Due to space limits, see proxy material for full proposal) | | Management | | For | | For | |
10. | | Approval of the payment, in respect of the year ended December 31, 2018, and of the award, of the fixed, variable and ..(Due to space limits, see proxy material for full proposal) | | Management | | For | | For | |
11. | | Authorization granted to the Board of Directors to carry out transactions in the Company’s shares (usable outside the period of a public tender offer) | | Management | | For | | For | |
12. | | Authorization to the Board of Directors to reduce the share capital by cancellation of treasury shares (usable outside the period of a public tender offer) | | Management | | For | | For | |
13. | | Delegation to the Board of Directors of authority to decide to issue, with preemptive rights maintained, shares and/or ..(Due to space limits, see proxy material for full proposal) | | Management | | For | | For | |
14. | | Delegation to the Board of Directors of authority to decide to issue, with preemptive rights cancelled, shares and/or ..(Due to space limits, see proxy material for full proposal) | | Management | | For | | For | |
15. | | Delegation to the Board of Directors of authority to decide to issue, with preemptive rights cancelled, shares and/or ..(Due to space limits, see proxy material for full proposal) | | Management | | For | | For | |
16. | | Delegation to the Board of Directors of authority to decide to issue debt instruments giving access to the share capital of ..(Due to space limits, see proxy material for full proposal) | | Management | | For | | For | |
17. | | Delegation to the Board of Directors of authority to increase the number of shares to be issued in the event of an issue of ..(Due to space limits, see proxy material for full proposal) | | Management | | For | | For | |
18. | | Delegation to the Board of Directors of authority with a view to the issuance, with preemptive rights cancelled, of shares ..(Due to space limits, see proxy material for full proposal) | | Management | | For | | For | |
19. | | Delegation to the Board of Directors of authority to grant, without preemptive right, options to subscribe for or purchase shares | | Management | | For | | For | |
20. | | Authorization for the Board of Directors to carry out consideration-free allotments of existing or new shares to some or all of the salaried employees and corporate officers of the Group | | Management | | For | | For | |
21. | | Delegation to the Board of Directors of authority to decide to carry out increases in the share capital by incorporation of share premium, reserves, profits or other items (usable outside the period of a public tender offer) | | Management | | For | | For | |
22. | | Delegation to the Board of Directors of authority to decide on the issuance of shares or securities giving access to the Company’s share capital reserved for members of savings plans, with waiver of preemptive rights in their favor | | Management | | For | | For | |
23. | | Powers for formalities | | Management | | For | | For | |
SENIOR HOUSING PROPERTIES TRUST
Security | 81721M109 | Meeting Type | Annual |
Ticker Symbol | SNH | Meeting Date | 21-May-2019 |
Record Date | 28-Feb-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1.1 | | Election of Trustee: John L. Harrington (for Independent Trustee in Class II) | | Management | | For | | For | |
1.2 | | Election of Trustee: Adam D. Portnoy (for Managing Trustee in Class II) | | Management | | For | | For | |
2. | | Advisory vote to approve executive compensation. | | Management | | For | | For | |
3. | | Ratification of the appointment of Ernst & Young LLP as independent auditors to serve for the 2019 fiscal year. | | Management | | For | | For | |
SHIONOGI & CO.,LTD.
Security | J74229105 | Meeting Type | Annual General Meeting |
Ticker Symbol | SGIOF | Meeting Date | 18-Jun-2019 |
Record Date | 31-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
| | Please reference meeting materials. | | Non-Voting | | | | | |
1 | | Approve Appropriation of Surplus | | Management | | For | | For | |
2.1 | | Appoint a Director Shiono, Motozo | | Management | | For | | For | |
2.2 | | Appoint a Director Teshirogi, Isao | | Management | | For | | For | |
2.3 | | Appoint a Director Sawada, Takuko | | Management | | For | | For | |
2.4 | | Appoint a Director Mogi, Teppei | | Management | | For | | For | |
2.5 | | Appoint a Director Ando, Keiichi | | Management | | For | | For | |
2.6 | | Appoint a Director Ozaki, Hiroshi | | Management | | For | | For | |
3.1 | | Appoint a Corporate Auditor Okamoto, Akira | | Management | | For | | For | |
3.2 | | Appoint a Corporate Auditor Fujinuma, Tsuguoki | | Management | | For | | For | |
4 | | Approve Details of the Compensation to be received by Corporate Auditors | | Management | | For | | For | |
SHIRE PLC
Security | 82481R106 | Meeting Type | Special |
Ticker Symbol | SHPG | Meeting Date | 05-Dec-2018 |
Record Date | 07-Nov-2018 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | To approve the Scheme of Arrangement. | | Management | | For | | For | |
2. | | Special Resolution: THAT for the purpose of giving effect to the Scheme of Arrangement: (1) the Board of Directors of the Company (the “Board”) be authorized to take all such action as they may consider necessary or appropriate for carrying the Scheme of Arrangement into effect, (2) the articles of association of the Company be amended by the adoption and inclusion of a new Article 154 and (3) conditional upon and with effect from the sanctioning of the Scheme of Arrangement ...(due to space limits, see proxy material for full proposal). | | Management | | For | | For | |
SMITH & NEPHEW PLC
Security | 83175M205 | Meeting Type | Annual |
Ticker Symbol | SNN | Meeting Date | 11-Apr-2019 |
Record Date | 22-Feb-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
O1 | | To receive the audited accounts. | | Management | | For | | For | |
O2 | | To approve the Directors’ Remuneration Report (excluding policy) | | Management | | For | | For | |
O3 | | To declare a final dividend. | | Management | | For | | For | |
O4 | | Election/Re-Election of Director: Graham Baker | | Management | | For | | For | |
O5 | | Election/Re-Election of Director: Vinita Bali | | Management | | For | | For | |
O6 | | Election/Re-Election of Director: The Rt. Hon Baroness Virginia Bottomley | | Management | | For | | For | |
O7 | | Election/Re-Election of Director: Roland Diggelmann | | Management | | For | | For | |
O8 | | Election/Re-Election of Director: Erik Engstrom | | Management | | For | | For | |
O9 | | Election/Re-Election of Director: Robin Freestone | | Management | | For | | For | |
O10 | | Election/Re-Election of Director: Namal Nawana | | Management | | For | | For | |
O11 | | Election/Re-Election of Director: Marc Owen | | Management | | For | | For | |
O12 | | Election/Re-Election of Director: Angie Risley | | Management | | For | | For | |
O13 | | Election/Re-Election of Director: Roberto Quarta | | Management | | For | | For | |
O14 | | To re-appoint the Auditor. | | Management | | For | | For | |
O15 | | To authorise the Directors to determine the remuneration of the Auditor. | | Management | | For | | For | |
O16 | | To renew the Directors’ authority to allot shares. | | Management | | For | | For | |
S17 | | To renew the Directors’ authority for the disapplication of the pre-emption rights. | | Management | | For | | For | |
S18 | | To renew the Directors’ limited authority to make market purchases of the Company’s own shares. | | Management | | For | | For | |
S19 | | To authorise general meetings to be held on 14 clear days’ notice. | | Management | | For | | For | |
S20 | | To adopt new Articles of Association. | | Management | | For | | For | |
SOSEI GROUP CORPORATION
Security | J7637L109 | Meeting Type | Annual General Meeting |
Ticker Symbol | SOLTF | Meeting Date | 27-Mar-2019 |
Record Date | 31-Dec-2018 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
| | Please reference meeting materials. | | Non-Voting | | | | | |
1.1 | | Appoint a Director Tamura, Shinichi | | Management | | For | | For | |
1.2 | | Appoint a Director Toyama, Tomohiro | | Management | | For | | For | |
1.3 | | Appoint a Director Julia Gregory | | Management | | For | | For | |
1.4 | | Appoint a Director Kaga, Kuniaki | | Management | | For | | For | |
1.5 | | Appoint a Director David Roblin | | Management | | For | | For | |
1.6 | | Appoint a Director Nagai, Noriaki | | Management | | For | | For | |
STERIS PLC
Security | G84720104 | Meeting Type | Annual |
Ticker Symbol | STE | Meeting Date | 28-Feb-2019 |
Record Date | 25-Jan-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | Special resolution to approve the Scheme, a reduction of the share capital of STERIS plc and certain ancillary matters, as set forth in STERIS plc’s Proxy Statement/Prospectus, dated January 31, 2019. | | Management | | For | | For | |
2. | | Special resolution to approve the creation of distributable profits within STERIS Ireland. | | Management | | For | | For | |
STRYKER CORPORATION
Security | 863667101 | Meeting Type | Annual |
Ticker Symbol | SYK | Meeting Date | 01-May-2019 |
Record Date | 04-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a) | | Election of Director: Mary K. Brainerd | | Management | | For | | For | |
1b) | | Election of Director: Srikant M. Datar, Ph.D. | | Management | | For | | For | |
1c) | | Election of Director: Roch Doliveux, DVM | | Management | | For | | For | |
1d) | | Election of Director: Louise L. Francesconi | | Management | | For | | For | |
1e) | | Election of Director: Allan C. Golston (Lead Independent Director) | | Management | | For | | For | |
1f) | | Election of Director: Kevin A. Lobo (Chairman of the Board) | | Management | | For | | For | |
1g) | | Election of Director: Sherilyn S. McCoy | | Management | | For | | For | |
1h) | | Election of Director: Andrew K. Silvernail | | Management | | For | | For | |
1i) | | Election of Director: Ronda E. Stryker | | Management | | For | | For | |
1j) | | Election of Director: Rajeev Suri | | Management | | For | | For | |
2. | | Ratify appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019. | | Management | | For | | For | |
3. | | Advisory vote to approve named executive officer compensation. | | Management | | For | | For | |
TAKEDA PHARMACEUTICAL COMPANY LIMITED
Security | J8129E108 | Meeting Type | Annual General Meeting |
Ticker Symbol | TKPHF | Meeting Date | 27-Jun-2019 |
Record Date | 31-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
| | Please reference meeting materials. | | Non-Voting | | | | | |
1 | | Approve Appropriation of Surplus | | Management | | For | | For | |
2.1 | | Appoint a Director who is not Audit and Supervisory Committee Member Christophe Weber | | Management | | For | | For | |
2.2 | | Appoint a Director who is not Audit and Supervisory Committee Member Iwasaki, Masato | | Management | | For | | For | |
2.3 | | Appoint a Director who is not Audit and Supervisory Committee Member Andrew Plump | | Management | | For | | For | |
2.4 | | Appoint a Director who is not Audit and Supervisory Committee Member Constantine Saroukos | | Management | | For | | For | |
2.5 | | Appoint a Director who is not Audit and Supervisory Committee Member Sakane, Masahiro | | Management | | For | | For | |
2.6 | | Appoint a Director who is not Audit and Supervisory Committee Member Olivier Bohuon | | Management | | For | | For | |
2.7 | | Appoint a Director who is not Audit and Supervisory Committee Member Ian Clark | | Management | | For | | For | |
2.8 | | Appoint a Director who is not Audit and Supervisory Committee Member Fujimori, Yoshiaki | | Management | | For | | For | |
2.9 | | Appoint a Director who is not Audit and Supervisory Committee Member Steven Gillis | | Management | | For | | For | |
2.10 | | Appoint a Director who is not Audit and Supervisory Committee Member Shiga, Toshiyuki | | Management | | For | | For | |
2.11 | | Appoint a Director who is not Audit and Supervisory Committee Member Jean-Luc Butel | | Management | | For | | For | |
2.12 | | Appoint a Director who is not Audit and Supervisory Committee Member Kuniya, Shiro | | Management | | For | | For | |
3.1 | | Appoint a Director who is Audit and Supervisory Committee Member Higashi, Emiko | | Management | | For | | For | |
3.2 | | Appoint a Director who is Audit and Supervisory Committee Member Michel Orsinger | | Management | | For | | For | |
4 | | Approve Details of the Stock Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | | Management | | For | | For | |
5 | | Approve Details of the Stock Compensation to be received by Directors who are Audit and Supervisory Committee Members | | Management | | For | | For | |
6 | | Approve Payment of Bonuses to Directors (Excluding Directors who are Audit and Supervisory Committee Members) | | Management | | For | | For | |
7 | | Shareholder Proposal: Amend Articles of Incorporation (Individual disclosure of the directors’ compensation) | | Shareholder | | Against | | For | |
8 | | Shareholder Proposal: Amend Articles of Incorporation (Adoption of a clawback clause) | | Shareholder | | Against | | For | |
TERUMO CORPORATION
Security | J83173104 | Meeting Type | Annual General Meeting |
Ticker Symbol | TRUMPF | Meeting Date | 21-Jun-2019 |
Record Date | 31-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
| | Please reference meeting materials. | | Non-Voting | | | | | |
1 | | Approve Appropriation of Surplus | | Management | | For | | For | |
2.1 | | Appoint a Director who is not Audit and Supervisory Committee Member Mimura, Takayoshi | | Management | | For | | For | |
2.2 | | Appoint a Director who is not Audit and Supervisory Committee Member Sato, Shinjiro | | Management | | For | | For | |
2.3 | | Appoint a Director who is not Audit and Supervisory Committee Member Takagi, Toshiaki | | Management | | For | | For | |
2.4 | | Appoint a Director who is not Audit and Supervisory Committee Member Hatano, Shoji | | Management | | For | | For | |
2.5 | | Appoint a Director who is not Audit and Supervisory Committee Member Nishikawa, Kyo | | Management | | For | | For | |
2.6 | | Appoint a Director who is not Audit and Supervisory Committee Member Mori, Ikuo | | Management | | For | | For | |
2.7 | | Appoint a Director who is not Audit and Supervisory Committee Member Ueda, Ryuzo | | Management | | For | | For | |
2.8 | | Appoint a Director who is not Audit and Supervisory Committee Member Kuroda, Yukiko | | Management | | For | | For | |
3.1 | | Appoint a Director who is Audit and Supervisory Committee Member Kimura, Yoshihiro | | Management | | For | | For | |
3.2 | | Appoint a Director who is Audit and Supervisory Committee Member Nakamura, Masaichi | | Management | | For | | For | |
3.3 | | Appoint a Director who is Audit and Supervisory Committee Member Uno, Soichiro | | Management | | For | | For | |
4 | | Appoint a Substitute Director who is Audit and Supervisory Committee Member Sakaguchi, Koichi | | Management | | For | | For | |
5 | | Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members and Outside Directors) | | Management | | For | | For | |
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
Security | 881624209 | Meeting Type | Annual |
Ticker Symbol | TEVA | Meeting Date | 11-Jun-2019 |
Record Date | 02-May-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Amir Elstein | | Management | | For | | For | |
1b. | | Election of Director: Roberto A. Mignone | | Management | | For | | For | |
1c. | | Election of Director: Dr. Perry D. Nisen | | Management | | For | | For | |
2. | | To Approve, on a Non-Binding Advisory Basis, the Compensation for Teva’s Named Executive Officers. | | Management | | For | | For | |
3. | | To Approve an Amended Compensation Policy with respect to the Terms of Office and Employment of Teva’s Executive Officers and Directors. | | Management | | For | | For | |
3a. | | Regarding proposal 3, please indicate when you vote whether or not you are a “controlling shareholder” of Teva and whether or not you have a personal benefit or other interest in this proposal IMPORTANT NOTE: if you do not complete this section, or if you indicate that you are a controlling shareholder or that you have a personal benefit or other interest in the proposal, your vote on proposal 3 will not be counted for purposes of the Disinterested Majority. MARK ‘FOR’ = YES OR ‘AGAINST’ = NO. | | Management | | Against | | | |
4a. | | Director Compensation: To Approve the Compensation to be Provided to Teva’s Non-Employee Directors. | | Management | | For | | For | |
4b. | | Director Compensation: To Approve the Compensation to be Provided to Teva’s Non-Executive Chairman of the Board. | | Management | | For | | For | |
5. | | To Appoint Kesselman & Kesselman, a Member of PricewaterhouseCoopers International Ltd., as Teva’s Independent Registered Public Accounting Firm until Teva’s 2020 Annual Meeting of Shareholders. | | Management | | For | | For | |
THE MEDICINES COMPANY
Security | 584688105 | Meeting Type | Annual |
Ticker Symbol | MDCO | Meeting Date | 30-May-2019 |
Record Date | 11-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Alexander J. Denner | | Management | | For | | For | |
1B. | | Election of Director: Geno J. Germano | | Management | | For | | For | |
1C. | | Election of Director: John C. Kelly | | Management | | For | | For | |
1D. | | Election of Director: Clive A. Meanwell | | Management | | For | | For | |
1E. | | Election of Director: Paris Panayiotopoulos | | Management | | For | | For | |
1F. | | Election of Director: Sarah J. Schlesinger | | Management | | For | | For | |
1G. | | Election of Director: Mark Timney | | Management | | For | | For | |
2. | | Approve, in an advisory vote, the compensation of our named executive officers as presented in the proxy statement. | | Management | | For | | For | |
3. | | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Management | | For | | For | |
THERMO FISHER SCIENTIFIC INC.
Security | 883556102 | Meeting Type | Annual |
Ticker Symbol | TMO | Meeting Date | 22-May-2019 |
Record Date | 27-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Marc N. Casper | | Management | | For | | For | |
1b. | | Election of Director: Nelson J. Chai | | Management | | For | | For | |
1c. | | Election of Director: C. Martin Harris | | Management | | For | | For | |
1d. | | Election of Director: Tyler Jacks | | Management | | For | | For | |
1e. | | Election of Director: Judy C. Lewent | | Management | | For | | For | |
1f. | | Election of Director: Thomas J. Lynch | | Management | | For | | For | |
1g. | | Election of Director: Jim P. Manzi | | Management | | For | | For | |
1h. | | Election of Director: James C. Mullen | | Management | | For | | For | |
1i. | | Election of Director: Lars R. Sørensen | | Management | | For | | For | |
1j. | | Election of Director: Scott M. Sperling | | Management | | For | | For | |
1k. | | Election of Director: Elaine S. Ullian | | Management | | For | | For | |
1l. | | Election of Director: Dion J. Weisler | | Management | | For | | For | |
2. | | An advisory vote to approve named executive officer compensation. | | Management | | For | | For | |
3. | | Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as the Company’s independent auditors for 2019. | | Management | | For | | For | |
UNITEDHEALTH GROUP INCORPORATED
Security | 91324P102 | Meeting Type | Annual |
Ticker Symbol | UNH | Meeting Date | 03-Jun-2019 |
Record Date | 09-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: William C. Ballard, Jr. | | Management | | For | | For | |
1b. | | Election of Director: Richard T. Burke | | Management | | For | | For | |
1c. | | Election of Director: Timothy P. Flynn | | Management | | For | | For | |
1d. | | Election of Director: Stephen J. Hemsley | | Management | | For | | For | |
1e. | | Election of Director: Michele J. Hooper | | Management | | For | | For | |
1f. | | Election of Director: F. William McNabb III | | Management | | For | | For | |
1g. | | Election of Director: Valerie C. Montgomery Rice, M.D. | | Management | | For | | For | |
1h. | | Election of Director: John H. Noseworthy, M.D. | | Management | | For | | For | |
1i. | | Election of Director: Glenn M. Renwick | | Management | | For | | For | |
1j. | | Election of Director: David S. Wichmann | | Management | | For | | For | |
1k. | | Election of Director: Gail R. Wilensky, Ph.D. | | Management | | For | | For | |
2. | | Advisory approval of the Company’s executive compensation. | | Management | | For | | For | |
3. | | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2019. | | Management | | For | | For | |
4. | | The shareholder proposal set forth in the proxy statement requesting an amendment to the proxy access bylaw, if properly presented at the 2019 Annual Meeting of Shareholders. | | Shareholder | | Against | | For | |
VARIAN MEDICAL SYSTEMS, INC.
Security | 92220P105 | Meeting Type | Annual |
Ticker Symbol | VAR | Meeting Date | 14-Feb-2019 |
Record Date | 17-Dec-2018 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Anat Ashkenazi | | Management | | For | | For | |
1b. | | Election of Director: Jeffrey R. Balser | | Management | | For | | For | |
1c. | | Election of Director: Judy Bruner | | Management | | For | | For | |
1d. | | Election of Director: Jean-Luc Butel | | Management | | For | | For | |
1e. | | Election of Director: Regina E. Dugan | | Management | | For | | For | |
1f. | | Election of Director: R. Andrew Eckert | | Management | | For | | For | |
1g. | | Election of Director: Timothy E. Guertin | | Management | | For | | For | |
1h. | | Election of Director: David J. Illingworth | | Management | | For | | For | |
1i. | | Election of Director: Dow R. Wilson | | Management | | For | | For | |
2. | | To approve, on an advisory basis, the compensation of the Varian Medical Systems, Inc. named executive officers as described in the Proxy Statement. | | Management | | For | | For | |
3. | | To ratify the appointment of PricewaterhouseCoopers LLP as Varian Medical Systems, Inc.’s independent registered public accounting firm for fiscal year 2019. | | Management | | For | | For | |
VENTAS, INC.
Security | 92276F100 | Meeting Type | Annual |
Ticker Symbol | VTR | Meeting Date | 14-May-2019 |
Record Date | 15-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1A. | | Election of Director: Melody C. Barnes | | Management | | For | | For | |
1B. | | Election of Director: Debra A. Cafaro | | Management | | For | | For | |
1C. | | Election of Director: Jay M. Gellert | | Management | | For | | For | |
1D. | | Election of Director: Richard I. Gilchrist | | Management | | For | | For | |
1E. | | Election of Director: Matthew J. Lustig | | Management | | For | | For | |
1F. | | Election of Director: Roxanne M. Martino | | Management | | For | | For | |
1G. | | Election of Director: Walter C. Rakowich | | Management | | For | | For | |
1H. | | Election of Director: Robert D. Reed | | Management | | For | | For | |
1I. | | Election of Director: James D. Shelton | | Management | | For | | For | |
2. | | Ratification of the selection of KPMG LLP as the independent registered public accounting firm for fiscal year 2019. | | Management | | For | | For | |
3. | | Advisory vote to approve our executive compensation. | | Management | | For | | For | |
VERONA PHARMA PLC
Security | 925050106 | Meeting Type | Annual |
Ticker Symbol | VRNA | Meeting Date | 07-May-2019 |
Record Date | 19-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
O1 | | To receive and adopt the report of the directors and the financial statements for the year ended 31 December 2018. | | Management | | For | | For | |
O2 | | To approve the Directors’ Remuneration Report. | | Management | | For | | For | |
O3 | | To re-elect Dr. Ken Cunningham as a director of the Company. | | Management | | For | | For | |
O4 | | To re-elect Dr. Andrew Sinclair as a director of the Company. | | Management | | For | | For | |
O5 | | To re-elect Dr. Martin Edwards as a director of the Company. | | Management | | For | | For | |
O6 | | To appoint PricewaterhouseCoopers LLP as auditors. | | Management | | For | | For | |
O7 | | To authorise the directors to determine the auditors remuneration. | | Management | | For | | For | |
O8 | | To authorise the directors to allot relevant securities pursuant to Section 551 of the Companies Act 2006. | | Management | | For | | For | |
S9 | | To authorise the directors to allot equity securities pursuant to Section 570 of the Companies Act 2006. | | Management | | For | | For | |
VERTEX PHARMACEUTICALS INCORPORATED
Security | 92532F100 | Meeting Type | Annual |
Ticker Symbol | VRTX | Meeting Date | 05-Jun-2019 |
Record Date | 10-Apr-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1.1 | | Election of Director: Sangeeta Bhatia | | Management | | For | | For | |
1.2 | | Election of Director: Lloyd Carney | | Management | | For | | For | |
1.3 | | Election of Director: Terrence Kearney | | Management | | For | | For | |
1.4 | | Election of Director: Yuchun Lee | | Management | | For | | For | |
1.5 | | Election of Director: Jeffrey Leiden | | Management | | For | | For | |
1.6 | | Election of Director: Bruce Sachs | | Management | | For | | For | |
2. | | Amendment and restatement of our 2013 Stock and Option Plan to, among other things, increase the number of shares available under the plan by 5.0 million shares. | | Management | | For | | For | |
3. | | Amendment and restatement of our 2013 Employee Stock Purchase Plan to, among other things, increase the number of shares available under the plan by 2.0 million shares. | | Management | | For | | For | |
4. | | Ratification of Ernst & Young LLP as our Independent Registered Public Accounting firm for the year ending December 31, 2019. | | Management | | For | | For | |
5. | | Advisory vote on named executive officer compensation. | | Management | | For | | For | |
6. | | Shareholder proposal, if properly presented at the meeting, requesting annual reporting on the integration of risks relating to drug prices into our executive compensation program. | | Shareholder | | Against | | For | |
7. | | Shareholder proposal, if properly presented at the meeting, requesting that we prepare a report on our policies and activities with respect to lobbying. | | Shareholder | | Against | | For | |
WELLCARE HEALTH PLANS, INC.
Security | 94946T106 | Meeting Type | Annual |
Ticker Symbol | WCG | Meeting Date | 22-May-2019 |
Record Date | 25-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Richard C. Breon | | Management | | For | | For | |
1b. | | Election of Director: Kenneth A. Burdick | | Management | | For | | For | |
1c. | | Election of Director: Amy L. Compton-Phillips | | Management | | For | | For | |
1d. | | Election of Director: H. James Dallas | | Management | | For | | For | |
1e. | | Election of Director: Kevin F. Hickey | | Management | | For | | For | |
1f. | | Election of Director: Christian P. Michalik | | Management | | For | | For | |
1g. | | Election of Director: Piyush “Bobby” Jindal | | Management | | For | | For | |
1h. | | Election of Director: William L. Trubeck | | Management | | For | | For | |
1i. | | Election of Director: Kathleen E. Walsh | | Management | | For | | For | |
2. | | Approval of the Company’s 2019 Incentive Compensation Plan. | | Management | | For | | For | |
3. | | Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Management | | For | | For | |
4. | | Advisory vote on the compensation of the Company’s named executive officers (“Say on Pay”). | | Management | | For | | For | |
WELLCARE HEALTH PLANS, INC.
Security | 94946T106 | Meeting Type | Special |
Ticker Symbol | WCG | Meeting Date | 24-Jun-2019 |
Record Date | 22-May-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1. | | To adopt the Agreement and Plan of Merger, dated as of March 26, 2019 (the “Merger Agreement”), by and among Centene Corporation, Wellington Merger Sub I, Inc., Wellington Merger Sub II, Inc. and WellCare Health Plans, Inc. (“WellCare”), as may be amended from time to time (the “Merger Agreement Proposal”). | | Management | | For | | For | |
2. | | To approve, on a non-binding advisory basis, compensation payable to executive officers of WellCare in connection with the transactions contemplated by the Merger Agreement. | | Management | | For | | For | |
3. | | To approve any proposal to adjourn the special meeting of stockholders of WellCare (the “WellCare Special Meeting”) from time to time, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the WellCare Special Meeting to approve the Merger Agreement Proposal. | | Management | | For | | For | |
WELLTOWER INC.
Security | 95040Q104 | Meeting Type | Annual |
Ticker Symbol | WELL | Meeting Date | 02-May-2019 |
Record Date | 05-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Kenneth J. Bacon | | Management | | For | | For | |
1b. | | Election of Director: Thomas J. DeRosa | | Management | | For | | For | |
1c. | | Election of Director: Karen B. DeSalvo | | Management | | For | | For | |
1d. | | Election of Director: Jeffrey H. Donahue | | Management | | For | | For | |
1e. | | Election of Director: Timothy J. Naughton | | Management | | For | | For | |
1f. | | Election of Director: Sharon M. Oster | | Management | | For | | For | |
1g. | | Election of Director: Sergio D. Rivera | | Management | | For | | For | |
1h. | | Election of Director: Johnese M. Spisso | | Management | | For | | For | |
1i. | | Election of Director: Kathryn M. Sullivan | | Management | | For | | For | |
1j. | | Election of Director: R. Scott Trumbull | | Management | | For | | For | |
1k. | | Election of Director: Gary Whitelaw | | Management | | For | | For | |
2. | | The ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year 2019. | | Management | | For | | For | |
3. | | The approval, on an advisory basis, of the compensation of our named executive officers as disclosed in the 2019 Proxy Statement. | | Management | | For | | For | |
WRIGHT MEDICAL GROUP N V
Security | N96617118 | Meeting Type | Annual |
Ticker Symbol | WMGI | Meeting Date | 28-Jun-2019 |
Record Date | 01-May-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Appointment of Robert J. Palmisano for executive director. Mark “For” to appoint Palmisano. | | Management | | For | | For | |
1b. | | Appointment of David D. Stevens for non-executive director. Mark “For” to appoint Stevens. | | Management | | For | | For | |
1c. | | Appointment of Gary D. Blackford for non-executive director. Mark “For” to appoint Blackford. | | Management | | For | | For | |
1d. | | Appointment of J. Patrick Mackin for non-executive director. Mark “For” to appoint Mackin. | | Management | | For | | For | |
1e. | | Appointment of John L. Miclot for non-executive director. Mark “For” to appoint Miclot. | | Management | | For | | For | |
1f. | | Appointment of Kevin C. O’Boyle for non-executive director. Mark “For” to appoint O’Boyle. | | Management | | For | | For | |
1g. | | Appointment of Amy S. Paul for non-executive director. Mark “For” to appoint Paul. | | Management | | For | | For | |
1h. | | Appointment of Richard F. Wallman for non-executive director. Mark “For” to appoint Wallman. | | Management | | For | | For | |
1i. | | Appointment of Elizabeth H. Weatherman for non- executive director. Mark “For” to appoint Weatherman. | | Management | | For | | For | |
2. | | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 29, 2019. | | Management | | For | | For | |
3. | | Appointment of KPMG N.V. as the auditor for our Dutch statutory annual accounts for the fiscal year ending December 29, 2019. | | Management | | For | | For | |
4. | | Adoption of our Dutch statutory annual accounts for the fiscal year ended December 30, 2018. | | Management | | For | | For | |
5. | | Release of each member of our board of directors from liability with respect to the exercise of his or her duties during the fiscal year ended December 30, 2018. | | Management | | For | | For | |
6. | | Extension of the authority of our board of directors to repurchase up to 10% of our issued share capital (including depositary receipts issued for our shares) until December 28, 2020 on the open market, through privately negotiated transactions or in one or more self- tender offers for a price per share (or depositary receipt) not less than the nominal value of a share and not higher than 110% of the market price of a share (or depositary receipt) at the time of the transaction. | | Management | | For | | For | |
7. | | Limited authorization of our board of directors to issue ordinary shares or grant rights to subscribe for ordinary shares up to 20% of our issued and outstanding shares at the time of the issue until June 28, 2021. | | Management | | For | | For | |
8. | | Limited authorization of our board of directors to resolve to exclude or restrict our shareholders’ pre-emptive rights under Dutch law with respect to the ordinary shares and rights to subscribe therefor that the board of directors may issue or grant pursuant to the authority in proposal 7 above until June 28, 2021. | | Management | | For | | For | |
9. | | Approval of the Wright Medical Group N.V. Amended and Restated 2017 Equity and Incentive Plan. | | Management | | For | | For | |
10. | | Approval, on an advisory basis, of our executive compensation. | | Management | | For | | For | |
ZIMMER BIOMET HOLDINGS, INC.
Security | 98956P102 | Meeting Type | Annual |
Ticker Symbol | ZBH | Meeting Date | 10-May-2019 |
Record Date | 11-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1a. | | Election of Director: Christopher B. Begley | | Management | | For | | For | |
1b. | | Election of Director: Betsy J. Bernard | | Management | | For | | For | |
1c. | | Election of Director: Gail K. Boudreaux | | Management | | For | | For | |
1d. | | Election of Director: Michael J. Farrell | | Management | | For | | For | |
1e. | | Election of Director: Larry C. Glasscock | | Management | | For | | For | |
1f. | | Election of Director: Robert A. Hagemann | | Management | | For | | For | |
1g. | | Election of Director: Bryan C. Hanson | | Management | | For | | For | |
1h. | | Election of Director: Arthur J. Higgins | | Management | | For | | For | |
1i. | | Election of Director: Maria Teresa Hilado | | Management | | For | | For | |
1j. | | Election of Director: Syed Jafry | | Management | | For | | For | |
1K. | | Election of Director: Michael W. Michelson | | Management | | For | | For | |
2. | | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019 | | Management | | For | | For | |
3. | | Advisory vote to approve named executive officer compensation (Say on Pay) | | Management | | For | | For | |
ZOETIS INC.
Security | 98978V103 | Meeting Type | Annual |
Ticker Symbol | ZTS | Meeting Date | 15-May-2019 |
Record Date | 21-Mar-2019 | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | |
1.1 | | Election of Director: Juan Ramon Alaix | | Management | | For | | For | |
1.2 | | Election of Director: Paul M. Bisaro | | Management | | For | | For | |
1.3 | | Election of Director: Frank A. D’Amelio | | Management | | For | | For | |
1.4 | | Election of Director: Michael B. McCallister | | Management | | For | | For | |
2. | | Advisory vote to approve our executive compensation (Say on Pay) | | Management | | For | | For | |
3. | | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2019. | | Management | | For | | For | |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Tekla World Healthcare Fund |
| |
By (Signature and Title)* | |
| |
| /s/ Daniel R. Omstead |
| (Daniel R. Omstead, President) |
| |
Date | 8/15/19 |
| | | |
*Print the name and title of each signing officer under his or her signature.