UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): December 15, 2016
FS Investment Corporation IV
(Exact name of Registrant as specified in its charter)
| | | | |
| Maryland | | 814-01151 | | 47-3258730 |
(State or other jurisdiction of incorporation) | | (Commission File Number) | | (I.R.S. Employer Identification No.) |
| | |
201 Rouse Boulevard Philadelphia, Pennsylvania | | | | 19112 |
| (Address of principal executive offices) | | | | (Zip Code) |
Registrant’s telephone number, including area code: (215) 495-1150
None
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| | ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| | ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| | ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| | ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01. Other Events.
On December 19, 2016, FS Investment Corporation IV (the “Company”) issued a press release announcing the extension of the offering of shares of its Class T common stock and providing an overview of certain changes to the compensation structure for the offering.
A copy of the press release announcing the foregoing is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
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EXHIBIT
NUMBER | | DESCRIPTION |
| 99.1 | | Press release dated December 19, 2016. |
Forward-Looking Statements
This Current Report on Form 8-K may contain certain forward-looking statements, including statements with regard to the future performance and operation of the Company. Words such as “believes,” “expects,” “projects” and “future” or similar expressions are intended to identify forward-looking statements. These forward-looking statements are subject to the inherent uncertainties in predicting future results and conditions. Certain factors could cause actual results to differ materially from those projected in these forward-looking statements, and some of these factors are enumerated in the filings the Company makes with the Securities and Exchange Commission. The Company undertakes no obligation to update or revise any forward-looking statements, whether as a result of new information, future events or otherwise. This Current Report on Form 8-K is for informational purposes only and is not an offer to sell securities nor the solicitation of an offer to buy securities of the Company. Securities may not be offered or sold in the United States absent registration with the Securities and Exchange Commission (the “SEC”) or an applicable exemption from SEC registration requirements.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | | | FS Investment Corporation IV |
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| Date: December 19, 2016 | | | | By: | | /s/ Stephen S. Sypherd |
| | | | | | Stephen S. Sypherd |
| | | | | | Vice President, Treasurer and Secretary |
EXHIBIT INDEX
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EXHIBIT NUMBER | | DESCRIPTION |
| |
| 99.1 | | Press release dated December 19, 2016. |
